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The following article examines ancient Andean performance at the Early Horizon site of Cayln (8001 BC), Nepea
Valley, North-Central Coast of Peru. Cayln, a hypothesized early urban polity, was organized around a series of monumental enclosure compounds, each dominated by a plaza. Our research considers public performance from one of Caylns
largest and best preserved plazas, Plaza-A.
Results indicate a spatially exclusive, neighborhood-based plaza environment. Public activities included spectacles with music, processions, and architecture entombment. Patterns of small-scale plaza interactions are also discussed.
At Cayln, regular public interactions structured and maintained group identities in a new residential environment.
These results highlight the role of public performance in the maintenance and reproduction of community during periods
of social transformation associated with the emergence of urban lifeways.
La presente contribucin examina la interpretacin ritual en el sitio de Cayln, costa nor-central del Per, durante el
Horizonte Temprano (8001 a.C.). Cayln, una hipottica entidad poltica urbana temprana, fue organizado en torno
a la articulacin de una serie de complejos cercados, cada uno dominado por una plaza, los cuales fueron el foco de una
gran variedad de actividades pblicas. Nuestra investigacin considera el paisaje pblico de la Plaza A, uno de los espacios
ms grandes y mejores conservados en Cayln.
Los resultados indican que mediante la manipulacin y control del movimiento y otras experiencias corporales se
crean contextos de interpretacin ritual extraordinarias dentro de entornos de plazas en barrios espacialmente exclusivos.
Actividades pblicas incluyen espectculos con msica, procesiones, y enterramiento arquitectnico. Patrones de interaccin a pequea escala en las plazas son tambin discutidos. En Cayln, interacciones pblicas regulares mantuvieron
identidades grupales en un ambiente residencial novedoso. Estos resultados resaltan el rol de la interpretacin ritual
pblica en el mantenimiento y reproduccin de comunidades durante periodos de transformacin social asociados a la
emergencia de modos de vida urbanos en la costa nor-central del Per.
Matthew Helmer, Sainsbury Research Unit for the Arts of Africa, Oceania and the Americas, University of East Anglia,
Norwich, NR4 7TJ, United Kingdom, m.helmer@uea.ac.uk
David Chicoine, Department of Geography and Anthropology, Louisiana State University, 227 Howe-Russell-Kniffen
Geoscience Complex, Baton Rouge, LA 70803, dchico@lsu.edu
Hugo Ikehara, Department of Anthropology, University of Pittsburgh, PA, 15260, hci1@pitt.edu
awpa Pacha: Journal of Andean Archaeology, Volume 32, Number 1, pp. 1000. Copyright 2012 Institute of Andean Studies. All rights reserved.
85
ithin the last decade, Andean scholars have begun to recognize the value of considering archaeological contexts through the lens of performance
studies in order to understand the structures and institutions of ancient communities (Coben 2006; Hill
2005; Moore 2006; Quilter 2001; Swenson 2011). Indeed, the archaeological study of performance provides
key insights into methods of social maintenance, transformation, and displays of authority in culturally specific contexts (Inomata and Coben 2006: 11). In this
article, we focus on plaza settings contemporary with
the emergence of enclosed, incipient urban lifeways on
the North-Central Coast of Peru. Specifically, recent
excavations at the Early Horizon center of Cayln (ca.
8001 BC), have yielded significant spatial and material data to assess the design, use, and modification of a
monumental plaza.
Throughout the first millennium BC, communities on the North Coast of Peru developed new forms
of community organization characterized by dense
agglomerations of enclosed, walled compounds (e.g.,
Billman 1996; Brennan 1982; Chicoine 2006a; Pozorski and Pozorski 1987; Swenson 2011; Warner 2010;
Wilson 1988). This settlement pattern contrasts with
earlier built forms which focused on large, singular, and
open mound-plaza complexes. In the Nepea Valley
(Figure 1), coastal Ancash, Early Horizon settlements
like Cayln supersede Initial Period ceremonial centers
including Cerro Blanco and Huaca Partida (Shibata
2010). Whereas the latter were typically organized on
a central axis and utilized for large-scale public displays
and activities, our research at Cayln indicates that plaza settings were designed to facilitate innovative kinds
of performance and social interactions in the context
of incipient demographic and spatial crowding. In this
article, we present spatial and artifactual data from field
research at Cayln to explore plaza life and public performance during the Early Horizon and link these data
to some of the social changes related to the emergence
of urbanism in coastal Peru.
In overall area, Cayln is the largest site in the
lower Nepea Valley (Daggett 1987: 74). Yet, it has
received little scientific attention (Daggett 1984: 214
218; Kosok 1965: 208209; Proulx 1968: 31, 7172,
1973: 114, 116). In 2009 and 2010, Chicoine and Ike-
hara (2009, 2011) directed the first systematic mapping and excavations at Cayln. Mapping of the standing architecture combined with horizontal and vertical
excavations yielded important data on the occupation,
organization, and material culture at the site.
Cayln is organized as a series of enclosure compounds, preliminarily interpreted as neighborhoods,
accessed by cross-cutting pathways, corridors, and avenues. A striking, recurrent feature of the Cayln compounds is the presence of monumental, benched plazas
surrounded by complex arrangements of smaller patio
rooms, colonnaded galleries, and roofed chambers.
Excavations in various sectors of Cayln have yielded
a large amount of Early Horizon artifacts, including
ceramic panpipes (Pozorski and Pozorski 1987: 58;
Proulx 1985: 244), slate projectile points (Daggett
1987: 74), and decorated ceramics including Stamped
Circle-and-Dot, Textile Impressed, and White-on-Red
designs. Based on preliminary results, Cayln is interpreted as an extensive habitation center with strong
public components (Chicoine and Ikehara 2010).
In this article, we focus on Plaza-A, one of the
largest and best preserved structures at the site in an
attempt to understand public life and performance at
Cayln. Field methods included the clearing and mapping of surficial architectural remains in addition to
vertical and horizontal excavations to document the
plazas spatial organization and associated activities.
We argue that Plaza-A was an exclusive, neighborhood-oriented public space. We hypothesize that
plaza settings were utilized for gatherings associated
with festivals and other, more personal forms of public interactions. Insights into these interactions point
toward the importance of plazas as places to both
structure and maintain independent co-resident group
identities in an incipient urban environment.
86
Figure 1. Map of Nepea Valley showing sites relevant to text. Credit: David Chicoine, Hugo Ikehara.
art and displays of elite authority. More recently, Swenson (2011) has suggested an intimate link between
political actions and exclusive staged spectacles in the
Jequepeque Valley during the late Early Horizon and
Early Intermediate Period. His study points toward the
negotiated and contested aspects of theatrical performances, and their importance in the creation of power
asymmetries. Here, we are more concerned with the
role of performance in community transformation and
organization.
We operate from a standpoint of performance
which Kapchan (1995: 479) defines as aesthetic
practices-patterns of behavior, ways of speaking, manners of bodily comportmentwhose repetitions situate actors in time and space, structuring individual
and group identities. Public events such as festivals,
religious congregations, and other activities relegated
to public spaces fall into what we consider to be public performances. The cultural importance of public
performance comes from shared experiences in built
ciety. Yet, the articulation of these plazas varies, reflecting vastly different social structures (see Moore 1996a,
1996b; Swenson 2011). Performance studies provide a
particularly potent framework for investigating ancient
public life. In addition to studies of architectural similarities (e.g., Mackey 1987; Menzel 1959; Rowe 1962;
Williams 1985) and labor investment and organization (e.g., Pozorski 1980; Pozorski and Pozorski 2005;
Vega-Centeno 2007), performance studies of public
arenas have the potential to bring unique insights into
mechanisms of social cohesion, interactions, negotiations, and experiences that shaped ancient Andean life.
In the Andes, performance studies have focused
on the materialization of culture with a focus on elite
ideology (DeMarrais 2004; DeMarrais et al. 1996).
Hill (2005), for instance, has emphasized the spectacular qualities of Moche Phase (AD 1800) rituals
of human sacrifice, in particular the dismemberment
of war prisoners and sacrificial victims. Quilter (2001),
meanwhile, has investigated shifts in Moche public
87
88
Table 1. Chronological table showing general and local sequences. Credit: Hugo Ikehara
General sequences
Local sequences
100
Epiformative
Shibata 2010
Nepea
Nepea
Moche
Chavn
Late
Salinar
Chavn
200
300
400
500
600
Final
Formative
Late
Formative
Early
Horizon
Samanco
Nepea
Phase 3
Phase 2
Early
Salinar
Late
Guaape
Janabarriu
Chakinani
900
1000
1100
1200
1300
Middle
Formative
Early
Formative
Initial
Period
Phase 1
Middle
Guaape
Janabarriu
Huambocayn
Urabarriu
Cerro
Blanco
White on red
700
800
Mesa 2007
Kotosh
Wairajirca
90
Figure 2. Map of Cayln with Compound-A and Plaza-A shaded; dot denotes location where Figure 3 photograph was taken. Credit:
David Chicoine, Hugo Ikehara, Luis Tandaipan.
Excavations at Plaza-A
Fieldwork at Plaza-A involved the clearing and mapping of standing architecture. This operation was carried out as part of the systematic mapping of the com92
rooms are reminiscent to those at Huambacho (Chicoine 2006b), which are interpreted as patio rooms,
storerooms, and living quarters. Other excavations
on-site have documented dense refuse assemblages
within a sub-compound area, including hearths, trash
accumulations, and dried feces likely associated with
intense domestic use. The structures contiguous to
93
Figure 6. Photographs of Entrance 1 (UE2) access and architecture (inset: drawing of one of the lock apparatuses). Credit: David
Chicoine, Hugo Ikehara.
Figure 7. Photograph of Entrance 1 (UE2) decorated platform benches and staircase (scale: 100 cm). Credit: David Chicoine.
Figure 9. Photograph of the stratigraphic sequence documented during the vertical excavations of UE2 (top bench). Credit: David
Chicoine.
Figure 11. Photograph Entrance 2 (UE5) sealed staircase with subsequent bench built on top. Credit: David Chicoine.
Figure 12. Profile drawing of UE5 (inner plaza) and UE5-Ext. 3 (outer plaza), Plaza-A Entrance 2. Credit: David Chicoine, Matthew
Helmer.
16
21.1
Pattern Burnished
2.6
Circle-Dot
9.2
Incised Appliqu
7.9
Textile Impressed
19
White-on-Red
Later
25
9.2
10
13.1
Misc.
11.8
Total
76
Fine Blackware
100
%
fine/
decorated
Total
%
of total
Bottle
14
4.60
n=9;
64.3%
28.10%
fine
Stirrup Spout
serving Bottle
14
4.60
n=9;
64.3%
28.10%
Carinated Bowl
16
5.30
n=8;
50.0%
25%
Bowl
15
4.90
Shallow Bowl
plain
serving Deep Bowl
Incurved Bowl
2.00
11
3.60
30
9.80
n=1;
3.3%
3.10%
51
16.70
n=1;
2.0%
3.10%
Neckless Jar
148
49.00
n=4;
2.7%
12.50%
Total
305
100.00
n=32;
10.7%
100.00%
Vessel shape
Neck Jar
100
history between these groups and ancient Andean cultures creates one of the few cross-cultural references
available for evaluating ancient performance (Burger
and Salazar-Burger 1998: 29).
Visual Fields
Visual experiences are crucial in the creation of a special place, and also share key insights into the inclusionary or exclusionary characteristics of spaces. The
most apparent special visual quality at Plaza-A is the
level of monumentality and detail employed in the
construction. Walls were higher, larger, and also more
finely constructed; the retaining wall of the plaza
stood between five and six meters, and towered over
walls of other structures that averaged two meters in
height based on wall collapse estimates and standing
wall measurements. Outer walls visible to outsiders
had smooth white plaster and were adorned with white
decorated adobes and friezes, which would have shined
in the sunlight. Typical architecture in domestic contexts at Cayln is unpainted, un-plastered, or crudely
plastered with finger print marks. Plazas are one of the
most highly decorated areas of Cayln, with complex,
step-designed geometric friezes.
Other extraordinary visual experiences inside
Plaza-A are indicated by iso-views and focal points
inside of the plaza. The high benches enclosing the
101
102
103
Accessing Plaza-A
Physical access into Plaza-A is one of the most defining
characteristics of what made the plaza extraordinary
for its patrons through exclusivity and manipulation
of motion. As aforementioned, Initial Period plazas
on the North-Central Coast emphasized large, open
spaces, with graded access relegated to mound tops.
In contrast, the Cayln evidence indicates that plazas
were embedded within enclosure compounds, high
walls, a series of baffled corridors, doorways, and lock
systems. The locks were likely functional considering
the strength of two pairs of ca. 15cm wide reeds, each
located in a square stone and mud niche. Indeed, the
reeds were found still solidly in place within the wall
matrix, more than 2000 years after their abandonment.
104
Entrance 1
Distance to
Room area Distance to
plaza
Number
(m2)
plaza (m real) (m travelled) of turns
Patio 1-A
462
20
Patio 1-B
196
28
Backroom 1-A
51
28
Backroom 2-A
48
42
Avenue
n/a
10
>125
10
Patio 2-A
360
119
11
Patio 2-B
484
139
10
Patio 2-C
304
55
Backroom 2-A
147
47
Entrance 2
105
The omnipresence of panpipes throughout Early Horizon contexts around the North-Central Coast indicates their importance in the social landscape (Chicoine
2006a; Daggett 1987; Pozorski and Pozorski 1987;
Proulx 1985; Wilson 1988). Sixty-eight panpipe fragments were found in Plaza-A (Figure 19).These appear
to be built to size prototypes, with minimal variation
noted in the sample. Tube openings range in size from
610mm in diameter generally, with one incidence
of larger tubes measuring 15mm in diameter. Proulx
(1985: 244) argues that Nepea panpipes were built
with a slip-cast technique to create size prototypes. At
Cayln, panpipe fragments were recovered from floor
contexts as well as from wall fall and construction fill
contexts where we argue that plaza-associated refuse was
located.
Music may not have been a casual activity for
popular consumption in Andean prehistory, and has
been documented as a privileged activity reserved for
special occasions (Romero 2002: 2021). In highland
Bolivia, Stobart (2002: 88) notes that even today little
music making takes place outside of festivals. Ethnohistorically, different genres of Andean music were accompanied by specific instruments for each activity
(Bolaos 1988: 226227). Traditional Andean societies continue to reserve different types of music for
different activities, such as rites of passage, festivals,
religious music, and work music (Romero 2002: 31,
Figure 2).
Because of Andean musics unique place within
formal events, it is likely that Caylns panpipes represent a particular ideology of public performance.
Chicoine notes a variety of musical instruments at
Huambacho, including drumsticks, flutes and panpipes (Chicoine 2006a: 134, 177, Figure 6.5) which
he associates with feasting events (Chicoine 2011a).
Panpipe offerings were excavated inside of a plaza at
Chankillo which borders the sites solar observatory
(Ghezzi and Ruggles 2007: 1241), indicating that Early Horizon panpipe usage may have also been associated with cosmological events.
Comparative evidence for specific panpipe usage
in Andean antiquity can also be taken from Early Intermediate Period contexts. At Cahuachi on the South
Coast (AD 200600), Nascas largest ceremonial site
106
Summary
To summarize, the monumentality of Plaza-A was
an immediate indicator of the spaces difference from
other areas. Patterns of physical and visual perception
show that particular attention was devoted to create an
enhanced, exclusive experience inside Plaza-A. Public
interactions would have contrasted with interactions in
surrounding residential spaces. Movement was restricted but continuous and accompanied by music, and
sight was confounded by view shed, light, and shadow
manipulation.
Festivals centered on music and procession as activities of ritualized movement and sound which created
common emotional experiences. Display items may
have been adorned as individual markers of status. Festivals also emphasized a trance-like experience through
dance, zig-zagging, single-file movement, and abstract
art. Activities involved a stage and audience style of presentation. Bodily co-presence between various members
of the enclosure complex was paramount to public interactions and the maintenance of community.
Compound residents likely also used the plaza
to impress outsiders brought in from the north avenue
through the surrounding neighborhood. We venture in
suggesting that each compounds respective plaza was
a marker of sub-group identity at Cayln. Spectacles
would have showcased the plaza at its ideal, as a theater
run by compound residents. At other times, the plaza
functioned as a neighborhood courtyard, when more intimate interactions could have taken place. Cayln was
a crowded, populous place where the ability to achieve
privacy played a major role in the maintenance of community. Outside activity was blocked through high walls
and sunken environments, with fragmented and monitored access ways enacting an exclusive experience.
107
108
lations nucleated at extensive enclosure-based settlements. Throughout the Samanco Phase and until the
first century BC, the Cayln data points toward less
social integration and a greater spatial fragmentation
as evidenced by the construction and renovation of a
multitude of low mounds and benched plazas.
Preliminary results point towards forms of sociopolitical arrangements in which neighboring co-resident groups competed and collaborated for communal
prestige in an incipient urban environment without
a clearly defined, singular hierarchy. Central to the
maintenance of this organization was the ability of different groups to host public events which emphasized
exclusionary strategies (Chicoine 2010a, 2011a). At
Huambacho, these public events were held at a small
elite center, while at Cayln they were held in large
residential compounds in close proximity to neighboring groups. This type of political economy differs from
Initial Period public events which emphasized more
integrated public events (Ikehara and Shibata 2008).
It is likely that Cerro Blanco spectacles incorporated
populations from various hamlets throughout Nepea.
In contrast, the Huambacho and Cayln evidence illustrate a more fragmented ritual landscape.
The need for differing social groups to coalesce
together permanently may have been predicated by an
increase in conflict seen throughout the North-Central
Coast during the Early Horizon (Ikehara 2010; Wilson
1988). Exclusive public interactions within differing
residential compounds at Cayln were likely a coping mechanism which kept individual groups solidified within this time period of social upheaval.
Further north during the second half of the Early
Horizon, analogous sociopolitical developments are
also materialized in the emergence of enclosures and
urbanism (Brennan 1982; Swenson 2011). In the Jequetepeque valley, the site of Jatanca (Swenson 2011;
Warner 2010) was organized as eight enclosure compounds. The compounds were horizontally elongated,
with a chain of access beginning with a high walled but
easily accessed plaza with central entrance, and ending in increasingly exclusive stage-like and residential
zones.
The Jatanca situation contrasts with Cayln.
Plazas at Jatanca are embedded within and accessed
109
References Cited
Acknowledgments
The first phase of the Proyecto de Investigacin Arqueolgica Cayln was supported by Louisiana State Universitys Department of Geography and Anthropology,
and Office of Research and Development. Special
thanks to the Instituto Nacional de Cultura in Lima
for the kind permission to carry out field research. We
also extend our sincere gratitude to all of our friends
and colleagues in Nepea, and the students of the 2010
Louisiana State University field school. Special thanks
ought to go to Drs. Peter Kaulicke and Julian Santillana for their kind hospitality at the Pontifcia Universidad de Catlica Per, as well as to Jessica Ortiz and
Camila Capriata for their inestimable help. Finally,
sound comments and suggestions from the editor and
two anonymous reviewers helped to strengthen the arguments presented in this article.
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