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I. BRIEFHISTORY
OF NEAR-FIELD
SCANNING
HE DEVELOPMENT OF near-field
scanning
as a
method for measuring
antennas
can be divided
conveniently into four periods: the early experimental period
with no probe correction (1950-1961), the period of the first
probe-corrected theories (1961-1975), the period in which the
first theories were putinto practice (1965-1975),andthe
period of technology transfer (1975-1985) inwhich 50 or
more near-field scanners were built throughout the world.
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TABLE I
REPRESENTATIVE ANTENNAS MEASURED AT NBS (FROM [37])
ANTENNA TYPE
HORN LENS
FREQUENCY (GHz)
MAJOR
DIMENSION
IN WAVELENGTH:
48.0
90
47.0
CONICAL HORN
GAIN (dB)
8.0
22.08
60.0
91
46.5
CONSTRAINED LENS
ARRAY
9.2
23
34.0
PHASEDARRAYS
8.4
17
21.5
7.5
15
30.5
DIPOLE ARRAY
1.4
20.3
FAN-BEAM RADAR
9.5
58
30.0
KU-BAND REFLECTOR
14.5
60
42.0
KU-BAND ARRAY
17.00
50
40.0
SHAPED-BEAM REFLECTOR
4.0
20
27.5
MICROSTRIP ARRAY
1.5
27
30.0
PARABOLIC REFLECTOR
1.5-18
15-183
26-47
COMPACT RANGE
REFLECTOR
18 & 55
CASSEGRAIN REFLECTOR
60.0
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32
IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. AP-34, NO. 1, JANUARY 1986
1983
MAXIMUM FREQUENCY
CAPABILITY
(GHZ)
NBS
GEO. TECH
TUD
WPAFB
RCA
MARTIN
JPL
NASA-LEWIS
1982
TRW
HUGHES
MBB
1972
1972
1977
1978
1979
1980
1980
1982
1983
= MAXIMUM ELECTRICAL
SIZE OF ANTENNA
APERTURE
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33
Fig. 2.
antenna measurements program. Although not everyone inA . Exterior Fields of Radiating Antennas
volvedinnear-fieldantennameasurementsneeds
to be
Fig. 2 depicts the regions into which the exterior fields of a
proficient in the theory, there should beat least one memberof
the team who gains
a competent andversatile knowledge of the radiating antennaare commonly divided. The antenna radiates
theoretical formulation on which the near-field measurements into free space as a linear system with the single-frequency
timedependenceof
exp ( - i d ) . The antennaisassumed
are based.
The references above form a substantial bibliography from ordinary in the sense of not being an extraordinarily highly
which planar, cylindrical, or spherical near-field theory canbe reactive radiator such as a highly supergain antenna. Another
studied. A fewadditional references may prove helpful. example of a super-reactive antenna would be one formed
Kernss translation [SO] of the plane-wavescattering matrix by a number of multipoles located at a single point in space.
The far-field region extends to infinity, and is that region
theory of antennas for the measurement of acoustic transducers comprises a streamlined, pedagogicaldevelopment of of space where the radial dependence ofelectric and magnetic
planar near-field scanning and extrapolation [511 techniques. fields varies approximatelyas exp (ikr)/r. The inner radius of
the far fieldcanbeestimatedfromthegeneralfree-space
The short papers by Kerns et al. in Electronics Letters [52]at 2 D 2 / X +
[54], [31] should also be consulted for a brief description of integral for the vector potential and is usually set
planar near-field analysis. The review paper [55] from GIT X for nonsuper-reactive antennas. (The added X covers the
D of the antenna being
applies the Lorentz reciprocity theorem rather than a scatter- possibility of the maximum dimension
smaller
than
a
wavelength.
In
other
words, theRayleigh
ing-matrix approach to derive the probe-compensated planar
distance
should
actually
be
measured
from
the
outer boundary
transmission formula. Appel-Hansen [56] has recently givena
useful review of the theory of probe-corrected planar, cylin- of the reactive near field of the antenna.) For the main beam
be reduced.
drical, and spherical near-field measurements. He provides a directiontheRayleighdistancecansometimes
unified vector wave notation and adopts thesource scattering- However, in the directions of nulls or low sidelobes near the
mainbeamthe
far field maynot
accuratelyformuntil
matrix approach of Yaghjian [ 171.
Yaghjian [57] can also be referenced for methods to considerably larger distances are reached [MI.
The free-space region from thesurface of the antenna to the
efficientlycomputethemutualnear-fieldcoupling
of two
antennas arbitrarily oriented andseparated in free space. far field is referred to as the near-field region. It is divided
Giventhecomplex
far fields ofthe two antennas, [57] into two subregions, the reactive and radiating near field. The
develops the theory and describes two computer programs for reactive near-field region is commonly taken to extend about
calculating their mutual coupling (or fields) on transverse and h/2a from the surface of the antenna, although experience
radial axes, respectively, in a computer time proportional to with near-field measurements indicates that
a distance of a
the square of the electrical size of the antennas. This rapid wavelength (X) or so wouldform a more reasonable outer
evaluation of antenna coupling along radial axes spanning the boundary to the reactive near field.
entire Fresnel region resultsfrom the mutual coupling function The reactive near field can be defined in terms of planar,
satisfying the homogeneous scalar wave equation [57].
cylindrical, or spherical modes.Unfortunately,the reactive
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4I
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..
AP-34, NO. 1,
J N m Y 1986
K,=-fi
iIe=iixH
TESTANTENNA
E IS IMPRACTICALTOFINDUNLESS
S SUPPORTS
EIGENFUNCTIONS:THEN
ORTHOGONAL id AND
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35
CIRCULAR
CYLINDER
PLANE
ORTHOGONALITY OF
T&= -$[N&(f)
S
AND
SPHERE
w YIELDS:
Fig. 5. Scanning with ideal dipole on plane, cylinder, and sphere. (The
S
symbol X denotes integration as well as summation.)
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36
IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. AF'-34, NO. 1, JANUARY 1986
PLANAR
CYLINDRICAL
sine ddJdt9
Fig. 6. Specific expressions for scanning with ideal dipole on plane, cylinder, and sphere.
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....
:.
. ..
..
COLLIMATED
--REGION+
PLANAR
bt=bpc+bbq
CYLINDRICAL
hzbp6+bb0
Fig. 8.
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37
. . -.
1986
PLANAR
CYLINDRICAL
SPHERICAL
/A.
n=l
m=-n
~ 5 1 ~,
1 .
III. SAMPLING
THEOREMS
AND EFFICIENT
METHODS
OF
COMPUTATION
Richmond andTice, [4], [5] in the earliest papers (of which
I am aware) that computedthe far-field pattern from near-field
measurements (nonprobe-corrected), assumed separable near
fields because as Richmond [5] states, while the solutionmay
be simple in principle, in practice the numerical computation
is tedious and may require the use of large computers. Kyle
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39
[6] also mentioned that computingthe far field from the nearfield data of electrically large antennas would be difficult
on the computers available in 1958. These early statements of
Richmond and Kyle emphasize the important role that high
speed computers, fast Fourier transforms, and rigorous
sampling theorems have played in the development of nearfield techniques.
A . Sampling Theorems
Before thefar fields can be determined from the expressions
PLANE-POLAR
PLANE-RECTANGULAR
in Figure 9, the transmission coefficients must be evaluated
from the double integrals in Fig. 8 (or Fig. 6 for no probe
correction) ofthemeasurednear-field
data. Probablythe
simplest way to evaluate the integrals is to replace them by
summations over constant increments in A x A y ,
A ~and
Az,
A4A8 for planar, cylindrical, and spherical measurements.
Ordinarilythisuseof
the elementaryrectangularruleof
integration would be an approximation that introduced computational errors unless the sample increments approached zero.
Fortunately, the transmission coefficients can be shown to be
bandlimited, and thus modern sampling theorems [67] can be
applied to prove that the conversionofthe
integrals to
summations introduces no error (or negligibleSPHERICAL
error since real
CYLINDRICAL
antennas are not quite perfectlybandlimited)if the sample Fig. 10. Sampling spacing. (a is the circumscribing radius of the antenna
measured from the center of rotation.)
increments are chosen less than a given fiiite value. Specifically, for planar scanning the ?@x, ky)eiTzobecomes negligiblebeyond k i + k: = k2 (for separationdistances greater required sample pointsfor each polarizationat a fixed number
than a few wavelengths) and thus the sampling theorem yieldsof about 2(ka + 2 ~ ) Similarly,
~ .
the angular sampling
themaximumdatapointspacingof
A x = Ay = X/2. For increments of cylindrical and plane-polar scanning are indecylindrical scanning the T,(-y) are bandlimited by fk in y and pendent of the scanradius. However, for the axial samplingof
of plane-polar
+- k(a+ X) in rn to allow the sample spacings ofAz = h/2 and cylindrical scanning, theradialsampling
scanning, and the xy rectangular sampling, thedatapoint
A 4 = [ A/2(a + A)]. The bracketsindicatethelargest
number, equal to or smaller than the bracketed number, that
spacing must approach M2, as the scan distance approaches
divides 2n into an integer number of divisions. For spherical infinity, regardless ofhow large a separationdistanceis
scanning, the T,, are bandlimited by k(a + X) in both m and chosen between theprobe and test antenna, in order to sample
f n , togiveidentical angular sampleincrementsof A$ = the rapid phase variation the probe encounters in the far-out
sidelobe region.Of course, if the far field is required only near
AB = [X/2(a + X)]. Actuallythesamplingtheoremapplies
onlyapproximately to the direct 0-integration of spherical the main beamdirection, the sampling incrementsfor all of the
scanning because the limits of integration span 7r rather than scan techniques can usually be increased without introducing
serious aliasing errors.
27r [27]. A n alternative Fourier transform method[22]has
Thesampling criteria shown in Fig. 10assumesthatthe
been developed by Wacker [20], [21], Lewis [23], and Larsen
and testantennas is
[24], [25] that avoids this extra, albeit slight, approximation. separationdistancebetweentheprobe
Fig. 10 summarizesthesampling
criteria for the three large enough to prevent significant coupling of their reactive
conventionalscanning surfaces as wellas for plane-polar fields. For nonsuper-reactive antennas, a few wavelengths of
scanning. A question mark attends the sample spacing of M2 separation is usually sufficient. However, if the probe scans
antenna, thesampling
for the radial direction becauseno rigorous sampling theorem withinthereactivefieldsofthetest
with uniform spacing has been derivedfor the radial functions increments must be decreased to assure accurately computed
of plane-polar scanning. The sampling theorem and Fourier far fields. The decreasedsamplespacing (As) required for
transform have been applied indirectly
to the radial integration planar, cylindrical, or spherical near-field measurements at a
but only for the nonuniform sample spacing [42] required by separation distance ( d ) of a few wavelengths or less between
the quasifast Hankel transform [68]. Also, the linear nonsuper-reactive probe and test antennas can be estimated
distance between theplane-polar angular sampling pointsfor p from the simple formula,
< a canprobably be increased to XI2 for mostantennas
without introducing serious aliasing errors.
One of the attractive features of spherical scanning is that
the angular sampling increments remain the same for all scan
radii. Thus, as one scans further from the antenna the linear
distance between data points becomes larger to keep the total which can be obtained by setting ami,,to 54.6 dB in Joy and
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+ -
zI
. 1.~
~.40
We are assuming the computer times using the FFT are minimized by
choosing (or padding) the number of near-field data points to equal 2, where
N is a positive integer.
20
60
100
140
180
220
260
300
Fig. 11.
computations for any of the techniques wouldtake considerably longer than on the Cyber 750. However, if only the main
beam and near-in sidelobes of the antenna are required, or if
the near fields of the antenna display a suitable symmetry,
sampling increments can usually be increased, and computer
times may decrease substantially.
Inapplying the FFT to- conventionalplane-rectangular
measurements, one must consider the resolution one wants in
the far-field pattern. A straightforward application of the FFT
to near-field data taken at the usual EJ2 data point spacing
specified by the sampling theorem generates output at points
too widely spaced to smoothly resolve the far-field pattern.
For single cuts in the far-field only a one-dimensionalFFT is
required, and one can increase the resolution (i.e., decrease
the angularseparationbetween far-field points)merely by
zero-filling thenear-fielddata.Unfortunately,sufficient
zero-filling of a two-dimensionalFFT that generates the entire
far field of an electrically large antenna may require more online central memory than some computers provide. To obtain
the complete highly resolved
pattern with such computers, one
can resort to computing the discrete double Fourier transform
directly in time
a
proportional to
or if thiscomputer
time is prohibitive, one can usean off-line versionof the twodimensional FFT. Off-line (mass-storage)versions of theFFT
are readily available or can be programmed straightforwardly
starting with a one-dimensional FFT algorithm [70]. For the
Cyber 750 at NBS, mass-storage versions of the FFT take an
input/output time typicallyequal to the central processing time
[71]. Of course, a larger core storage or virtual memory
capability may eliminate the needfor mass-storage versions of
the two-dimensional FFT.
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41
N.EXPEMENTAL ERRORS
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42
.I
AP-34, NO.
..
1, JANUARY 1986
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43
either direct summationof the near-field Fourier integral antenna could be computed as the Fourier transform of this
converted to polar coordinates, or straightforward evaluation plane-wave spectrum.) Secondly, some antennas may be too
heavy, too fragile, or too deformable to rotate precisely
of orthogonal-functionexpansions
like theJacobi-Bessel
series [39]-[43]. This implies manyhours of computer timeon through two spherical angles or even one cylindrical angle.
(For such antennasspherical or cylindrical scanning couldstill
commonly available main frames to obtainthecomplete
be
applied, in principle, by fixing the antenna and moving the
patterns of antennas a hundredwavelengths or more in
diameter. Computertimes on slowerminicomputers would probe on a sphere or cylinder surrounding the antenna.)
increase proportionally. Reduced computer times for plane- Thirdly, although muchprogress has been made in simplifying
polar scanning may be attainedwiththe
fast Hankel the probe correction for cylindrical [ 161, [171 and spherical
[20], [21],[27]-[29]
near-field scanning, it remains more
transform. However, the FHT methodofcomputation
requires unequal sampling increments in the radial direction, difficult to formulate, understand, and apply than for planar
and evidentlyhasnotbeenimplemented
[42]. Plane-polar scanning. Fourthly, convenient upper-bound expressions for
systems could, in principle, be devised to sample data on a far-field parameters determined from errors in near-field
measurementshave notbeenobtained
for cylindrical and
rectangular grid, or data in polar coordinatescouldbe
interpolated to obtaindata on a rectangular grid, thereby spherical scanningas they have beenfor planar scanning [34],
[35]. A great deal of information on far-field accuracy can be
allowing one to compute the far field by means of the fast
Fourier transform. The former modification, however, re- obtained from computer simulations applied to hypothetical
quires an appreciably more sophisticated control system for and measured cylindrical and spherical near-field data [74]the near-field scanner, and the latter introduces errors into the [76]. In addition, some of the results from the planar error
analyses can be reinterpreted to estimate the effect oferrors in
near-field data.
cylindrical and spherical scanning. (For example, the simple
UseoftheJacobi-Bessel
series [39]-[41] toexpandthe
near-field data of plane-polar scanning hasa couple of further solid-angle criterion [34] for the validity offar fields computed
fromnear-fielddata on truncatedplanescan be applied to
limitations that should be recognized. Although the JacobiBessel functions are orthogonal on a plane, they do not form truncated cylinders and spheres as well.) Nevertheless, genpart of a separable solution to Maxwells equations. Thus, the eral, convenient, analytic estimates of accuracyfor cylindrical
Jacobi-Bessel coefficients can be usedto compute thefar field and spherical near-field scanning remain undetermined.
Finally, by ending a paper with a discussion of the
of the test antenna, but unlike the cylindrical, spherical, or
plane-rectangular coefficients, they cannot be used
to compute limitations of near-field scanning techniques, one risks disdirectly the fields between the test antenna and the far field couraging the use of near-field scanning as an alternative to
[41]. Onehas to resort to indirect methods to compute more direct antenna measurement methods, which, of course,
efficiently the near fields from the Jacobi-Bessel coefficients, have their own problems and limitations.Therefore, let us end
such as converting the polar far field toa plane-wave spectrum with a quote from the paper by Kummer and Gillespie [84]
in rectangular coordinates and integrating the spectrum in k- whosurveyed the major near, intermediate, andfar-field
in 1978 for measuring antennas, and
space to obtain the near fields. Secondly, the large computer methodsavailable
time proportional to ( k ~ required
) ~
for plane-polardata
concluded that the near-field (scanning) technique may well
processingwith
the Jacobi-Bessel series is not directly becomeaccepted as themost accurate technique for the
reducible using the fast Hankel
transform as is the computation measurement of power gain and of patterns for antennas that
time using the orthogonal Hankel transform series that form can be accommodated by the measuring apparatus. The
thenaturally separable solutions in plane-polarcoordinates
evidence of the intervening years supports their conclusion.
r421, P31ACKNOWLEDGMENT
There are also limitations and disadvantages accompanying
cylindrical and spherical scanning. Most directive antennas
As the main text and references attest, this overview could
display approximatelyplanar wavefronts over their main near- not have been written without the decade of working in the
field beams. Thus one can often learn a great deal about the
Antenna Systems Metrology Section the
of National Bureauof
operation of the test antenna merelyby plotting the amplitude Standards, Boulder, CO, especially with D. M. Kerns, A. C .
and phase of the measured near-field data taken onplanes
Newell, R. C. Baird, P. F. Wacker, C. F. Stubenrauch, R. L.
parallel to these wavefronts. For instance, Repjar and Kremer Lewis, R. C. Wittmann, A. G . Repjar, D. P. Kremer, M. L.
[83] wereable to alignthepanelsof
a millimeter-wave Crawford, E. B. Miller, and M. H. Francis.
reflector by plotting thephase contours of near-field data taken
REFERENCES
on a plane in front of the reflector. Similarly, faulty array
R. M. Barrettand M. H. Barnes,Automaticantennawavefront
elements or banks of elements are often revealed directly in
plotter, Electron., vol. 25, pp. 120-125,Jan. 1952.
plots of planar near-fielddata. It is considerably more difficult
R. E. Collin and F.J. Zucker, Antenna Theory, pt. IT. New York:
McGraw-Hill, 1969,ch. 17.
to take near-field data on planes in front of the test antenna
G. A. Woonton, On the measurement of diffraction fields, in h o c .
with cylindrical and spherical near-fieldrangeswherethe
pp.
McGill Symp. Microwave Opt., (AFCRC-TR-59-118@)), 1953,
probe is incapable of direct two dimensional scanning in
a
347-350.
J. H. Richmond and T. E. Tice, Probes formicrowavenear-field
plane. (Granted, the far fieldobtainedfromcylindrical
or
measurements, IRE Trans. Microwave Theory Tech., vol. MTT-3,
spherical near-field data could be converted to a plane-wave
pp. 32-34,Apr. 1955.
spectrum and the near fields on planes in front of the test
J. H. Richmond,Simplifiedcalculation
of antenna pattern with
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[a
IJ]
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45
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