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ORIGINAL RESEARCH
Economic Evaluation
AB ST RAC T
Objectives: Proton pump inhibitors (PPIs) and H2-receptor antagonists (H2RAs) present varying pharmacological efficacy in preventing
stress ulcer bleeding (SUB) in intensive care units. The literature also
reports disparate rates of ventilator-assisted pneumonia (VAP) as side
effects of these treatments. We compared the cost-effectiveness of
these two prophylactic pharmacological options. Methods: We constructed a decision tree with a 60-day time horizon for patients at
high risk for developing SUB, receiving either PPIs or H2RAs. For each
treatment strategy, patients could be in one of three states of health:
SUB, VAP, or no complication. Contemporary, clinically relevant
probabilities were obtained from a broad literature search. Costs were
estimated by using a representative US countrywide database. A
third-party payer perspective was adopted. Cost-effectiveness and
univariate and multivariate sensitivity analyses were performed.
Results: Probabilities of SUB and VAP were 1.3% and 10.3% for PPIs
versus 6.6% and 10.3% for H2RAs, respectively. Lengths of stay and per
diem costs were 24 days and US $2764 for SUB, 42 days and US $3310
for VAP, and 14 days and US $2993 for patients without complications.
Average costs per no complication were US $58,700 for PPIs and US
$63,920 for H2RAs. The H2RA strategy was dominated by PPIs.
Sensitivity analysis showed that these findings were sensitive to
VAP rates but PPIs remain cost-effective. The acceptability curve
shows the stability of the probabilistic results according to varying
willingness-to-pay values. Conclusion: PPI prophylaxis is the most
efficient prophylactic strategy in patients at high risk of developing
SUB when compared with using H2RAs.
Keywords: cost-effectiveness, H2RA, proton pump inhibitors, stress
ulcer bleeding.
Introduction
Methods
Study Population
The study population comprised patients at high risk of developing SUB in the ICU setting. These patients were identified by
using the Nationwide Inpatient Sample (NIS) 2008 [7] that is
supported by the Agency for Healthcare Research and Quality
from the U.S. Department of Health and Human Services. This
national hospitalization database comprises 8 million hospitalizations in more than 1000 hospitals located in 42 states from the
United States. Hospitalizations of patients who died during the
hospital stay or who were younger than 18 years were excluded
from the analysis. We included only those hospitalizations that were
recorded with Medicare, Medicaid, or a private insurance as the
primary payer. We selected specific diagnoses to define a representative group of patients at risk of SUB. The list of all diagnoses
chosen was based on the included patient populations from
* Address correspondence to: Alan N. Barkun, Division of Gastroenterology, McGill University Health Center, Montreal General Hospital
Site, Room D7-346, 1650 Cedar Avenue, Montreal, Quebec H3G 1A4, Canada.
E-mail: alan.barkun@muhc.mcgill.ca.
1098-3015/$36.00 see front matter Copyright & 2013, International Society for Pharmacoeconomics and Outcomes Research (ISPOR).
Published by Elsevier Inc.
http://dx.doi.org/10.1016/j.jval.2012.08.2213
15
VA L U E I N H E A LT H 1 6 ( 2 0 1 3 ) 1 4 2 2
with
with
with
with
Point estimate
Source
Low bound
High bound
1.34
6.61
10.33
10.32
[819,22]
[819,22]
[8,11,1315,18,19]
[8,11,1315,18,19]
0.7
4
8
7
3
9
14
14
PPI treatment
H2RA treatment
PPI treatment
H2RA treatment
Notes. The only probabilities in the model are the overall complication rates (for PPI and H2RA groups), and the proportion of these that represent
either an outcome of SUB or VAP. From the above, the probabilities as they appear in Figure 1 include the complication rates in the PPI arm
(11.67%) and the H2RA path (16.93%), and the proportions of complications that are SUB or VAP in the PPI arm (11.5% and 88.5%) and the H2RA
group (39% and 61%), respectively. Complication SUB and VAP. All bounds were computed on the basis of 95% CI.
CI, confidence interval; H2RA, H2-receptor antagonist; PPI, proton pump inhibitor; SUB, stress ulcer bleeding; VAP, ventilator-assisted pneumonia.
Model Design
A decision tree model was constructed by using the software
program TreeAge Pro Suite 2011 (TreeAge Software, Inc.,
Williamstown, MA) to present the use of PPIs versus H2RAs
during the hospitalization for a patient at high risk of developing
SUB. Treatment in the PPI group included bolus intravenous or
oral omeprazole 40 mg daily. The H2RA regimen was famotidine
40 mg intravenously twice daily.
In each treatment, patients were stratified into those with
complications and those with no complication. Complications
were divided into two categories: SUB and VAP. The adopted time
horizon was 2 months (60 days), as justified by clinical arguments
below. We also adopted a third-party-payer perspective.
Probabilities
Probabilities were provided by a literature search spanning 1990
to September 2011. Computerized medical literature searches
Fig. 1 Decision tree schema. H2RA, H2-receptor antagonist; P, probability; PPI, proton pump inhibitor; SUB, stress ulcer
bleeding; VAP, ventilator-assisted pneumonia. Complication SUB and VAP.
16
VA L U E I N H E A LT H 1 6 ( 2 0 1 3 ) 1 4 2 2
ICD-9-CM code
Hypovolemic shock
78559
99592
0380
Streptococcal septicemia
51881
Respiratory failure
Sepsis
Septicemia
Acute respiratory failure
Extensive burns
(30% of the body and more)
Acute renal failure
9483-9489
5846
5847
5848
5849
Shock
5185
6395
66910-66914
9584
9980
74685
99603
74685
99603
53021
53100
53120
53400
53420
5780
5781
53200
53220
99731
VAP
Note. Major operating room procedure reported on discharge record was a condition to represent the risk for SUB.
ac renal fail- cort necr, acute renal failure cortical necrosis; ac ren fail- medull necr, acute renal failure medullary necrosis; ac renal failure
nec, acute renal failure with necrosis; acute renal failure nos, acute renal failure not otherwise specified; ICD-9-CM, International Classification of
Diseases, Clinical Modification, malfunc coron bypass grf, malfunction of coronary artery bypass graft; shock w/o trauma nec, shock without
trauma or necrosis; SUB, stress ulcer bleeding; sys inflam/infecti w organ dysfuncti, systemic inflammation/infection with organ dysfunction;
VAP, ventilator-assisted pneumonia; vent assoc pneumonia; ventilator associated pneumonia.
* The no-complication patients were defined as all the patients in the high risk for SUB group who were not in the SUB or VAP groups.
codes (Table 2). Two strategies were used to cost out the hospital stay
of patients with complications: The VAP hospitalizations were
selected among all the available diagnoses in NIS (from the 1st to
the 15th diagnosis for a given patient), whereas SUB hospitalizations
were selected among all the available diagnoses relating to upper
gastrointestinal bleeding in NIS, excluding these when appearing as
a principal diagnosis. The no-complication category was represented
17
VA L U E I N H E A LT H 1 6 ( 2 0 1 3 ) 1 4 2 2
Low bound
High bound
2764
3310
2993
2542
3035
2915
2986
3586
3072
23.7
41.8
13.9
20
33
13
27
51
15
Notes. Source of the point estimate: NIS2008 [7]. All bounds were computed on the basis of 95% CI. Complication SUB and VAP.
CI, confidence interval; SUB, stress ulcer bleeding; VAP, ventilator-assisted pneumonia.
by all the patients at risk for SUB who were not in the SUB or VAP
groups. In addition, only hospitalizations with major operating room
procedures reported on the discharge record were considered to be
eligible to represent the three subgroups of patients at risk for SUB
(SUB, VAP, and no complication). Costs were computed on the basis
of average charges combined with a cost-to-charge ratio, which was
for the most part specific to the hospital where the hospitalization
took place. More precisely, a cost-to-charge ratio specific to the
hospital was used when available, and if not, a recommended group
average cost-to-charge ratio was applied. Per-diem cost was the ratio
of the average cost per hospitalization to the average length of stay
per hospitalization. To obtain valid national cost estimates, we used
discharge weights in our computation (weights were corrected to
account for cases in which cost estimates were missing, as
suggested by the NIS). All US$ values were expressed in 2010 US
dollars by using the consumer price index for the medical care
services published by the U.S. Department of Labor [25].
The diagnoses identified to represent the patient at risk for SUB
and the three subgroups (SUB, VAP, and no complication) are listed in
Table 2. Respecting the inclusion criteria, the weighted results
present 94,865 hospitalizations in the no-complication group, 1,088
in the SUB group, and 235 in the VAP group.
In 87% of the hospitalizations that we selected from the NIS,
we used a cost-to-charge specific to the hospital where the hospitalization occurred. For the other hospitalizations (where a specific
cost-to-charge ratio was not available), the recommended group
average cost-to-charge ratio was applied. This group average costto-charge ratio is defined according to several characteristics of the
hospital (state, urban or rural localization, ownership of the hospital,
and bedsize). By using this NIS, we found that the mean length of
stay was 24 days for the SUB patients, 42 days for the VAP patients,
and 14 days for the no-complication patients. Overall, a full 97.6% of
the patients at risk for SUB in the NIS database were hospitalized for
60 days or fewer. This observation was clinically plausible and
relevant; it justified our adoption of a 60-day time horizon for the
model. The average hospitalization costs were US $41,600 (nocomplication patients), US $65,500 (SUB), and US $137,700 (VAP). All
costs and lengths of stay used in the model are presented in Table 3.
Cost-Effectiveness Analysis
The effectiveness was expressed as the probability of no complication
occurring during the hospitalization. The costs were those tabulated
for a complicated or uncomplicated hospital stay. The main outcome
was the cost per averted complication. Results are reported as cost,
effectiveness, and incremental cost-effectiveness ratio if a strategy is
more effective but also more costly than another; if not, the model
simply points out the strategy that is dominated (the dominated
strategy is the one that is both less effective and more costly) and
shows therefore the one that is preferred.
Results
Base-Case Analysis
The cost-effectiveness analysis shows that the PPI strategy
exhibits a US $1250 lower average cost per patient with a greater
probability of not developing a complication (SUB and VAP) than the
H2RA strategy. More precisely, average costs per no-complication
Cost
Incremental cost
Effectiveness
Incremental effectiveness
C/E ratio
ICER
PPI
H2RA
51,849
53,099
0
1,250
0.8833
0.8307
0
0.0526
58,699
63,921
Dominated
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VA L U E I N H E A LT H 1 6 ( 2 0 1 3 ) 1 4 2 2
Fig. 2 Tornado diagram: univariate analysis. The horizontal bars represent variability in the model estimates. Each bar
represent one-way sensitivity analysis of influential variables in the model across a range of possible outcomes, with the
range of values listed in Tables 1 and 3. All variables present the characteristics of patients at risk for SUB. The base-case
ICER of PPI versus H2RA is $23,767. Values of the input variables are varied across their 95% confidence intervals. US$, year
2010 value. H2RA, H2-receptor antagonists; ICER, incremental cost-effectiveness ratio; LOS, length of stay; PPI, proton pump
inhibitors; SUB, stress ulcer bleeding; VAP, ventilator-assisted pneumonia.
patient are US $58,700 for PPIs versus US $63,921 for H2RAs
(Table 4). In other words, H2RAs are strictly dominated by PPIs.
Sensitivity Analysis
One-way sensitivity analysis
Figure 2 shows the Tornado diagram using the percentage of the
variation of the base-case incremental cost-effectiveness ratio
when we alter the variables inside their respective 95% confidence
intervals. The probability of developing VAP is what most influences the incremental cost-effectiveness ratio. Univariate sensitivity analysis demonstrates a change in the conclusions only
when varying the probability of pneumonia: H2RA ceases to be
dominated if this probability (which is fixed at 10.3% in the base
case for both pharmacological strategies; see Table 1) rises above
11.6% in the PPI group or if it drops below 9% in the H2RA group.
Across the clinically relevant range of each of these variables, the
PPI strategy becomes more expensive but remains more effective
because of its greater effect on bleeding prevention.
Threshold analysis
Threshold analysis for the probability of VAP shows that only
when this variable exceeds 15.6% for the PPI patients or drops
below 5% for the H2RA patients does the PPI strategy become
dominated. The SUB probability has to increase by more than 5%
for the PPI strategy (or drop by more than 5% in the H2RA
approach) for the PPI approach to lose its dominance over the
H2RA strategy. Other threshold values on costs were very unlikely
to occur in order to alter results in any clinically plausible way:
The hospitalization cost for no complication would need to
increase by more than US $1700 per day for H2RAs to become
no longer dominated. Similarly, for the PPI approach to lose its
dominance, the length of stay in patients with no complications
or those developing SUB would need to rise by almost 60% or drop
by 40%, respectively. The analysis did not identify any other
threshold values.
Discussion
Both PPIs and H2RAs are used as antisecretory agents in a
number of acid-related diseases in clinical practice [14].
Although cost-effectiveness models have been reported in therapeutic areas such as gastroesophageal reflux disease or in the
context of peptic ulcer bleeding (either before or following
gastroscopy), there exist very few fully published cost analyses
targeting patients in the ICU at risk of developing either a
gastrointestinal bleed or a VAP. Only Schupp et al. [31] performed
such an analysis, but unfortunately limited the economic outcomes to sole drug acquisition costs. As PPIs are more expensive
than H2RA and simultaneously the risk of SUB is lower for
VA L U E I N H E A LT H 1 6 ( 2 0 1 3 ) 1 4 2 2
patients who receive PPIs rather than H2RAs, we felt that there
were arguments for a full cost-effectiveness analysis, also providing for a more precise documentation of cost implications.
Indeed, the drug costs are magnitudes smaller than the
19
additional hospitalization costs attributable to potential complications ($15$400 [31] vs. $65,000 for the cost of hospitalization of
a bleeding complication in this patient population). Furthermore,
sensitivity analyses in this cost-effectiveness report also allow us
to assess the diverging associations of bleeding and pneumonia
for a given pharmacological option, and the identification of
possible thresholds for decision taking.
The present cost-effective analysis suggests the economic
dominance of a prophylactic approach utilizing PPIs in an ICU
setting compared with H2RAs. Indeed, we found that lengths of
stay and per-diem costs were 14 days and US $2,993 for patients
developing no complication, 24 days and US $2,764 for SUB, and
42 days and US $3,310 for VAP. Average costs per no complication
were US $58,700 for PPIs and US $63,921 for H2RAs. A number of
methodological decisions that can affect the interpretation of
these results need to be discussed.
As it is only a subgroup of patients who are at high risk of
developing SUB [3235], we attempted to identify this target
population by reviewing pertinent diagnoses and severity indices
as they appeared in the NIS database, using our clinical expertise
to determine such a selection (Table 2). We were unable to enter
all relevant diagnoses that could represent a patient in this target
population (i.e., patients who are at high risk of developing SUB)
because of a lack of precision in the ICD-9 coding. We chose,
however, a large number of diagnoses that emulate those of
identified risk factors [36] or of previously included populations in
published RCTs assessing SUB [6,37,38]. We did not identify
patients simultaneously experiencing both SUB and VAP as outcomes as these would represent a very small group, and one for
whom it was nearly impossible to identify relevant data in the
NIS notwithstanding the possibility of synchronous complications, whereby the resulting length of stay may not be additive;
these are included in the SUB or VAP complication groups in
our model.
20
VA L U E I N H E A LT H 1 6 ( 2 0 1 3 ) 1 4 2 2
Conclusion
Based on available current data both from RCTs and from a large
contemporary observational administrative database informing
our probability and cost estimates, a strategy of PPI prophylaxis is
the most efficient approach in patients at high risk of developing
SUB when compared with using H2RAs.
Source of financial support: Dr Alan Barkun is a consultant for
Astra Zeneca Canada and Takeda Canada. He also serves as an
expert witness for Merck. There are no other relevant conflicts to
report.
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