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ISSN: 2319-8753

International Journal of Innovative Research in Science,


Engineering and Technology
(An ISO 3297: 2007 Certified Organization)

Vol. 3, Issue 6, June 2014

Optimal Reservoir Operation Using Genetic


Algorithm: A Case Study of Ukai Reservoir
Project
Sumitra Sonaliya 1, Dr. T.M.V. Suryanarayana 2
PG Student, Water Resources Engineering and Management Institute, Faculty of Technology and Engineering,
1

The Maharaja Sayajirao University of Baroda, Samiala-391410, Vadodara, Gujarat, India

Associate Professor, Water Resources Engineering and Management Institute, Faculty of Technology and Engineering,
The Maharaja Sayajirao University of Baroda, Samiala-391410, Vadodara, Gujarat India2
ABSTRACT: Application of optimization techniques for determining the optimal operating policy of reservoirs is a
major issue in water resources planning and management. Genetic Algorithm is an optimization technique, based on the
principle of natural selection, derived from the theory of evolution, are popular for solving optimization problems. The
main aim of the present study is to develop a policy for optimizing the release of water for the purpose of irrigation.
The fitness function used is minimizing the squared deviation of monthly irrigation demand along with the squared
deviation in mass balance equation. The months considered are from July to October for three years from year 2007 to
2009. The decision variables are monthly releases for irrigation from the reservoir and initial storages in reservoir at
beginning of the month. The constraints considered for this optimization are the bounds for the releases and reservoir
capacity. Results show that in the year 2007, for months of July and August, 625 and 1573.86 MCM of water is saved
respectively. In the year 2008, for July 65.67 MCM, August 27.15 MCM, September 35.32 MCM and October 62.91
MCM of water is saved. In the year 2009, for July 49.18 MCM, August 35.48 MCM, and in October 43.51 MCM of
water is saved. Hence, GA model, if applied to the Ukai reservoir project in Gujarat State, India, can completely satisfy
downstream irrigation demands and releases are minimized which leads to considerable amount of saving in water.
KEYWORDS: Genetic algorithm, Optimization, Ukai reservoir project.
I. INTRODUCTION
Genetic Algorithms (GAs) are search procedures based on the natural genetics and natural selection. They combine the
concept of the survival of fittest with genetic operators extracted from nature to form a robust search mechanism.
Goldberg [1] identified the following differences between GAs and the traditional optimization methods:
GAs work with coding of the parameter set but not with the parameters themselves.
GAs search from a population of points, not a single point.
GAs use objective function information, not derivatives or other auxiliary knowledge.
GAs use probabilistic transitions rules, not deterministic rules.
Use of Genetic Algorithm (GA) in determining the optimal reservoir operation policies, is receiving significant
attention from water resources engineers. A large number of works has been reported on the application of GA for
various complex reservoir problems .East and Hall [2] has applied GA to a reservoir problem with the objective of
maximizing the power generation and irrigation. Wardlaw and Sharif [3] evaluated several formulations of a genetic
algorithm for four-reservoir, deterministic, finite-horizon problem. They also considered a nonlinear four-reservoir
problem, one with extended time horizons and a complex ten-reservoir problem. They concluded that genetic algorithm
approach is more robust. Sharif and Wardlaw [4] presented genetic algorithm approach for optimization of multireservoir systems for a case study in Indonesia and its results were compared with those of discrete differential dynamic
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13681

ISSN: 2319-8753
International Journal of Innovative Research in Science,
Engineering and Technology
(An ISO 3297: 2007 Certified Organization)

Vol. 3, Issue 6, June 2014

programming. They concluded that genetic algorithm results are closer to the optimum. Kuo et al. [5] used genetic
algorithm based model for irrigation project planning for a case study of Delta, Utah, for maximization of economic
benefits for a command area. They compared solution of genetic algorithms with that of Simulated Annealing and
iterative improvement techniques. Ahmed and Sarma [6] developed a GA model for deriving the optimal operating
policy and compared its performance with that of stochastic dynamic programming (SDP) for a multipurpose reservoir.
The objective function of both GA and SDP was to minimize the squared deviation of irrigation release. Sensitivity
analysis was carried out for mutation and cross over. They found that GA model releases nearer to the required demand
and concluded that GA is advantageous over SDP in deriving the optimal operating polices. Janga Reddy and Nagesh
Kumar [7] developed Multi-objective Evolutionary Algorithm to derive a set of optimal operation policies for a
multipurpose reservoir system and concluded that the results obtained using the proposed evolutionary algorithm was
able to offer many better alternative policies for the reservoir operation, giving flexibility to choose the best out of
them. Jotiprakash and Ganesan Shanthi [8] developed a GA model for deriving the optimal operating policy for a
multi-purpose reservoir. The objective function was to minimize the squared deviation of monthly irrigation demand
deficit along with the deviation in the target storage. Sensitivity analysis was carried out for crosses over and size of
population, and they found that GA model releases nearer to the required demand and concluded that GA model is
advantageous in deriving optimal operating polices. Mathur and Nikam [9] optimized the operation of an existing
multipurpose reservoir in India using GA, and derived reservoir operating rules for optimal reservoir operations.
Tripathy and Pradhan [10] developed a GA model for deriving optimal operating policy for Hirakud reservoir in India.
The results obtained by GA model are compared with the current policy used by the Government of Odisha at that time
and observed that GA gives a better policy. Srinivasa and Kumar [11] used the GA method to design the irrigation
systems for a suitable cultivation pattern in India.
In the present study, a GA model has been used for optimum reservoir operation. The objective of this study is to
minimize the squared deviation of monthly irrigation demand deficit along with squared deviation of mass balance
equation. The decision variables used are the release for irrigation demand from the reservoir and initial storage in each
month. The constraints used for this optimization are bounds for the releases and reservoir capacity.
II. STUDY AREA
The area selected for the present study is the catchment area of the Ukai dam, which is located across Tapi River near
Ukai village of Fort Songadh taluka in Surat district. Its catchment is located between longitudes 7332'25" to 7836'3"
E and latitudes 205'0" to 2252'30" N. The dam is located at about 29 km upstream of the Kakrapar weir. The total
catchment area of the Ukai reservoir is 62,225 sq. km, which lies in the Deccan plateau. The catchment of the dam
covers large areas of 12 districts of Maharashtra, Madhya Pradesh and Gujarat. The districts that lie in the catchment
include Betul, Hoshangabad, Khandwa, and Khargaon of Madhya Pradesh; Akola, Amravati Buldhana, Dhule, Jalgaon
and Nasik of Maharashtra and Bharuch and Surat of Gujarat state. The command area of 66,168 Ha is spread over the
districts of Surat, Tapi, Navsari and Valsad.
III. MODEL DEVELOPMENT
In the present study, the fitness function of the GA model is minimizing the squared deviation of monthly irrigation
demand and squared deviation in mass balance equation. The objective function is given by equation 1.

(1)
Where,
Rt =Monthly irrigation release for the month t.
Dt = Monthly downstream irrigation demand for the month t.
St = Initial storage in the beginning of month t.
St+1 = Final storage at the end of month t.
It = Monthly inflow during the period t, and
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ISSN: 2319-8753
International Journal of Innovative Research in Science,
Engineering and Technology
(An ISO 3297: 2007 Certified Organization)

Vol. 3, Issue 6, June 2014

Et = Monthly evaporation loss from the reservoir during the month t.


The above fitness function of GA model is subjected to the following constraints and bounds,
A. Release constraint.
The irrigation release during any month should be less than or equal to the irrigation demand in that month and this
constraint is given by
Rt Dt, t = 1, 2, 3, 4

----- (2)

B. Storage constraint.
The reservoir storage in any month should not be more than the capacity of the reservoir, and should not be less than
the dead storage. Mathematically this constraint expressed as:
Smin St
and
St Smax; t = 1, 2, 3, 4

----- (3)

Where,
Smin = Dead Storage of the reservoir in MCM and
Smax = Maximum capacity of the reservoir in MCM.
IV. RESULTS AND DISCUSSION
To apply Genetic algorithm (GA) to the above formulated model, the data used are inflow, demand, actual release,
evaporation and storage in MCM. The important input variables in present GA model study are the monthly inflow in
to the reservoir system and monthly irrigation demands for the month of July, August, September and October from
year 2007 to 2009.The main objective of the study is to compute the quantity of water that should be released to meet
the monthly irrigation demand. Since, the fitness function is based on the monthly irrigation demands (Dt) and monthly
inflow in the reservoir (It), so reservoir releases for irrigation (Rt), and initial storage (St) in the reservoir in monthly
time step are chosen as decision variable. Thus eight decision variables are considered for a year. The parameters
considered in GA Population size from 5 to 20, probability of crossover of 0.80, number of generations from 5 to 50
and selection function Roulette wheel selection. After applying GA to the above formulated model the following
results are generated which gives the releases by GA and that we consider as optimum releases for year 2007 to 2009.
TABLE 1: DEMAND, ACTUAL RELEASE AND OBTAINED RELEASE BY GA FOR THE YEAR 2007

Month
Actual Release, MCM
Release by GA, MCM
Demand, MCM

July
3135.12
2509.87
2508.09

August
2912.65
1338.79
1336.84

September
1696.92
1720.96
1720.84

October
499.46
505.81
505.79

Table 1 shows the values of the actual release, release obtained by applying genetic algorithm and the demand for each
of the month of July, August, September and October for the year 2007. From the values of the Releases by GA, it can
be shown that for each of the month of July, August, September and October, the demands are completely satisfied.
Table 1 is represented graphically in Fig. 1.

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13683

ISSN: 2319-8753
International Journal of Innovative Research in Science,
Engineering and Technology
(An ISO 3297: 2007 Certified Organization)

Vol. 3, Issue 6, June 2014

Fig.1 Actual Release, Release by GA and Demand for year 2007

Fig.1 shows the Actual release, release obtained by applying genetic algorithm and demand for the months of July,
August, September and October respectively for the year 2007. From Fig.1, it is observed that in the month of July and
August the releases obtained by GA is less than the actual release and in the month of September and October the
release obtained by GA is more than the actual release resp. but care is taken to satisfy the demands. So, these obtained
releases for the month of July, August, September and October are the optimal releases. The amount and percentage of
water that can be saved is shown in Table 2.
TABLE 2: AMOUNT OF WATER SAVED IN MCM AND IN PERCENTAGE FOR THE YEAR 2007

Month

July

August

September

October

Amount of Water Saved, MCM

625.25

1573.86

Percentage of Water Saved, %

19.94

54.04

Table 2 shows the amount of water saved in MCM and in percentage for each of the months of July, August,
September and October respectively for the year 2007. In the month of July and August 625.25 and 1573.86 MCM of
water is saved respectively, which shows that 20 % of water is saved from the actual release in July and similarly
almost 54 % in August. The asterisk (*) is used to show that the release obtained by GA is more than the actual release,
so water is not saved, but instead care is taken to fulfil the demands.
TABLE 3: DEMAND, ACTUAL RELEASE AND OBTAINED RELEASE BY GA FOR THE YEAR 2008

Month
Actual Release, MCM
Release by GA, MCM
Demand, MCM

July
330.42
264.75
264.43

August
137.90
110.75
110.32

September
188.60
153.28
150.88

October
324.48
261.57
259.58

Table 3 shows the values of the actual release, release obtained by applying genetic algorithm and the demand for each
of the month of July, August, September and October for the year 2008. From the values of the Releases by GA, it can
be shown that for each of the month of July, August, September and October, the demands are completely satisfied.
Table 3 is represented graphically in Fig. 2.

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ISSN: 2319-8753
International Journal of Innovative Research in Science,
Engineering and Technology
(An ISO 3297: 2007 Certified Organization)

Vol. 3, Issue 6, June 2014

Fig.2 Actual Release, Release by GA and Demand for year 2008

Fig.2 shows the Actual release, release obtained by applying genetic algorithm and demand for the month of July,
August, September and October respectively for the year 2008. From Fig.2, it is observed that in each of the month of
July and August, September and October the releases obtained by GA are less than the actual release. So, these
obtained releases for the month of July, August, September and October are the optimal releases. The amount and
percentage of water that can be saved is shown in Table 4.
TABLE 4: AMOUNT OF WATER SAVED IN MCM AND IN PERCENTAGE FOR THE YEAR 2008

Month

July

August

September

October

Amount of Water Saved, MCM

65.67

27.15

35.32

62.91

Percentage of Water Saved, %

19.87

19.69

18.73

19.39

Table 4 shows the amount of water saved in MCM and in percentage for each of the months of July, August,
September and October respectively for the year 2008. In the month of July, August, September and October, 65.67,
27.15, 35.32 and 62.91 MCM of water is saved respectively, which is almost nearby 20 % of saving in water from the
respective actual release in each respective month.
TABLE 5: DEMAND, ACTUAL RELEASE AND OBTAINED RELEASE BY GA FOR THE YEAR 2009

Month
Actual Release, MCM
Release by GA, MCM
Demand, MCM

July
175.00
125.82
125.68

August
180.10
144.62
144.08

September
233.25
233.91
233.25

October
224.95
181.44
179.97

Table 5 shows the values of the actual release, release obtained by applying genetic algorithm and the demand for each
of the month of July, August, September and October for the year 2007. From the values of the Releases by GA, it can
be shown that for each of the month of July, August, September and October, the demands are completely satisfied.
Table 5 is represented graphically in Fig. 3.

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ISSN: 2319-8753
International Journal of Innovative Research in Science,
Engineering and Technology
(An ISO 3297: 2007 Certified Organization)

Vol. 3, Issue 6, June 2014

Fig.3 Actual Release, Release by GA and Demand for year 2009

Fig.3 shows the Actual release, release obtained by applying genetic algorithm and demand for the month of July,
August, September and October respectively for the year 2009. From Fig.3, it is observed that in the month of July,
August and October the releases obtained by GA is less than the actual release and in the month of September the
release obtained by GA is more than the actual release, but care is taken to satisfy the demands. So, these obtained
releases for the month of July, August, September and October are the optimal releases. The amount and percentage of
water that can be saved is shown in Table 6.
TABLE 6: AMOUNT OF WATER SAVED IN MCM AND IN PERCENTAGE FOR THE YEAR 2009

Month

July

August

September

October

Amount of Water Saved, MCM

49.18

35.48

43.51

Percentage of Water Saved, %

28.10

19.70

19.34

Table 6 shows the amount of water saved in MCM and in percentage for each of the monthS of July, August,
September and October respectively for the year 2007. In the month of July, August and October, 49.18, 35.48 and
43.51 MCM of water is saved respectively in each month, which shows that almost 28 % of water is saved from the
actual release in July and similarly almost around 20 % in August and October respectively. The asterisk (*) is used to
show that the release obtained by GA is more than the actual release in the month of September, so water is not saved,
but instead care is taken to fulfil the demands.
V. CONCLUSIONS
An optimal policy has been developed for release of water from the Ukai reservoir project for the purpose of
irrigation. The releases developed by Genetic algorithm satisfy completely the irrigation demands for all the four
months i.e. July, August, September and October for each year from year 2007 to 2009 respectively. The amount of
water saved in the months of July and August for year 2007 is 625.25 MCM and 1573.86 MCM respectively, similarly
in the months of July, August, September and October for year 2008, it comes out to 65.67 MCM, 27.15 MCM, 35.32
MCM and 62.91 MCM respectively and in July, August and October for year 2009, it is 49.18 MCM, 35.48 MCM and
43.51 MCM respectively. Thus, almost in nine out of twelve months the optimal releases obtained by genetic
algorithm, are less than the actual releases, which leads to considerable amount in saving of water.
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Balkema,Rotterdam, The Netherlands, pp 225-231, 1994.
Wardlaw, R. and Sharif, M., Evaluation of genetic algorithms for optimal reservoir system operation, Journal of Water Resources Planning
and Management ASCE 125, 2533, 1999.

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ISSN: 2319-8753
International Journal of Innovative Research in Science,
Engineering and Technology
(An ISO 3297: 2007 Certified Organization)

Vol. 3, Issue 6, June 2014


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