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Abstract
Properly performed, environmental impact assessment (EIA) is a useful tool for
promoting sustainable development because it includes many components that can help
facilitate intragenerational and intergenerational equity. In a case study, environmental
impact statements (EISs) for Swedish biofuelled energy plants are analysed to see whether
they include components vital to meet intra- and intergenerational equity, such as assessing
local and global impacts, use of resources, public influence on project development, and
alternative project design. The analysis shows that the environmental aspects of sustainable
development on a local level are only partly met by EIA. However, global effects and
effects on the management of natural resources are not assessed, excluding aspects that
may affect future generations. Based on this, and since no concerns for sustainable
development on a societal level were found, it is concluded that EIA practice in Sweden
may not, to a full extent, serve as a tool to promote sustainable development. D 2002
Elsevier Science Inc. All rights reserved.
Keywords: Environmental impact assessment; Sustainable development; Integrational equity;
Intergenerational equity; Energy plant
1. Introduction
The Stockholm Conference in 1972 is by some (see, e.g., Mather and
Chapman, 1995) identified as a kick off for the developed worlds concerns
about the environmental effects of industrialisation. At that time, environmental
and developmental problems were usually regarded separately, and a need for
synthesis between conservation and development was beginning to appear. Some
years later, the publication by the World Commission on Environment and
Development, also known as the Brundtland Report, brought together environmental and developmental issues, i.e., integrating environmental aspects with
economic and social aspects (cf. Reid 1995). The report also emphasised
sustainable development, which, in view of the Commission, would seek to
meet the needs and aspirations of the present without compromising the ability to
meet the needs and aspirations of future generations. The Rio Conference is also
regarded as developing the concept of sustainable development further and
during the conference several major agreements were reached, among them the
Rio Declaration.
In one of its 27 principles, the Rio Declaration calls for environmental impact
assessment (EIA) to be undertaken for activities that are likely to have a
significant adverse impact on the environment (United Nations, 1992). An
EIA can be a useful tool to promote the goals of sustainable development as
the process includes assessments of the effects of a project development and
includes local opinion and knowledge (Lee and George, 2000). EIA is a
predecision tool with many different purposes useful for different actors. Morgan
(1998) suggests that EIA can provide useful information for decision makers
when they consider a projects environmental impacts. Project developers can be
informed about possible environmental implications of a project at an early stage
in the project development. From this information, project design can be
modified to avoid adverse effects. This interpretation of the EIA purpose is
also recognised by Wathern (1988). However, as Smith (1997) notes, the notion
of EIA as only an information-gathering tool narrows the focus and only
emphasises how different impacts can be identified. Therefore, it is also
important to regard the application of EIA as a tool for the public. The public
can use EIA to obtain information about a specific project, and in many
countries, the public has the opportunity to express concerns about the projects
development, location, and impact by commenting on the outcome of the EIA
process, the environmental impact statement (EIS). However, in an ideal EIA,
the public is not only invited into the process once the project is already
designed but earlier during the planning stages.
In Sweden, EIA was introduced in 1981 as part of the Environmental
Protection Act (SFS, 1969:387). At that time, only a description of a projects
environmental effects was required. Ten years later, a general demand for EIA for
projects was implemented in the Act on Management of Natural Resources (SFS,
1987:12) where an assessment of the effects was called for. With the extensive
effectively, and to increase the supply of electricity and heat from renewable
energy sources, mainly biofuel. It is further stated in the Government Bill, that the
program is an important investment in the ecologically sustainable development
of Sweden. Therefore, project developments carried out according to this energy
policy are challenged to address environmental and developmental concerns both
at a local project level as well as on a societal and global level. This paper will
discuss intragenerational and intergenerational equity, in which many aspects of
sustainable development are encompassed, such as social, economic, and
environmental aspects. However, the primary focus of this paper will be to
examine environmental aspects, as EIA is a tool for assessing the environmental
impacts of a project development. For a comprehensive, sustainable decision
making, other decision-making tools are also necessary, such as, for example,
social impact assessment and cost benefit analysis.
by both decision makers and project developers. As the purpose of a project can
be fulfilled in many different ways, another crucial part of EIA is the presentation
of project alternatives. Alternatives to the project development regarding both
project location and technical design should be presented and compared. As
Glasson et al. (1999) indicate, a consideration of alternatives ensures considerations of different approaches to the project and hence a focus on differences
between choices. The discussion of project alternatives should be undertaken
during the earlier stages of the project planning when project design is not fixed
due to any important decisions (Swedish Environmental Protection Agency,
1995). The most important alternative, however, is the no action alternative,
which functions as a baseline to which the effects of the project will be compared
(Morgan, 1998). A discussion of alternatives to project design would, from a
sustainable development point of view, mean that project design could change if
necessary due to negative effects on the present and future generations. Public
participation is yet another part of EIA that can help to achieve at least some of
the goals of sustainable development. In many countries (see, e.g., Wood, 1995;
Grandell, 1996), the EIA systems include public participation. This means that
the public groups have a chance to discuss project design and to express their
concerns about the project development. By providing this possibility for every
public group, including minority groups, the project developer sees to that a part
of the concept of intragenerational equity is met. Any impact affecting the public
has to be mitigated in some way in order to reduce the effects on the public to an
acceptable level. Where that level is, will be for the public to discuss with the
authorities and the developers, for example, in public hearings.
If Georges basic idea of assessing sustainable development in EIA is to be
applied to the Swedish EIA system and the case of biofuelled energy plants, then
intra- and intergenerational equity need to be translated and adapted to fit the
Swedish system and the environmental impacts of biofuelled energy plants. Some
of the biofuelled energy plants reviewed in this study involve a replacement of
nonrenewable fuel to renewable fuel. A change from fossil fuel to biofuel
indicates that there will be no net addition of carbon dioxide to the atmosphere;
such a strategy will decrease the effects of fuel consumption on global warming.
Nevertheless, an assessment of the projects future global impacts will be
necessary in order to consider if and how future generations may be affected.
By assessing the long-term effects, some of the goals of sustainable development,
i.e., the ones concerning intergenerational equity, can be addressed. Changing to
biofuel, e.g., forest fuel, will probably also mean an increase in resource use.
Although a biofuelled energy plant does not use fossil fuel, there have to be
concerns for the management of resources. A large use of the resources may
affect future generations ability to use the resources; therefore, concerns have to
be addressed in the EISs regarding the issues about intergenerational equity. In
the Act on Management of Natural Resources (SFS, 1987:12), which was valid
during the studied period, the aim of EIA also emphasises the need for
assessment of the management of natural resources. Emissions from a new
energy plant may affect public health and cause concern and discomfort among
the prospective neighbours. As mentioned above, the emissions will also affect
the environment in various ways. Hence, different alternatives regarding what
will happen if the energy plant is not built (the no action alternative) and if it
could be built somewhere else (alternative locations), must be described and
compared. Different alternatives are vital as they offer a way to examine what the
present and future generations will sacrifice and gain as the result of a new energy
plant. Furthermore, in the Swedish EIA process, the major part of public
participation activities seem to be to let people comment on the project before
decisions on the project development and later on its design are made (Grandell,
1996). Public comments should therefore be a significant part in the EIS so
decision makers can consider public opinion; this should help insure that
intragenerational equity on a local level is met.
11
8
2
22
9
3
9
28
4
13
* In total, 55 applications with EISs were analysed. However, the total number of applications
is only 54 when distributing them according to power capacity, due to one application lacking the
relevant information.
measures, alternative considerations, and public opinion are also reviewed. In the
review, three review criteria were used: adequate (all necessary information
included in the EIS), inadequate (further information needed), and absent (no
information included on the subject). Although these review criteria are referred
to in this paper, not all of the review areas are discussed. Only the areas
concerning alternatives, public participation, and assessment of the direct and
indirect effects on the environment, public health, and the management of natural
resources will be focused on. For a discussion of the other review areas, see
Bruhn-Tysk (2001). In addition to the review areas in focus here, we also discuss
if and how the EISs have included any concern for sustainable development for
society as whole.
air and water emissions on the natural environment were thoroughly and, hence,
adequately assessed in 23 of the 55 EISs. Ten EISs inadequately assessed them
stating that there would be effects on the natural environment but did not mention
what kind of effects alternatively the EIS only mentioned that the emissions
would probably not give rise to any effects at all. In 22 of the EISs, there was no
assessment of any effects. The indirect effects on the natural environment were
adequately assessed in nine EISs, two inadequately assessed them, and the
remaining 44 EISs did not consider any indirect effects on the natural environment. The direct effects on the cultural environment were adequately considered in one case and inadequately considered in five cases. Forty-nine EISs did
not include an assessment of the direct effects on the cultural environment. No
EIS included an assessment of the indirect effects on the cultural environment.
Furthermore, assessments of the direct effects of the emissions on the public
health were adequately presented in seven cases with the direct effects on the
public health clearly explained and assessed. Of the 55 EISs, 17 assessed the
effects inadequately by stating that the public health would be affected but not in
what way, alternatively merely stating that the public health presumably would
not be affected. Thirty-one of the EISs did not mention this aspect at all. The
indirect effects on the public health were described adequately in six EISs and not
at all in the remaining 49 EISs. The results are presented in Table 2. These results
show that many of the EISs do not assess the effects on the environment or on
public health. Therefore, it can be assumed that project developers do not have a
complete picture of the effects of their planned projects. Moreover, the decision
makers have to be very competent to make decisions about the planned project
Table 2
Number of EISs including issues on emissions and the effects of the emissions on the natural and
cultural environments, as well as effects on public health
Number of EISs including the issue
Reviewed issue
Adequately
44
48
23
10
22
44
49
Inadequately
Information absent
55
17
31
49
development since the basis for their decisions in many cases does not include a
clear description of the direct and indirect effects of the planned project. In
addition, the EIA should describe local and global effects. A biofuelled energy
plant built to replace energy of fossil origin will mitigate future global warming
effects, considering that a decreased use of fossil fuel will lead to a decreased
supply of the net addition of carbon dioxide to the atmosphere. However, at the
same time that biofuelled energy plants may mitigate environmental impacts on a
global scale, they may also give rise to local effects, such as increased emissions
of particles and volatile organic compounds compared to oil combustion. In this
study, the focus of the EISs is primarily on the local scale. Mitigation measures
that regard emissions affecting the local environment are considered in the EISs,
but global impacts are not. This may be due to a focus on the energy plant
location and its immediate vicinity observed in Bruhn-Tysk and Eklund (2000). It
could also be the result of the difficulties in assessing global impacts by
comparing the significance of an individual contribution to the overall total,
when on its own that contribution is insignificant (George, 1997). These
difficulties have also been noticed in the study when arguing for development
permission. The argument has also been recognised by Carlman (1993), who calls
it the argument of relative insignificance (the authors translation), which
refers to the project developers most common phrase when trying to convince
the authority of the advantages of the planned project. Yet, the need for an
assessment of global impacts remains in order to develop a complete picture of
the effects on other groups of people and on future generations.
4.2. Management of natural resources
Management of resources is another important aspect when assessing the
effects of the biofuelled energy plants. Of the 55 EISs, 22 adequately described
the amount and the kind of resources the current project was using. Four EISs in
the study inadequately described the amount and kind of resources being used
since they only described the total amount of resources that the project was
using. Twenty-nine did not include this information. The anticipated use of
resources for the planned project was adequately described in 32 of the 55 EISs,
and five EISs only mentioned the total amount. Eighteen EISs did not consider
this issue at all. The assessment of the direct effects on the management of
natural resources was adequate in three EISs, in which it was explained the
effects the use of resources would have. Ten EISs inadequately assessed the
direct effects as these only mentioned that the use of resources would have
effects but did not specify the effects. They may also have stated that the use of
resources would have no effects. The remaining 42 EISs did not assess the direct
effects at all. Furthermore, the indirect effects were assessed in only one case and
not at all in the remaining 54 EISs. The results regarding the management of
natural resources are shown in Table 3. Even if the energy plants use renewable
resources, there is still a use of resources in the form of logging residues. A large
Adequately
Inadequately
Information absent
22
29
32
18
10
42
54
Adequately
Inadequately
Information absent
14
27
12
22
3
2
19
25
41
28
developers defended rather than discussed project design. This indicates that
although the public was invited to comment, the design was already decided and
the hearing functioned only to justify the project. As mentioned earlier, the
opportunity to comment on a project is one of the aspects that if fulfilled would
facilitate intragenerational equity. However, the results indicate that, in many
cases, EIA does not serve as a tool for the goal for sustainable development. The
results of the review of the EISs regarding the issue on public participation are
shown in Table 5.
4.5. Societal sustainable development
The issues concerning the assessment of the effects on the environment, public
health, and the management of natural resources, as well as considerations of
alternative project design and the publics possibilities to comment on the project
may be some of the ways to examine aspects regarding sustainable development
but only on a local project level. As mentioned earlier, biofuelled energy plants
developed because of the Swedish Energy Policy was challenged to deal with
sustainable development on a national level as well. Ten of 55 EISs in this study
have recognised this issue by using sustainable development as an argument, for
example, when applying for permission for fuel conversion. The EISs usually
state that a use of biofuel would lead to sustainability because of the decreasing
use of fossil fuel. Since this argument is used both by project developers and by
authorities to justify their permitting decisions, it may indicate that this is the only
concern for societal sustainable development. However, there are seldom any
explicit links to the change of the Swedish energy system as an investment in the
ecologically sustainable development of Sweden. The results of how societal
sustainable development is considered in the EISs are presented in Table 6.
4.6. Environmental legislation and strategic environmental assessment (SEA)
When interpreting the results, however, one should consider that the EISs have
been made in order to obtain development permission according to the, at the
Table 6
Number of EISs recognising societal sustainable development
Review issue
10
5. Conclusions
The case study of 55 EISs for biofuelled energy plants in Sweden has shown
few signs of EIA functioning as a tool to promote sustainable development. On
a local level, project developments may facilitate intragenerational equity in
some ways, when considering how local impacts are described and compared
with different project designs. However, the failure to assess local impacts, as
well as effects, of resource use together with the publics difficulty in
commenting on the project may indicate that other aspects of intragenerational
equity are overlooked. Global effects and the management of natural resources,
which may affect future generations, are not considered either, implying that
intergenerational equity has not been considered during project development,
even on the local level. During the period studied, EIA only promoted
sustainable development on a local level as the absence of assessments of
the effects on the environment and effects from the use of resources leads to an
exclusion of environmental concerns and future generation concerns. In part
because of the environmental legislation that was in place during the studied
period, EIA mainly served as a tool for a local and short time perspective on
project developments. Project developments concerning biofuelled energy
plants have to deal with both environmental and developmental issues, but
the results indicate that Swedish EIA practice do not function for national
societal changes and developments. There may be better places to discuss
sustainable development for society, perhaps on a more strategic level, in this
case, where the decision to change the Swedish energy system was made.
Hopefully, the new Environmental Code should help to bring in issues into EIA
to facilitate intra- and intergenerational equity and consequently sustainable
development as it includes a more comprehensive aim and furthermore
guidance on the EIA process. The development of SEA will certainly help to
discuss and assess the effects of changes on a societal level and to promote
societal sustainable development.
Acknowledgments
This paper is based on research in the project Improving the Quality of
Environmental Impact Assessments for Biofuelled Energy Plants in Sweden,
which is funded by the Swedish National Energy Administration. An earlier
version of the paper was presented at the Sixth Annual International Sustainable
Development Research Conference in Leeds, 13 14 April 2000, and the authors
gratefully acknowledge Clive George at the EIA Centre, University of
Manchester, UK, for commenting on that version.
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