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Article history:
Received 27 May 2009
Received in revised form 20 October 2009
Accepted 21 October 2009
Keywords:
Automatic sorting
Lightweight metal scrap
Apparent density
Three-dimensional shape
Multivariate analysis
End-of-life vehicle
a b s t r a c t
A new method for the automatic sorting of lightweight metal scrap has been developed to aid the recycling of scrap metal. The sorting system enables separation of relatively large metal pieces according
to the differences in their apparent density and three-dimensional (3D) shape. Shape parameters such
as width, height, volume, and projected area of irregular-shaped metal pieces moving along a conveyer
are measured by means of a 3D imaging camera system consisting of a linear laser and camera with
associated optics. The measured values of the weight and shape parameters are transferred to our own
data-processing software that uses multivariate analysis. Mixed fragments of cast aluminum, wrought
aluminum, and magnesium from an end-of-life vehicles shredder facility were sorted based on the output of the data-processing software. The results show that the developed automatic sorting system is a
highly viable method that could replace conventional dense medium separation and manual sorting.
2009 Elsevier B.V. All rights reserved.
1. Introduction
The motor vehicle industry is paying a great deal of attention to
improving fuel efciency by reducing vehicle weight and thereby
reducing emissions of greenhouse effect gases. As lightweight metals, such as aluminum and magnesium alloys, are suitable materials
to reduce vehicle weight because of their low density and high specic strength, the substitution of light alloy parts for conventional
steel parts is becoming more and more prevalent. With respect to
automotive applications, the adoption of wrought aluminum parts
is now increasing for use in body panels (hoods, roofs, deck lids,
etc.), in addition to the fact that cast aluminum has been widely
used for engine parts (Inaba, 2002; Sakurai, 2007). According to a
strategic target drawn up by the Japan Aluminum Association, the
amount of aluminum parts per automobile in Japan is expected to
reach 250 kg (130 kg of wrought aluminum, 120 kg of cast or forged
aluminum) in 2025 (Okubo, 2005). However, this rapid expansion
of aluminum parts in motor vehicles has caused anxiety in the aluminum recycling business: If scrap is recovered as a mixture of
wrought and cast alloys, the recovered aluminum is not suitable
for use in wrought alloy production, and its usage is limited to cast
alloy, which allows for somewhat contaminant elements of negatively affecting mechanical and chemical properties (Ambrose et al.,
1983). As a consequence, this may lead to a supplydemand imbal-
Corresponding author. Tel.: +81 29 861 8099; fax: +81 29 861 8457.
E-mail address: s-koyanaka@aist.go.jp (S. Koyanaka).
0921-3449/$ see front matter 2009 Elsevier B.V. All rights reserved.
doi:10.1016/j.resconrec.2009.10.014
572
separation can be used in separation systems, based on the difference in atomic number or density of materials. However, with
regard to separation within the three types of lightweight metals,
it is difcult to apply these techniques because of similarities in
physical properties (color, electrical conductivity, density, etc.). A
Delft University of Technology group conducted a test using a dual
energy X-ray transmission (DE-XRT) sorting system, one of the latest technologies in the recycling industry, but the result was not
good enough to achieve separation between cast aluminum and
wrought aluminum (Mesina et al., 2007). Other separation techniques based on laser-induced breakdown spectroscopy (Noll et al.,
2008; Stepputat and Noll, 2003) or X-ray uorescence analysis are
potentially applicable, but their high sensitivity to contamination
on the surfaces of metal scrap and low processing speed become
serious problems in an actual ELV shredder facility.
The purpose of this study is to develop a new automatic sorting
technique that can overcome the above-mentioned problems, and
which has high separation efciency and low processing cost. In
this study, we rst demonstrate a sorting system that combines two
cutting-edge instruments: a three-dimensional (3D) imaging camera that enables various application developments by connecting
it to a personal computer (PC); and, a weight meter that measures
the weight of a moving object on a belt conveyer. This sorting technique uses the weight information and the 3D shape parameters
of an inspected piece of scrap, and an identication of the fragment is made by inputting these values into our own calculation
program, which is based on multivariate analysis. In this paper, we
point out the necessity of the separation of wrought aluminum,
cast aluminum and magnesium scraps, and then we introduce
the equipment used in this sorting system, the basic principle for
identication, and the results of the sorting test of three types of
lightweight metal scrap. Finally, we discuss the advantageous features of the newly developed system over conventional separation
techniques, and look at further problems to be examined.
therefore it is difcult to recycle aluminum scrap into wrought aluminum alloy. With regard to wrought aluminum scrap, only the
3000 series used for the bodies of beverage cans and a part of the
5000 series used for the lids of beverage cans are currently recycled as secondary wrought aluminum, all of the others are recycled
as cast aluminum. In particular, ADC12 alloy which allows for a
relatively high contamination of silicon, iron and copper is most
frequently produced as secondary aluminum alloy. As mentioned
in the previous section, a closed recycling system in which wrought
aluminum parts are recycled as wrought aluminum parts is the target. For this purpose, it is necessary to separate cast aluminum and
wrought aluminum scrap during their recycling process, in addition to removing other contaminants. However, the differences in
the physical properties of these aluminum alloys are very small:
The color tones of these alloys are basically the same. The density
and electrical conductivity of these alloys usually spans the range
2.652.85 g/cm3 and 3060% IACS, respectively. For such materials,
accurate separation cannot be expected using conventional color
separation, dense medium separation or electromagnetic sensing
separation.
Currently, the weight of magnesium parts per automobile in
Japan is about 1 kg, which is less than 1/100 that of aluminum parts.
As long as the weight of magnesium parts in an ELV is much smaller
than that of aluminum parts, it is reasonable that magnesium scrap
will be processed as a part of aluminum scrap. The amount of postconsumer magnesium scrap in Japan is speculated to reach around
5000 t in 2015 (NEDO, 2008). Around that year, if magnesium scrap
is not separated from aluminum scrap, there is a possibility that the
average composition of magnesium in the secondary ADC12 alloy
will become larger than the standard value of 0.3%, which would
disrupt the recycling system for aluminum scrap. Meanwhile, the
addition of magnesium scrap to wrought aluminum alloy is not
realistic, because of the contamination problem. Therefore, it is necessary to separate magnesium scrap from aluminum scrap when
consumption of magnesium parts is increased in the future.
Table 1
Representative alloys of aluminum and magnesium and their chemical compositions.
Series
Production
(103 t)
406
23
449
28
386
883
39
418
1038
11
Major alloy
1100
2117, 2036
3003, 3004, 3005
4004, 4104
5005, 5052, 5082,
5182
6061, 6063
Major use
Foil, Fin
Can body
Can lid, body
panel
Sash, body
panel
Si
Fe
Cu
Mn
Zn
Fe+Si<1.0
<0.8
<0.6
9.010.5
<0.20
<0.7
<0.7
<0.8
<0.40
0.050.20
2.23.0
0.050.20
<0.25
<0.10
<0.05
<0.20
1.01.5
<0.10
0.200.50
<0.10
<0.25
<0.10
<0.20
<0.25
1.02.0
4.05.0
0.20.6
<0.35
<0.10
<0.10
<0.10
0.450.90
<0.30
<0.35
<0.20
<0.25
Engine, wheel
6.57.5
<0.55
Engine,
transmission
9.612.0
<1.3
AZ91D
AM60B, AM50A
Case
Steering wheel,
seat frame
<0.10
<0.05
<0.004
<0.004
1.53.5
<0.03
<0.008
0.200.7
4.05.0
Mg
0.200.50
1.02.0
<0.35
<0.35
0.200.45
<0.5
<1.0
<0.3
0.351.0
<0.20
Al 8.39.7
Al 5.66.4
0.130.50
0.260.5
573
conventional separation techniques such as color detection, electromagnetic sensing, dense medium separation, or manual sorting.
In fact, aluminum scrap that contains only the three types of
lightweight metals stated above is currently recovered successfully
in most ELV shredder facilities.
Sample materials for the sorting experiments were st-sized
fragments of cast aluminum, wrought aluminum, and magnesium
alloy scraps generated at an ELV shredder facility in Japan. These
fragments, sized between 10 and 200 mm and well separated from
other materials, were taken at random from the aluminum scrap
and manually sorted into three groups: cast aluminum (104 pieces),
wrought aluminum (192 pieces), and magnesium (246 pieces).
Fig. 1 shows photographs of some of these pieces of scrap. From
their weight and shape, it is believed that cast aluminum and
wrought aluminum mainly originated from the engine and body
parts, respectively, and that all of the magnesium fragments were
die-cast parts, such as steering columns and seat frames. In addition, it was observed that the surfaces of the magnesium pieces
were corroded, whereas those of the aluminum pieces were not.
Although some fragments were covered with mud, oil, or paint,
the experiments were conducted without removing the contamination.
574
Table 2
Parameters for data analysis.
X0 : material
X1 : weight/volume
X2 : volume
X3 : vertically projected area
X4 : length
X5 : width
X6 : maximum height
X7 : height of the center of
gravity
X8 : X2 /X3
X9 : X2 /(X4 X5 )
X10 : X3 /(X4 X5 )
Xn : X7 /X6
X12 : X2 /X3 /X7
X13 : X4 /X5
X14 : X5 /X4
area, length, width, maximum height and height of the center of the
gravity, are measured by calculation using the digital 3D image. The
sphericity of the fragment, which is usually taken into account in
conventional image analysis, cannot be measured using the current
developed system. These data are immediately transferred to the
PC and analyzed by our own data-processing software using multivariate analysis. After identication, the fragment is sorted by a
burst of compressed air in accordance with an output signal from
the PC.
3.3. Algorithm for identication
The sorting method we developed is based on the concept of
multivariate analysis: That is, an unknown fragment is identied
by an algorithm using the discriminant functions determined from
a database of weight and 3D shapes of sampled fragments. The
mixture to be separated should rst be separated or sorted by
other means when applying this method. However, that is not
critical problem if the samples are restricted to lightweight metals, because most of these fragments can be identied by manual
sorting, although this requires considerable time.
As the parameters for data analysis, sample fragment materials
(X0 ) and 14 variables (X1 X14 ) listed in Table 2 were recorded in
the database by repeated measurement. The data considered here
are a combination of X0 X14 parameters obtained by a one-time
measurement (henceforth referred to as one case). The case data
for the same fragment were separately recorded if the orientation
(1)
575
Distributions of fragment weight and several 3D shape parameters that were claried during the process of making the database
are shown in Figs. 5 and 6. As shown in Fig. 5, the average weight
increases in the order of magnesium, wrought aluminum, and cast
aluminum, but it is obvious that these materials cannot be identied by the weight of each individual fragment. Fig. 6(a)(d) were
obtained by 15 measurements per fragment by changing its posture
on the belt conveyor. Except for the fact that the 3D shape parameters of the magnesium fragments tend to be smaller than that of the
aluminum fragments, we cannot nd any clear difference between
these fragments, and therefore they cannot be identied from these
individual parameters. In Fig. 6(a), the distributions of volume X2
of both aluminum fragments are almost the same, however, this
result contains the meaningful error as mentioned below.
Fig. 7 shows the distribution of the apparent density X1 calculated from the data of Figs. 5 and 6(a). This gure clearly shows
that the apparent density of each material measured by this system
tends to be lower than its actual density (aluminum 2.7, magnesium
1.7 g/cm3 ). When the laser beam scans the surface of a fragment,
some blind spots are inevitably generated at the back or inside
the fragment. The 3D imaging camera counted these spots as part
of the fragment volume and thus overestimated the volume. An
important point to emphasize is the fact that the degree of this
measurement error is related to the fragment material. Namely,
wrought aluminum scrap characterized by fragments of twisted
thin and plate-like parts tends to carry a larger error and have
lower apparent density, compared to cast aluminum scrap characterized by fragments of broken thick and bulky parts (see Fig. 8).
It is clear that the trend in the degree of measurement error shown
in Fig. 8 is irrelevant to the scale of the fragments, and therefore
the separation among aluminum fragments based on a difference
in apparent density is likely to be achieved regardless of their size,
576
were separated relatively well in the region of 1.0 < X1 < 1.8 (see
Fig. 9(d)). These results suggest that when we draw attention to
a narrow region of the apparent density, there are some statistical differences among the 3D shapes of each materials fragment
that belong to the same region of apparent density. That is the
reason all case data in the database were sorted and separated
into several sections according to the size of the apparent density when we set the algorithm for the identication. The statistical
differences in the 3D shape can be extracted using multivariate
analysis.
The result of the sorting experiment of a mixture of the three
types of lightweight metals is listed in Table 3, which is one of
the typical results obtained by three tests for each fragment by
changing its orientation on the belt conveyor. As this Table shows,
the developed system can perform a sorting with an accuracy
of approximately 90% by count basis, although the separation
between wrought aluminum and magnesium is rather difcult
because of the similarity of apparent density. If the accuracy is
calculated using weight basis, the following results are obtained:
Fig. 7. Distribution of the apparent density calculated from the data contained in
Figs. 4 and 5(a).
as far as they belong in the measurement range of this sorting system. In the case of magnesium scrap, such a trend was not seen,
as all the magnesium fragments used here were die-cast parts.
Wrought magnesium parts are not widely used currently because
of the difculty in mechanical processing of the material. Although
the difference in the distribution curve according to the material
becomes clearer in Fig. 7, a region of apparent density where the
distributions overlap exists still. Therefore, it is difcult to identify a
fragment with sufcient accuracy, even if we measure its apparent
density.
Fig. 9(a)(d) shows the relation between the apparent density X1 and several 3D shape parameters of X2 , X3 , X8 , and X11 .
In these gures, sectional average values of the 3D shape parameters at 0.2 g/cm3 intervals of the apparent density are plotted.
Here we realize that the fragment material is characterized by the
relation between the apparent density and a 3D shape parameter: Wrought aluminum fragments have an apparent density of
about 0.5 < X1 < 1.5, and their X11 value in this region tend to be
smaller than that of cast aluminum and magnesium fragments
(see Fig. 9(a)). Magnesium fragments have an apparent density
of about 0.7 < X1 < 1.8, and their X3 value in this region tend to
be smaller than that of cast and wrought aluminum fragments
(see Fig. 9(b)). Cast aluminum fragments have an apparent density about 1.0 < X1 < 3.0, and their X8 value in this region tend to
be larger than that of wrought aluminum and magnesium fragments (see Fig. 9(c)). Moreover, the X2 values of these fragments
Fig. 8. Typical example of the difference in degree of measurement error of fragment volume.
577
Fig. 9. Relation between the apparent density and several 3D shape parameters.
Table 3
Result of the sorting experiment of a mixture of three types of lightweight metals.
Wrought
aluminum
Cast aluminum
Magnesium
Total
576
518
0.90
312
287
0.92
738
627
0.85
1626
1432
0.88
Table 4
Calculated sorting accuracy between wrought aluminum and cast aluminum.
Wrought aluminum
Cast aluminum
Total
312
287
0.92
576
572
0.99
888
859
0.97
578
Acknowledgements
5. Conclusions
References
A novel automatic sorting technique using a 3D imaging camera and a weight meter was demonstrated for the recycling of
lightweight metal scrap. This sorting technique was capable of
separation among several hundred pieces of wrought aluminum,
cast aluminum, and magnesium fragments obtained from an ELV
shredder facility, with approximately 90% accuracy according to
the difference in the apparent density and 3D shape parameters.
Sorting accuracy was not affected by contamination on the surfaces of the fragments. Although this sorting technique is currently
at the research stage, the cost of this sorting system seems to be
much lower than X-ray sorting system, and to be a highly probable
method that could replace conventional dense medium separation
or manual sorting. The adaptability for mass processing remains
a matter to be discussed further because this sorting technique is
based on the data accumulation of past measurements. This means
that the database of fragment properties and the algorithm for
the identication become complex when dealing with mass processing. The database and algorithm developed in this study have
not been optimized yet from a viewpoint of simplicity. An effective fragment-sampling scheme to downsize the database scale,
and a simple, easy calculation technique for data analysis will be
investigated later.
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