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The TextualSpace:
On the Notion of Text
JenaroTalensandJuanM. Company
One of the most importantproblemsfacedby theoristswho dealwith the
is theambiguityof thekeytermuponwhich,in
analysisof "signifyingpractices"
onewayor another,theirdiscussions
hinge:the notionof "text."Eversincethe
of
OPOYAZ
and
activities
the
MoscowLinguisticCircle,literarytheory
early
hasfunctionedwith threemodelsof semiotics.The firsttwo arebasedon the
aswell ason themathematical
workof Saussure
theoryof information
presented
and
for
by Shannon Weaver(1949); both models,the text hasan autonomous
whetherin termsof "structure,"
asin the firstcase,or in
systemof signification,
of
in
terms "message,"
as thesecondcase.Thethirdmodelderivesfromthework
of Peirceanddoesnot definethe "sign"on the basisof entitiesor relationships.
Rather,it confrontsthe semioticproblemfroma differentperspective,
namely,
the analysisanddescription
of theconditionsthatarenecessary
foractions,facts,
or objectsto functionassigns.Thefirsttwo modelsbelongto a semioticsof communicationandarededicated
to thestudyof themeansandprocesses
usedby sign
not onlyto affectothersin variousways,but alsoto gainrecognition
producers,
fromthem. In a broadersense,the thirdmodelbelongsto the
andacceptance
andincludesallusesandbehaviorsthatbecomesignifisemioticsof signification
cantonly becausethey takeplacein a socialcontext.
In thisessay,we wish to addressourselvesto theproductivemanifestations
of
It is perhapsafterMay1968in Francethatsemiotics
the workof "signification."
ceasesto be understoodas a "scienceof signs"andstartsto functionasa critical
discipline.Becauseitscriticalobjectscometo bedefinedas(a)communication,
(b)
and(c) the languagesthatareimpliedwithin
the structuresof communication,
communication,semioticsappearsno longeras a study of the signified,but
rather,as a studyof the operationsof signifying.Yet thereis no humanscience
(andsemioticsis no exception)thatdoesnot compromisethosewho practiceit,
in a fixedzone of
situatesits practitioners
sincea scientificpracticenecessarily
andobligesthem to selectamongculturaloptionsthat in
knowledge("saber")
turn act upon the very processof investigation.So it is that the dominant
ideologiesin capitalistmodesof productionnot only determinethe modelsof
but alsothe instruments
usedto analyzethe structureandfunccommunication
tionof thosemodels.Thereareno neutral
sciences:themythof scientificneutralwith
the "scientificman"of the Renaisthat
arises
illusion
is
an
ity
ideological
sance.Thereis implicitin anyprocessof the productionof meaning("sentido")
24
The TextualSpace
an entire system of aesthetic, economic, and ideological conditions. The particularproductionof a scientificdiscoursethat we will urge, therefore,cannotbe
thought of as an intuitiveor neutralactivityin searchof "real"knowledge ("conocimiento").
The so-calledexact sciencescan neitherignore nor avoid theseproblems.These
sciences are historically linked to various state apparatusesand are subject
themselvesto an economic law of supply and demand. Today, for example, one
does not investigate nuclear physics in the abstract; rather, one investigates
nuclearphysicswithin the context of specificgeopoliticalpracticesof power. We
could also make similar observationsabout the world of the human sciences,
especiallysince the ideological determinationsupon researchin those disciplines
areeven more obvious. All scientificdiscourseis a processof meaningproduction
and, as such, is at the same time subject to the sameconditions as are the texts,
speech acts, or utterancesthat constitute their field of investigation. A scientific
practicesuch as that of semiotics, therefore,cannot disregardits own inscription
into a determinantideology.
Saussureanandinformation-basedtheoriescanbe saidto err, then, in this initial
respect. Semiotics is born here primarily as a discipline dealing with critical
metalanguages;it claims to offer a scientific base to a kind of work formerly
characterizedby a lack of method (as, for example, in the case of evaluative
analysesof poetic language). Its aim initially is to reducecriticalinterventionto
of utterancesfrom one discursivesystem into a language different
the translation
from the one in which such utterancesare constituted. In this view, referenceto
the reality implied in the processof communicationis disregarded;the semiotic
project is limited to an analysis of systems of "communication" (and/or
"significance").The eventual appearanceof a third model does not really solve
much. The work of Peircediffersfrom the proposalsof Saussure,not becauseit reopens the question of the recurrenceof an exterior realityin the communicative
process, but rather, becauseit introduces the concepts of "interpretant"and of
"semiosis." By means of this second concept, the communicative process is
opened up to the field of signification;by means of the first concept, a semiotic
mechanism is instrumentalizedthrough which the signified is predicatedby a
signifier.
In the Hjelmslevian concepts of "expression"and "content," for example,
semioticspassesthe problemof content onto semantics,while, with the sameappearanceof neutrality, it continues to analyzethe systematicmechanismsof expression. The naive quality of Morris's behaviorism, moreover, causes his
semiotic theory to referPeirce'sthird model back to the two earlierones, insofar
as it also tendstowardthe translation
of one languageinto another.The only external appearanceof the processof communication(and/or signification)figuresas
embodiedwithin the universeof thought and not within the universeof socially
and historicallydeterminedreality: it is conceived of, therefore, as an external
JenaroTalensandJuanM. Company 25
26
The TextualSpace
JenaroTalensandJuanM. Company 27
explicit context, that is, the productof a processas it is individualizedby the appropriation/readingof what is "signified."We shallreturnto this questionlater.
The presentproposalfor defining languageis a way of substituting the broad
and ambiguousfield of communication(which is closerto the Lotmanmodel) by
the more limited andmanageablefield of "transmissibleinformation."In the first
place, there is the triple division of "nonlanguages"elaboratedby Lotman:
(a) systems which utilize nonorganizedsigns as communications;(b) organized
systems that serve for communicationbut do not use signs; (c) systems that use
organized signs but do not serve as communication. These three factorscan be
reducedto only the firstdoublepossibility:the transmissionof informationcanbe
given as long as there is an organizationof utilized signs, that is, a code which
servesas "organizer/decipherer."In the secondinstance(of systemswhich do not
utilize signs even though they might be organized), we shall speak of
"nonlanguage."In the other instance (of systems which utilize signs that are
somewhat or not at all organized), we shall refer to "paralanguages":a "use"
always ends up by establishingits own code becauseit grants meaning to that
which did not have it.
The proposed definition has other advantages.Consider the concept of the
"real"(in Lacan,the "real"is that which cannotbe hallucinatedby the subject:all
that is left outside consciousness,or unconsciousness,and has no possibilityto be
representedby language). How is the "action"or "object"of the "real"susceptible to the production of meaning? This is a challenging problem because the
"real"does not start by having a "signified"and, consequently, it cannot communicate anything. Now, what our definition proposesto do is to explain how
and why the "real,"even though without signifieds,is involved in the dailyproduction of meanings.
We are thus dealing with the possibility of "meaning"becausemeaning is a
partboth of languagesand of the above mentionedvariantsof nonlanguage.We
haveto attemptviabledefinitionsof the "text"which could functionin both areas
of "language"/"nonlanguage,"yet without being limited to any one of the two.
Contemporarysemiotic theory contains differentnotions about "text." We
need to establishtwo clearlydifferentiatedparadigms:(a) one which considersthe
text as a "closure"so that a structuralpoint of view canbe formalized;and(b) one
which confrontsthe text in the areaof signifyingproductionin orderto formalize
a functionalpoint of view. * Two representativepositions of the first paradigm
can be clearlyperceivedin the proposalsof Todorov (1972) and Lotman (1973).
For Todorov, what definesa text is the notion of "autonomy/closure,"even
though, in anothersense, some texts might not be "closed."The text constitutes
of usesof thisconceptis developed
*Alargerdescription
byJorgeLozano(1982).Forourpurposes,
however,thisproposeddoublemodel,in spiteof its genericandsimplisticnature,is moreuseful,
becausethe intelligentandhighlysuggestiveproposalsof Lozanocontinueto accepttheoperative
validityof the notionof text.
28
The TextualSpace
a system that is not to be identifiedwith the linguistic systembut which, nevertheless, is related to it. This relation is one, simultaneously,of proximity and
similarity.As articulatedby Hjelmslev, the text is a "connotative"systembecause
it is secondaryto another system of signification. Such a definition, on the one
hand, limits the notion of text to the fieldof verballanguageswhile, on the other,
it does not manage to clarifythe distinction (text of) "closure"/"closed"even as
far as its own presuppositionsare concerned. As for the notion of autonomy,
Todorov relies on Hjelmslev, which is to say, Saussure'sbinomial set of
"signifier"/"signified"that underlineshis theory; he thus excludes the trial-like,
experimentalcharacterof compromisedsense, that is, the presenceof the subject
and of the spaceoutside the text (hors-texte),as articulatedby Lotman (1970).
For his part, Yuri M. Lotmanestablishesconditions which might be necessary
but, not really, sufficientfor the existence of any text. In a 1969 article, Lotman
accepted Pjatigorskij's1968 formulation of two propertiesas defining the existenceof texts: (a) the expressionwithin a determinedsystemof signs ('fijacidn");
and (b) the capacitythat the subjectenjoys to presenthimselfundercertainorientational relationships- deictic markers-which allow the utterancesto function
as a whole. A year later, in his fundamentallyimportantStructure
of theArtistic
Text, Lotman'sdefinitionof "text" becomes more explicit in termsof threeconditions: (a) that it be composed by "signs" ("expression");(b) that "signs"be
hierarchicallystructured("structuralcharacter");and (c) that "signs"occur between a beginning and an end ("markingout the boundaries").
The condition of necessitybut not of sufficiencyto which we havealludednow
could be explainedwith two arguments:(1) the ambiguityof Lotman'snotion of
hierarchy, which depends on a type of articulation that does not make clear
whether suchan articulationis inherentto the text or whether, on the contrary,it
and (2) the absenceof a clear
belongs to the subjectoutsidethe text (hors-texte);
definitionof the value of the notions of beginning andend. Whether temporalor
symbolic, it is this gap that later theoreticalwork by Lotman tries but fails to
eliminate.
We must indicate next the so-called"functional"approachesto defining textuality as representedby positions taken by Schmidt (1971)and Kristeva(1969).
Schmidtdistinguishesbetween "textuality"and"text"; he uses linguisticsto construct his theory of the text and then situates both concepts in their field of
reference.He defines textuality as the structureof socio-communicativeactions
among interlocutors.A text, therefore,is the correspondingconcreterealization
of "structuredtextuality" in a determinedmedium of communication. Schmidt
succeeds here in broadening the field of application beyond that of verbal
language. He does so, however, in an ambiguous and contradictoryway. He
merelyextends written language to language-in-situation,that is, to all those actions whose form of manifestationimpliesandincludesverballanguage. His position is part of the polemic surrounding "competence"/"performance"and is
JenaroTalensandJuanM. Company 29
relatedto the discovery(by Lieb and Henne) that competence, which is supposedly capableof engulfing performance,can only be developedas a performanceof
implicit competence.
In addition, Schmidt'sconception presentstwo points that have in common a
reduction and simplificationof the nature of the problem. Everything seems
limited, strictly, to the theoreticalareaof the so-calledtheory of communication.
Moreover, the presentationof the problemin these terms (which areat the same
time broadand vague) does not allow for a cleardistinctionbetween the level of
and the level of "expression"(speech
what is "expressedutterance"("enunciado")
For Schmidt, the question is one only of a "transact; "enunciacidn").
missible"/"decipherable"message. In this way, he sets aside the problems involved, first, in determiningthe space"subject-from-whereit is expressed,"and,
next, in the space "subject-producer-ofsenses." Such considerationsno longer
posit a mere "inter-locutor"which happensto function in an extratextualposition.
For her part,Julia Kristevadefines"text" as a certaintype of "signifyingproduction" which occupies a definite place in history and which emerges from a
specificscience that must in turn be defined. From this standpoint, she opposes
structuralistpositions becausethey eliminatefrom their horizon the characterof
signification. She considers significationas an ongoing process at a time when
structuralistsproposeonly a mechanicaland staticconceptionof significationas a
totality made up of diverseparts. Her proposalties in with that of Lacan(1966).
Lacandefines"letter"as a materialbasewhich a concretediscourseborrowsfrom
language;that is, "letter"is a structureessentiallylocatedin the "signifier."For
in
Lacan,the relation"signifier"/"signified"is presentedas a relationof insistence
the flow of the signifying chainand notas a relationof consistence.No one of the
links in the chain can consist of the "signification"of which the same"moment"
(as a whole) is capable. Kristeva also returns to Saussure:in his conception of
Anagrams,he bases the searchfor "signification"on a "signifier"that has been
dismantled by an insistent meaning("sense"; "sentido")in action. Kristeva's
discoursefocuseson the areaof verballanguage. Yet her proposalis closer to the
one which we are sketching here.
In the two positions sketched above ("structural"and "functional"),"function" must, in one way or another, play a role. The structuralposition seems
more rigorously autonomous because demarcationsigns are provided to the
with the help of contextualmarkers.On the other hand, the
"reader"/"receiver"
functional position derives from a pragmatic focus. It is thus evident that a
"definitionof types of texts dependson the descriptionof types of relationsbetween texts and contexts"- provided, of course, that "the text is not in the
materiality of the writing ("escritura")but rather in the conventional
sign/oriented values"(Segre 1978).
30
The TextualSpace
JenaroTalensandJuanM. Company 31
32
The TextualSpace
sightinto a vision,or hisor herhearinginto listening.In doingso, he or sheimplies in the meaning,not only the signifieditself of the textualspace,but
constituteshisor herexistenceasa
everythingthatconsciouslyor unconsciously
a "structure."
Thetransformation
subject.We will callthiswayof organization
of thesystemon a structure(s)
is thusanappropriation
or generalized,
(individual
but not foreseenby the code) of the textualspace.Thisjustifies,within the
framework
of a givensetof semanticrestrictions,
thedifferentpossiblemeanings
of the concreteworkor act for all thoseconcretesubjectsfacingit.
In thecaseof TS ', wherewe cannotproperlyspeakabouta systembecausewe
havedefinedit aslackingorganization/fixation,
thetransformation
will workon
the basis of an implantation/projection
of a certainsystemmodel over its
elements.This systemmodelis takenfrom a textualspace(TS or TS') with
whichthe othertextualspace(TS') maintainssomekindof relationship.
In this
way, for example,it is possibleto projectover a panoramaof mountainsthe
which"means"an
systemcanvas,
makingfeasiblethe productionof a landscape,
aestheticfeeling.BertoltBrechtexemplifiesthis processquite accuratelyin a
famouspoemfromthe Buckower
Elegien.
DerRauch
1 DaskleineHausunterBaumen
anSee
2 VomDachsteightRauch
3 Fehlteer
4 Wietrostlosdannwaren
5 Haus,Baumen
undSee
("Thecottagebetweentreesbesidethe lake/ a wire of smoke/ If it is not
/ house,treesandlake")
there/ whata desolation
What givesmeaningto what the poematicprotagonistseesis not so muchthe
possible"natural"dispositionof its elementsas the emotionalvaluesthat the
observerprojectsoverit, placing,therefore,a pictorialmodeloverreality.This
mechanismexplainsthe possibilityof givingcoherence(in otherwords,of producingmeaning)to anordinarygestureas happens,forexample,in the analysis
madeby Freudof the symptomaticactof Dora'splayingwith herpurse(Freud
1948).
As a corollary,a two-folddistinctioncanbe established
betweenthe "textual
and
the
"text":
as
a
the
textual
characterizes
itselfby having
space"
system,
space
a preciseempiricalexistence,whetherstabilized(as in the caseof TS), or as a
a
elaborated
changingproposal(as in the caseof TS'), or as a presupposition
case
of
TS
In
the
text
not
does
have
a
fixed
contrast,
structure,
posteriori
(the
").
or, moreexactly,thereareas manytexts as structure;thatis, thereareasmany
texts as readingappropriations
of the corresponding
system.Oppositeto what
occursin thecaseof the textualspace,theexistenceof the text is not theresultof
of relationships,
but rather,the outcomeof a new ardescribingan articulation
ticulation, individualizedand unrepeatable.
JenaroTalensand]
JuanM. Company 33
34
The TextualSpace
JenaroTalensandJuanM. Company 35
criticiNos. 36-37.
Segre,Cesare.1978."Lanaturadel testo."Strumenti
Schmidt,Siegfried.1977. Teoriadeltexto.Madrid:Citedra.
InJ. Talenset al.,Elementospara
Talens,Jenaro.1978."Pricticaartistica
y producci6n
significante."
unasemi6tica
deltextoart'stico.
Madrid:Cdtedra.
dessciences
Todorov,Tzvetan,and0. Ducrot. 1972.Dictionnaire
dulangage.Paris:
encyclopidique
Seuil.
Valencia:Fernando
Torres.
Tordera,Antonio.1979.Haciaunasemi6tica
pragmdtica.
36
The TextualSpace