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Abstract
The therapeutic benets of several existing ultrasound-based therapies such as facilitated drug delivery, tumor ablation and thrombolysis derive largely from physical or mechanical eects. In contrast, ultrasound can also trigger various time-dependent biochemical
responses in the exposed biological milieu. Several biological responses to ultrasound exposure have been previously described in the
literature but only a handful of these provide therapeutic opportunities. These include the use of ultrasound for healing of soft tissues
and bones, the use of ultrasound for inducing non-necrotic tumor atrophy as well as for potentiation of chemotherapeutic drugs, activation of the immune system, angiogenesis and suppression of phagocytosis. A review of these therapeutic opportunities is presented
with particular emphasis on their mechanisms. Overall, this review presents the increasing importance of ultrasounds role as a biological
sensitizer enabling novel therapeutic strategies.
Published by Elsevier B.V.
Keywords: Ultrasound; Biological response; Wound healing; Bone regeneration; Cancer therapy; Immune response; Angiogenesis; Hemostasis
Contents
1.
2.
3.
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.1. Tissue healing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.1.1. Soft tissue stimulation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.1.2. Bone regeneration. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.2. Cancer therapy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.3. Stimulation of immune response . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.4. Inducing arteriogenesis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.5. Hemostasis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Conclusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1. Introduction
Interactions of ultrasound with biological tissues have led
to several clinical therapies including physiotherapy [1], trans*
Corresponding author. Tel.: +1 805 893 7532; fax: +1 805 893 4731.
E-mail address: samir@engineering.ucsb.edu (S. Mitragotri).
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dermal drug delivery [2], thrombolysis [3] and cancer treatment [4]. Most of these therapies are based on physical
eects of ultrasound on cells and tissues such as controlled
disruption of various biological barriers including cell membranes and tissues for drug and gene delivery [5,6]. In contrast, relatively less is known about the therapeutic potential
of subtle, biological eects of ultrasound on cells and tissues.
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Most organisms exhibit innate ability to respond to various environmental insults so as to facilitate robust recovery and minimal long-term eects of the insult. In this
context, ultrasound also exerts non-lethal trauma to the
biological milieu and can incite a survival response. Biological responses of ultrasound on cells and tissues have been
previously addressed in the literature [7,8]. However, the
major focus in these studies had been to understand and
develop safety standards for countering the possible deleterious bioeects of ultrasound exposure [9]. For example,
several reports describe ultrasounds biological eects on
embryos, central-nervous system, and other major organs
at a cellular and molecular level [8,10]. Relatively little is
known about the benecial biological responses of
ultrasound. Over the last years, a few therapies based on
ultrasounds biological eects have been demonstrated
with specic applications in tissue regeneration, cancer
treatment, and immune and vasculature stimulation. This
article reviews these novel approaches especially the underlying connections between ultrasound-induced biological
responses and therapeutic ecacy.
2. Applications
2.1. Tissue healing
With a history spanning over 6 decades, stimulation of
injured tissues for accelerated repairing is the most studied
and clinically practiced biological response of ultrasound
[9]. Therapeutic eects of regular ultrasound exposure have
been described in the literature for repairing damaged
ligaments, muscle spasms, inamed tendons, sti joints,
fractured bones and cartilage [1113]. Related eects have
also been used for debridement and accelerated healing of
wounds [1417], skin rejuvenation [18,19], nerve stimulation [2022], and improving the strength and elasticity of
scar tissues [23]. Below, we discuss some of the prominent
applications of this therapy and their underlying
mechanisms.
2.1.1. Soft tissue stimulation
Ultrasound, through its thermal and non-thermal (cavitation and acoustic streaming) mechanisms, has been implicated in stimulating soft tissue healing. Tissues, particularly
those containing densely-packed large protein molecules
such as collagen, can experience elevated temperatures
resulting in several therapeutic benets. These include
increased extensibility/exibility of collagen-rich scar tissues [23], tendons [24,25] and joints [26], pain and spasm
relief due to heating of muscles [27] and nerve roots [20
22], and possible increase in blood ow [28] to help resolution of chronic inammatory processes. Role of non-thermal mechanisms of ultrasound in tissue regeneration [29]
and soft tissue repair [17,3032] has also been widely established. At a cellular-level, it has been hypothesized that
changes in diusion rates and membrane permeability to
ions [3335] due to acoustic streaming and stable cavita-
tion, can stimulate cells by upregulation of signaling molecules [11]. Specically, ultrasound has been shown to
increase protein synthesis [31] including that of collagen
[32,36], which is essential for repair mechanisms in cells.
During the inammation phase of the healing process,
ultrasound can activate immune cells to migrate to the site
of injury. In two separate studies, Fyfe et al. showed ultrasonic induction (0.5 W/cm2) of mast cell degranulation and
histamine release in injury models in vivo [37,38]. Similar
results were reported for dermal mast cells, demonstrating
that ultrasound can accelerate the inammatory healing
phase for skin lesions/ulcers in vivo (Wistar rats, 0.753 MHz, 0.25-3 W/cm2) [39]. In a related study, Young
et al. showed that ultrasound (3 MHz, 0.5 W/cm2) can
stimulate macrophages in vitro to release broblast mitogenic factors, resulting in enhanced broblast proliferation
[40]. Ultrasound may also help in wound contraction [41]
and scar tissue remodeling [42] by possibly altering the collagen ber pattern. These benecial eects of ultrasound
have been used in treating various skin conditions including varicose ulcers [17], skin lesions [43], pressure sores
[30,44], acceptance of skin grafts [45], and sutured incised
wounds [46]. Therapeutic eects due to ultrasound exposure have been demonstrated during regeneration of damaged muscle tissue [27], and peripheral and sciatic nerves
[2022]. In an exciting application, ultrasound has been
proposed for skin rejuvenation and wrinkle removal by
controlled ablation of dermal tissue and provoking a
wound healing type response [18,19].
2.1.2. Bone regeneration
In addition to the various tissue repair applications and
mechanisms discussed above, ultrasonic bone regeneration
forms an attractive subset due to bone tissues special physiology and the clinical success of this therapy. Stimulatory
eect of ultrasound on osteogenesis was established as
early as in 1950 [47], but its clinical popularity as a therapeutic tool for treating fractures came much later in
1990s (1994: FDA approval for ultrasonic treatment of
fresh fractures). This was facilitated by the use of lowintensity pulsed ultrasound (LIPUS; early report Ref.
[48]). Many studies have demonstrated the use of ultrasound for accelerating healing in fresh [49,50], nonunion
[5153] and delayed-union [53] type fractures, and for
enhanced ossication in distraction osteogenesis [5456].
Healing of fractures is a complex process involving inammation, proliferation (angiogenesis and callus formation
and hardening), and remodeling of the bone tissue. Plenty
of evidence supports the conclusion that ultrasound is
more eective in early-stage of fractures (inammation
and proliferation) compared to the remodeling phase [57
61]. While during the inammation phase, formation of
haematoma helps recruitment of cells to the fracture site,
the proliferation phase includes angiogenesis, dierentiation of mesenchymal stem cells and endochondral ossication [62]. In vitro ultrasonic treatment of cells that are
typically involved in fracture healing (osteoblasts, bro-
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et al. reported on post-operative wound healing type recovery response after ultrasonic hemostasis of surgical liver
injury in rabbit model [133]. They observed dense collagen
deposition and signicant tissue regeneration (indicated by
growth of new hepatocytes) at the treated site within 60
days of therapy. It was hypothesized that as early as 2
weeks after ultrasound exposure, the treatment can activate
leukocytes and broblasts from neighboring areas to
migrate and produce collagen, elastin and proteoglycans
to enhance healing [133]. Additional studies have indicated
that hemostasis may also be boosted by tissue thromboplastins released from ultrasonically heated endothelium
[138]. It is understood that tissue recovery responses in
hemostasis can be mediated by the non-thermal mechanisms of ultrasound, particularly acoustic cavitation. Poliachik et al. used ultrasound contrast agents to demonstrate
that cavitation can induce platelet activation, aggregation
and adhesion to collagen coated surfaces a phenomenon
necessary for platelet plug formation in hemostasis [139].
Further, ultrasound exposure was shown to disrupt platelets to release b-thromboglobulin, adenosine diphosphate
and other chemical factors at the site of bleeding, which
can induce clotting as well as recruitment of undamaged
platelets for accelerated clot formation [140,141].
2.5. Hemostasis
3. Conclusions
High-intensity focused ultrasound (HIFU), at typical
exposure settings of 1 5 MHz and 110 kW/cm2, has been
successfully demonstrated to achieve hemostasis in active
bleeding from blood vessels [129131] and organs such as
liver [132,133] spleen [134] and lung [135]. In a pig model,
using 2 MHz and 3.5 MHz HIFU transducers operating
at 0.53.1 kW/cm2, Vaezy et al. reported cessation of
bleeding from several types of punctured blood vessels
including abdominal aorta, femoral artery and vein, axillary artery, carotid artery and the jugular vein [130]. Treated vessels showed localized hardening of the soft tissue
surrounding the vasculature and coagulation through
extensive brin network around the vessels, providing a
seal for the punctured hole [130]. Zderic et al. examined
the long-term eects of HIFU-assisted hemostasis in punctured femoral arteries of rabbits [131]. Prolonged hemostasis over a period of 60 days was observed with no dierence
in blood ow velocities and hematocrit levels at the end of
the study [131]. Long-term safety of ultrasound to provide
hemostasis in acute organ injuries to the spleen and liver
has been also established in animal models [132,134].
Ultrasonic hemostasis strategy employs a high-intensity
beam of ultrasound, which is focused on the ruptured vasculature to achieve rapid heating (tissue temperature
exceeding 70 C), leading to coagulative necrosis of the
tissue and hemostasis [136,137]. Although this apparent
cauterization of the tissue should be classied as a direct
thermal bioeect of ultrasound, several post-exposure
observations reveal active recovery of the injured site a
biological response of ultrasound exposure resulting in
healing and prolonged hemostasis. For example, Vaezy
276
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