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3G RANOP RU40

Capacity Enhancement

LTE Layering! A new Module Interworking;

For internal use

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Nokia Solutions and Networks Academy


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For internal use

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Module Objectives
At the end of the module you will be able to:
Describe capacity enhancing R99 features
Discuss the impact of R5 and R6 HSPA features on capacity
Demonstrate the capacity enhancement potentials of HSPA
features introduced with R7 and beyond

For internal use

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Capacity Enhancement
R99 Features

Load Based AMR Codec Mode Selection


BLER target settings
Eb/No settings

Throughput based optimization


Maximum radio link power
4Rx diversity

Network load reduction features in RU40


HSDPA
HSUPA

HSDPA+
HSUPA+
Capacity Usage Optimization
For internal use

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Load Based AMR Codec Mode Selection Idea


Enabling Load Based AMR Codec Mode Selection (RAN580) the voice capacity can
be improved:
Voice calls performed as FR or HR calls in dependence on
Non controllable load on DL
Code tree occupation
Iub throughput

For each criterion there is a load indicator having three thresholds


Underload threshold
Target threshold
Overload threshold

FR call
Voice codec sample = {12.2/7.95/5.9/4.75} Kbit/s
DL SF = 128 fixed

HR call
Voice codec sample = {5.9/4.75} Kbit/s
DL SF = 128 or 256 in dependence on code tree occupation
For internal use

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AMR - Role of Load


Load
If one load indicator exceeds overload threshold
New calls start as HR
Running FR calls automatically switched to HR
Overload threshold

At least one load indicator exceeds target threshold


But no load indicator exceeds overload threshold

New calls start as HR


Running FR calls remain FR
Target threshold
At least one load indicator exceeds underload threshold
But no load indicator exceeds target threshold
New calls start as FR
Running HR calls remain HR
Underload threshold

If no load indicator exceeds underload threshold

New calls start as FR


Running HR calls automatically switched to FR

For internal use

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AMR - Role of Load


Load thresholds for non controllable load on DL
Set relative to PtxTarget (default 40 dBm)
AMRUnderTxNc (default -10 dB)
AMRTargetTxNc (default -2 dB)
AMROverTxNc (default -1 dB)
Load thresholds for code tree occupation
AMRUnderSC (default 50%)
AMRTargetSC (default 70%)
AMROverSC (default 90%)
Load thresholds for Iub throughput
AMRUnderTransmission (default 200 Kbit/s)
AMRTargetTransmission (default 800 Kbit/s)
AMROverTransmission (default 900 Kbit/s)

For internal use

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AMR - Selection of SF for HR Calls

AMRSF set relative to maximum allowed RL power determined by AC (default -2 dB)


In case of high RL power SF128 (NOT SF256) better for voice transmission due to DPCCH overhead
For internal use

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BLER Target Settings - Idea


For R99 bearers the operator can define the BLER target controlled by outer
loop power control

Strict BLER target (low BLER)


Little throughput degradation and delay by re-transmission good quality for user
But higher Eb/No needed higher power consumption per radio link

Less strict BLER target (high BLER)


Strong throughput degradation and delay by re-transmission bad quality for user
But less Eb/No needed lower power consumption per radio link

For internal use

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BLER Target Settings - Role of Service


BLER target can be defined for the following services
SRB of 3.4 and 13.6 Kbit/s (EbNoDCHOfSRB34/136Qua, default 1%)
Narrowband and wideband AMR (EbNoDCHOfCSN/WBAMRQua, default 1%)
Streaming service
NRT service

In case of streaming and NRT service one can define two BLER targets
Strict target for low bit rate up to 64 Kbit/s (EbNoDCHOfPSStr/NRTPriQua, default = 1%)
Less strict target for high bit rate > 64 Kbit/s (EbNoDCHOfPSStr/NRTSecQua, default = 5%)
One can select per bit rate, which of the two BLER targets shall be used

For internal use

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BLER Target Settings - Example

Consider DL bearer with 256 Kbit/s


Default target 5%
Pedestrian Eb/No = 3.6 dB
Fast vehicle Eb/No = 7.3 dB
Less strict target 10%
Pedestrian Eb/No = 3.4 dB (0.2 dB gain)
Fast vehicle Eb/No = 6.9 dB (0.4 dB gain)

Source
J.J. Olmos, S.Ruiz, Transport Block
Error Rates for UTRA FDD
Downlink with Transmission Diversity
and Turbo Coding
In Proc. IEEE 13th PIMRC 2002, vol.1,
pp 31-35, Sept. 2002.

For internal use

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BLER Target Settings - Example


Consider load factor for previous example in typical macro cell
Orthogonality = 0.6
Adjacent to own cell interference ratio i = 0.6

Consider activity factor = 1 for NRT service

DL

Eb / N 0
[(1 ) i]

W /R

5% BLER target
15.3% load for pedestrian
35.8% load for fast vehicle

Small capacity gain obtained with less


strict BLER target only especially for slow
moving user;

10% BLER target


14.6% load for pedestrian (0.7% gain)
32.7% load for fast vehicle (3.1% gain)

For internal use

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Eb/No Settings - Restrictions


For R99 and HSUPA bearers the operator can define Eb/No values as well
Eb/No settings cannot be treated as independent configuration, as Eb/No affects BLER
Eb/No settings offered by NSN applied to initial radio link power only
Afterwards Eb/No adjusted by outer loop power control to follow BLER target
Thus Eb/No settings affect setup and access only, but not load in the network

High initial Eb/No


High initial radio link power high blocking probability
But low initial BLER low risk of drop during initial phase

Low initial Eb/No


Low initial radio link power low blocking probability
But high initial BLER high risk of drop during initial phase

For internal use

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Eb/No Settings - Role of Service


The initial Eb/No can be defined for the following services
SRB of 3.4 and 13.6 Kbit/s (EbNoDCHOfSRB34/136, default 8 dB)
AMR 12.2 and 5.9 Kbit/s (EbNoDCHOfCSN/BAMR122/59, default 8 dB)
Streaming service
NRT service

In case of streaming and NRT service one can define Eb/No in dependence on
BLER target
Strict target (EbNoDCHOfPSStr/NRTPri, default = 8 dB)
Less strict target (EbNoDCHOfPSStr/NRTSec, default = 6.5 dB)

For the following situations gain factors can be specified


Receive diversity (EbNoDCHRxDiv2/4, default 3 and 4 dB gain for 2 and 4 Rx diversity)
Rate matching (one parameter for each type of service, up to 2 dB gain for effective coding
rate < 1:3)

For internal use

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Eb/No Settings - Example


Consider initial radio link power in typical macro cell
Total power = 20 Watt
CPICH power = 2 Watt
Ec/Io = -10 dB
Orthogonality = 0.6
R = 256 Kbit/s

R 1
Initial _ RL _ power
E CPICH_power total_power
W c I0

Eb

N0

5% BLER initially (Eb/No = 3.6 and 7.3 dB)


2.1 W power for pedestrian
5.0 W power for fast vehicle

Small power gain obtained with less strict


initial BLER only especially for slow moving
user;

10% BLER initially (Eb/No = 3.4 and 6.9 dB)


2.0 W power for pedestrian (0.1 W gain)
4.6 W load for fast vehicle (0.4 W gain)
For internal use

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Throughput Based Optimization - Idea


Consider NRT DCH of low utilization
Inactivity timers do not expire in case of frequent transmission of small packets
Huge amount of resources might be reserved unnecessarily
Code of low SF (blocks many codes of high SF)
Channel elements
Iub resources

Throughput based optimization


Downgrade DCH to lower level in this case
Can be enabled for each NRT traffic class individually
Inactive with traffic handling priority 1/2/3
Background

For internal use

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Throughput Based Optimization - Mechanism


Actual throughput suddenly drops
Consider throughput averaged over sliding window
Short window to react to strong drops
Long window to react to moderate drops

Compare average throughput with thresholds


Downgrade upper threshold (long time to trigger)
Downgrade lower threshold (short time to trigger)
Release threshold (short time to trigger)

Throughput

Actual DCH level

Average
long window

Downgrade upper threshold

Default 2 levels below actual DCH

Average
short window
Actual throughput

Short time
to triggger

For internal use

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Long time
to triggger

Downgrade upper threshold


Default 3 levels below actual DCH
Release threshold

Default 256 Bit/s


2013 Nokia Solutions and Networks. All rights reserved.

Time

Throughput Based Optimization - Example


Usage of channel elements

Feature OFF

Feature ON

For internal use

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AMR traffic no
impact, as not
considered by
feature;
PS traffic
about 1/3 less
CE occupied in
the average;

Throughput Based Optimization - Example


Reservation of ATM resources on Iub

Feature OFF

Feature ON

About 5% less resources reserved on Iub;


For internal use

20

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Throughput Based Optimization - Example


Blocking on Iub

Feature OFF

Feature ON

Due to lower resource reservation about 2/3 less blocking on Iub;


For internal use

21

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Throughput Based Optimization Example


Downgrade causes

Feature ON

Feature OFF
Less downgrades required due to
Preemption
Overload control
Dynamic link adaptation
But dramatic increase of downgrades due to TBO
Ping-Pong RB reconfiguration upgrade-downgrade
Define bigger guard timer against consecutive bit
rate adaptations
Enable TBO for certain traffic classes only

For internal use

22

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Maximum Radio Link Power Mechanism


Maximum radio link power set automatically by RNC
Three different thresholds based on different criteria
1) Relative to maximum cell power (same threshold for any service)
2) Relative to CPICH power (corrected by SF adjustment in dependence on service)
3) Absolute threshold (for PS services)

Finally lowest threshold is used


the smaller value between the PtxCellMax
and MaxDLPowerCapability
PtxDPCHMax (Default 3 dB)

PtxDLabsMax (Default 37 dBm)


PtxPSstreamAbsMax (Default 37 dBm)
Maximum RL power
PS service
Criterion 3

Maximum RL power
Any service
Criterion 2

Radio Link established or modified


both max. DL Tx power & min. DL Tx
power has to be determined for it.
The average power of transmitted DPDCH
symbols over 1 timeslot must not exceed
maximum DL Tx power, or it can not be
below minimum DL Tx power.
The Power Control Dynamic Range of
BTS is the difference between the max.
and the min. transmit output power of a
code channel.

SF adjustment
Calculated by RNC

Maximum RL power
Criterion 1

PtxPrimaryCPICH (Default 33 dBm)


CPICHtoRefRABOffset (Default 2 dB)
Maximum RL power
Reference service
(Default 12.2 Kbit/s voice)
Criterion 2

For internal use

23

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Maximum Radio Link Power SF Adjustment


Comparison of actual service with reference service based on
SF
Eb/No

If several bearers are running simultaneously, all of them are taken into account

SF _ adjustment

EbNo

DCHCCTrCH

DCH

RDCH

EbNoref Rref

Examples
Reference service = voice R = 12.2 Kbit/s, Eb/No = 7 dB
Actual service PS R = 64 Kbit/s, Eb/No = 7 dB
Actual service PS R = 384 Kbit/s, Eb/No = 5 dB

Results
64K PS SF adjustment = (100.7 * 64) / (100.7 * 12.2) = 5.2 = 7.2 dB
Maximum RL power = 33 dBm 2 dB + 7.2 dB = 38.2 dBm
384K PS SF adjustment = (100.5 * 384) / (100.7 * 12.2) = 19.9 = 13.0 dB
Maximum RL power = 33 dBm 2 dB + 13.0 dB = 44.0 dBm

In both cases cutoff due to criterion 3 at 37 dBm


For internal use

24

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Maximum Radio Link Power Key Parameters


CPICHtoRefRABOffset
Maximum power of reference service relative to CPICH power
Shifts all services to higher or lower maximum radio link power
Low power for reference service
Low coverage in general
But higher capacity, as no single user can take away too much power

High power for reference service


High coverage in general
But lower capacity, as single user can take away much power

PtxDLAbsMax / PtxPSstreamAbsMax
Maximum power of NRT / RT PS service
Cutoff to avoid, that single user takes too much power
Similar compromise between coverage and capacity needed as for CPICHtoRefRABOffset

For internal use

25

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Maximum Radio Link Power Dynamic Link Optimization


Radio link power comes close to maximum power
Reduce bit rate of NRT services by increasing SF
Reduce bit rate of AMR voice service by taking more robust voice codec

128kbps

384kbps

UE

BTS

distance

For internal use

26

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Maximum Radio Link Power Dynamic Link Optimization


BTS measures power of each radio links and sends periodic report to RNC
RNC averages reports over settable sliding window (default 4 reports)
Dynamic link optimization triggered if
Average RL power > Maximum RL power - DLOptimisationPwrOffset

Average RL power
Maximum RL power (Default for PS = 37 dBm)
DLOptimisationPwrOffset (Default = 2 dB)
Triggering of DyLO (Default = 35 dBm)

time
For internal use

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Maximum Radio Link Power Dynamic Link Optimization


Dynamic link optimization not performed any more, if
Actual bit rate MinAllowedBitRateDL (Default 8 Kbit/s) OR
Actual bit rate HHoMaxAllowedBitRateDL (Default 32 Kbit/s)

In the latter case HHO will be triggered instead


In case of AMR voice HHO will be triggered, if even with the most robust codec
too much RL power is consumed

HHO area

32 K

128 K

64 K

384 K

UE

BTS
distance
For internal use

28

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4Rx Diversity - Idea


2 Rx diversity
Compensation of fast fading on the UL by usage of two receive paths
Space diversity
Horizontal separation (gain depends on azimuth)
Vertical separation
Polarization diversity
Coverage gain on UL about 3 dB (less Eb/No and SIR target needed)
2-3 m
space
diversity

polarization
diversity

For internal use

29

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4Rx Diversity - Idea


4 Rx diversity
Enhanced compensation of fast fading on the UL by usage of four
receive paths
Combined space and polarization diversity (two cross-polarized antennas)
Pure space diversity (four single-polarized antennas)
Additional coverage gain against 2 Rx diversity around 1-3 dB (again
less Eb/No and SIR target needed)

Combined space
and polarization
diversity

Pure space
diversity

For internal use

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4Rx Diversity - Interoperability


4 Rx diversity can be realized together with the following features,
defined by the following implementation phases
Phase 1 MIMO
Phase 2 + Frequency domain equalizer
Phase 3 + HSUPA Interference cancellation receiver

For internal use

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4Rx Diversity Impact on HW


2 additional

RAKE

antennas
(one in case
dual beam
antenna)
2 times more
fibers
and jumpers
or feeders

At least two additional strong


signals on RAKE input
For internal use

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4Rx Diversity Example


UE transmission power during drive test

Consider UE transmission power during


drive test
2Rx diversity average UE power 4.4 dBm
4Rx diversity average UE power 1.6 dBm
Gain = 4.4 dBm 1.6 dBm = 2.8 dB

For internal use

33

Source
Antti Tlli and Harri Holma
Comparison of WCDMA UL antenna
solutions with 4Rx branches
In: Proceedings of the CDMA
International Conference (CIC), South
Korea, 25-28 October 2000, pp. 57-61

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4Rx Diversity Example


Coverage enhancement
3dB gain in UL
Area size 1000 km2
Clutter type urban
Output power 40W

Number of sites reduction


could be reached only in UL
limited scenarios

Cell Range [km]


Site-to-Site Distance [sqkm]
Number of sites

2 Rx Diversity
1.341
2.011
857

4 Rx Diversity
1.631
2.447
579

Total Network Cost


1.20

-27%

32% less sites

1.00

0.80

0.60

Include:
Lower number of sites
2x more number of antennas

0.40

0.20

0.00
2Rx Diversity

4Rx Diversity

For internal use

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4Rx Diversity Example


Capacity enhancement
Without feature

With feature

Active Users: 53
Mean throughput: 248.7
UL Power Outage: 4.79

Active Users: 68
Mean throughput: 318.5
UL Power Outage: 4.44
Mean HSUPA throughput [kbps]

28%

350
300
250
200
150
100
50
0
For internal use

35

2Rx Diversity
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4Rx Diversity
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Capacity Enhancement
R99 Features

Network load reduction features in RU40:


Fast Cell_PCH Switching
Fast Dormancy Profiling

HSDPA
HSUPA
HSDPA+
HSUPA+

For internal use

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Fast Cell_PCH Switching 1/2

Faster Cell_PCH to Cell_DCH transition time


Reduced signaling messages (UE RNC)
RNC resources reserved faster
RNC overload handling enhanced

UE

UE

RNC

Cell_PCH

State transition time: 350ms


lowered network signaling load
Improved end user experience
automatic change of transition timers in
dependence of the load

Cell_PCH

RNC

RRC: Cell Update

RRC: Cell Update


RNC processing

RRC Cell Update Confirm


ready to send

RRC: Cell Update Confirm

Waiting for RNC resources


reservation

Cell_FACH/Cell_DCH

RNC processing

RRC: Cell Update Confirm

RNC resources reservation

Cell_FACH/Cell_DCH

With Fast Cell_PCH Switching

Without Fast Cell_PCH Switching


For internal use

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RRC Cell Update Confirm sent


+
RNC resources reservation

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No activity detected

Fast Cell_PCH Switching 2/2


High RNC resources availability
through timer scaling
Exceptional handling for
ul_dl_activation_timer higher than 10s

Cell_DCH
Cell_FACH
Cell_PCH

IDLE_Mode

100
%
90 %

Low

Resources
availability

UL_DL_activation_timer x 0.4
No activity detected

Cell_DCH

75 %

Med

Cell_FACH
Cell_PCH

Resources
Occupation

IDLE_Mode

UL_DL_activation_timer x 0.7

No activity detected

High
Cell_DCH

0%

Cell_FACH
Cell_PCH

RNC resources
utilization
For internal use

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IDLE_Mode

UL_DL_activation_timer
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Fast Dormancy Profiling General Description 1/2


Fast Dormancy:

UE informs network that it would like to go to low battery consumption mode

UE goes to Cell_PCH state instead of idle_mode

Fast Dormancy Profiling:

Identify Legacy Fast Dormancy (LFD) phones which cause unnecessary signaling load

Less signaling load because LFD Phones are prevented from going to Idle_mode

Better network resources utilization (due to shorter inactivity timers

Gain: Signaling load reduction:


On Iub, UU and Iu interfaces
in RNC
Longer UE battery life
SIB1 contains info
about T323

UE detects Fast Dormancy functionality via System


Information Block Type 1 (if T323 supported in RAN)

SCRI signaling Connection Release


Indication;

SCRI: UE requested
PS data session end

SCRI - Signaling Connection Release Indication

For internal use

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Fast Dormancy Profiling General Description 2/2


Legacy Fast Dormancy (LFD) phone identification:
based on the signaling connection release triggered by the UE
UE sends SCRI to RNC without any cause then this UE is treated as LFD phone
UE is moved to Cell_PCH/URA_PCH state
if UEs do not accept the Cell_PCH/URA_PCH state transition command after SCRI message Idle
IMSI is stored
If the UE creates new RRC connection while the IMSI is still stored UE is LFD phone

LFD phone handling:


RNC uses shorter inactivity/idle timers for LFD and reacts faster than UE:
when this idle timer expires, RNC moves the UE to Cell_PCH/URA_PCH state
aim is to move these UEs to Cell_PCH/URA_PCH state before UE sends connection release
Based on LFD inactivity timer:
go to Cell_PCH/URA_PCH!

Before UE sends SCRI


For internal use

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Fast Dormancy Profiling LFD phone handling 1/2


shorter inactivity timers are used for moving smartphones & LFD Phones to Cell_PCH state

New shorter inactivity timers

SmartHSPATputAveWin
SmartHSPATimeToTrigger
SmartHSPATputAveWin
SmartHSPATimeToTrigger

Default
Value
1s
0.2s
1s
0.2s

SmartInactivityTimerDCH

0.2s

SmartInactivityTimerFACH

1s

Name
HS-DSCH
Inactivity
E-DCH
Inactivity
DCH
Inactivity
Rel-99 FACH
inactivity

Legacy inactivity timers

MACdflowthroughputAveWin
MACdflowutilTimetoTrigger
EDCHMACdFlowThroughputAveWin
EDCHMACdFlowThroughputTimetoTrigger
InactivityTimerDownlinkDCH
InactivityTimerUplinkDCH

Default
Value
3s
0s
3s
5s
5s
5s

UL_DL_activation_timer

2s

Name

For internal use

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Fast Dormancy Profiling LFD phone handling 2/2

Stored IMSI gives possibility to faster usage of higher traffic volume thresholds
Higher traffic volume thresholds are used to move smart phones & LFD Phones to Cell_DCH
state

To avoid unnecessary movement to Cell_DCH only for sending keep-alive message


New higher traffic volume thresholds
Name
Rel-99 FACH
SmartTrafVolThrUL
& RACH UL
Rel-99 FACH
SmartTrafVolThrDL
& RACH DL
HS-FACH &
SmartTrafVolThrUL
Rel-99 RACH

Default
Value

Legacy traffic volume thresholds


Name

256 bytes TrafVolThresholdULLow

128 bytes

256 bytes TrafVolThresholdDLLow

128bytes

256 bytes TrafVolThresholdULLow

128 bytes

For internal use

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Default
Value

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Fast Dormancy Profiling Network Performance 1/3


Without
feature
UE has to be moved to Cell_DCH
If UE was in IDLE_Mode then new
connection has to be established
higher amunt of signaling

Cell
Resources
are released

UE in Cell_DCH

Amount of data to send

UE has no more data to


send
Empty SCRI is sent

TrafVolThresholdULLo
w
128bytes
UE in IDLE_Mode

UE in
Cell_DCH

43

UE has to be moved to Cell_FACH

UE in Cell_DCH

Amount of data to send

With feature

Cell
Resources
are released

For internal use

UE in Cell_PCH
RN31575EN40GLA0

SmartTrafVolThrUL
256bytes

UE in Cell_FACH

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Fast Dormancy Profiling Network Performance 2/3


Without
feature

UE has no more data to send


UE has been recognised as
LFD Phone - SCRI is not sent
UE has to be moved to Cell_DCH
If UE was in IDLE_Mode then new
connection has to be established
higher amunt of signaling

Amount of data to send

No PDUs in
MACdflowthroughputAve
Win (3s)

MACdflowThroughputTime
toTrigger start (0s)

UL_DL_activation_
timer start (2s)
Cell
Resources
are released

TrafVolThresholdULLow
128bytes

UE in
Cell_DCH

With feature

No PDUs in
SmartHSPATputAveWi
n(1s)
UE has to be moved to Cell_FACH
SmartHSPATimeToT
rigger start (0.2s)

Cell
Resources
are released

UE in Cell_DCH

Amount of data to send

44

UE in Cell_PCH or
IDLE_Mode

UE in
Cell_FACH

UE in
Cell_DCH

For internal use

UE in Cell_PCH
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SmartTrafVolThrUL
256bytes

UE in Cell_FACH
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Fast Dormancy Profiling Network Performance 3/3


Benefits:
1

is faster moved from Cell_DCH to Cell_PCH state lower utilization of cell resources and
lower UE power consumption (i.e. SmartHSPATimeToTrigger, SmartInactivityTimerDCH)

is kept in Cell_PCH instead of goes to IDLE_mode less signaling is required for moving to
Cell_FACH or Cell_DCH

higher amount of data could be sent in Cell_FACH/HS-Cell_FACH state (i.e.


SmartTrafVolThrUL threshold)

Value of timers and thresholds can be used for network performance optimisation

Shorter values of timers could be applied if we would like to release cell resources faster it will be useful in case with many smart phones application in network. In other cases it
could caused higher number of RRC States transitions

Value of traffic volume thresholds should allow to send small pieces of data via Cell_FACH
(i.e. Keep-alive messages)

For internal use

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Capacity Enhancement
R99 Features

HSDPA
Fractional DPCH
Dynamic BLER

72 HSPA users per cell


HSPA 128 Users per Cell

HSUPA
HSDPA+
HSUPA+

For internal use

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Fractional DPCH - Idea


Available since RU20
Mapping of SRB on HS-DSCH, not on associated DCH
DPCH than needed for UL power control only reduced to F-DPCH

Node B
RNC
Iub

For internal use

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Fractional DPCH - Mechanism


SRB on associated DCH
Full configuration of DPCH needed
Dedicated to single user

SRB on HS-DSCH
No data on DPCH any more
TFCI field not needed any more
TPC used not only for power control, but also SIR measurements
pilot field not needed any more
Can be shared by 10 users by time multiplex

1 Slot = 2/3 ms = 2560 chip


TX OFF

TPC

F-DPCH slot: power control commands only


TX OFF

DPCH slot: full configuration


Data block 1

TFCI
TPC optional

Data block 2

Pilot

For internal use

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Fractional DPCH - Limitations


Fractional DPCH requires good performance on air interface
CPICH coverage better than CPICHRSCPThreSRBHSDPA (Default -103 dBm)
CPICH quality better than CPICHECNOSRBHSPA (Default -6 dB)

Due to strict quality requirements fractional DPCH available only if


Low DL traffic
Little adjacent cell interference (UE close to BTS)

Normal
DPCH
UE

F-DPCH

BTS
distance

For internal use

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Fractional DPCH - Limitations


Further restriction if F-DPCH shall be setup in SHO area
Ec/Io of non serving cell must not exceed Ec/Io of serving cell by
HSDPASRBWindow (Default 1 dB)

EC/I0

HSDPASRBWindow

CPICH 1 =
server
CPICH 2 =
non server

F-DPCH setup allowed

Normal DPCH only

For internal use

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time

Fractional DPCH - DL Power Consumption


Consider radio link power for SRB on associated DCH
Total power = 8 Watt (low DL power, as otherwise Ec/Io = -6 dB not fulfilled)
CPICH power = 2 Watt
Ec/Io = -6 dB
Orthogonality = 0.6
R = 13.6 Kbit/s
Eb/No = 8 dB

RL power = 0.071 W = 18.5 dBm

R 1
Initial _ RL _ power
E CPICH_power total_power
W c I0

Eb

N0

For internal use

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Fractional DPCH DL Power Consumption static


Consider radio link power for F-DPCH
No power control
Static power set relative to CPICH with PtxFDPCHMax (Default 9 dB)

In SHO area more power allocated according PtxOffsetFDPCHSHO (Default 1 dB)


RL power = 24 / 25 dBm outside / within SHO area
But shared among up to 10 users
Effectively 14 / 15 dBm per user gain of about 3-4 dB per user
PtxPrimaryCPICH (Default 33 dBm)

PtxFDPCHMax (Default 9 dB)

F-DPCH power within SHO area


(Default 25 dBm)
PtxOffsetFDPCHSHO (Default 1 dB)

F-DPCH power outside SHO area


(Default 24 dBm)

For internal use

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Fractional DPCH Impact of RAN971: HSUPA Downlink


Physical Channel Power Control - dynamic
This feature adjusts the transmit powers according to the required power level at the UE for
the following HSUPA downlink control channels:
E-DCH Absolute Grant Channel (E-AGCH)
E-DCH Relative Grant Channel (E-RGCH)
E-DCH Hybrid ARQ Indicator Channel (E-HICH)
adapts the transmit power of the Fractional Dedicated Physical Channel (F-DPCH)
for each UE
The E-DCH serving BTS adjusts the downlink control channel transmit powers.
The control is achieved with:

1.

Inner loop algorithm, based on HS-DPCCH feedback information (CQI) when F-DPCH
is configured. DL TPC is used in case of non F-DPCH.

2.

Outer loop algorithm, based on Hybrid Automatic Repeat Request (HARQ)


acknowledgements (ACK/NACK), for adjusting the L1 BLER target.

For internal use

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Fractional DPCH - Code and CE Consumption


Associated DCH (13.6 Kbit/s)
One SF128 per user 72 x SF128 for 72 users 9 codes with SF16 lost
One CE per user 72 CE for 72 users

F-DPCH
One SF256 per 10 users 8 x SF256 for 72 users 1 code with SF16 lost
One CE per 10 users 8 CE for 72 users
But in reality only few users get F-DPCH due to limitation Ec/Io -6 dB !

For internal use

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72 HSPA Users per Cell - Idea


HSPA cells have high capacity of several Mbit/s
But for RT services often low data rate per user
AMR voice 4.75 - 12.2 Kbit/s
Streaming e.g. 64 Kbit/s
Many users can have HSPA session simultaneously
Feature available since RU20
72 users

72 users

72 users

For internal use

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72 HSPA Users per Cell - Limitations


Role of scheduler
72 HSPA users per cell requires

Either RU20 dedicated scheduler (full baseband)


Or RU30 scheduler
Otherwise 72 HSPA users per shared scheduler only

Logical and physical connection


72 HSPA users referred to logical connection (MAC-d flow)
Number of users served with packets simultaneously

36 users

Shared scheduler
with 72 users

restricted by MaxNbrOfHSSCCHCodes ( 4)

12 users
24 users

For internal use

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72 HSPA Users per Cell - HS-SCCH 1/2


72 HSPA cells per user usually combined with code multiplexing
Up to 4 HS-SCCH running simultaneously
Some 0.01 to 0.1 W needed per HS-SCCH in dependence on CQI

total loss of power about 0.1 to 1 W (0.5 to 5 % of capacity of 20 W cell)


Code with SF128 needed per HS-SCCH
maximum of 14 codes for HSDPA
SF16,0

SF16,1
SF 16

SF 32

SF 64

SF 128

SF 256
0

HS-SCCH2
HS-SCCH3
HS-SCCH4
For internal use

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10

11

12

13

14

15

72 HSPA Users per Cell - HS-SCCH 2/2


The code space of HS-SCCH# 2, 3 and 4 code can be dynamically used for the 15th
HS-PDSCH if not needed for HS-SCCH
HS-SCCH# 2, 3, and 4 are mapped to the same code tree branch as the last HS-DSCH
SF16 code
If this SF16 code branch is not needed for any other channels, the BTS may use it for

HS-DSCH transmissions therefore allowing the full use of the DL HSDPA bandwidth

For internal use

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72 HSPA Users per Cell - E-RGCH and E-HICH


For each HSUPA user individual E-RGCH and E-HICH signature needed
One channelization code can be shared by 40 signatures, i.e. 20 users
With 72 users 4 codes running simultaneously
By default 22 dBm = 0.158 W needed per E-RGCH and E-HICH

with 4 codes 0.634 W needed for E-RGCH and E-HICH


altogether 1.268 W needed (6.3 % of capacity of 20 W cell)
Code of SF128 needed for E-RGCH/E-HICH
still fits into second tree above SF16
SF16,0

SF16,1
SF 16

SF 32

SF 64

SF 128

SF 256
0

HS-SCCH2
For internal use

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10

11

12

E-RGCH /
E-HICH2 E-RGCH /
HS-SCCH3
E-HICH3
E-RGCH /
HS-SCCH4
2013 Nokia Solutions and Networks. All rights reserved. E-HICH4

13

14

15

128 HSPA Users per Cell

provides support of high number of always on users on HSPA


creates pre-conditions for support for high number of voice users over HSPA
increased quality of experience for more HSPA end users
nnumber of users in other states remains unchanged

RU40:

128 users

maximum number of HSPA users per cell is 128


(both HSUPA and HSDPA).
the limit of E-RGCH/ E-HICH codes is removed

128 users
128 users

only serving HSUPA users are taken for the limit


(in RU10&RU20 serving and non-serving HSUPA

users are taken to the user limit)

For internal use

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128 HSPA Users per Cell


Recommended features to achieve maximum number of HSPA users:
RAN971

- HSUPA Downlink Physical Channel Power Control

RAN1201 - Fractional DPCH (F-DPCH)


RAN1644 - Continuous Packet Connectivity (CPC)
RAN1308 - HSUPA Interference Cancellation Receiver (beneficial)
if the CPC is enabled, then the CPC for 128 HSPA Users license key must be On to
have both features effective

For internal use

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Capacity Enhancement
R99 Features

HSDPA
HSUPA
2ms TTI

5.8 Mbit/s

HSDPA+
HSUPA+

For internal use

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2ms TTI - Idea


Since RU20 HSUPA data channel E-DPDCH can operate on two time scales
10 ms TTI
Re-transmission after 40 ms
Peak data rate of 3.84 Mbit/s supported
2 ms TTI
Re-transmission after 16 ms (i.e. less re-transmission delay)
Peak data rate of 5.76 Mbit/s supported (i.e. higher peak data rate)
E-AGCH
E-RGCH
E-RGCH
E-HICH
E-HICH

Node
B

E-DPDCH
E - DPDCH
2 or 10 ms TTI
E-DPCCH
E-DPCCH
Associated
DCHDCH
associated

For internal use

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UE

2ms TTI - UE Classes


E- DCH
Category

max.
E-DCH
Codes

min.
SF

2 & 10 ms
max. #. of
max. # of
TTI E-DCH E-DCH Bits* / E-DCH Bits* /
support
10 ms TTI
2 ms TTI

Modulation

Reference
combination
Class

10 ms only

7296

QPSK

0.73 Mbps

10 & 2 ms

14592

2919

QPSK

1.46 Mbps

10 ms only

14592

QPSK

1.46 Mbps

10 & 2 ms

20000

5772

QPSK

2.92 Mbps

10 ms only

20000

QPSK

2.0 Mbps

10 & 2 ms

20000

11484

QPSK

5.76 Mbps

10 & 2 ms

20000

22996

QPSK &
16QAM

11.5 Mbps

For internal use

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2ms TTI - Limitations


E-DPDCH packet 2 or 10 ms time scale
Layer 1 signaling information always 2 ms time scale

10 ms TTI
Signaling content can be repeated 5 time per E-DPCH packet
Reliable signaling even at cell edge
1
1

E-DPDCH packet

Signaling information

2 ms TTI
Signaling content can be transmitted just once per E-DPCH packet
Reliable signaling at cell centre only
1

E-DPDCH packets

Signaling information

For internal use

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2ms TTI - Limitations


UE coming from Cell_DCH state
Check of coverage
Path loss must remain below CPICHRSCPThreEDCH2MS (Default 136 dB)
Check includes following corrections

Cable loss (if MHA used)


UE power class P_MAX (if lower than maximum allowed UE power in cell UETxPowerMaxRef)

PtxPrimaryCPICH - CableLoss - measured CPICH RSCP <


CPICHRSCPThreEDCH2MS + MAX(0, UETxPowerMaxRef P_MAX)
With PtxPrimaryCPICH = 33 dBm, CableLoss = 3 dB and UE of high power class
RSCP = -106 dBm needed by default
10 ms TTI
UE

2 ms TTI
UE from Cell_DCH

For internal use

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BTS

2013 Nokia Solutions and Networks. All rights reserved.

2ms TTI - Limitations


UE coming from Cell_FACH state
Check of quality
CPICH Ec/Io must be better than CPICHECNOThreEDCH2MS (Default -6 dB)
In practise stricter limitation than for user coming from Cell_DCH

10 ms TTI

UE

2 ms TTI
UE from
Cell_DCH

2 ms TTI
UE from
Cell_FACH

BTS

For internal use

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2ms TTI - Example


Simulation performed by Qualcomm based on 3GPP TR 25.896 specifications
Network assumptions
Network with hexagonal cells of inter-site distance of 1000 m
Users uniformly distributed

Receiver assumptions
Rake receiver and 2Rx diversity at Node B
Rake receiver or equalizer at UE, without or with 2Rx diversity

Voice transmission assumptions


12.2 Kbit/s
VoIP with robust header compression
DTX cycle of 8 TTIs for TTI = 2 ms and of 2 TTIs for TTI = 10 ms

For internal use

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2ms TTI - Example


Capacity results (UE per cell)

136 UE
95 UE

10 ms TTI

103 UE

106 UE

2 ms TTI

10 ms TTI

No DTX

DTX

(CPC not used)

(CPC used)

For internal use

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2 ms TTI

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Without CPC
about 10%
gain with 2ms
TTI due to
lower retransmission
delay;
With CPC
about 30%
gain with 2ms
TTI mainly due
to DTX;

5.8 Mbit/s - Mechanism


With 2ms TTI maximum HSUPA configuration available
2 codes SF2 + 2 codes SF4
1 code SF2 + 1 code SF4 on each branch of QPSK modulator
According 3GPP than no DPDCH
Thus SRB mapped onto E-DPDCH

Cch,2,1

Cch,4,3

E-DPDCH
(on I- and Q-branch
2SF2 + 2SF4)
Cch,4,2

Cch,4,1
Cch,2,0

Cch,4,0
SF2

SF4

SF8

For internal use

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5.8 Mbit/s - Load per User


Consider load factor for 5.8 Mbit/s user under different conditions
Macro cell
Micro cell
Pico cell

i = 0.6
i = 0.2
i=0

User profile

L( E DPDCH ) j

1 i
W / Rj

Eb / N 0 j

R = 5.76 Mbit/s
Eb/No about 1.3 dB according NSN EXCEL network planning sheet
Activity factor = 1

Results
Macro cell
Micro cell
Pico cell

L = 1.07
L = 0.80
L = 0.67

> 1 service not available


close to 1 service just available
< 1 service clearly available

For internal use

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Capacity Enhancement
R99 Features

HSDPA
HSUPA
HSDPA+
Flexible RLC
64QAM and MIMO
Dual cell HSDPA

Dual cell HSDPA with MIMO and 64QAM


HS Cell_FACH
CS voice over HSPA
Continuous packet connectivity

HSUPA+

For internal use

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RLC - Static Handling


Prior to RU20 one IP packet segmented into many
small RLC packets of fixed size
Two options configurable by operator
336 bit RLC PDU (16 bit header + 320 bit user data)
656 bit RLC PDU (16 bit header + 640 bit user data)
Than several RLC packets concatenated into one
HSDPA packet
Number of concatenated RLC packets depends on CQI
Loss of capacity by following overheads
RLC header
Granularity
Example
Actual CQI = 8
Corresponds to HSDPA packet of 792 bit
Can be filled with 2 RLC PDUs of 336 bit = 672 bit
Remaining 792 - 672 = 120 bit remain unused

RNC
Segmentation

Node B
Concatenation /
Padding

MAC-hs Header

For internal use

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Bad air interface


Good air interface
Padding

RLC - Flexible Handling


With RU20 size of RLC PDU adapted to size of IP packet
Than in dependence on CQI
If low one IP packet segmented into several HSDPA

packets
If high several IP packets concatenated into one
HSDPA packet

Much less loss of capacity


Just one RLC header per IP packet
Much less padding, as most HSDPA packets filled up to
the end with IP content

RNC

Maximum 1500 byte

Node B
Segmentation /
Concatenation

MAC-hs Header

Padding

Example for segmentation


of IP packet
For internal use

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RLC - Flexible Handling

RNC

Maximum 1500 byte

Maximum 1500 byte

Node B
Segmentation /
Concatenation

MAC-hs Header

Maximum 1500 byte

Maximum 1500 byte

Example for concatenation


of IP packets
For internal use

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Padding

RLC - Flexible Handling


RLC overhead almost negligible with big HSDPA
packet size (high CQI)
Very high gain especially for small HSDPA packet
size (low CQI) due to much less padding

overhead
50%
45%

Rel. 6 with RLC PDU Size of 336 bits

40%

Rel. 6 with RLC PDU Size of 656 bits

35%

Rel. 7 Flexible RLC

30%
25%
20%
15%
10%
5%
0%
0

100

200

300

400

500

600

700

800

900 1000 1100 1200 1300 1400 1500

HSDPA packet size in byte


For internal use

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64QAM - Principles
QPSK
2 bits/symbol

16QAM
4 bits/symbol

R5/R6 HSDPA modulation


QPSK and 16QAM

64QAM
6 bits/symbol

R7 HSDPA modulation
QPSK, 16QAM and 64QAM

For internal use

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64QAM - Principles

HSDPA peak rate up to 21.1 Mbps

UE categories 13,14,17 and 18 supported

Available since RU20


Modulation Coding rate 15 codes

QPSK

16QAM

HSDSCH
category

max. HSDSCH
Codes

min. *
Inter-TTI
interval

13

15

Peak
Rate

QPSK/16QAM/
64QAM

No

17.4 Mbps

No

Modulation

14

15

QPSK/16QAM/
64QAM

17

15

QPSK/16QAM/ 64QAM or
Dual-Stream MIMO

17.4 or 23.4
Mbps

18

15

QPSK/16QAM/ 64QAM or
Dual-Stream MIMO

21.1 or 28
Mbps

For internal use

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MIMO
support

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64QAM

21.1 Mbps

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1/4

1.8 Mbps

2/4

3.6 Mbps

3/4

5.4 Mbps

2/4

7.2 Mbps

3/4

10.8 Mbps

4/4

14.4 Mbps

3/4

16.2 Mbps

5/6

18.0 Mbps

4/4

21.6 Mbps

64QAM - CQI Requirements

Good channel conditions required to apply / take benefit of 64QAM CQI 26 !

64QAM requires 10 dB higher SINR than 16QAM

Average CQI typically 20 in the commercial networks

1/6

1/4

2/4

3/4

QPSK
no gain from 64QAM
0 Mbps
79

2/4

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3/4

5/6 4/4

CQI > 15

CQI > 25

16QAM

64QAM

some gain from only available


64QAM
with 64QAM
10 Mbps

For internal use

3/4

2/4

14 Mbps

2013 Nokia Solutions and Networks. All rights reserved.

21 Mbps

64QAM - CQI Requirements


CQI

TB Size

136

# codes

Modulation

Power Offset

QPSK

176

QPSK

232

QPSK

320

QPSK

376

QPSK

464

QPSK

648

QPSK

792

QPSK

928

QPSK

10

1264

QPSK

11

1488

QPSK

12

1744

QPSK

13

2288

QPSK

Example

14

2592

QPSK

UE of category 13

15

3328

QPSK

3GPP 25.214 Annex Table 7F

For internal use

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64QAM - CQI Requirements


CQI

TB Size

16

3576

17

# codes

Modulation

Power Offset

16-QAM

4200

16-QAM

18

4672

16-QAM

19

5296

16-QAM

20

5896

16-QAM

21

6568

16-QAM

22

7184

16-QAM

23

9736

16-QAM

24

11432

16-QAM

25

14424

10

16-QAM

26

15776

10

64-QAM

27

21768

12

64-QAM

28

26504

13

64-QAM

Example

29

32264

14

64-QAM

UE of category 13

30

32264

14

64-QAM

-2

3GPP 25.214 Annex Table 7F

For internal use

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64QAM - Throughput
UE Cat.14 (64QAM) Throughput, Flex. RLC, Flat030 channel
20

UE category 14
UE Cat. 10 (ref.)

18

UE Cat. 14
16

Throughput / Mbps

14

UE category 10

12

10

64QAM benefits
starts at 10 Mbps

0
-10

10

40

50

Min SINR of 28 dB
required for 64QAM

For internal use

82

20
30
Average HSDPA SINR / dB

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64QAM - Usage

64QAM usage
In macro cell negligible
In micro cell significant
Usage improved, if UE supports Rx diversity

For internal use

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MIMO - Principles

M transmit antennas and N receive antennas form MxN MIMO system

Huge data stream (input) distributed towards M spatial distributed antennas (M parallel
input bit streams 1..M)

Spatial multiplexing generate parallel virtual data pipes

MIMO uses multi-path effects instead of mitigating them

Input

T1

R1

T2

R2

Tm

MxN
MIMO
system

MIMO
Processor

Rn

For internal use

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Output

MIMO - Principles

RU20 (3GPP R7) introduces 2x2 MIMO with 2 Tx / 2 Rx

Double transmit on BTS side, 2 receive antennas on UE side

System can operate in dual stream (MIMO) or single (SISO, non-MIMO) mode

MIMO 2x2 enables 28 Mbps peak data rate in HSDPA

28 Mbps peak rate in combination with 16QAM

No simultaneous support of 64QAM and MIMO with RU20, but with RU30

Not possible to enable MIMO and DC-HSDPA in parallel with RU20, but with RU30

UE categories for MIMO support are 15, 16, 17 and 18


WBTS: 2 Tx
antennas

HSDSCH
category

max. HSDSCH
Codes

min. *
Inter-TTI
interval

Modulation

MIMO
support

Peak
Rate

15

15

QPSK/16QAM

Yes

23.4 Mbps

16

15

QPSK/16QAM

Yes

28 Mbps

17

15

QPSK/16QAM/ 64QAM or
Dual-Stream MIMO

17.4 or 23.4
Mbps

18

15

QPSK/16QAM/ 64QAM or
Dual-Stream MIMO

21.1 or 28
Mbps

UE: 2 Rx
antennas
For internal use

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MIMO - NSN Implementation


When using Spatial Diversity (single stream) only primary TB is sent
Weights w1 and w2 applicable
When using Spatial Multiplexing (dual stream) primary and secondary TB are sent
Weights w1, w2, w3 and w4 applicable
Contributions from both transport blocks sent via both antennas

For internal use

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MIMO - NSN Implementation


With MIMO two CPICH are required
2nd CPICH orthogonal to first one
2nd CPICH has to operate with same power as first one
UE measures CQI for each CPICH individually
Both values reported via single HS-DPCCH
MIMO offered only, if CQI difference does not exceed mimoDeltaCQIThreshold (hardcoded to 2)
UE consideres sum of both CPICH at both Rx antennas
Should be zero due to orthogonality
But in reality at each Rx antenna non zero amplitude and phase due to multi-path
Preferred weights
w1, w3 and w4 fixed
Only w2 has to be estimated by UE on basis of downgraded orthogonality
w2 reported via HS-DPCCH

For internal use

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MIMO - Throughput
Urban cell with radius = 400 m
HSDPA power = 30 dBm
Hardly any gain with 2Tx
But about 100% gain with 2x2 MIMO

Source
Christian Mehlfhrer, Sebastian Caban
and Markus Rupp
MIMO HSDPA Throughput Measurement
Results in an Urban Scenario
In: Proceedings of the IEEE, Anchorage,
USA, September 2009
2Tx

2Rx

2x2
2Tx+ 2x2
2x2
4x4
2Rx MIMO MIMO MIMO MIMO
+2Tx +2Rx

For internal use

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64QAM AND MIMO - Principles


Peak throughput
MIMO alone with 16QAM 2 * 14 Mbps = 28 Mbps
64QAM alone without MIMO 6 / 4 * 14 Mbps = 21 Mbps
MIMO with 64QAM 2 * 21 Mbps = 42 Mpbs
UE categories
MIMO alone Category 15 + 16
64QAM alone Category 13 + 14
64 QAM OR MIMO Category 17 + 18
64 QAM AND MIMO Category 19 + 20

HS- DSCH
category

max. HSDSCH Codes

19

15

20

15

MIMO
support

Peak
Rate

QPSK/16QAM/
64QAM

Yes

35.3 Mbps

QPSK/16QAM/
64QAM

Yes

42.2 Mbps

Modulation

For internal use

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64QAM AND MIMO - Feature Selection


Selection of MIMO mode and modulation
Both the MIMO mode and the modulation are offered in dependence on the air
interface
Bad conditions Single stream
Good conditions Dual stream
Excellent conditions Dual stream + 64QAM
If both MIMO AND 64QAM is not possible, but either MIMO OR 64QAM, then MIMO is
preferred

Dual stream + 64QAM

Dual stream
Single stream
For internal use

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64QAM AND MIMO - Throughput


MIMO + 64QAM requires
Very high SINR > 25 dB
Uncorrelated multi-path
components

From Landre et al., realistic performance


of HSDPA MIMO in macro cell
environment, Orange 2009
For internal use

91

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Dual Cell HSDPA - Principles

Prior to 3GPP R8 HSDPA channel bandwidth limited to 5 MHz

3GPP R8 allows 2 adjacent channels to be combined effective HSDPA channel


bandwidth of 10 MHz

3GPP R8 dual cell HSDPA (RU20) can be combined with 64QAM but not with MIMO
42 Mbps HSDPA peak rate

3GPP R9 (RU40) allows combination with both 64QAM and MIMO


Basic Approach
Dual Cell Approach
2 UE, each using 5 MHz RF Channel
1 UE, using 2 5 MHz RF Channels
Peak Connection Throughput = 28 Mbps Peak Connection Throughput = 42 Mbps
10 MHz
5 MHz
5 MHz
F1

F2

MIMO (28 Mbps) or


64QAM (21 Mbps)

F1

F2

DC-HSDPA and
64QAM (42 Mbps)

For internal use

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Dual Cell HSDPA - Principles

Dual cell HSDPA provides greater flexibility to HSDPA Scheduler (can allocated
resources in the frequency domain as well as in the code and time domains)

UE categories for dual cell HSDPA support are 21, 22, 23 and 24
UE on top of ranking list
on both RF carriers

UE on top of ranking list


on RF carrier 1

F2

F1

F1

UE1

UEx

HSDSCH
category

max. HSDSCH
Codes

Modulation

MIMO
support

Peak
Rate

21

15

QPSK/16QAM

No

23.4
Mbps

22

15

QPSK/16QAM

No

28 Mbps

23

15

QPSK/16QAM/
64QAM

No

35.3
Mbps

24

15

QPSK/16QAM/
64QAM

No

42.2
Mbps

For internal use

93

UE1

RN31575EN40GLA0

F2

UE on top of ranking list


on RF carrier 2
F1

UEx

2013 Nokia Solutions and Networks. All rights reserved.

F2

UE1

Dual Cell HSDPA - Sector Configuration


Cells paired for dual cell HSDPA must obey the following rules

Belong to same sector

Have same Tcell value

Thus belong to same logical cell group

Dual cell HSDPA cells belonging to different sectors must fulfil the following rules

Belong to different logical cell groups

Thus have different Tcell value

SectorID = 3
SectorID = 1

Tcell = 0

Tcell = 6
SectorID = 2
Tcell = 3

RF Carrier 2

SectorID = 3
SectorID = 1
Tcell = 0

RF Carrier 1

Tcell = 6
SectorID = 2
Tcell = 3

For internal use

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Dual Cell HSDPA - Physical Channel Configuration


Serving cell (primary carrier) provides full set of physical channels
Inner loop power control driven by serving cell by F-DPCH
HARQ ACK/NACK and CQI for both carriers reported to serving cell
Uplink data sent to serving cell

Secondary carrier provides only HS-SCCH and HS-PDSCH


The return channel must be HSUPA
Downlink
Channels
HS-SCCH
HS-PDSCH
F-DPCH

HS-SCCH
HS-PDSCH

Uplink
Channels
E-DPDCH
E-DPCCH
HS-DPCCH
DPCCH

Primary RF Carrier
Serving cell

Secondary RF Carrier

For internal use

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Dual Cell HSDPA - Packet Scheduling


Scheduling metric calculated for each RF carrier individually

Same schedulers available as for single carrier HSDPA


Instantaneous Transport Block Size TBS generated for each carrier individually by
link adaptation
Average TBS based upon previously allocated TBS in both cells belonging to the
DC-HSDPA cell pair, i.e. the total average throughput allocated to the UE
An UE which is scheduled high throughput in cell 1 will have a reduced scheduling
metric for being allocated resources in cell 2
UE served by both carriers at the same time, if it has highest scheduling metric for
both simultaneously
MetricCell1

TBSCell1
Average TBSCell1Cell2

Shared Scheduler per


DC-HSDPA cell pair

MetricCell2

TBSCell2
Average TBSCell1Cell2

For internal use

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DC-HSDPA
UE

Dual Cell HSDPA - Combination with MIMO


Peak throughput
Dual cell HSDPA alone 2 * 14 Mbps = 28 Mbps
Dual cell HSDPA with 64QAM 6 / 4 * 28 Mbps = 42 Mbps
Dual cell HSDPA with MIMO 2 * 28 Mbps = 56 Mbps
Dual cell HSDPA with 64QAM + MIMO 2 * 42 Mbps = 84 Mbps
UE categories
Dual cell HSDPA alone Category 21 + 22
Dual cell HSDPA with 64QAM alone Category 23 + 24
Dual cell HSDPA with MIMO Category 25 + 26
Dual cell HSDPA with 64 QAM + MIMO Category 27 + 28

For internal use

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Dual Cell HSDPA - Combination with MIMO


HS- DSCH
max. HScategory DSCH Codes
19

15

20

15

21

15

22

15

23

15

24

15

25

15

26

15

27

15

28

15

Modulation
QPSK/16QAM/
64QAM
QPSK/16QAM/
64QAM

MIMO
support

DCHSDPA
support

Yes

No

Peak
Rate
35.3 Mbps
42.2 Mbps

Yes

No

QPSK/16QAM

No

Yes

23.4 Mbps

QPSK/16QAM

No

Yes

28 Mbps

No

Yes

35.3 Mbps

No

Yes

42.2 Mbps

QPSK/16QAM

Yes

Yes

46.7 Mbps

QPSK/16QAM

Yes

Yes

56 Mbps

Yes

Yes

70.6 Mbps

Yes

Yes

84.4 Mbps

QPSK/16QAM/
64QAM
QPSK/16QAM/
64QAM

QPSK/16QAM/
64QAM
QPSK/16QAM/
64QAM

For internal use

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Single cell

Dual cell

Dual Cell HSDPA - Combination with MIMO


With RU30 dual cell HSDPA can be combined with MIMO for NRT services

4 HSDPA packets can be transmitted simultaneously to one UE


ACK/NACK for all of them transmitted to serving cell via single HS-DPCCH

Primary Cell

TBS1

HS-DSCH

TBS2

HS-DPCCH
Other common channels like
E-AGCH, E-RGCH, F-DPCH

HS-SCCH

Other common channels like


E-AGCH, E-RGCH, F-DPCH

UE
HS-SCCH

BTS
Secondary Cell

TBS3
TBS4

HS-DSCH

For internal use

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Dual Cell HSDPA - Throughput


About 100%
gain of
throughput with
dual cell
HSDPA;
About 50%
additional gain
of throughput
with MIMO;
Small Overhead on HS-DPCCH
S-CPICH needed for MIMO
Huge impact on cell coverage as
compared to normal HSDPA mode (r = 1)

For internal use

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Gains
With RAN1907 DC HSDPA and MIMO 64QAM single user maximum peak data rate of 84
Mbps can be provided (de facto in RU40)
Dual cell HSDPA
Provides network level capacity gain from 20*% to 100% depending on network load
MIMO

In PedA environment compared to normal 2RX terminals is giving a gain from 20% to 40%
MIMO and Dual Cell
Gains are expected to be mostly additive, resulting to a combined gain of 40% to 140%

*) Percentage values are with respect to Single Carrier HSDPA with 64QAM (21Mbps)

For internal use

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HS Cell_FACH - Principles
RU20
Very low capacity available in Cell_FACH state only
32 kbps on DL (FACH, S-CCPCH)
16 kbps on UL (RACH, PRACH)
Causes problems in case of applications requiring frequent transmission of small
amount of data
High signaling load due to frequent state transitions
High battery power consumption for UE
Strong occupation of dedicated resources for low total throughput

RU30 - RAN1637
HSDPA available in Cell_FACH state, thus much higher capacity of 1.8 Mbps on DL
UEs downloading small amount of data need not to enter Cell_DCH any more
HSUPA in Cell_FACH NOT available yet

For internal use

102

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HS Cell_FACH - Channel Mapping


All logical channels up to now mapped onto FACH now can be mapped onto HSDSCH
Even broadcast and paging information can be transmitted via HS-DSCH (to UEs
in Cell_PCH or URA_PCH)

For internal use

103

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HS Cell_FACH - Air Interface Transmission RU30


HS Cell_FACH on DL, but not on UL (RAN1637)
Low UL performance (RACH used)
No ACK/NACK and CQI sending
Blind repetition for HARQ
Default CQI value for link adaptation
Mobility based on cell reselection as usual in Cell_FACH
Example:
4 retransmissions

Original
HS-DPSCH
transmissions

For internal use

104

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HS Cell_FACH - Channel Type Selection


Like for R99
One can select for which RRC establishment cause HS Cell_FACH or HS Cell_DCH is

preferred
Transition Cell_FACH to Cell_DCH triggered by high activity, i.e. huge amount of data in DL
RLC buffer

In contradiction to R99
Cell_FACH can be offered, until no resource available in this state any more
Thresholds FachLoadThresholdCCH and PtxThresholdCCH are ignored

For internal use

105

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HS Cell_FACH RAN1913 in RU40


Utilizes the 3GPP enhanced Cell_FACH state for the downlink (Rel7) and uplink (Rel8)

More users can be supported in Cell FACH state


Smooth data transmission can be provided for users not requiring large data volumes.
Services for sending frequent but small packets are handled more efficiently.
Fast Cell_PCH to Cell_FACH switch

<100ms (RAN1913)

Reduced signaling load UE <-> BTS & BTS <-> RNC


Code tree occupation reduction
BTS baseband resources saving

High number of smartphones can be supported


Higher throughputs possible on common channels 1.80 Mbps in DL & 1.45 Mbps in UL
For UEs 3GPP Rel. 8 (RAN1913)

For internal use

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High Speed Cell_FACH in RU40 DL


No feedback information (RAN1637)

RACH channel not used for feedback information


Commissioning parameters:
Number of blind repetitions of MAC-ehs PDUs
in HS Cell_FACH state
Default CQI value for HS Cell_FACH state
For 2 retransmissions max achievable is
1.8Mbps / 2 = 900kbps

With feedback information (RAN1913)

If IE ACK/NACK support on HS-DPCCH ==


TRUE
ACKs and NACKs are sent on HSDPCCH
If IE Measurement Feedback info == TRUE
CQIs are sent on HS-DPCCH

For internal use

107

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High Speed Cell_FACH in RU40 UL


E-DCH procedure (RAN1913)

Rel99 UL RACH procedure


AICH
response

AICH
response

AICH
response

Common E-DCH resource assigned


UE specific E-RNTI on E-AGCH

DL
AICH

AICH

10 ms

AICH

10 ms

E-AGCH

UL
PRACH

PRACH

PRACH

Collision
probability

PRACH
Collision
probability

RACH procedure performed before every data block


Possibility of collision during transmission

PRACH

E-DPDCH
E-DPCCH
Collision
probability

RN31575EN40GLA0

E-DPDCH
E-DPCCH

Common E-DCH resources


exclusively used by this
UE

RACH procedure performed once for data block sequence


Possibility of collision only in initial transmissions phase

For internal use

108

E-DPDCH
E-DPCCH

2013 Nokia Solutions and Networks. All rights reserved.

High Speed Cell_FACH in RU40 Channel mapping UL


In the uplink direction, the E-DCH can be used in the Cell_FACH state:

CCCH

DCCH

DTCH

Logical channels

Transport channels

RACH

E-DCH

3GPP Rel8
Physical channels
PRACH

E-DPDCH

For internal use

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High Speed Cell_FACH in RU40 RNTI


With HS Cell_FACH DL:
Cell_DCH

H-RNTI assigned for HS-DSCH user


E-RNTI assigned for E-DCH user
Up to 128 HSPA users per cell (RU40)

RNTI = Radio Network Temporary


Identifier;

Cell_FACH

H-RNTI assigned for HS-DSCH user


E-RNTI assigned for E-DCH user (RAN1913)
All (active and inactive) users
No practical limitation
Verified values
Up to 1000 HS Cell_FACH users per cell
Up to 1024 HS Cell_FACH users per BTS
Up to 50.000 HS Cell_FACH users per RNC
Active users
Up to 10 HS Cell_FACH users per cell
Up to 160 HS Cell_FACH users per BTS

RRC connected

Up to 800.000 users per RNC in RRC connected state


For internal use

110

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CS Voice over HSPA - Principles

Two different voice transmission scenarios are being considered with HSPA

VoIP

UE connects with network as for standard packed data transmission

Connection is established by using web communicators

Hard to establish appropriate charging schemes

CS voice over HSPA

AMR voice frames being carried by HSPA transport channels transparent for the user

[REF. WCDMA for UMTS HSPA Evolution and LTE, HH AT]

Assumed IP Header Compression


For internal use

111

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CS Voice over HSPA - Principles

SRB must be mapped to HSPA

Supported RAB combinations:

Speech CS RAB

Speech CS RAB + PS streaming RAB

Speech CS RAB + 1...3 PS interactive / background RABs

Speech CS RAB + PS Streaming RAB + 1...3 PS interactive / background RABs

Codecs supported for CS voice over HSPA

AMR FR set (12.2, 7.95, 5.9, 4.75), AMR HR set (5.9, 4.75), AMR with 12.2 alone

AMR-WB set (12.65, 8.85, 6.6)

Load based AMR selection algorithm not used while CS Voice is mapped on HSPA

Priority class of CS voice over HSPA = 14

Lower than SRB (15)

Higher than streaming 13)

for voice, SRB and


other services

For internal use

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CS Voice over HSPA - DL Admission Control


New load target for total non controllable traffic PtxTargetTot
Adjusted in dependence on DCH non controllable traffic PtxNCDCH
Adjusted within configurable limits PtxTargetTotMin and PtxTargetTotMax
Limitations
Lower threshold PtxTargetTotMin PtxTarget
Upper threshold PtxTargetTotMax PtxCellMax
Power
PtxCellMax (43 dBm)
HSDPA NRT

PtxNCHSDPA

HSDPA streaming

PtxTargetTotMax (41 dBm)

HSDPA voice + SRB

PtxTargetTotMin (40 dBm)

DCH NRT

PtxTarget (40 dBm)

DCH streaming
DCH voice + SRB
PtxNCDCH
For internal use

113

Common channels
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Available
capacity for
total NCT
Available
capacity for
DCH NCT

CS Voice over HSPA - DL Admission Control


PtxTargetTot depends on
Actual DCH non controllable traffic PtxNCDCH (e.g. 38/39dBm = 6.3/7.9 W)
Setting of maximum allowed target PtxTargetTotMax (e.g. 41 dBm = 12.6 W)
Setting of classical DCH load target PtxTarget (e.g. 40 dBm = 10 W)
PtxTargetTot = PtxTargetTotMax - PtxNCDCH

PtxTargetTotMax
-1
PtxTarget

Example
PtxNCDCH = 6.3 W PtxTargetTot = 12.6 W 6.3 W (12.6 W / 10 W 1) = 11.0 W = 40.4 dBm
PtxNCDCH = 7.9 W PtxTargetTot = 12.6 W 7.9 W (12.6 W / 10 W 1) = 10.5 W = 40.2 dBm
Conclusions
The higher the DCH non controllable traffic, the lower PtxTargetTot
PtxNCDCH = PtxTarget PtxTargetTot = PtxTarget

no capacity for CS voice over HSPA at all


PtxNCDCH = 0 PtxTargetTot = PtxTargetTotMax
maximum capacity for CS voice over HSPA
For internal use

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CS Voice over HSPA - DL Admission Control


To admit CS voice over HSPA, the following conditions must be fulfilled
Like for DCH voice, RT over NRT can be applied in case of lack of resources

PtxNCDCH + PtxNCHSDPA + Pnew < PtxTargetTot


PtxNCHSDPA + Pnew < PtxMaxHSDPA
The power Pnew needed for the new user is estimated as follows
Pnew = (GBR Activity Factor)

Existing HSDPA Power


Existing Throughput

Activity factor
Initial value set by parameter RRMULDCHActivityFactorCSAMR (Default 50 %)
Than measured on running connection
Example
GBR = 12.2 Kbit/s, activity factor = 0.5, HSDPA power = 6 W, throughput = 1 Mbit/s
Pnew For
= internal
12.2useKbit/s * 0.5 * (6 W / 1000 Kbit/s) = 0.037 W = 16 dBm
115

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CS Voice over HSPA - UL Admission Control


Analogue to DL new load target for total non controllable traffic PtxTargetAMR
Adjusted in dependence on DCH non controllable traffic PrxNCDCH
Adjusted within configurable limits PtxTarget and PtxTargetMax
Limitations
Lower threshold given by classical DCH load target PrxTarget
Upper threshold PtxTargetMax PtxMaxTargetBTS
RTWP
PrxMaxTargetBTS (e.g. 6 dB)
HSUPA NRT
HSUPA streaming
PrxNCHSUPA

HSUPA voice + SRB

PtxTargetMax (e.g. 4 dB)

PrxTarget (e.g. 3 dB)

DCH NRT

Available
capacity for
DCH NCT

DCH streaming
PrxNCDCH
116

For internal use

DCH voice + SRB


RN31575EN40GLA0

Available
capacity for
total NCT

PrxNoise (e.g. -106 dBm)

2013 Nokia Solutions and Networks. All rights reserved.

CS Voice over HSPA - UL Admission Control


According NSN documentation for PtxTargetAMR complex dependency on
Power situation
Throughput situation
Rearrangement of original NSN formulas gives, however, relationship analogue to DL
PrxTargetAMR = PrxTargetMax - PrxNCDCH

PrxTargetMax
PrxTarget

-1

Actual DCH non controllable traffic PrxNCDCH (e.g. 1/2 dB = 1.26/1.58)


Setting of maximum allowed target PrxTargetMax (e.g. 4 dB = 2.51)
Setting of classical DCH load target PrxTarget (e.g. 3 dB = 2.00)

Example
PrxNCDCH = 1 dB = 1.26 PtxTargetAMR = 2.51 1.26 (2.51 / 2.00 1) = 2.19 = 3.4 dB
PrxNCDCH = 2 dB = 1.58 PtxTargetAMR = 2.51 1.58 (2.51 / 2.00 1) = 2.11 = 3.2 dB
Same conclusions as for DL
For internal use

117

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CS Voice over HSPA - UL Admission Control


Noise Rise [dB]

PrxTargetMax -102 dBm

PrxTargetMax e.g. 4 dB
PrxTargetAMR -102.8 dBm
PrxTarget -103 dBm

PrxNCDCH -104 dBm

PrxTargetAMR 3.2 dB

PrxTarget e.g. 3 dB

PrxNCDCH e.g. 2 dB

Noise floor e.g. -106 dBm


Load factor () [0..1]

For internal use

118

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Continuous Packet Connectivity - Principles

Discontinuous UL DPCCH transmission and reception during UE UL traffic inactivity


(UL DPCCH gating + DRX at BTS)

CQI reporting reduction (switched from periodical to synchronized with DPCCH burst)

Stopping E-DPCCH detection at NodeB during DPCCH inactivity

Discontinuous DL Reception (DRX at UE)

Faster response times

Stop receiving HS-SCCH, E-AGCH and E-RGCH when not needed

Increased number of low activity packet users in CELL_DCH state

Motivation and Benefits

Increased capacity for low data rate applications

Longer battery life

CPC Sub-features:
UL DPCCH Gating (UL DTX)
CQI Reporting reduction
Discontinuous UL Reception (MAC DTX)
Discontinuous DL Reception (DL DRX)
For internal use

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Continuous Packet Connectivity - Principles


CPC eliminates the requirement for continuous transmission and reception during
periods when data is not transferred
Exploits discontinuities in packet data services
Designed to work with VoIP

Downlink
DRX

Reduced CQI
Reporting

New Uplink DPCCH


Slot Format

Uplink
DRX

HS-SCCH Less
Operation

Uplink DTX

USER GAIN

SYSTEM GAIN

UE Power Saving

Increased talk
time

Reduced delay
for re-starting
data transfer

Potential to keep
more inactive UE
in CELL_DCH

Inactive HSPA UE
require less resource
Increased
Capacity

For internal use

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Continuous Packet Connectivity - UL Gating

UL Gating (UL DTX) reduces UL control channel (DPCCH) overhead

If no data to sent on E-DPDCH or HS-DPCCH UE switches off UL DPCCH

DPCCH Gating precondition for other CPC sub-features


R99 service
Voice (20ms)

R6 Voice 2ms
(R6 VoIP)

R7 Voice 2ms (R7 VoIP)


UL DPCCH Gating

DPDCH

DPCCH

E-DPDCH
DPCCH

E-DPDCH
DPCCH

For internal use

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Continuous Packet Connectivity - UL Gating


E-DCH 2ms TTI example: CPCNRT2msTTI
CFN

10ms Radio Frame

10ms Radio Frame

N2msInacThrUEDTXCycl2
RNC; 1, 2, 4, 8, 16, 32, 64, 128, 256; 64 TTIs

10ms Radio Frame

Inactivity Threshold for UE cycle 2


E-DPDCH
Tx, 2ms TTI
no data on E-DPDCH
N2msUEDPCCHburst1
RNC; 1, 2, 5; 1 subframe

DPCCH
pattern

N2msUEDPCCHburst2
RNC; 1, 2, 5; 1 subframe

synch reference
UE_DTX_Cycle_1
UE_DTX_Cycle_2

N2msUEDTXCycle1
RNC; 1, 4, 5, 8, 10, 16, 20; 8 subframes

N2msUEDTXCycle2
RNC; 4, 5, 8, 10, 16, 20, 32, 40,
64, 80, 128, 160; 16 subframes

DPCCH with
E-DCH, 2ms TTI

cycle 1

2ms subframe

For internal use

122

UE_DTX_Cycle_2

cycle 2

CFN = Connection Frame Number


switch to UE cycle 2
Used for any synchronized procedure in UTRAN
Pre/Postambles not shown here
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Continuous Packet Connectivity - Reduced CQI Reporting


CQI Reporting Reduction reduces the CQI reporting when
there are no data transmitted on HS-DSCH for a longer
period of time
N2msCQIDTXTimer
RNC; 0, 1, 2, 4, 8, 16, 32, 64, 128,
256, 512, infinity; 64 subframes
CQI_DTX_TIMER

HS-DSCH reception
ACK/NACK

transmission

7.5
slots

Reduced CQI reporting takes


place only if the CQI reporting
pattern defined by the last
HS-DSCH transmission and
CQI cycle overlaps the UL
DPCCH burst of the UE DTX
pattern

CQI_DTX_Priority set to 0

CQI_DTX_Priority set to 1

DPCCH

pattern
UE_DTX_cycle_1 UE_DTX_cycle_1
UE_DTX_cycle_2

UE_DTX_cycle_2

UE_DTX_cycle_2

CQI period 2ms


CQI period 4ms
CQI period 8ms
CQI transmission time defined by CQI period, but not overlapping with DPCCH transmission
no CQI transmission
N2msCQIFeedbackCPC
CQI Transmission
CQI feedback cycle (when CQI reporting not reduced)
For internal use
RNC; 0, 2, 4, 8, 10, 20, 40, 80, 160 ; 10 ms
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Continuous Packet Connectivity - Discontinuous UL Reception

N2msMACInacThr
RNC; infinity, 1, 2, 4, 8, 16, 32, 64, 128,
256, 512; infinity subframes

DTX
UE can transmit E-DPDCH data only
at predefined time instances

N2msMACDTXCycle
length of MAC DTX Cycle
RNC; infinity, 1, 4, 5, 8, 10, 16, 20; 8 subframes

For internal use

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Continuous Packet Connectivity - Battery Power Optimization


UE battery power
consumption

optimization for RTT measurements OR


CPC currently not active for UE

No delayed transition, as with Cell_PCH


lowest power consumption

Cell_DCH
No CPC

Cell_FACH
Cell_DCH
With CPC
optimization for battery power consumption AND
UE can NOT power down in Cell_PCH
Strong delay for transition

Cell_PCH

Cell_DCH with CPC better than Cell_FACH


optimization for battery power consumption AND
UE can power down in Cell_PCH

Moderate delay for transition


Cell_DCH with CPC better than Cell_FACH
But worse than Cell_PCH for power consumption
For internal use

125

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Capacity Enhancement
R99 Features

HSDPA
HSUPA
HSDPA+

HSUPA+
Interference cancellation receiver
Frequency domain equalizer

Flexible RLC in UL
HSUPA 16QAM
Dynamic HSUPA BLER

Capacity Usage Optimization

For internal use

126

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Interference Cancellation - Principles


RU20
Users with low level services (usually with 10ms TTI) strongly interfered by
users with high level services (usually with 2ms TTI)
RU30
Interference contribution of 2ms TTI users subtracted from total signal
arriving at BTS before demodulating and decoding the signals of 10ms TTI
users
Less power needed by 10ms TTI users due to cancelled interference of 2ms TTI
users
2ms TTI users less interfered by 10ms TTI users due to lower power

Optionally interference contribution of individual 2ms TTI users subtracted


before demodulating and decoding other 2ms TTI users

For internal use

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Interference Cancellation - Principles


Types of users
IC users

Users whose interference contribution is cancelled from the total signal


Users mapped on E-DCH with 2ms TTI (usually those with highest power)
Do not get any direct benefit from interference cancellation

Non-IC users

Users for which interference is reduced, as the contribution of the non IC users is cancelled from the total
signal
Remaining users mapped on E-DCH with 2ms TTI (usually such ones with lower power)
All 10ms TTI E-DCH users
All DCH users

RTWP

IC Users = interferers to be
cancelled

Non IC Users = users for which


interference is reduced
For internal use

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Interference Cancellation - Basic Algorithm


Parallel interference cancellation PIC
Total UL signal received with rake receiver or frequency domain equalizer
Turbo decoding to obtain (strongest) 2 ms TTI E-DCH signals
Decoded data used to reconstruct original 2 ms TTI signals (= interferers for other
users). Reconstruction includes turbo encoding, spreading and modulation
Cancel interference from (strongest) 2 ms TTI user: Reconstructed signals are
summed up and subtracted from the original total antenna signal non-IC users
signal (residual signal)
Individual non-IC user signals demodulated on the residual signal, benefiting from
lower interference level improving cell coverage and capacity
Total UL signal from
antenna
Non-IC users

De-modulate
2ms HSUPA

Re-modulate
2ms HSUPA
IC users

2ms HSUPA
user data
For internal use

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De-modulate
other

2ms HSUPA
Interference cancelled
Non-IC users signal
(Residual
2013
Nokia Solutionssignal)
and Networks. All rights reserved.

10ms HSUPA
DCH
user data

Interference Cancellation - Basic Algorithm


Benefit
Part of received total wideband power is cancelled

RTWP = PNoise + PR99 + P10ms + P2ms


Residual RTWP = PNoise + PR99 + P10ms + (1-) * P2ms

Achievable interference reduction factor highly dependent on

Quality of signal that should be cancelled


Data rate of UE to be cancelled
Radio channel of the UE (multi-path profile, velocity)
RTWP

Residual
RTWP

HSUPA 2
ms
HSUPA 2 ms

HSUPA
10 ms

HSUPA
10 ms

R99 users

R99 users

Noise

Noise

For internal use

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Interference Cancellation - PIC Pool


PIC pool handling
IC can be enabled only, if a cell belongs to a PIC pool

One pool supports up to 6 cells


3 cells may perform IC simultaneously
One BTS supports up to 4 pools
Basic IC requires 48 channel elements per pool

A cell is assigned to a specific PIC pool by the parameter


AssignedPICPool

f1 f2

Cells in PIC pool


Cells with IC

For internal use

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Interference Cancellation - PIC Pool


With 2x diversity
Up to 6 cells per PIC pool (6x2 antennas)
Up to 3 of them can perform IC simultaneously (3x2 antennas)
With 4x diversity idea (not supported yet)
Up to 3 cells per PIC pool (3x4 antennas)
Only 1 of them can perform IC simultaneously (1x4 antennas)
2 Rx

f1

4 Rx

For internal use

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Interference Cancellation - Modified Load Targets


The total traffic is checked against the following thresholds
Total RTWP before IC against PrxMaxOrigTargetBTS (Default 8 dB)
Residual RTWP after IC against PrxMaxTargetBTS (Default 6 dB)
The R99 RT traffic is checked against
PrxTargetOrig before IC (Default 4 dB) With interference cancellation 2dB
higher load target for total traffic,
PrxTarget after IC (Default 4 dB)
8dB corresponding to 84% load instead
of 6dB corresponding to 75% load;
RTWP
PrxMaxOrigTargetBTS

PrxMaxTargetBTS

HSUPA 2
ms
HSUPA 2 ms

HSUPA
10 ms

HSUPA
10 ms

R99 users

R99 users

PrxTargetOrig
PrxTarget

PrxNoise
For internal use

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Interference Cancellation - Effective Noise Rise


Example
2 Rx diversity
10 users in HSUPA cell
With interference cancellation
user experiences about to 1
dB less noise rise effectively

Interference gain

From Sambhwani et al., UL interference


cancellation in HSPA, Qualcomm 2009

For internal use

134

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Interference Cancellation - Throughput


Example
2 Rx diversity
10 users in HSUPA cell
With lower experienced
noise rise about 2 times
more throughput

From Sambhwani et al., UL interference


cancellation in HSPA, Qualcomm 2009

For internal use

135

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Rake Receiver - Principles


Handling of multi-path propagation
Identify time delays at which significant energy arrives and allocation of the
rake fingers to those peaks
Track fast changes of phase and amplitude originating from fast fading by
each rake finger
Combine demodulated and phase adjusted symbols across all active fingers
and present them to decoder for further processing

For internal use

136

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Rake Receiver - Problems


Problem
With HSUPA very short spreading codes (SF down to 2) introduced
Very sensitive to inter-symbol interference introduced by time delay
Maximum data rate of e.g. 5.8 Mbit/s not achieved, saturation at e.g. 4
Mbit/s even under very good signal-to-noise-ratio conditions

For internal use

137

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Frequency Domain Equalizer - Principles


Idea
Reduce inter-symbol interference by combination of
Linear equalization
Fast convolution
Obtain peak data rates closer to the limits of
HSUPA 5.8 Mbit/s (2xSF2 + 2xSF4 with QPSK
HSUPA 11.5 Mbit/s (2xSF2 + 2xSF4 with 16QAM)

For internal use

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Frequency Domain Equalizer - Principles


Frequency domain equalizer is a combination of linear equalization and fast
convolution
Linear equalization current and the past values of received signal linearly
weighted by equalizer coefficients and summed up to produce output
Fast convolution filtering of signal not done in time domain, but after FFT by
multiplication in frequency domain (low pass filter)
Reduces effects of inter-symbol-interference arising from users own signal due to
multipath propagation
Applied to users with granted 2xSF2 + 2xSF4 (QPSK or 16-QAM)
Time domain
Frequency domain

FFT

signal

IFFT

pilot

Channel
estimation

MMSE filter
coefficient
calculation

For internal use

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Despreading
bits
and detection

Frequency Domain Equalizer - Principles

x(k)

h(k)
After filtering
High frequencies
removed by low
pass

Before
filtering

For internal use

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Frequency Domain Equalizer - E-DPCCH Boosted Mode


Frequency domain equalizer requires reliable decoding of E-DPCCH
In case of 2xSF2 + 2xSF4 E-DPCCH very strongly interfered by E-DPDCH
Boosted mode
Power of E-DPCCH not related to power of DPCCH
But related to power of E-DPDCH
non-boosted mode
E-DPCCH power goes
parallel tonon-boosted
DPCCHm ode
power

boosted mode
E-DPCCH
power
boosted
mode proportional
to E-DPDCH power

E-DPDCH

E-DPDCH

E-DPDCH

E-DPDCH

E-DPCCH

E-DPCCH

E-DPCCH

DPCCH

DPCCH

DPCCH

DPCCH

low E-TFC

high E-TFC

low E-TFC

high E-TFC

E-DPCCH

For internal use

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Frequency Domain Equalizer - Throughput


Throughput
CIR
(10%
BLER
after
Data rate vs versus
averageaverage
CIR @ 10%
BLER
after
1st Tx
(Pedfirst
A 3)
transmission) pedestrian fading channel A3
9000
FDE 16QAM boosted

FDE + 16QAM =>


77,8% higher
throughput achievable

8000
7000

FDE QPSK
Tp [kbits]

6000

RAKE QPSK

FDE + QPSK =>


22,2% higher
throughput achievable

5000
4000

FDE enables achieving


higher data rates for users
closer to the antenna

3000
2000
1000
0
-20.0

-15.0

-10.0

-5.0
0.0
CIR @ 10% BLER

5.0

10.0

15.0

For internal use

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Flexible RLC in UL RU40


Fixed RLC PDU in UL (3GPP Rel-7) is a bottleneck:
HSUPA RLC peak rate is limited due to number of concatenated overheads
RLC PDU size is fixed and independent from the current radio conditions
Flexible RLC PDU in UL (3GPP Rel-8) allows :
RLC PDUs can be as large as IP packet
RLC PDU size reflects radio conditions
HSUPA RLC peak rate is increased
Average network throughput is increased
New functional entities of MAC-i and MAC-is are added to MAC layer to handle new variable
RLC PDUs
Less RLC processing since the number of packets to be processed is reduced
3GPP Rel-8 (NSN RAN1910)

3GPP Rel-7

PDCP

PDCP

Flexible RLC in UL

UE

RLC

RLC

For internal use

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Flexible RLC in UL Gain 1/3


3GPP Rel-8 (NSN RAN1910)

3GPP Rel-7
TCP/IP
header

TCP/IP
header

TCP/IP Payload

TCP/IP Payload

MTU: 1500 bytes

MTU: 1500 bytes

RLC SDU

RLC SDU

MAC-is/i
headers

RLC
PDUs

MAC-es/e
headers

19 MAC-es/e
headers required
+ optional padding

One MAC-is/i
header required
+ optional padding

19 fixed RLC PDUs


(656 bits each) required
per 1500 bytes IP packet

RLC
PDU

Padding

One RLC PDU is


required per 1500
bytes IP packet

Control data = 0.27% of whole transport block

It corresponds to 93% drop of control data for typical IP packet


size of 1500 bytes
When the transmission errors occur one big RLC PDU needs to
be retransmitted

For internal use

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Flexible RLC in UL Gain 2/3


The RLC throughput measures user data rate after excluding MAC-i/is headers
and paddings
The gains obtained from the feature are presented in the following table:
E-DCH
Cat.

Max.
TBS
[bits]

PDU size
[bits]

Number
of PDUs

RLC
TBS
[bits]

RLC
payload
[bits]

Overhead
and padding

Max. RLC
throughput
[Mbit/s]

Max. FTP
throughput
[Mbit/s]

Gain

11484

336

34

11424

10880

4.74%

5.440

4.624

22996

656

35

22960

22400

2.44%

11.200

9.520

11484

11480

11480

11448

0.28%

5.724

4.865

5.22%

22996

flexible*

22992

22928

0.28%

11.464

9.744

2.36%

It can be noted that the gain for the RLC peak bit rate is as follows:
E-DCH cat. 8: 5.22% gain
E-DCH cat. 9: 2.36% gain
Those gains are the consequence of the reduced overhead and padding relative to
payload
* - flexible PDU size denotes that there are two PDUs with different sizes
For internal use

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Flexible RLC in UL Gain 3/3


Relative overhead and padding depends on the number of used PDUs
For the typical IP packet size the relative overhead and padding is reduced from 3.72%
to 0.27%, it relates to 93% of drop of control data
Relative overhead and padding

25%
Length indicator changed
from 7 to 15 bits Flexible
RLC

20%

Fixed RLC PDU

RLC PDU changed


from 336 to 656 bits

Flexible RLC PDU


Relative overhead and
padding is equal to 3.72%

15%
Relative overhead and
padding is equal to 0.27%
10%

5%

0%
0

100

200

300

400

500

600

700

800

900

1000

1100

1200

RLC SDU size [bytes]

For internal use

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1300

1400

1500

Flexible RLC in UL MAC-i/MAC-is


RNC

UE

RLC

RLC

BTS
MAC-d

MAC-d

MAC-is/i

MAC-i
Uu

MAC-is

Iub

MAC-i together with the E-DCH MAC-is handles E-DCH specific


scheduler handles HSUPA
specific functions:
E-DCH scheduling
E-DCH control
De-multiplexing of MAC-i PDUs
Reading UEs id
HARQ associated procedures

functionality:
Disassembly of MAC-is PDUs
Reordering queue distribution
Reordering of received MAC-is PDUs
Macro diversity selection
Reassembly of segmented MAC-d/c PDUs
CRC error detection (needs RAN1913)

For internal use

147

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HSUPA 16QAM
3GPP Rel-7 introduces 16QAM modulation for HSUPA NSN RAN1645: HSUPA 16QAM is an optional feature for the
UE
The 16QAM modulation is supported by HSUPA terminal category 7

HSUPA peak data rate is increased to the maximum theoretical throughput 11.5 Mbit/s
Practical throughput achievable with this feature is limited by radio channel conditions, interference level, allowed noise
rise, and both receiver and transmitter imperfections.
16QAM symbols carry four bits of information allowing a higher peak rate at the cost of a reduction of the Euclidian
distance between adjacent symbols
A better SNR (signal-to-noise ratio) per symbol is required to achieve the same BER (bit error rate)
E- DCH
Category#

max.
E-DCH
Codes

min.
SF

2 & 10 ms
TTI E-DCH
support

max. #. of
E-DCH Bits* / 10
ms TTI

max. # of
E-DCH Bits* / 2
ms TTI

Modulation

Reference
combination
Class

10 ms only

7296

QPSK

0.73 Mbps

10 & 2 ms

14592

2919

QPSK

1.46 Mbps

10 ms only

14592

QPSK

1.46 Mbps

10 & 2 ms

20000

5772

QPSK

2.92 Mbps

10 ms only

20000

QPSK

2.0 Mbps

10 & 2 ms

20000

11484

QPSK

5.76 Mbps

10 & 2
ms

20000

22996

QPSK
&
16QAM

11.5 Mbps

For internal use

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Catego
ry 7
(Rel.7)
4 SF2
10
msec/
2 msec
20000/
22996
2.0/
11.5;

HSUPA 16QAM Modulation


Eb

Es

SF=2
Cch,2,1

4 symbols

E-DPDCH1

SF=4
Cch,4,1
E-DPDCH3

bed,3

4PAM modulation
mapper

bec

Cch,256,1

E-DPCCH

bed,1

4PAM modulation
mapper

+
4 symbols

PAM Pulse Amplitude


Modulation;

Ec

BPSK modulation
mapper

I+jQ
S

SF=2
Cch,2,1

4 symbols

E-DPDCH2

4PAM modulation
mapper

SF=4

Cch,4,1

4 symbols

E-DPDCH4

bed,4

4PAM modulation
mapper
Cch,256,0

DPCCH

bed,2

bc

BPSK modulation
mapper

For internal use

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= 16
symbols
=16QAM

HSUPA 16QAM BER over Link Quality

Probability of bit error versus Eb=N0 for M-ary PAM for M = 2; 4, and 8.

For internal use

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HSUPA 16QAM Impact on Baseband Resources


16 QAM transmitting user requires 2x HSUPA BTS Processing Set License

One 16 QAM transmitting user requires reservation of one Subunit from available BB
capacity
1 subunit

Rel99 CE

Rel99
CE

HSUPA HSUPA16QAM
thr.,
transmitting
users
user

HSUPA
Non
16 QAM HSDPA thr.,
licensed
HSUPA
t-put/ users, HSDPA
cells
capacity
users

Exemplary figure

For internal use

151

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Dynamic HSUPA BLER


Dynamic HSUPA BLER (RAN2302) allows the operator to define different BLER targets for:
HSUPA peak rates
HSUPA cell capacity
HSUPA user throughput at cell edge
Improvements:
HSUPA peak rates
HSUPA cell capacity
HSUPA user throughput at the cell edge
HSUPA multi-user cell capacity is expected to improve by up to 20% and HSUPA coverage by up to
2 dB

In RU30 HSUPA BLER target in OLPC in RNC is fixed (10%) regardless of:
radio transmission conditions
traffic nature (Continuous, Bursty , Peak data rates)
E-DCH TTI length (2ms, 10 ms)

For internal use

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Dynamic HSUPA BLER Functionality


Non Real Time (NRT) HSUPA BLER target is dynamically adapted based on HSUPA user transmission characteristics:
Nature of the UE traffic: Continuous data stream; Bursty traffic; close to Peak data rates;
E-DCH TTI: 2ms TTI, 10 ms TTI;
Number of Retransmissions (ReTx);

Peak throughput (close to BTS)


bursty traffic

2ms TTI Continuous data transmission


(not close to peak t-puts)

1% BLER target* on 1st ReTx*

10% BLER target* on 2nd ReTx*

Bursty data transmission


(not close to peak t-puts, mid cell)
10% BLER target* on 1st ReTx*

10ms TTI Continuous data transmission


(not close to peak t-puts, cell edge)
20% BLER target* on 1st ReTx*

Peak throughput
(close to BTS)
continuous data stream 2ms TTI
1% BLER target* on 1st ReTx*

Peak throughput
(close to BTS)
continuous data stream 10ms TTI
1% BLER target * on 1st ReTx*

*Example values. BLER target and the target number of Retransmissions for Block Error detection are configurable for
each presented UE radio transmission constraints
For internal use

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Dynamic HSUPA BLER Gain


HSUPA Capacity gain*: ~ 20%
HSUPA Coverage gain*: ~ 2dB
OLPC in RNC enhanced, BLER target optimized for different HSUPA NRT traffic and radio conditions:
Close to BTS: optimizing BLER to get peak data rates
Bursty data transmission not close to peak data rates: optimizing latency
Continuous data transmission not close to peak data rates: optimizing radio coverage and cell
capacity
HSUPA Non-Real Time traffic

2msTTI:
10%BLER on
2nd ReTx*
10ms TTI:
20%BLER on
1st ReTx*

1%BLER on
1st ReTx*
10%BLER on
1st ReTx*

*Example values. BLER target and the target number of Retransmissions for Block Error detection are configurable
*Preliminary gain figures from simulations, not commercially bounding
For internal use

154

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Dynamic HSUPA BLER Selection of BLER Target 1/3


UE close to Peak rate (Bursty data or Continuous data).

Yes

BLER target to be used is L1PeakRateBLERTrgtEDCH

Is Data
Peak?

No

after DynHSUPABLERPeakRateRx retransmissions


No

UE has Bursty data transmission (not close to peak rates)


Yes

BLER target to be used is L1BurstDataBLERTrgtEDCH

Is Bursty
Data?

after DynHSUPABLERBurstDataRx retransmissions


No

UE has steady 2ms TTI data transmission (not close to


peak rates)

2ms
E-DCH TTI

BLER target to be used is L1ContBLERTrgtEDCH2 after


DynHSUPABLERContDataRx2 retransmissions
10ms

UE has steady 10ms TTI data transmission (not close to peak rates)
BLER target to be used is L1ContBLERTrgtEDCH10 after
DynHSUPABLERContDataRx10 retransmissions
For internal use

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Dynamic HSUPA BLER Selection of BLER Target 2/3


Detecting High Throughput (is data Peak?) EDCH Data Rate > Peak Rate threshold
Peak Rate threshold - depending on the current UE transmission constraints i.e.
Bursty data tramsmission, or
Continuous 10ms TTI transmission, or
Continuous 2ms TTI transmission
One of the following data rate thresholds is used by the Dynamic HSUPA BLER algorithm to decide
whether UE is close to Peak data rates,
Peak rate threshold for Bursty data rates (DynHSUPABLERMaxRateThrB), or
Peak rate threshold for Continuous 10ms TTI transmission (DynHSUPABLERMaxRateThrC10), or
Peak rate threshold for Continuous 2ms TTI transmission (DynHSUPABLERMaxRateThrC2)

Detecting Bursty Traffic (is Bursty Data?):


Number of frames per TTI < Bursty Data throughput threshold per TTI (10ms or 2ms)
Bursty traffic condition is based on the number of E-DCH Frame Protocol data frames within a time
window falling below a threshold
The threshold is defined by the DynHSUPABLERThrBurstyTP parameter
The time window is defined by the DynHSUPABLERFrameWinSiz parameter
The value of the threshold is applicable to the 10 ms TTI
The value of the threshold is multiplied by 5 when using the 2 ms TTI
For internal use

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Dynamic HSUPA BLER Selection of BLER Target 3/3

Dynamic HSUPA BLER algorithm is started after the Averaging Sliding Window for Frame
Measurement is full. Prior to that Dynamic HSUPA BLER algorithm is not used and BLER target for
OLPC is given with L1BurstDataBLERTrgtEDCH* parameter after DynHSUPABLERBurstDataRx
retransmissions
Size of Window for Frame Measurement is configurable via parameter
DynHSUPABLERFrameWinSiz. Within Measurement Window, the Frame Protocol (FP) frames are
counted and the measured average number of FP frames per TTI is compared to threshold
parameter (DynHSUPABLERThrBurstyTP) to decide whether transmission is bursty

Continuous traffic: >10 frames in Window Size

Bursty traffic: <10 frames in Window Size

Single
frame of
10ms

Window Size is 1 second

Window Size is 1 second


Averaging
Window size

< 10 frames in Averaging Window => traffic is Bursty, switch to Bursty BLER target
> 10 frames in Averaging Window => traffic is Continuous switch to Continuous BLER
* L1BurstDataBLERTrgtEDCH (Layer1 Bursty Data BLER target for E-DCH) is a BLER target used when Dynamic HSUPA BLER algorithm is in Bursty
state (not close to Peak Rates)
For internal use

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Capacity Enhancement
R99 Features

HSDPA
HSUPA
HSDPA+

HSUPA+
Capacity Usage Optimization
Mass Event Handler management

Voice Call Prioritization during High Traffic Load

For internal use

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Mass Event Handler


Mass Event Handler
Only detection of the high load will trigger the following special actions for traffic handling:
Longer TVM pending time if the initial capacity request is rejected.
Temporary maximum bit rate set to minimum, typical 16 kbps, bit rate for UL DCH.
Temporarily limited maximum number of HSUPA users.
Also the following special actions can be triggered for traffic handling:
E-DCH 2 ms TTI prohibition, which is triggered by the defined number of HSUPA users in the cell
CQI feedback cycle increase from 4 to 8, 10, 20 ms, which is triggered by the defined number of
HSDPA users in the cell.

Gain:
Improves the access to the networks during the events, and to decrease the uplink load caused by
the sequential service requests

Introduces an automatic control of the traffic load on high-loaded networks


Offers an automatic tuning of the system to prevent the cell collapses and to improve performance
of the high load cells by decreasing the uplink interference

TVM Traffic Volume Measurements;


For internal use

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Voice Call Prioritization during High Traffic Load 1/2


Voice Call Prioritization during High Traffic Load (RAN2954)
Improves AMR success rate during the high traffic load by prioritizing the AMR over the
HSDPA SRBs on dedicated traffic channel (DCH)
Utilises prioritised downlink power AC where AMR CS DCH conversational call can be
admitted if (Ptx_nc + Ptx_nc) < (PtxTarget + PtxOffset) if there are simultaneous HSDPA
users in the cell

If AMR user is admitted based on the prioritised downlink power AC, the maximum number
of HDSPA users is started to be restricted
Prioritisation is applicable also to such an RRC connection request that can be rejected

due to downlink power and indicates an establishment cause: Originating Conversational


Call, Terminating Conversational Call or Terminating cause unknown

For internal use

160

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Voice Call Prioritization during High Traffic Load 2/2


Ptx_Target_BS

Controllable load
Ptx_NC

Ptx_Target

Ptx_nc Ptx_nc Ptx_target Ptx _ offset


Ptx _ nc Ptx _ nc Ptx_target

Ptx_NC

With RAN2954 AMR accepted


If that situation happens than the maximum number of HDSPA users is started to be
restricted
For internal use

161

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2013 Nokia Solutions and Networks. All rights reserved.

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