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Mondes ruraux en Orient et en Occident. 6 le vocabulaire J.-M. Carri, Nommer les structures rurales entre fin de lAntiquit et Haut Moyen
ge : le rpertoire lexical grco-latin et ses avatars modernes (2e partie). 7 les campagnes en priphrie de lempire romain A.S. Esmonde
Cleary, Northern Britain in Late Antiquity ; A. Stuppner, Die lndliche Besiedlung im mittleren Donauraum von der Sptantike bis zum Frhmittelalter ; A. Poulter, Goths on the lower Danube: their impact upon and behind the frontier. 8 les formes de lhabitat Cl. Negrelli, Le strutture del
popolamento rurale tra IV e IX secolo in Emilia Romagna e nelle Venezie ; E. Ario, El hbitat rural en la Pennsula Ibrica entre finales del siglo IV y
principios del VIII: un ensayo interpretativo ; M. Veikou, Settlements in the Greek countryside from 4th to 7th century: forms and patterns ; C. Duvette,
avec G. Charpentier, C. Piaton, Maisons paysannes dun village dApamne, Serilla (ive-vie sicles Massif calcaire de la Syrie du Nord) ; I. Taxel,
Identifying social hierarchy through house planning in the villages of Late Antique Palestine: the case of orvat Zikhrin ; D. Mattingly, M. Sterry,
V. Leitch, Fortified farms and defended villages of Late Roman and Late Antique Africa. 9 le rle des implantations ecclsiales G. Cantino
Wataghin, Le fondazioni ecclesiastiche nelle vicende delle aree rurali: spunti di riflessione per lOccidente tardo antico (IV-V secolo) ; Y. Codou,
Lglise et lhabitat dans le Midi de la France aux ve-xe sicles ; M. A. Cau, C. Mas, Christians, peasants and shepherds: the transformation of the
countryside in Late Antique Mallorca (Balearic islands). 10 les rapports entre villes et campagnes D. Fernandez, City and countryside in Late
Antique Iberia ; F. Cantini, Aree rurali e centri urbani tra IV e VII secolo: il territorio toscano.
Varia : V. Goncalves, Aleae aut tesserae ? Les significations dune opposition ludique dans la Rome dAmmien Marcellin ; A. J. Kosto, The transformation of hostageship in Late Antiquity ; Chr. Freu, Les salaris de la terre dans lAntiquit tardive ; St. Del Lungo, Provincia Lucania: topografia e
agrimensura in un paesaggio che cambia, dalla Tarda Antichit allAlto Medioevo (prima parte) ; P. Grossmann, berlegungen zum ursprnglichen
Grundriss der Kirche von Orlansville (Chlef, Algeria) und ein Beitrag zur Entstehung der christichen Basilika ; S. Ordez Agulla, J. Snchez
Velasco, E. Garca Vargas, S. Garca-Dils de la Vega, M. A. Tabales Rodrguez, Novedades arqueologicas de las sedes episcopales de la Btica
Occidental ; A. Uscatescu, Visual arts and paideia: the triumph of the theatre revisiting the Late Antique mosaic of Noheda.
Chronique : S. Ratti, Paens et chrtiens au ive sicle : points de rsistance une doxa ; B. Laszo Toth, Regards nouveaux sur le trsor de Nagyszentmikls, la suite dune publication majeure.
bulletin critique de de Sylvain Destephen, Adam Kosto, Sylvain Janniard, Hendrik Dey, Maria Grazia Bajoni, Jitse Dijkstra, Liudmila Khrushkova,
Jean-Louis Charlet, Antonino Metro, Jean-Pierre Coriat, Michael Whitby, Laury-Nuria Andr.
21 - 2013
Mondes ruraux
en orient et en occident - ii
21 - 2013
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19/11/2013 12:29:16
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WKHDUP\LQKHULWHGE\7KHRGRVLXVZHUHLQVXIFLHQWWRGHIHDWWKH*RWKV
despite relentless measures taken to levy new recruits. I would like here
to record my thanks to Wolf Liebeschuetz whose advice and comments
have made an invaluable contribution to my understanding of this
complex period at the end of the 4th century.
2. For the region bordering the Danube, plundering raids were already
devastating the lands around Marcianopolis when the Gothic revolt broke
out in 377 (Amm. Marcell., 31, 5, 7-9). Then, after the battle of Adrianople,
the whole of Thrace was at the mercy of the Goths (Amm. Marcell.,
31.6.4). For the destruction of the villa economy, see below, pp. 72-73.
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ANDREW POULTER
3. Eunapius (Hist. Fr. 42) claims that the number of Goths who crossed
the Danube was as many as 200,000; whether only warriors or the total
number, including men, women and children is unclear. This might just
be a rough estimate of the total number of new arrivals; it could hardly
EHWKHQXPEHURIJKWLQJPHQ1/HQVNLFailure of Empire, cit. (n. 1),
p. 354-345. As to the number of Gothic warriors which faced Valens in
the battle of Adrianople, a number of 20,000 seems to be a reasonable
assessment; Heather, Goths and Romans, p. 139, note 44.
4. The excavations at Nicopolis have been published: A.G. Poulter,
Nicopolis ad Istrum: A Roman, Late Roman and Early Byzantine City,
London, 1995; Id. Nicopolis ad Istrum, a Roman to Early Byzantine
City: The Pottery and the Glass, London, 1999; Id., Nicopolis ad Istrum,
a Late Roman and Early Byzantine City: The Finds and the Biological
Remains /RQGRQ 7KH QDO UHSRUWV IRU H[FDYDWLRQV DW 'LFKLQ
are in preparation, although the principle results and implications of
this large-scale programe have been published: Poulter, The Transition
to Late Antiquity. A report on the excavations at Dobri Dyal is to be
published in the Journal of Roman Archaeology, 26, 2013, pp. 362-383.
5. See above, n. 2.
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GOTHS ON THE LOWER DANUBE: THEIR IMPACT UPON AND BEHIND THE FRONTIER
65
10. For example: Heather, Goths and Romans, pp. 161, 164, 165, 166,
177, 183; R. M. Errington, Roman Imperial Policy from Julian to
Theodosius,Chapel Hill, 2006, pp. 64-68; H. Leppin. Theodosius
der Grosse, Darmstadt, 2003, pp. 46-54; H. Wolfram, History of the
Goths, Los Angeles / London, 1987, p. 133.
11. Shortly before, the Goths were in Illyricum but had been forced back
into Thrace by the emperor Gratian. There is every reason to suspect
WKDWWKHGHYDVWDWLRQWKH\KDGDOUHDG\LQLFWHGRQWKHULYHULQHSURYLQFHV
ZRXOGKDYHPDGHLWGLIFXOWWROLYHRIIWKHODQGVLPLODUSUREOHPVRI
supply were to force the Goths in Gaul to agree terms, more favourable
to the Roman state than would otherwise have been the case;
Liebeschuetz, Barbarians and Bishops, p. 73. Blocking the passes over
the Haemus to prevent the Goths from reaching fresh food supplies in
Thrace was a tactic already applied in the early stages of the Gothic
uprising (Amm Marcell., XXXI.8.1). Despite the military weakness of
the Roman army, the Goths themselves may well have been anxious to
reach an accommodation with Theodosius.
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66
ANDREW POULTER
12. Heather, Goths and Romans, p. 262. A possible context for this command
is noted below, p. 75.
13. Heather, Goths and Romans, p. 160; H. Wolfram, History of the Goths,
Berkeley, 1987, pp. 133-134.
14. Liebeschuetz, Barbarians and Bishops, p. 29.
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67
the representation of the imperial city and the participants in the revolt of Gainas, it is improbable that the
reliefs on the column of Arcadius distort the reality,
at least in the details of appearance of Romans and
Goths. The people addressed, in this case the citizens
of Constantinople, were all too familiar with the dress
and appearance of the Goths who had been only recently
expelled from the capital. Any misrepresentation would
confuse rather than assist the onlooker, trying to follow
the story told in the reliefs. One scene is of particular
interest (J $). It shows the enemy being escorted
by clean shaven, Roman soldiers with spears or pikes
and wearing plain, no doubt linen cloaks. In contrast,
three horsemen ride by; all have beards and wear a short
chamlys, made of coarser material, surely intended to
represent sheepskins, an item of clothing commonly
worn by Goths.23 Beards were also known to have been
a Gothic fashion, as was long hair, all shown in this and
other scenes.24 Conspicuous, behind the riders, although
apparently inserted without any connection with the
primary subject of the scene, there is a cart, containing
people. Carts were used by the Goths for transporting
goods and their families and, when threatened, were used
to form a defensible lager (carago).25 It is reasonable to
assume that the inclusion of the wagon and its occupants
was to remind the citizens how the enemy relied upon a
barbarian mode of transport, emblematic of the Gothic
lifestyle; its inclusion must have been intended to ridicule
the barbarism of this non-Roman custom. The same
scene shows a woman, not riding a horse as the male
Goths behind her, but directly facing the onlooker in an
anatomically impossible position for riding the horse
VKHDSSHDUVWREHVLWWLQJRQ(YLGHQWO\WKHVLJQLFDQFH
RIWKLVIHPDOHJXUHPXVWKDYHEHHQXQGHUVWRRGE\WKH
onlooker. It seems that presenting her face on was done
to emphasize the fact that this person was female. One
possible explanation could be that this was not a human
JXUHDWDOO'XULQJWKHSHUVHFXWLRQRIWKH&KULVWLDQ*RWKV
in 369-372, Athaneric had ordered that a pagan image
should be sent to each village in a cart and that all were
UHTXLUHG WR PDNH VDFULFHV WR LW WKRVH ZKR GLVREH\HG
(Christians) would be burnt alive (Sozomen VI.37).
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68
ANDREW POULTER
that these structures were tents.26 In a late 5th century illustration (Ilias Ambrosiana Miniatura XXXVII) a military
tent is shown with vertical not slanting sides, and so
must have been supported by a timber framework, allowing
soldiers to stand up inside while also providing room for
more than a couple of occupants: a similar design to the
tents used by the Roman imperial army.27 At least two of
those reclining within these structures have beards which,
as with the procession out from Constantinople, was surely
LQWHQGHGWRLGHQWLI\WKHPDV*RWKV7KHWULDQJXODUSUROH
indicates that the roof came down to the ground, a wigwam
VKDSHG VWUXFWXUH ZKLFK FORVHO\ UHVHPEOHV WKH SUROH QRW
of a Roman tent, but of a grubenhaus. Since the inclusion
and prominence of these structures was considered so
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69
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70
ANDREW POULTER
GHVWUXFWLRQ E\ UH EHIRUH WKH PLGGOH RI WKH th century.34
1HLWKHU KDYH DQ\ WUDFHV RI GHVWUXFWLRQ EHHQ LGHQWLHG
within the legionary fortress of Novae (Svishtov) in the
late 4th or early 5th century.35 But, outside the western gate,
built over a peristyle building (which had burnt down in
the 3rdFHQWXU\DQHZODUJHVWUXFWXUHZDVGHVWUR\HGE\UH
at the end of the 4th century.36 Some additional evidence
comes from northern Thrace, south of the Danubian
frontier. A quadriburgium at Koula, with one of its corner
towers still standing 16.30 m high, must have been built in
early 4th century. Here, a reinterpretation of the stratigraphy
points, not to three destruction levels as the excavator
DVVXPHGEXWWRRQO\RQHWKDWFDQEHUPO\GDWHGWRWKH
middle of the 5th century and not earlier.37
Somewhat more substantive is the information available
IRUXUEDQVXUYLYDO7KHFLW\RI3KLOLSSRSROLVZDVIRUWLHG
by AD 172 and the walls remained in use during the 4th
and into the 5th FHQWXU\ZLWKRQO\DVOLJKWPRGLFDWLRQWR
the curtain around the main gate.38 There was no reduction
LQWKHIRUWLHGDUHDDQGQRHYLGHQFHIRUDGHVWUXFWLRQOHYHO
datable to the end of the 4th century.39 Large, luxurious
houses were built in the late 3rd and continue in use until the
6th century.40 True, during the revolt of Procopius against
Valens, the city was besieged by the forces of Valentinian,
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GOTHS ON THE LOWER DANUBE: THEIR IMPACT UPON AND BEHIND THE FRONTIER
49. Caution is required, even here, since no coin list has been published.
In favour of a connection with the battle or immediately following, see
Ya. Mladenova, Armira, krai Ivailovgrad6RDS>%XOJDULDQ@
V. Dinchev, Rimskite vili6RDSS>%XOJDULDQ@
50. See below, pp. 72-73.
51. A. Poulter, The transition to Late Antiquity on the lower Danube:
the city, a fort and the countryside, in Poulter, The Transition to Late
Antiquity, pp. 93-94.
52. T. Sarnowski, Die principia von Novae, cit. (n. 35), pp. 57-58.
53. Idem, Drei sptkaiserzeitliche Statuenbasen aus Novae in Niedermsien,
LQ 0 0LUNRYL GLU Rmische Stdte und Festungen an der Donau,
Akten der regionalen Konferenz, Belgrade, 2005, pp. 151-152.
71
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72
ANDREW POULTER
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GOTHS ON THE LOWER DANUBE: THEIR IMPACT UPON AND BEHIND THE FRONTIER
73
existed just within the defences.78$SDUWIURPWKHPRGLFDtions carried out at the east gate and a cutting through an
existing tower on the southern defences, providing a small,
secondary entrance into the city, the late second century fortiFDWLRQVUHPDLQHGLQXVH79 There are no signs of destruction
or a slackening in the pace of urban regeneration in the 4th or
5th centuries AD.80 At Augusta Traiana, it has been suggested
that the town was destroyed at the end of the 4th century
but the evidence seems based on historical grounds rather
than upon archaeological evidence.81 The impressive circuit,
enclosing 48.5ha, is not reduced in size. However, not all
buildings remained in good repair. Some large town houses
with mosaics of the highest standard, possibly laid, not by
local craftsmen, but by Constantinopolitan specialists in the
early 4th century, would seem not to have continued in use
beyond the 5th century but were subdivided into smaller units
with additional walls of mudbrick.82 Further signs of trouble
around the middle of the 5th century include the destruction
level which ended occupation of an extramural building.
But, this was perhaps exceptional or accidental. Another
large town house survived and was, at a late date, turned
into a cemetery church and was surrounded by inhumation
burials.83 Pautalia may well have been burnt down towards
the middle of the 5th century but occupation had continued
LQWRWKHUVWKDOIRIWKHth, even though mud brick replaced
mortar in new buildings and the forum seems no longer to
be in use.84
67. L. Botusharova, E. Kesyakova, Sur la topgraphie, cit. (n. 39), pp. 265-270.
68. K. Madzharov, Diocletianopolis6RDSS>%XOJDULDQ@
69. There are strong indications that a military garrison was billeted
in the city during the 3rd century, but Nicopolis, as far as its archaic
defences suggest, remained of no particular consequence in the late
Roman period; A. Poulter, Nicopolis ad Istrum, cit. (n. 4), pp. 28-29.
70. P. Vladkova, The late Roman agora, cit. (n. 46), p. 210.
71. A. Poulter, Nicopolis ad Istrum, cit. (n. 4), pp. 34-35. The fact that
not only the interior of the city but also the proteichisma were burnt
and destroyed, could hardly have happened accidentally. Weapons and
armour in the bottom of the newly-cut ditch and on the cobbled roadway
outside the southern gate support the view that the destruction followed
a hostile attack.
72. Ibidem, pp. 34-47.
73. E. Kesyakova, Philippopolis, cit. (n. 38), pp. 18-19.
74. Ibidem, p. 81.
75. Ibid., p. 19.
76. Ibid., pp. 20-21.
77. Ibid., p. 43.
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74
ANDREW POULTER
FHUDPLFVGDWDEOHDIWHUF&RLQQGVDUHLQYDULDEO\th
century in date. In each case, their association with burnt
PXGEULFNSURYHVWKDWWKHYLOODVKDGEHHQGHVWUR\HGE\UH
and several produced complete agricultural implements; it
would be surprising if they had been simply abandoned.88
In southern Thrace, the villa of Chatalka existed down to
at least the reign of Honorus (395-423).89 To the west, the villa
of Kralev Dol also survived into the 390s.90 Even though the
occupation of these sites as functioning villas seems to end in
the last decade of the 4th century, many of the sites acquired
simple mudbrick structures which were used for some time
after the villas themselves had ceased to exist.91
What is clear is that, as in the systematic study of villas
within the territory of Nicopolis, the villa economy along the
Danube and in Thrace came to an abrupt, perhaps violent end.
0RUHVLJQLFDQWO\QRDWWHPSWZDVHYHU\PDGHWRUHEXLOGWKH
ruined estate centres. The Roman villa system and, with it,
the traditional basis of the rural economy, appears to have
ceased c. AD 400. However, as described below, this does
not mean that agricultural production did not continue during
the 5th century. But the evidence that this was so comes not
from the villas but from the forts and, exceptionally, from
one city in the north Bulgarian plain.
The military and their supplies
Agricultural production and stock rearing between 400
and 450 continued around the city of Nicopolis.92 Although
WKLVLVWKHRQO\XUEDQFHQWUHZKLFKKDVSURGXFHGDVWUDWLHG
TXDQWLHG DVVHPEODJH LW LV UHDVRQDEOH WR EHOLHYH WKDW
where cities existed (especially in Thrace), the farming of
ODQGLQWKHYLFLQLW\RIWKHIRUWLFDWLRQVPXVWKDYHEHHQVWLOO
taking place to sustain the urban population. It is unproven
but probable that it contained a garrison, as argued above
was the case in the less-exposed cities of southern Thrace.
88. A. Poulter, The transition, cit. (n. 16), p. 82; Id., Site-specic survey:
the methodology, in Id., The Transition to Late Antiquity, pp. 583-595.
89. V. Dinchev, Rimskite vili, cit. (n. 49); D. Nikolov, The Thraco-Roman
Villa Rustica Near Chatalka, Stara Zagora, Bulgaria (BAR, Sup.
Series 17), Oxford, 1976, p. 45.
90. This simple villa near Pernik produced a terminal issue of 392/395;
V. Dinchev, Rimskite vili, cit. (n. 49), pp. 28-30.
3RVWYLOODXVHRIVLWHVKDVEHHQUHJXODUO\LGHQWLHGLQFOXGLQJ2XURYHQH
Vrtatsa: V. Dinchev, Rimskite vili, cit. (n. 49), pp. 41-42; Veselchani,
Kurdzhali (southern Thrace): ibidem, pp. 54-58, the three villas around
Montana: ibidem, pp. 32-37, and more generally: ibidem, p. 25. Whether
the new residents living in and around the abandoned villas were local
inhabitants or newcomers remains unknown. Since the villas were all
generally insubstantial structures, the reoccupation of the site would
probably have taken place immediately or soon after the villas were
abandoned by their occupants. No coins have been associated with this
period of occupation; presumably they were not used for a long time:
notably, none have produced 6th century coins.
92. See in A. Poulter, Nicopolis ad Istrum: The Finds, cit. (n. 4): M. Beech,
pp. 154-197 (large mammal and reptile report), Z. Boev, M. Beech,
pp. 242-253 (bird bones), M. Buysse, pp. 15-292 (botanical remains).
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GOTHS ON THE LOWER DANUBE: THEIR IMPACT UPON AND BEHIND THE FRONTIER
WKH0HGLWHUUDQHDQDORQJZLWKQHZDUHVPXVWPHDQWKDW
luxury items (oil certainly, and probably wine) were being
supplied for the military in the form of the annona.
Goths in residence?
On the lower Danube, the abandonment of standard
military buildings (such as the principia and praetorium at
Iatrus) suggests a rapid and complete change in the system
of military organization. Since this was apparently not
preceded by any destruction, the change did not appear to
have been violent but part of a systematic reorganization.
As to the forts build c. 400 at Dobri Dyal and Dichin,
their massive defences were well-built and could only
have been erected by Roman military engineers. What is
remarkable is that, from the start, the interior buildings
conformed to no traditional military layout. No principia
was ever built at Dichin. Its rows of houses and storerooms were almost exclusively built with mudbrick and
earth-bonded stone walls. Mortar was used but sparingly:
a striking contrast with the well-mortared defences. There
seems to have been a disarticulation between the Roman
provision of building materials and the occupants of the
fort. Even so, the appearance of imported goods, including
DPSKRUDHDQGHYHQVPDOOTXDQWLWLHVRI1RUWK$IULFDQQH
ZDUH GHPRQVWUDWH WKDW ERWK IRUWV ZHUH EHQHWLQJ IURP
the annona, no doubt organized and supplied through
the fortress of Novae.99 7KH UHFRYHU\ RI PLOLWDU\ QGV
armour and weapons at Dobri Dyal and Dichin, as well
as Iatrus, proves that the occupants performed military
duties. But, equally, the presence of numerous agricultural
implements at Iatrus, Dobri Dyal, Koula and especially
Dichin must mean that the inhabitants of these forts were
also engaged in agriculture. The discovery of a female
skeleton in Dichin proves that the fort did not just contain
soldier/farmers, but no doubt their families as well.100
Who these people were, it is impossible to say. It would
be tempting, even likely, that these forts contained Goths,
settled on the frontier and in its hinterland. However,
there is no proof that this was the case. As in the contemSRUDU\VHWWOHPHQWVQRUWKRIWKH'DQXEHWKHQGVRILURQ
copper-alloy and bone are Roman in type and form, and
FDQQRWEHUHJDUGHGDV*RWKLF7KLVDEVHQFHRIDOLHQ
material is itself what might be expected, particularly
since before crossing the Danube, as argued above, there
GLGQRWH[LVWDSXUHO\*RWKLFFXOWXUDODVVHPEODJH,Q
terms of jewellery and mundane artefacts, the Goths are
likely to have been using the same objects as the native
75
99. For the role of Novae as a supply centre for the annona, see above,
p. 70.
100. A. Poulter, The transition to Late Antiquity on the lower Danube, cit.
(n. 51), p. 86.
7KHPLOLWDU\LQIUDVWUXFWXUHF
Some elements of military organization survived:
notably the supply system, organized from the legionary
base of Novae, was still operating during the 430s. The
occupants of Dichin, Dobri Dyal, Iatrus and other forts on
WKH'DQXEHIURQWLHUPXVWKDYHEHHQUPO\XQGHUPLOLWDU\
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76
ANDREW POULTER
jurisdiction. The new policy was systematically implemented; the fortresses of Dobri Dyal and Dichin were
built to contain soldier/farmers and were never intended
to house a regular garrison. They could not have served
as foederati, at least not in the sense in which the term
was applied to the Gothic armies during the second half of
the 5th century.103 But, if the forts were occupied by Gothic
settlers which, despite the lack of archaeological proof, still
seem likely, then the term, if applied to the inhabitants of
these forts, had a totally different meaning. Speculative but
possible, given the apparent status of the soldiers in these
forts, is that the mysterious post of comes foederatorum
was a command exercised over these new military bases,
possibly also applying to Iatrus and other frontier forts.
They were certainly part of the military establishment and
KDG PLOLWDU\ GXWLHV EXW WKH\ ODFNHG WKH UHJXODU RIFLDO
military support, as in the provision of building materials,
and were living with their womenfolk and no doubt
children. That they were engaged in farming and care of
livestock is not surprising; the villa-economy which had
performed this role during the 1st-4th centuries AD had been
totally destroyed. Whether this is the whole story remains
unknown. Other settlers, who had no military duties, may
have taken over the countryside. But until more intensive
survey is carried out, there is no way of knowing what had
happened to the abandoned villa estates.
The collapse of the system
The end of this period of relative prosperity can be
dated with some precision. On the frontier, Iatrus was burnt
to the ground in the second quarter of the 5th century; it
remained unoccupied until c. 500.104 The same fate befell the
legionary fortress of Novae.105 With such key installations
abandoned, it can be safely assumed that the Danube was
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