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J. R. C. JANSEN,
J. J. SETTELS,
AND
model
J. J. SCHREUDER
Netherlands
Organization for Applied Scientific Research, TN0 Biomedical Instrumentation,
Academic
Medical Centre, 1105 AZ Amsterdam; Department of Pulmonary Diseases, Erasmus University, 3000 DR
Rotterdam; and Department of Anesthesiology, Academic Hospital, University of Limburg, 6202 AZ
Maastricht, The Netherlands
WESSELING, K.H.,J.R.C.
JANSEN, J.J. SETTELS,AND J.J.
SCHREUDER. Computation of aortic flow from pressurein humans using a nonlinear, three-element
model. J. Appl. Physiol.
74(5): 2566-2573, 1993.-We
computed aortic flow pulsations
from arterial pressure by simulating
a nonlinear,
time-varying
three-element
model of aortic input impedance. The model elements represent aortic characteristic
impedance, arterial compliance, and systemic vascular resistance. Parameter values for
the first two elements were computed from a published, age-dependent, aortic pressure-area
relationship
(G. J. Langewouters
et al. J. Biomech. 17: 425-435, 1984). Peripheral
resistance was
predicted
from mean pressure and model mean flow. Model
flow pulsations
from aortic pressure showed the visual aspects
of an aortic flow curve. For evaluation
we compared model
mean flow from radial arterial pressure with thermodilution
cardiac output estimations,
76 times, in eight open heart surgical patients. The pooled mean difference was +7%, the SD
22%. After using one comparison
per patient to calibrate the
model, however, we followed quantitative
changes in cardiac
output that occurred either during changes in the state of the
patient or subsequent to vasoactive drugs. The mean deviation
from thermodilution
cardiac output was +2%, the SD 8%.
Given these small errors the method could monitor cardiac output continuously.
aortic input impedance; nonlinear
model; time-varying
model;
aortic arctangent
pressure-area
relationship;
age dependency;
simulation;
stroke volume; cardiac output
OUTPUT
is an important
hemodynamic
variable. It is studied in physiological
experiments often in
relation with changes in pressure. It is monitored in surgical and critical care patients. There is a trend in physiological research, as well as in the operating room and
intensive care unit, to require essentially continuous cardiac output monitoring.
Pressure pulse analysis h .as been U sed for beat-to -beat
ca rdiac output monitorin g (9, 15) Traditionally,
such
methods corn .puted cardiac stroke output from certai n
characteristic s of an arterial pressure pulse, based on a
CARDIAC
2566
0161-7567193
$2.00 Copyright
variety of simple models of the arterial system. Characteristics used included systolic area, heart rate, and mean
and diastolic pressure. In these methods, aortic properties were assumed constant under varying distending
pressures. They were not constant, however, and models
were not sufficiently
detailed. Consequently,
pressure
pulse analysis often proved to be of insufficient precision (6).
More recently, several studies have shown the suitability of a three-element
model of arterial input impedance
to describe the relationship between aortic pressure and
flow (2, 16). Once model parameters are found, flow can
be computed from measured pressure by simulating the
model (2). This flow then provides a continuous measure
of cardiac output. Integrated over one heartbeat it provides stroke volume; integrated over one minute it provides cardiac minute volume.
We investigated whether this model could monitor cardiac output continuously.
We were fortunate in that a
precise thermodilution
technique is now available (4),
and we anticipated that this improved technique would
permit a more reliable evaluation.
METHODS
Physiological
Society
AORTIC
FLOW
COMPUTED
FROM
stole this inflow is dissipated in the periphery. Given input pressure, aortic systolic inflow is principally
determined by the time constant Z,C,. If this time constant is
too short, computed stroke volume will be too small. The
peripheral resistance element value is not a major determinant of systolic inflow. Diastolic outflow from the
windkessel into the peripheral resistance and windkessel
pressure decay are principally
determined by the time
constant R,C,. If input pressure decay equals model
windkessel pressure decay, the diastolic inflow is zero.
Windkessel compliance is a common factor in both time
constants.
Model parameter ualues. To carry out the computations numerically,
proper values for the model parameters Z,, C,, and R, must be found. We do have precise
and detailed results on the viscoelasticity of the human
aorta in the form of pressure-area relations (7), and Z,
and C, can be computed from it.
The aortic characteristic
impedance Z, can be expressed as
Z, = \JpI(AC)
(1)
where p is the density of blood, A is the cross-sectional
area of the aorta, and C is the aortic compliance per unit
length. C is the derivative of the pressure-area relationship with respect to pressure (P)
C = dA/dP
(2)
Windkessel compliance, C,, represents the lumped compliance of the entire arterial system. We assume its value
to be equal to the compliance of one unit length of thoracic aorta times an aortic effective length, 1
C - LCI
(3)
For an adult patient we assumed for L a value of 80 cm
(19). More strictly, L could depend on patient height and
weight.
Mt)L
/
P(1)
-f
RP
PIA)
U)
FIG.
1. Diagram
of &element
model used in this study to compute
flow. ZO, characteristic
impedance
of proximal
aorta; C,, windkessel
compliance
of arterial
system; I$,, total systemic
peripheral
resistance.
2, and C, have nonlinear,
pressure-dependent
properties,
indicated
by
stylized
S symbol.
R, varies with time, as symbolized
by arrow. Q(t),
blood flow as function
of time; P(t), arterial
pressure
waveform;
P,(t),
windkessel
pressure.
simulation. 3) We would use the current peripheral resistance value as a best estimate of that parameter in the
simulation
of the next beat.
The model. To compute aortic flow from pressure we
base the pressure-flow relationship on the traditional
(1,
20) but adequate (16) model shown in Fig. 1. This model
has three elements representing the three major properties of the aorta and arterial system: aortic characteristic
impedance (Z,), a dynamic property of the aorta that
impedes pulsatile outflow from the ventricle; windkessel
or buffer compliance (C,), the ability of the aorta and
arterial system to elastically store the cardiac stroke output from the left ventricle; and peripheral
resistance
(R,), the Poiseuille
resistance of all vascular beds together. The value of total peripheral resistance in the
model is the sum of Z, and R,. The special symbols in Fig.
1 indicate the nonlinear,
pressure-dependent
properties
of Z, and C, and the time-varying
property of I$.
During systole, flow is into the model; during dia-
1
4
l-
1 1 .
.-SO
PO
70
,,
5-
--
m-c-
4-
100
1 ,
150
1 1 1 .
-8
.o0.0.
&
0O*
uo-
0: l
0
0
l-
P [ mmHgJ
1 1 I
W-
I a - *s-c
32-
I
I
I
I
I
I
I
6-
200
A [Yrl
1111111111
0
0
50
100
PO + PI
60
50
40 r
x
2567
PRESSURE
0
0
FIG. 2. A: arctangent
pressure-area
relationship.
It
fits measured
pressure-area
curves of human
aorta
well (7) and is characterized
by 3 parameters:
maximal
area (A,,,),
pressure
at inflection
point
(p,>, and
width parameter
(Pi). Measurements
of the 3 parameters are plotted
in R-D, together
with their regressions on age (A), as listed in Table 1. Open circles,
female (F) aortas; filled circles, male (M) aortas. Parameters
PO and P, show only small scatter
around
regression,
but
scatter
for A,,,
is substantial.
[Adapted
from data in Langewouters
et al. (7).]
2568
AORTIC
FLOW
1. Summay
of regression equations
for arctangent aortic model parameters
vs. patient
and gender (7)
COMPUTED
TABLE
Parameter
A max?
4.12
72 - 0.89A
57 - 0.44A
cm2
PO, mm&
PI, mmHg
age
M
5.62
76 - 0.89A
57 - 0.44A
We define R, as the ratio of average pressure to average flow. Its value changes only slowly (15) compared
with a heartbeat interval. We therefore use its current
computed value to simulate the flow of the next beat. For
the first beat, at the start of the simulation, a reasonable
initial value is assumed. We take the ratio of 100 mmHg
mean pressure and 3 l/min cardiac output. From true
mean pressure and computed mean flow the next approximation
is computed, and so on. R, converges from
the initial value to the correct value in a few heartbeats.
Pressure-area relationship. Z, and C, have been presented in terms of the aortic pressure-area relation and
its derivative. We must now define that relation. According to Langewouters et al. (7), the thoracic aortic crosssectional area can be described as a function of pressure
by an arctangent with three parameters (see Fig. 2A)
1
P - PO
p
i 11
P1
(4)
cross-sectional
area at very high
pressure. Parameter POdefines the position of the inflection point on the pressure axis (40 mmHg in Fig. 2); P,
defines the width between the points at one-half and
three-quarter
amplitude
(50 mmHg in Fig. 2). Parameters POand P, compare with the mean and the SD of a
probability
function.
The compliance per unit length is the derivative of
A(P) with respect to P (Eq. 2) and depends on P
C(P) =
(5)
FROM
PRESSURE
racy in monitoring
an individual patient, a proper value
for maximal area must be obtained in another way. If no
other information
is available, the group average value is
used as a best estimate. The error involved from this is as
follows.
Importance of maximal area. Calculations
show that
computed model flow using the group average maximal
area deviates by the same percentage amount from true
flow as the group average maximal area deviates from a
patients true area. Given the 20% scatter SD in the maximal area, model flow cannot be computed with an accuracy better than this percentage. An accurate measurement of aortic diameter can yield a patient individual
value for maximal area, improving accuracy. An indicator dilution estimate of cardiac output can also be used,
as was proposed by Warner (17). The initial population
average value of A,,, is then multiplied
by K, an individual patients ratio of thermodilution
to model flow cardiac output.
Model flow computation. Model flow, finally, is computed by simulating the behavior of the model under the
applied arterial pressure pulsation. The values for windkessel compliance and characteristic
impedance, as a
function of instantaneous
pressure, are inserted in the
model. Because these values depend on pressure as was
shown above, the model behavior is nonlinear. Simulation is done digitally, and model computations
are repeated for each new pressure sample taken. Left ventricular stroke volume is computed by integrating model flow
during systole; cardiac output is computed by multiplying stroke volume with instantaneous
heart rate. The
systolic duration and the heartbeat interval are derived
from the pressure waveform. We call this approach the
model flow method.
Patients
AORTIC
Experimental
FLOW
COMPUTED
Techniques
Protocol
FROM
2569
PRESSURE
pg kg-. min.
This drug has a strong vasodilating
effect. Other vasoactive drugs were administered
as needed
during the operation.
We performed
an off-line sensitivity
analysis of the
model flow method by repeating the model flow computations on the digitized data base. Patient age and pressure zero level were artificially varied. The first estimate
was computed with unmodified
parameters.
Computations were then repeated with patient age entered incorrectly at +lO and -10 yr off true age. Age appears in the
values for the arctangent
parameters
PO and P,. The
computations
were repeated two more times with the
correct age but with a pressure offset of +lO and -10
mmHg. Insensitivity
to the absolute level of pressure is
important
because the pressure transducer
membrane is
not always precisely at heart level. The mean difference
of model flow with simultaneous
thermodilution
cardiac
output and its SD and range were used to judge sensitivity.
Our study could have produced good results accidentally because circumstances
were right or patients were
stable. We decided, therefore, to use the earlier, so-called
corrected
characteristic
impedance (cZ) method (19)
on the same data. This method has been evaluated before
(5), and its behavior is known. It computes beat-to-beat
stroke volume, V,, by integrating the area under the systolic portion of the arterial pressure pulse, dividing the
area by the CZ methods characteristic
impedance calibration factor, Z,,
l
V Z=
1
Z ao s T ,
[P(t) - P,ldt
(6)
- 0.8)]Vz
(7)
2570
AORTIC
FLOW
COMPUTED
FROM
PRESSURE
0.5
1.5
2.5
I
4
3.5
I
0
0.5
1.5
25
3.5
Patient
Avg ad,
l/min
8
9
10
11
12
15
16
17
5.12
4.89
4.67
5.42
4.59
4.10
4.69
4.29
10
7
8
12
10
7
9
13
Mean
+SD
4.72
kO.43
Mean,
l/min
Flow
Error
SD,
l/min
CZ Method
Mean,
l/min
Error
SD,
l/min
-0.14
0.34
0.04
0.20
0.04
-0.14
0.45
-0.05
0.41
0.29
0.39
0.33
0.34
0.40
0.27
0.46
8.2
5.7
8.4
6.0
7.3
9.5
5.8
10.5
0.30
0.30
0.63
T 0.58
0.79
0.45
0.33
0.04
0.49
0.65
0.40
0.35
0.40
0.69
0.43
0.92
9.6
13.3
8.6
6.5
8.7
16.8
9.2
21.4
0.09
kO.22
0.36
20.07
7.7
k1.8
0.28
20.42
0.54
-to.20
11.8
k5.1
t M
3. A: simultaneous
aortic
(solid
line) and radial
pressures
(dashed line). B: simulated
model flow from aortic (solid line) and radial pressures
(dashed line). Model flow computed
from aortic pressure
shows typical characteristics
of an aortic flow pulsation:
steep upslope
at beginning
of systole, a gradual down slope terminated
in a steep final
phase, and sharp dicrotic
notch at end systole, followed
by a period of
almost zero flow in diastole.
Model flow computed
from radial pressure
is delayed and distorted
and shows typical characteristics
less convincingly.
FIG.
9.5
cZ, corrected
characteristic
impedance.
%, Error
SD given as percentage of corresponding
average cardiac output.
Error figures exclude
the 8 pairs of cardiac output used for calibration.
The N - 1 comparisons in each patient
are averaged.
Bottom
lines give errors pooled for
group.
8
TABLE
Patient
8
9
10
11
12
15
16
17
A, yr
62
67
60
1.53
1.02
1.32
1.01
0.81
1.02
51
62
56
Min
59
54
68
66
57
55
51
1.00
71
56
0.88
55
Max
110
94
111
98
93
98
92
110
f, beats/min
Qtd, l/min
Min
Max
Min
Max
59
61
62
71
61
50
82
49
73
96
80
109
81
85
103
94
4.2
3.9
3.8
4.3
3.6
3.2
3.3
3.1
6.4
5.9
5.9
6.9
5.7
4.6
5.8
5.8
quad &
in
I/min
. FIG. 4. Scattergram
of 68 individual
model flow [quadruple
(quad)
Qmf] vs. phase-controlled
thermodilution
(quad Qti) cardiac output estimates.
Values are obtained
after calibration
of model parameters.
Statistics
are summarized
in Table 3.
mained,
representing
state (see
of the
model flow method showing the difference between the
model flow and thermodilution
estimates vs. their paired
means. All differences except one are within 21 l/min.
Except for five outliers all differences stay within -0.50
and +0.65 Vmin. The distribution
of the 68 errors is also
shown.
Pooled results of the sensitivity analysis for age and
pressure are given in Table 4. Overall, errors do not differ
greatly under the applied changes in the age parameter
and in the offset pressure. Judging from the error minima and maxima per condition, neither do they differ
greatly in individual patients.
DISCUSSION
AORTIC
FLOW
Error
0
1.5
-1.5
COMPUTED
histogram
5
10
15
I,llll,,,,l,,,,J
1
3
,
4
1
t&n,
,
5
+
,
6
{
7
&d/2
in
I/min
FIG. 5. Scattergram
of difference
between
individual
model flow
(Q,,)
and thermodilution
(Q,)
cardiac
output
estimates
plotted
vs.
their mean. Differences
are independent
of level of cardiac output and
remain,
excepting
5 outliers,
within
-0.50 and +0.65 l/min.
Right: histogram
of differences.
Excepting
the 5 outliers,
errors are uniformly
distributed
(x2 test). We did not, therefore,
plot +2 SD lines.
Because the method depends critically on pressurearea relationships, a logical question is, How does arteriosclerosis affect it? Langewouters et al. (8) analyzed their
aortic measurements
(7) for effects of sclerosis. If an
aorta showed only fatty streaks and spots and fibrous
plaques, it was classified as only intima affected, mild or
atherosclerotic.
If, in addition, atheromas, hemorrhage,
ulcerations, and calcium deposits were found, it was classified as also media affected, severe or arteriosclerotic.
There was about an equal number of aortas in each
group. It appeared that the severely sclerotic group had
larger A,,, values by 9% compared with the pooled average, whereas the mildly affected aortas had smaller areas
by 7%. The position of the inflection point of the pressure-area relation, PO, did not depend on the degree of
sclerosis. Width parameter, P,, was 4 mmHg lower for
the severely than for the mildly affected aortas. As a re-
FROM
2571
PRESSURE
of Three-Element Model
The three-element
model was proposed in 1930 by
Broemser and Ranke (1,20). Burkhoff et al. (2) state that
the three-element
model provides a reasonable representation of left ventricular afterload for predicting stroke
volume but significantly underestimates
peak aortic flow
in dogs. McDonald
and Nichols (lo), using a pressure
gradient method, similarly found that peak flow is more
difficult to compute. We could not do a peak flow comparison because pulsatile flow was not measured in these
patients. For most applications, however, possibly incorrect peak flows would have little consequence as long as
beat-to-beat
stroke volume and cardiac output are
correct.
Sensitivity Analysis
Correct
A - 10
A + 10
P - 10
P + 10
yr
yr
mmHg
mmHg
Offset, l/min
Error
Mean
SD
Min
Max
0.09
0.17
0.07
0.22
0.16
0.29
-0.14
-0.06
-0.36
0.45
0.35
0.47
0.09
0.10
0.15
0.23
-0.12
-0.21
0.34
0.44
Mean
Scatter,
l/min
SD
Min
Max
0.36
0.42
0.38
0.07
0.17
0.06
0.27
0.27
0.31
0.46
0.68
0.50
0.37
0.36
0.11
0.04
0.26
0.33
0.57
0.42
Situations:
correct,
pooled errors of Table 3 given for comparison;
A + 10 yr, all patient
ages were entered
10 yr too young or too old; P +
10 mmHg, pressure
transducer
simulated
10 mmHg (13 cm) too high or
too low with respect to heart level.
2572
AORTIC
FLOW
COMPUTED
FROM
PRESSURE
27 January
1992; accepted
in final
form
TN0 Biomedical
InLO-002
Meibergdreef
2 October
1992.
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