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Extended party network (EPN) theory characterizes political parties in the United States as dynamic networks of interest
groups that collaboratively support favored candidates for office. Electoral predictions derived from EPN theory have yet
to be tested on a large sample of races. We operationalize EPNs in the context of organized interest contributions to U.S.
House campaigns. We deduce that support by a partisan community of interests signals the ideological credibility and
appeal of a candidate. EPN integration overcomes voter ambiguity surrounding challengers ideological preferences, and
resources provided by these coordinating interest groups promote a consistent message about the candidate. Using data
from the 19942010 cycles, we apply network analysis to detect EPN support of challengers and find that EPN integration
substantially improves the electoral prospects of challengers. The effect of EPN integration is distinct from that of campaign
resources. The findings provide support for EPN theory, as applied to congressional elections.
rich scholarly tradition exists in studying the organizational forms of political parties and how
such characteristics potentially shape key political outcomes (see, e.g., Cotter 1989; Key 1949; Ostrogorski
1902; Schattschneider 1942).
That tradition is being renewed. Recent research
drawing on network theory conceptualizes political parties as dynamic, dispersed systems of interconnected interest groups, centered on traditional formal party organizations, which Koger, Masket, and Noel (2009) term
extended party networks (EPNs). According to this theoretical framework, the central functions of the political
party are to select and support candidates who are deemed
likely to advance the party coalitions policy agenda once
in office (Bawn et al. 2012; Cohen et al. 2008; Herrnson
2009; Koger, Masket, and Noel 2009; Masket 2009; Skinner, Masket, and Dulio 2012). This stands in contrast to
the dominant, politician-centered explanation for party
formation (Aldrich 1995), which attributes the origins
of parties to the need for legislators to compromise and
cooperate in passing legislation.
An important implication of the EPN theory is
that candidates, especially challengers, who are targeted
by partisan coalitions of interests are inherently more
Bruce A. Desmarais is Assistant Professor, Department of Political Science, University of Massachusetts Amherst, Thompson Hall, 200
Hicks Way, Amherst, MA 01003 (desmarais@polsci.umass.edu). Raymond J. La Raja is Associate Professor, Department of Political Science,
University of Massachusetts Amherst, Thompson Hall, 200 Hicks Way, Amherst, MA 01003 (laraja@polsci.umass.edu). Michael S. Kowal
is a Ph.D. Student, Department of Political Science, University of Massachusetts Amherst, Thompson Hall, 200 Hicks Way, Amherst, MA
01003 (mkowal@polsci.umass.edu).
We would like to thank the editor, the anonymous reviewers, Brian Schaffner, Maryann Barakso, Tatishe Nteta, Jesse Rhodes, David
Nickerson, Paul Herrnson, David Lazer, Scott McClurg, Rahsaan Maxwell and Dino Christenson for helpful feedback on this project.
Previous drafts of this article were presented at the UMass American Politics Research Working Group, the 2012 Political Networks
Conference at the University of Colorado Boulder, the 2012 Northeastern Political Science Association Annual Meeting in Boston, the
Connections Conference on Network Science at the MIT Media Lab and the Boston-Cambridge Colloquium on Complexity and Social
Networks at Northeastern University. This research was supported in part by a University of Massachusetts Amherst Department of Political
Science Graduate Research Initiative Assistantship. All mistakes are our own.
Data for replication are available on the AJPS Dataverse Archive (http://dvn.iq.harvard.edu/dvn/dv/ajps).
American Journal of Political Science, Vol. 00, No. 00, March 2014, Pp. 118
C
DOI: 10.1111/ajps.12106
2
appealing to the party, on a policy basis, than those who
do not receive the support of the network. By extension,
challengers who are backed by a significant contingent of
the EPN will gain support from attentive voters who take
cues from visible groups and activists in the party network
(i.e., partisan elites; Dominguez 2011; Lupia 1994; Zaller
1992) and should therefore have better prospects on Election Day than those who do not, regardless of campaign
expenditures by the candidates. The strength of this cue is
bolstered by the consistency of preferences in the network
of interests and the coherence of the ideological message
amplified by the groups resources.
Research addressing party networks has focused
mostly on identifying patterns of connectivity among
party organizations and interest groups (Grossman and
Dominguez 2009; Heaney et al. 2012; Herrnson 2009;
Koger, Masket, and Noel 2009; Kolodny and Dwyre 1998;
Skinner, Masket, and Dulio 2012). These studies reveal
partisan affinities among interest groups with respect to
information flows (Koger, Masket, and Noel 2009, 2010;
Skinner, Masket, and Dulio 2012) and electoral or legislative activity (Grossman and Dominguez 2009). To the
degree that research has examined the impact of these
networks on political outcomes, it has been confined to
looking at the link between endorsements of prominent
politicians and the likelihood that a candidate wins a
party nomination or general election (Cohen et al. 2008).
These studies rely on a relatively small sample of candidates in presidential nominations (Cohen et al. 2008)
or local legislative elections (Masket 2009). Such studies
provide preliminary evidence of an electoral influence of
EPNs. However, the electoral implications of EPN theory
have yet to be tested on a large and representative sample
of electoral contests.
What is missing in the literature is a clear blueprint
for linking the activity of networked interest groups with
overlapping political agendas (i.e., political parties as conceived by Cohen et al. 2008 and Bawn et al. 2012) to the
electoral fates of the candidates they target. Our first goal
in this article is to translate theories about extended party
networks into empirical expectations regarding how partisan interest groups rally around selected candidates. Our
second goal is to explore whether integration into this
network of partisan interests affects election outcomes.
To directly test interest group behavior and the electoral
consequences derived from EPN theory, we turn to campaign finance, which is a central mechanism by which
disparate interest groups attempt to influence electoral
outcomes. We focus on outcomes in U.S. House elections from 1994 to 2010. Political contributions by organizations provide a robust measure of the intensity of
support for candidates, while allowing us to distinguish
The theory of the party as a coalition of policy demanders, which we equate with EPN theory (Bawn et al. 2012;
Cohen et al. 2008; Grossman and Dominguez 2009; Koger,
Masket, and Noel 2009), holds that parties arise from the
benefits that organized interests realize from aggregating
agendas and coordinating resources in pursuit of electoral
and policy goals.1 Specialized interests that are relatively
rich in resources (i.e., money, large memberships, or expertise) typically have very narrow policy objectives (e.g.,
support entitlement programs for retirees, zone more offshore space for oil drilling, oppose gay marriage). Substantial resources would be wasted if organized interests
pursued separate candidates corresponding to each individual groups agenda. This logic was expressed by Lee
Saunders, president of the American Federation of State,
County and Municipal Employees, in a recent statement
on the need for labor unions to align with other supportive interests (e.g., the NAACP; Trottman 2013): Labor
cant do it alone. Our density dictates that weve got to
have partners. To avoid this waste, policy demanders in
pursuit of separate agendas that are compatible, or at least
not contradictory, agree to pool resources in support of
candidates who will represent overlapping agendas. This
combination of agendas becomes the party platform, and
the separate interest communities become the coordinated base of support and activism for the party.
An archetypal example of the loose connections that
form among issue-oriented groups in partisan interest
networks is provided by the U.S. Senate election contribution activities of three PACs in the 2012 cycle: the
Gun Owners of America (Gun PAC), the Association of
Oil Pipe Lines (Oil PAC), and the Republican National
Coalition for Life (Abortion PAC). These three groups
are firmly aligned with central issues in the Republican
Partys policy platform, but they span the economic and
cultural issue dimensions.2 The Gun PAC contributed to
11 Senate candidates in 2012. The candidate to whom
they contributed the most was Ted Cruz (R-TX). Ted
Cruz was the second largest recipient of contributions
from the Oil PAC, which contributed the most to Lisa
Murkowski (R-AK). The Abortion PAC supported eight
Senate candidates, five of whom were also supported by
the Gun PAC. In this example, the Gun PAC is directly
connected to both the Oil PAC and the Abortion PAC,
which are indirectly connected through the Gun PAC.
The Abortion PAC indirectly helped the Oil PAC by freeing up resources for the Gun PAC to invest in Ted Cruz,
1
Cohen et al. (2008) and Bawn et al. (2012) do not discuss networks,
but the theory they elaborate clearly implicates the network concept
and inspired us to approach the study of parties in this manner.
4
which the partys constituent groups cannot effectively
monitor legislators. This is why the party network needs
to focus its energies on bolstering the prospects of
candidates who would enter office with a priori credible
and agreeable policy stances (Cohen et al. 2008). From
this characterization of EPN activity, we deduce that EPN
support sends a strong signal regarding a candidates
interest in and capacity to deliver on the party agenda.
Because different communities of interests (e.g., gun
control advocates and environmentalist groups) converge
on shared, compromise candidates, the credibility signals
afforded by group support are concentrated on single
candidates. This helps challengers overcome the hurdle
(Bernhardt and Ingberman 1985) of convincing a
broader, nationally focused partisan constituency that
they will take appealing policy stances once in office.
The first boost to the candidacy will come from the
reputations of these groups. The fact that a coalition converges on a candidate sends a strong signal to attentive
voters. These voters may have ties with such groups and
comprise a significant portion of the electorate, particularly in primaries and low-turnout general elections.
Research shows that issue groups often contact members
directly to endorse favored candidates, and many broadcast their preferences to the wider public. Such issue-based
advocacy or endorsements serve as important heuristics
to attentive voters (Lau and Redlawsk 2001) and may
even help low-information voters make decisions (Lupia
1994), particularly when interest groups provide contextual information in campaigns to help voters understand
the ideological or partisan implications of group support
(Arceneaux and Kolodny 2009).
The potency of the signal sent by EPN support for a
candidate lies in the power of multiple consistent signals
to discriminate the underlying preferences of a candidate.
Since the ideology of interest groups can be inferred based
on the candidates they support (Bonica 2013), when many
like-minded groups in a policy domain back a candidate
(e.g., Sierra Club, League of Conservation Voters, and
National Resources Defense Council support the same
candidate), this provides multiplicative certainty in a candidates policy preferences. Suppose there is some probability p that a group interested in supporting a candidate
with position a component of the party agenda
supports a candidate who actually does not prefer position , and a probability q > p that a group supports a
candidate who actually does prefer position . Let there
be N groups that prefer , and k of them support the candidate. As k increases, the probability that the supported
candidate prefers position also increases.3 Specifically,
3
Empirical Analysis
We focus on the electoral predictions regarding EPN
integration of challengers. Since incumbency offers access to party and other resources, we do not attempt
to differentiate between EPN support and the incumbency advantage (Abramowitz, Alexander, and Gunning 2006; Fenno 1978; Levitt and Wolfram 1997; Mayhew 1974). Rather, we study challengers and consider
whether the conception and analysis of extended party
networks can build upon our understanding of challenger
success.
There are two fundamental tasks before us in our
empirical analysis: (1) measurement of whether a challenger is integrated into a partisan network of organized
supporters and (2) estimation of the effect of EPN sup-
Note: Political action committee (PAC) and candidate cumulative degree distributions are shown in terms of total
amounts (in dollars) represented by ties and the total number of ties. The darker the line, the more recent the election
year. The solid lines depict distributions for incumbents, and the dashed lines depict distributions for challengers. Note
that the x-axis is on the log scale in the amount plots, such that an increment of 1 represents an order of magnitude
(i.e., a tenfold) increase.
Figure 2.7 The plots therein give the empirical cumulative distributions of the total amounts given by each PAC
over all candidates, the total amounts received by each
candidate over all PACs, the total number of candidates
to whom each PAC contributes, and the total number of
PACs that contribute to each candidate. Two main stories
emerge from these distributions. First, there is stark inequality in the contributions received by incumbents and
challengers. Over the entire period, the median amount
received by incumbents is approximately 100 times the
median amount received by challengers. This is a common finding, and it has led researchers to conclude that
7
Note: Networks depict PAC nodes (invisible) connected to candidate nodes, which are
colored based on party and incumbency status. Coloration differentiates four groups:
Democratic incumbents (royal blue), Democratic nonincumbents (light blue), Republican incumbents (red), Republican nonincumbents (orange). Nodes are placed
based on the algorithm of Fruchterman and Reingold (1991), with edges weighted
by the amount contributed.
We adopt a soft clustering approach, which means nodes are assigned to each community with some probability. Soft clustering methods are straightforward to express within a probabilistic
framework as mixture distributions (Imai and Tingley 2012). As
such, we can use the Bayesian information criterion (BIC) to determine the number of communities in the network (Fraley and
Raftery 1998).
Note: Brown circles represent one node type and navy squares
another (e.g., PACs and candidates). All edges connect one circle
and one square. The nodes in each community overlay a circle.
policy agenda) and loosely connected across (i.e., pursuing alternative aspects of a partisan agenda). The amount
contributed from PAC i to candidate j, denoted yi j , is
modeled as a mixture of Poisson distributions. A mixture
distribution is appropriate because, as central to the party
compromise underpinning EPN theory, we expect each
candidate will present a platform that appeals to overlapping interest communities. A total of k Poisson rate
parameters () are estimated for each PAC, and k community membership probabilities () are estimated for
each candidate. The rate parameters can be interpreted
as the intensity of an interest communitys support for a
candidate, and the community membership probabilities
represent the cross-community ties offered by candidates.
The probability of yi j is thus expressed as
P (yi j ) =
k
j t p(yi j, i t ),
t=1
Note: Each diamond corresponds to a community. Height is proportional to median contributions to a candidate in the
community, and width is proportional to the number of candidates in the community. Axes depict the partisanship and
incumbency characteristics of the candidates in the community.
10
11
1796270.48 2660867.38
1836609.71 2401184.62
0.96
0.16
0.82
0.22
54.63
54.70
0.75
0.70
1794847.61 2724234.73
1743907.41 2623581.18
0.39
0.10
0.65
0.65
57.60
57.59
0.41
0.95
1700922.49 2426617.67
1456979.00 2273322.29
0.52
0.33
0.18
0.63
55.22
55.38
0.78
0.50
Notes: The test statistic rows report the two-sided p-values associated with the test of the hypothesis that there is no difference
between the treated and controlled samples after filtering with
CEM. One- to-one CEM for estimating ATT, ATE and ATC results in matched samples of sizes 21, 26 and 22 (i.e., 42, 52 and 44
observations), respectively
12
Description
incMID
incDHA
incGAP
Note: Our matching procedure for estimating ATT, ATE, and ATC
results in matched samples of sizes 21, 26, and 22 (i.e., 42, 52, and
44 observations), respectively.
14
Our conclusions are robust to the use of logistic regression with
the data from this section. Logit results are presented in the supporting information.
Presidential
Vote
Democratic
Incumbent
Dem. Quality
Challenger
Rep. Quality
Challenger
South
Midterm
Dem. Pres
Woon and Pope (WP; 2008) examine the relationship between the aggregate ideological characteristics of
political parties regarding the behavior of partisans in
Congress and the results of individual House elections.
Broadly speaking, they argue that party labels serve a
branding function for candidates in congressional elections, and that the behavior of party members in Congress
determines ideological information communicated by the
party brands. In order to evaluate the empirical accuracy
of their theory, WP study U.S. House election outcomes
between 1952 and 2000. They estimate a series of hierarchical regression models in which the dependent variable is the vote share of the Democratic candidate in a
district. They draw upon the literature to include several control variables and specify a number of additional
independent variables that operationalize concepts derived from their theory of party branding. The variables
included in their models are described in Table 2. The
interested reader should see the original article for indepth discussion regarding hypotheses related to these
variables.
Our data on campaign finance networks overlap
with WPs data in the election years between 1990 and
2000. We utilize the subset of WPs data that falls within
this range, which includes 1,939 races in total.15 The
model includes election-level random effects, which are
15
13
TABLE 3 Replication of Woon and Pope (2008); Table 2, Model 1 (i.e., All)
No PAC Dummies
Variable
incMID
incDHA
incGAP (incDH A < 0)
incGAP (incDH A > 0)
Presidential Vote
Democratic Incumbent
Dem. Quality Challenger
Rep. Quality Challenger
South
Midterm Dem. Pres
Networked Rep. Challenger
Networked Dem. Challenger
Intercept
R2-within
R2-between
R2-overall
N
PAC Dummies
Coefficient
(Std. Err.)
Coefficient
(Std. Err.)
0.112
7.176
0.563
0.189
0.518
0.726
0.024
0.039
0.002
0.023
0.081
(0.006)
0.779
(0.018)
(0.921)
(0.059)
(0.031)
(0.018)
(0.103)
(0.006)
(0.005)
(0.004)
(0.004)
(0.005)
0.080
(0.072)
0.050
6.785
0.569
0.189
0.462
0.740
0.023
0.023
0.003
0.015
0.063
0.066
0.817
(0.018)
(1.641)
(0.108)
(0.058)
(0.020)
(0.186)
(0.006)
(0.005)
(0.004)
(0.007)
(0.006)
(0.007)
(0.131)
0.872
0.672
0.871
1,939
0.931
0.990
0.931
1,939
Notes: Unit of observation is the congressional district. Sample covers the 1990-2000 elections. Dependent variable is the Democratic Party
vote share in the district. Linear regression coefficients from model with election random effects are reported. All effects are statistically
significant at the 0.05 level (two-tailed) except for the South region indicator. The AC Dummiesodel includes 530 PAC/election yearparty
indicator variables
The results provide strong support for our hypothesis that EPN integration improves the electoral prospects
of challengers. The presence of a challenger in the race
with networked support statistically significantly reduces
the expected incumbent vote share by approximately 8
percentage points, an effect that is nearly identical for
Republican and Democratic challengers. To put the magnitude of this effect in perspective, the conventional measure of challenger qualitythe indicator of whether a
challenger has held elective officeresults in a 24 percentage point reduction in the expected incumbent vote
share. This analysis illustrates that our result is robust
to the choice between matching and regression to draw
PAC/election year/party-specific indicators. There are 26,138 potential PAC effects we could include in our model. We do not have
enough observations to identify that many effects. We use a combination of forward and backward search to arrive at our final set
of PAC indicators. In the first stage, we omit any indicators that are
not statistically significant in a simple linear regression in which
Democratic vote share is the dependent variable. This leaves 9.794
potential indicators. In the next stage, we use backward search with
the lassoa form of penalized regression that forces the coefficients
of variables that do not contribute substantially to the predictive
performance of the model (Tibshirani 1996)to further trim the
set of indicator variables. We use tenfold cross-validation to tune
the lasso (Friedman, Hastie, and Tibshirani 2010).
14
Discussion
We demonstrate that the EPN is active and appears influential in congressional elections. In support of previous theoretical work about the role of interest groups as
policy demanders that shape the party, our analysis provides evidence of coordinated efforts by contingents of the
EPN to support and elect challengers of their choice. In
contrast to previous analyses that focused on relationships
among PACs (Dreiling and Darves 2011; Grossman and
Dominguez 2009), our community detection algorithm
was able to isolate unique subsets of PACs that converged
on distinctive subsets of challengers to finance their elections with contributions and independent expenditures.
We also provide evidencethe first of its kind with a
large sample of electionsthat such backing elevates the
chances of electoral success for selected challengers.
It is instructive to unpack the groups that comprise
the communities that we use to classify candidates as being integrated into the EPN. If these communities are
thought to represent EPNs, then their top supporters (1)
should be clearly on the same side of the partisan divide and (2) represent a diverse mix of specific interests.
Table 4 lists the top 10 contributors to the communities that supported the most challengers (i.e., the greatest
number of challengers were classified into their ranks
by the community detection), broken down by the partisanship of candidates in the communities for election
years 20042010. On the Democratic side, we observe that
the formal party organization, the Democratic Congressional Campaign Committee (DCCC), sits atop the list
each year. Right below the DCCC are interest groups that
are often associated strongly with the Democratic Party
coalition (Grossman 2012), including labor unions, trial
lawyers associations, environmental groups, and womens
organizations. On the Republican side, we observe antitax organizations, the National Rifle Association, pro-life
groups, and trade associations. In support of EPN theory, our study shows that these partisan and ideological
groups coordinate their efforts to support targeted candidates in ways that potentially shape the outcome of the
race.
Previous accounts document two primary ways
that partisan groups coordinate efforts: those driven by
15
TABLE 4 Top Ten donors to the community containing the highest number of challengers for each
party
Republican
Democrat
Republican
2004
NRCC
Natl. Assn of Realtors
NRA
DCCC
EMILYs List
Machinists/Aerospace
Workers Un.
Am. Medical Assn
Intl Brotherhood of Electrical
Workers
Am.s for a Rep. Majority
Am. Federation of Teachers
Natl. Assn of Realtors
Assn of Trial Lawyers of
America
Help Americas Leaders
United Food & Commercial
Workers Un.
Together for Our Majority
NEA
Keep Our Majority PAC
AmeriPAC
Rely on Your Beliefs
PAC to the Future
2008
NRCC
DCCC
RNC
AFSCME
NRA
SEIU
Rep. Campaign Cmte of NM Defenders of Wildlife
Club for Growth
Natl. Assn of Realtors
Credit Un. Natl. Assn
EMILYs List
NRCC
NRA
Am.s for Tax Reform
Rep. Party of Michigan
Natl. Rep. Trust PAC
Club for Growth
Revere America
Freedom Project
AmeriPAC
Intl Brotherhood of Electrical
Workers
Am. Assn for Justice
Our Common Values PAC
Conclusion
We addressed two basic questions. First, whoin terms
of both supporters and candidatesconstitutes the political party via the extended party network, and second,
how are electoral outcomes shaped by the dynamics of
EPN support? We built upon emerging theories about
the organizational form of political parties and exploited
a new algorithm of community detection to reveal unique
patterns of behavior among different groups that embody
the conceptual definition of an EPN. Our study confirms
prior accounts regarding the existence of partisan networks, but it moves beyond prior work in two ways.
First, we integrate both interest groups and candidates
into communities using a bipartite network representation. This method enables us to identify the core of
Democrat
2006
NRCC
Club for Growth
RNC
DCCC
AFSCME
Moveon.org
EMILYs List
NEA
SEIU
Freedom Project
Keep Our Majority PAC
NRA
NEA
AmeriPAC
16
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Supporting Information
Additional Supporting Information may be found in the
online version of this article at the publishers website:
Figure S1: The analysis presented in this figure demonstrates that the high-membership, low-funding community appears in every election cycle in our data.
Figure S2: The analysis presented in this figure shows that
the inferences drawn in the matching analysis are robust
to the use of logistic regression on the full, unmatched
dataset.
Figure S3: The analysis presented in this figure shows
that the inferences drawn from matching are robust to
iteratively excluding each of the variables on which we
matched.
Table S1. The analysis presented in this table examines the
degree of association between EPN support and a variety
of challenger background variables.