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9700 WiMAX W4 End-to-End


Architecture
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Document History
Edition

Date

Author

Remarks

01

2009-02-16

Ikram ANDONIAN

First edition

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Module Objectives
Upon completion of this module, you should be able to:
 Describe the E2E architecture of any WiMAX Network and its different
components
 List the different interfaces and distinguish between the legacy and
compliant one and the difference between them
 Explain the E2E scenarios for all the services provided by the WiMAX network
 Identify the QOS mechanisms used in the air interface and the Ip transport
network
 Identify the Security algorithms used in the whole network.

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Module Objectives [cont.]

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Table of Contents
Switch to notes view!
1 IEEE802.16e Vs The WiMAX FORUM
1.1 IEEE802.16 Standards
1.2 WiMAX Forum Specifications
2 Network Reference Model
2.1 WiMAX Forums Network Reference Model
2.2 ASN (Access Service Network)
2.3 CSN & ASP
2.5 Alcatel-Lucent Reference Model
2.5.1 Alcatel-Lucents Template Exemple
3 E2E Services Over WiMAX Access
3.1 Reference Model for E2E Services Over Wimax Access
3.1.1 Direct IP Access
3.1.2 E2E Voice Over IP services
3.1.3 E2E Video Over IP services (MiTv)
3.1.4 E2E Corporate VPN Services
3.1.5 RAN Sharing
3.1.5.1 Service Level Agreement
3.2 Direct Internet Access, VoIP, Live TV and VLAN services
4 Alcatel-Lucent Solution Network Elements
4.1 Alcatel-Lucent NAS Network Elements
4.1.1 WiMAX Base Station (WBS)
4.1.2 WiMAX Access Controller (WAC)
4.1.3 9753 OMC-WR
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4.1.4 9759 NPO
4.1.5 9755 RNP
4.1.6 5580 HNM
4.1.7 Backhauling Solution
4.1.7.1 Wireless Solutions
4.1.7.2 Wired Solution
4.1.7.3 Example (DSL Backhauling)
4.1.8 Aggregation Solutions
4.2 Alcatel-Lucent Core Network Elements
5 QoS Management in WiMAX RAN
5.1 QoS in Alcatel-Lucent WiMAX E2E solution
5.1.1 QoS in The Air Interface
5.1.1.1 Service Flows
5.1.1.1 Classifiers
5.1.1.2 ARQ/ H-ARQ Mechanisms
5.1.2 QoS In the IP Transport Interface
5.1.2.1 DCSP Values
5.2 User Profile
5.2.1 Packet-Flow-Descriptor Attribute
5.2.1.1 Packet Data Flow ID
5.2.2 QoS-Descriptor Attribute
5.2.5 QoS Authorization Reference Model
5.2.3 Authorization & Preprovisioned SF
5.2.4 Provisioned SF Creation
5.3 Lease Line
5.3.1 Lease Line Principles
5.3.1.1 Leased Line Profile Example
5.4 Support of VLAN (Tagged Frames)
6 Protocoles & Interfaces in WiMAX Alcatel-Lucent Network
6.1 Network Elements Interconnection
6.2 Air Interface (R1)
6.2.1 PHY Layer

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Table of Contents [cont.]


Switch to notes view!
6.2.2 MAC Layer
6.3 Interface R6 (BS-WAC)
6.3.1 BS-WAC IP Addressing
6.3.2 User Plane (BS-WAC)
6.3.3 Control Plane (BS-WAC)
6.3.4 BS-WAC Load balancing
6.3.5 Control Plane (BS-WAC Load balancing )
6.4 Interface R3 (WAC-Core Network)
6.4.1 External HA: Enhanced Legacy vs R3 Compliance
6.4.1 R3 With AAA (RADIUS)
6.4.1.1 Authentication, Authorization & Accounting
6.4.1.2 Radius Paket Format
6.4.2 R3 With External Home Agent (Mobile IP)
6.4.2.1 MiP Principle
6.4.2.2 MiP Registration & Deregistration
6.4.3 R3 with DHCP
6.4.4 DHCP Packet Format
6.4.3.1 DHCP Relay & DHCP Proxy
6.4.4 R3 With SBC (Gq Interface)
6.4.4.1 Diameter Protocol: QoS Management
6.5 Interface R4 (WAC-WAC interface)
7 Initial Network Entry and IP Service Establishment.
7.1 Initial Network Entry (Mobile User)
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7.1.1 ASN Connection Setup
7.1.2 Access Authentication and Authorization
7.1.3 IP @ Assignment & Initial Service Establishment
7.1.3.1 DHCP (Relay Case)
7.1.3.2 DHCP (Proxy Case)
7.1.5 Accounting
8 End to End Scenarios
8.1 Network Entry & Initialization
8.2 Discover: Sip Registration
8.3 Discover: VoIP call
8.4 Discover: VoIP Call Release & QoS
8.5 Video Streaming Session Setup (Service Discovery)
8.5 Video Streaming Session Setup: First Part
8.5 Video Streaming Session Setup: QoS and Second Part
9 Mobility
9.1 A Multi-layer IP Mobility Solution
9.1.1 The Proxy Mobile IP Approach
9.2 Intra WAC Hand Over
9.3 MiP Operation
9.3.1 Inter WAC Hand Over with External HA
9.4 Idle Mode & Paging
9.4.2 Idle Mode Principle In BS Load Balancing
10 End To End Security Architecture
10.1 WiMAX Security Methods
10.2 WiMAX Security Protocol Stack
10.3 WiMAX Standard Security Sublayers
10.4 EAP-TTLS & X.509 Certificate
10.5 Security Mechanisms & Protocols : CHAP

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Table of Contents [cont.]


Switch to notes view!
10.6 Two Phases Of EAP-TTLS Protocol
10.6.1 Identity Exchange Phase
10.6.2 Hello Exchange Phase
10.6.3 Finished Exchange Phase
10.6.4 Chap Authentication Phase
10.7 Authentication Successful
10.8 EAP SIM/AKA Methods
10.9 Key Materials
10.10 Key Materials Distribution
10.10 OMC and NE Access Security
11 Accounting And Charging Scenarios
11.1 Accounting & Charging Scenarios
11.2 Online Subscription & PrePaid Architectural Model
11.2.1 Web-Portal/Provisioning Server
11.2.2 Pre-paid Architectural Model
11.2.3 ALU Pre-paid Architecture
11.2.4 Hotlining Architectural Model
11.2.5 Online Subscription Architectural Model
11.2.6 Pre-Provisioning Phase
11.2.7 Subscription Phase
11.3 Post-paid Architectural Model
11.3.1 Post-Paid Messages
11.3.2 Off Line Accounting Procedure_HSI
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1 IEEE802.16e Vs The WiMAX FORUM

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1 WMAN Brief Backgrounder

1.1 IEEE802.16 Standards


 IEEE Standardisation: IEEE 802 : the LAN/MAN Standards Committee 6 Working Groups:
 IEEE 802.11: WLAN Local
 IEEE 802.15: WPAN Personal

 IEEE 802.16: WMAN Metropolitan

IPIP
transport
transport

MAC

Service
ServiceSpecific
SpecificConvergence
Convergence
Sublayer
Sublayer(CS)
(CS)
MAC
MACCommon
CommonPart
PartSublayer
Sublayer
(MAC
CPS)
(MAC CPS)
Privacy
Privacysublayer
sublayer
Physical
PhysicalLayer
Layer(PHY)
(PHY)

IEEE 802.16 protocol layering

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802.16e-2005: IEEE Standard for Local and Metropolitan Area Networks - Part 16: Air Interface for Fixed and
MobileBroadband Wireless Access Systems - Physical and Medium Access Control Layers for Combined Fixed
and Mobile Operation in Licensed Bands-IEEE Computer Society Document
This Amendment updates and expands IEEE Standard 802.16 to allow mobility for mobile subscriber
stations.

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1 WMAN Brief Backgrounder

1.2 WiMAX Forum Specifications


 WiMAX Forum Develops a certification program for multi-vendor interoperability
 Definition of system profiles (lists of features and characteristics)
 Elaboration of certification tests
 Definition of the certification process
 Scheduling of vendors certification
 Selection and approval of certification labs
 Delivery of certificate
 WiMAX Forum defines an end-to-end architecture
 Fill the gap with 802.16e
 Definition of end-to-end IP network architecture supporting fixed, portable and mobile users
 Definition of test procedures to ensure end to end multi-vendor interoperability
Content /
Ecosystem

WiMAX
Forum

(28%)

Component
Suppliers
(17%)

434 Members
Representation in 57
Countries
28 WiMAX Forum
Certified Products
Service Providers

System
Vendors

(32%)

(23%)

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There are several standards belonging to the WiMAX family. Some of these standards relating to End-toEnd architecture are outlined below:
1- Recommendations and Requirements for Networks based on WiMAX Forum CertifiedTM Products
Release 1.2.2 --- Stage 1
2- WiMAX End-to-End Network Systems Architecture - (Stage 2: Architecture Tenets, Reference Model and
Reference Points)
3- WiMAX End-to-End Network Systems Architecture (Stage 3: Detailed Protocols and Procedures)

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2 Network Reference Model

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2 Network Reference Model

2.1 WiMAX Forums Network Reference Model


The network Reference Model identifies functional entities and reference
points over Which interoperability may be achieved.

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It should be noted that in the current Alcatel-lucent Release:


Interface R8 is not supported
Interface R3 is now compliant with the WiMAX Forum recommendations. This release supports
two R3 modes: R3 legacy mode and R3 compliant mode.
Interface R4 is now compliant with the WiMAX Forum recommendations.
Interface R6 remains not compliant with WiMAX Forum recommendations.

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2 Network Reference Model

2.2 ASN (Access Service Network)


ASN is defined as a complete set of network functions to provide radio access to a
WiMAX subscriber it is called RAN (Radio Access Network) in Alcatel-Lucent Solution :
Layer 3 connectivity with MSS

Transfer of AAA control messages.

Network discovery and selection
of an appropriate NSP

Relay functionality for IP
address allocation)

Radio Resource Management

ASN-CSN tunneling


In addition to the above mandatory features, an ASN may support:




Intra-ASN mobility & Paging and Location Management

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ASN comprises network elements such as Base Station, ASN-GW

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2 Network Reference Model

2.3 CSN & ASP


CSN (Connectivity Service Network) is defined as a set of network functions
that provide IP connectivity services to the WiMAX subscriber, it provides:
 MSS IP address allocation for a user session
 Internet access
 AAA Proxy or Server
 Policy and Admission Control based on user subscription profiles
 ASN-CSN tunneling support
 Subscriber billing and Inter-operator settlement
 Inter-ASN mobility
 WiMAX services (Multimedia, Broadcast/Multicast, Services, IMS Services, Law

Enforcement Services, etc)


ASP (Application Service Provider) is a 3rd-party business entity that provides
applications or services via Visited-NSP or Home-NSP.

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CSN comprises networks elements such as routers, AAA proxy/server, user databases, Interworking GW
devices.
ASP is a 3rd-party business entity that provides applications or services via Visited-NSP or Home-NSP.

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2 Network Reference Model

2.5 Alcatel-Lucent Reference Model


Alcatel-Lucent reference model as illustrated in the Figure below is in line with the
WiMAX Forum reference.

/ RAN

/ RAN

9700 WiMAX E2E Architecture 15

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MSS: Mobile Subscriber Station


ASN: Access Services Network Equivalent to WiMAX ASN
NAP: Network Access Provider (ASN Operator)
CSN: Connectivity Services Network
NSP: Network Service Provided (CSN Operator)
ASP: Application Service Provider

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2.5 Alcatel-Lucent reference model

2.5.1 Alcatel-Lucents Template Exemple

WiMAX RAN
WiMAX CN
H4

HA

WAC1
TELECOM
MSS

CN Telecom
BS1

WAC2

BS2

SBC

WAC3
AAA
NGN - IMS

OMC-R Server

DHCP MSS

OMC-R
Client
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3 E2E Services Over WiMAX Access

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3 E2E Services Over WiMAX Access

3.1 Reference Model for E2E Services Over Wimax Access


This section gives an Overview of the E2E architecture. It applies for several types
of E2E network depending of the involved players. It focuses on the E2E
architecture in compliance with the following requirements:







Direct access to the IP network (Direct IP Access)


E2E Voice Over IP services based on IMS/NGN network
Access to Live TV and VoD based on IMS/NGN network
End-to-End VLAN services
NAP sharing.

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3.1 Reference Model for E2E Services Over Wimax Access

3.1.1 Direct IP Access

9753
OMC-R

AAA
DNS/DHCP
Linux/Dell 1950

M
Wi

Internet

AX

Ethernet
9740 WAC

Home Agent
Cisco

Firewall

Data Plane
Control Plane

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3.1 Reference Model for E2E Services Over Wimax Access

3.1.2 E2E Voice Over IP services


PLMN &
PSTN

Data Plane
Control Plane

MG

MGC

Billing

RTP/IP

SIP

WiMAX RAN &CORE

LSM

AAA/HSS
DHCP

RADIUS

DIAMETER

SIP

SBC

Gq/DIAMETER
DHCP

RTP/IP
BS

WAC

Home Agent

IP
Internet/ISP

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The following NEs are part of the IMS solution:


A SBC (Session Border Controller): please refer to previous section
A S-CSCF (Serving - Call Session Control Function)
A HSS (Home Subscriber Server)
A MRF (Media Resource Function) to send tones and announcements
A MGCF (Media Gateway Control Function)
A MGW (Media GateWay)
Nodes for ensuring IMS charging (Prepaid and Postpaid)
O&M nodes
A node in charge of the Legal Interceptions.

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3.1 Reference Model for E2E Services Over Wimax Access

3.1.3 E2E Video Over IP services (MiTv)

WiMAX RAN & CORE

Mobile Interactive TV
DHCP

Mob. TV streaming
server

AAA

SBC

Gq/DIAMETER

RTP/IP

RADIUS

Mob. TV
Studio 5942

DHCP
RTP/IP

BS

Home Agent

WAC

HTTP

IP

Internet /ISP

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The Alcatel-Lucent complete solution includes the following logical components:


MiTV application server
Encoder
Streaming Server
Content Management System
Video mixer (used with RichMedia client
WAP interface
Service Node
MiTV Client
For more details please refer to Annex number

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Mob. TV engine
8670

Data Plane
Control Plane

3.1 Reference Model for E2E Services Over Wimax Access

3.1.4 E2E Corporate VPN Services




Transparent connection of customer site to service provider network at layer 2 via WiMAX RAN
 Ethernet frames transparently transported through WiMAX RAN
 QoS on air interface & WiMAX RAN (per VLAN QoS)

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3.1 Reference Model for E2E Services Over Wimax Access

3.1.4 E2E Corporate VPN Services [cont.]


The architecture can allow WiMAX customers to access the IP/MPLS service providers leveraging
different VPN services and other IP-based services empowered by the 7x50 PE.

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3.1 Reference Model for E2E Services Over Wimax Access

3.1.5 RAN Sharing


The following figure presents the end-to-end architecture for the NAP sharing:
DHCP
DNS
AAA
SBC/
FW/
NAT

NSP 1
NSP 1

NSP 2
NSP 2

ER

DHCP
DNS
AAA
SBC/
FW/
NAT

NSP n
NSP n

DHCP
DNS
AAA
SBC/
FW/
NAT

ER

ER

ER
ER

ER
802.1q
802.1qtransport
transportnetwork
networktransport
transport
GRE tunnel
(one per SF)

WAC cluster 1

WAC cluster p

transport network
transport network
BS

BS

BS

BS

BS

BS

NAP WiMAX
network

MSs

MSs

MSs

MSs

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W3 situation:


Only fixed NSPs. No mobility for RAN sharing, only in HA less configuration.

MS IP@ overlap between NSPs not supported

Blind network entry

No roaming

W4 Improvement:


MS IP@ overlap between NSPs supported

Network Discovery and Selection (defined by NWG and 802.16g) supported

Roaming supported (W4.2)

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MSs

MSs

3.1.5 RAN Sharing

3.1.5.1 Service Level Agreement


SLA
Subscriber

NAP

NSP

CSN 1

CPE I SP 1

ASN

CSN x

CPE I SP x

SLA
9700 WiMAX E2E Architecture 25

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Service Level Agreement between the User and its NSP


Service Level Agreement Between the NSP and the NAP

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3 E2E Services Over WiMAX Access

3.2 Direct Internet Access, VoIP, Live TV and VLAN services


Access

Backhaul

Broadband
WiMAX Access Broadband Services
Aggregation & Mobility Control
Routing
Gig-E Ring

Eth.
PTP Microwave
Eth.

Service
Routing

7450
ESS

Copper

Eth.

Fiber

Content
7450
ESS

WAC

or
Optical
Multi-Service
Node

7750
SR

HA

IMS/ NGN Networks

PSTN

OMSN

WAC

Eth.
OMSN

Leased lines
9700 WiMAX E2E Architecture 26

Video Head-End
VoD
Encoders

Ethernet

Eth.

Services
Network

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The WAC through the feature HA is connected to:


A SBC for real time traffic as VoIP and Live TV
A Firewall for Direct IP services
A BSR (Broadband Service Router) for End-to-end Ethernet services.

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7750
SR

Internet

4 Alcatel-Lucent Solution Network


Elements

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4 Alcatel-Lucent Solution Network Elements

4.1 Alcatel-Lucent NAS Network Elements


The WiMAX Alcatel-Lucent WiMAX ASN Network consists of an integrated network
providing standardized interfaces towards IP Packet Data Networks an comprises:


BS (Base Station): A WiMAX Base Station provides wireless Internet access to Subscriber
Stations (MSS), which are compliant with (WiMAX) standard IEEE 802.16e.

WAC (WiMAX Access Controller): The WAC provides the connectivity for the MSS with
the rest of the network (Internet, Core Network, Corporate Network, etc..).

OMC-R: it performs network surveillance, configuration and management.

RNP: it performs Radio Network Planning/optimization.

NPO: it performs network quality of service monitoring and radio Network optimization
for the WiMAX Access Network.

HMN (Home Network Manager): it performs device management

Backhauling solutions: wireless or wired solutions.

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4.1 Alcatel-Lucent NAS network Elements

4.1.1 WiMAX Base Station (WBS)


C-WBS, L-WBS and L2- WBS

C-WBS
Compact
Base Station for WiMAX

L-WBS
Lightweight
Base Station for WiMAX

All-in-one
High Capacity
Single Carrier with 4TX/RX

All-in-one
Small form factor
Single Carrier with 2TX/RX

Urban Roof Top


Remote radio system
4 x 35 dBm output power
AC and DC Power Supply
35 l

Hot Zones - Tower Mounted


Remote radio system
2 x 35 dBm output power
DC Power Supply
24 l

9700 WiMAX E2E Architecture 29

L2-WBS
Lightweight-2
Base Station for WiMAX
All-in-one
Reduced weight versus L-WBS
Multi-Carrier with 2TX/RX

Hot Zones - Tower Mounted


High power (2 x 38 dBm)
4TX/4RX with two L2-WBS
DC Power Supply
12.5 l

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The Alcatel-Lucent solutions are the following:


COMPACT WIMAX BASE STATION (C-WBS)
This Base Station includes integrated 4 TX/RX chains for maximizing radio performances through Beam Forming
(BF) radio algorithms.
The C-WBS with BF provides significant coverage and capacity gains, strongly reduces interference and
optimizes the spectrum usage.
LIGHT WIMAX BASE STATION (L-WBS)
This Base Station is equipped with 2 TX/RX chains. The L-WBS, due to its small size and weight, can be installed
with fewest site constraints on walls, poles and towers. It is optimized for MIMO algorithms, providing
additional increase in capacity and/or coverage versus a single antenna system.
LIGHTWEIGHT 2 WiMAX BASE STATION (L2-WBS)
L2-WBS evolves the Lightweight WiMAX Base Station product range: Reduced weight, Multi-carrier
capabilities, Higher output power: 38 dBm (6W), 20 MHz bandwidth support, Support AAS feature with two
L2-WBS units, 2 radio chains per L2-WBS unit, Single sector, 20 MHz support, Multi-carrier capable, MiMo &
BF support.

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4.1 Alcatel-Lucent NAS network Elements

4.1.1 WiMAX Base Station (WBS) [cont.]


Distributed WiMAX BS

D-WBS
Distributed
BS Solutions for WiMAX
D-WBS for central site functions
L- and C-WBS for remote unit

Central Cabinet Option


DC and Ethernet/Fiber supply
C-WBS and L-WBS Connections
Transmission & BBU Options
Central O&M Site Access
9700 WiMAX E2E Architecture 30

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DISTRIBUTED WIMAX BASE STATION (D-WBS)


The D-WBS consists of an outdoor site support cabinet, hosting power supply, battery backup, optional backhaul
transmission equipment and WBS O&M access functions, in a multi-sector configuration, backup batteries for
backup times up to 8 hours.
The L-WBS or C-WBS can be remotely installed from the D-WBS Central cabinet with either Electrical Ethernet
(integrated in Power Supply) or Optical Ethernet connections.

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4.1 IOT with Alcatel-Lucent NAS network Elements

4.1.2 WiMAX Access Controller (WAC)


The WAC cluster is composed of a switch stack and a set of WAC units in a rack. (The
number of switches and WAC units -Dell1950 servers- depends on the Configuration).
SWITCH 1
SWITCH 2
SWITCH 3

WAC Unit 1

Depending on the configuration:

WAC Unit 2

 The switch stack is composed of one, two or three switches.


 The WAC unit stack is composed of one up to 10 active WAC
units + two spare WAC units.

9700 WiMAX E2E Architecture 31

WAC Unit 3

WAC Unit N+P

All Rights Reserved Alcatel-Lucent @@YEAR

WAC (WiMAX Access Controller):


The WAC as central equipment in the ASN provides or participates to the realization of the
following features:
Subscriber Station authentication and authorization at initial network entry.
MSS IP connectivity establishment by implementing of a DHCP Relay function and a DHCP Proxy function.
MSS context release procedures
MIP Foreign Agent and PMIP client or Embedded Home Agent
Intra-WAC handover & Inter-WAC handover:
MSS idle context management & Paging controller

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4.1 IOT with Alcatel-Lucent NAS network Elements

4.1.2 WiMAX Access Controller (WAC) [cont.]


Configuration 2

Configuration 1

Configuration 4

Configuration 6

WAC Server 4

Configuration 10

WAC Server 4

WAC Server 4
WAC Server 12

WAC Server 3

WAC Server 3

WAC Server 3

WAC Server 2

WAC Server 2

WAC Server 2

WAC Server 3
WAC Server 2
WAC Server 11

WAC Server 1

WAC Server 1
OK PRI PWR BPS
OmniSwitc h 6850- 24 X

10

11 12

13 1 4 1 5 16

17

18 19

2 0 21

22

O K PRI PWR BPS

23 24

O mni Swit ch 685 0- 24X

10

11

12

13

14

WAC Server 1
15 16

17

18 19

2 0 2 1 22

OK PRI PWR BPS

23 24

OmniSwi tch 6 850- 24X

10

11 12

13

USB

WAC Server 1

WAC Server 1
14

15

16 17

18 19

20

21 22

23 2 4
OK PRI PWR BPS
OmniSwitc h 6850- 24 X

USB

10

11 12

1 3 1 4 1 5 16 1 7 1 8 19

20

21 22

23

O K PR I PWR BPS

24

OmniSwitc h 6 850- 24X

X1
21

X1

X2

22

23

24

X2

CL AS S 1 LA SE R P RO D UC T

CLA S S 1 LA SE R P RO D UC T

C O NS O LE

10

11 12

13 1 4 1 5 16

17

18 19

20

21

22

23 24

USB

X1
21

X1

X2

22

23

24

X2

CLA S S 1 LA SE R P RO D UC T

C LA SS 1LA S ER PR O DU C T

C O NS O LE

21

X1

X2

22

23

24

X1

C LAS S 1 LA SE R P R OD U CT

X2

CLA S S 1 LAS E R P RO D UC T
CO N SO LE

WAC Switch 1

USB
USB

X1
X2
C O NS O LE

WAC Switch 1

WAC Switch 1

X1
21

X1

X2

22

23

24
C O NS O LE

WAC Switch 1
WAC Switch 3

WAC Switch 2

WAC Switch 2

X2

C LA SS 1LA S ER PR O DU C T

CL AS S 1 LA SE R P RO D UC T

WAC Switch 2

21

X1

X2

22

23

24

CLA S S 1 LAS E R P RO D UC T

CLA S S 1 LAS E R P RO D UC T

WAC Switch 1
WAC Switch 3
WAC Switch 2
WAC Server 10
WAC Server 9

WAC Server 7

WAC Server 7
WAC Server 8

Power Distribution

Power Distribution

WAC Server 6

WAC Server 6

WAC Server 5

WAC Server 5

WAC Server 5

Power Distribution

Power Distribution

Power Distribution

High Availability Configurations

9700 WiMAX E2E Architecture 32

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4.1 IOT with Alcatel-Lucent NAS network Elements

4.1.3 9753 OMC-WR


The OMC-R provides, using the Element Manager (NEM) and Network Management
functional blocks (integrated in a single GUI), operations and maintenance
services with full WiMAX RAN scope :
 Physical and logical resource supervision
 Software management application
 Hardware and software inventory

OMC-R
WiMAX

 Radio Network configuration


 Performance Monitoring and

QoS analysis
SNMP
Interface

LMT
BS

BS NEM

9700 WiMAX E2E Architecture 33

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OMC-R: it performs network surveillance, quality of service monitoring and radio network
planning/optimization for the WiMAX Access Network. It provides a complete set of advanced
management features:
Easy interface with Radio Network Planning (RNP) application for trouble-free
implementation of the network during deployment and densification.
Network plug and play functions
Provisioning and template-based radio configuration
Highly intuitive man-machine interface
Full set of QoS indicators and predefined or customized QoS reports give full network
performance visibility,
RNO (Radio Network Optimizer)
Scalable capacity, up to 2000 cells,
It hosts a NTP server, a DNS server and a DHCP server

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LMT

WAC

WAC NEM

4.1 IOT with Alcatel-Lucent NAS network Elements

4.1.4 9759 NPO


 Measurements are permanently collected on nodes, covering:
 Call Control Management

Northbound

Registration procedures
SS attachements
Sessions setup
Handover procedures and execution times
Authentication events
IP packet statistics
User plane statistics
QoS measurements
Radio measurements
Traffic load
Radio traces








NPO
PM

Consolidation, QoS
Analysis and long
term storage

PM

Temporary storage
and QoS alerter
processing

OMC

Reporting period can be configured to


60, 30 or 15

WAC
BS
Network Elements

9700 WiMAX E2E Architecture 34

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4.1 IOT with Alcatel-Lucent NAS network Elements

4.1.5 9755 RNP


A9155 is Open to Seamlessly Integrate in Customers Environment:
 Easy Data Model Adaptation
 Adding New Parameters to any Data Table
 Full Availability of Customized Parameters
for Filter, Display, Export/Import,
 Prediction Module and AFP Module API
 Access to all Input Parameters (Compatibility
Information, Network Data, Path Loss Matrices,
Control Parameters, )
 Seamless Integration of Model Parameters
 General API
 Access to All Data Tables
 All Major Functionality Accessible Inside Macros
 Support of Automation of Repeating Tasks

9700 WiMAX E2E Architecture 35

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4.1 IOT with Alcatel-Lucent NAS network Elements

4.1.6 5580 HNM


The HNM 5580 is an Alcatel-Lucent ACS (Auto Configuration Server) for
performing the management activities for DSL (Digital Subscribe Line) CPE
management which supports TR-069 Standard.

The WiMAX CPE obeys IEEE 802.16 and WiMAX forum standards. It shall support TR-069
standard for remote CPE management to interwork with HNM 5580.
9700 WiMAX E2E Architecture 36

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The WiMAX CPE follows the procedures of IEEE 802.16 (Channel Synchronization, Initial Ranging, Basic
Capabilities Negotiation, AAA Procedures, PKM Key Exchange and Registration Procedure) for entering into
the network. After BS registration (Reg-req, Reg-rsp) the CPE performs DHCP (Dynamic Host Control
Protocol) procedures [Ref. 2.4]. During the DHCP procedure the CPE obtains the URL of HNM 5580 in the
DHCP offer message included in DHCP option 43 and the CPE uses DNS (Domain Name Server) to
resolve the IP address of the HNM 5580 server.

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4.1 IOT with Alcatel-Lucent NAS network Elements

4.1.7 Backhauling Solution


Wimax system solutions includes radio sites backhauling options for different kind of
physical support: wireless, copper or optical solutions.
Star Topology

Chain Topology

WiMAX
Microwave
backhauling

Microwave
backhauling

WiMAX-WAC

WiMAX-WAC
Microwave
Metro

Microwave
Metro

The backhauling on the RAN is full IP>> It can be on a level 2 network.


9700 WiMAX E2E Architecture 37

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4.1.7 Backhauling Solution

4.1.7.1 Wireless Solutions


In the Alcatel portfolio two products can be used for microwave backhauling:
A9400 AWY and A9600 USY.

9400 AWY
10/100
BaseT
7 GHz up to 38 GHz

9600 USY
6 GHz up to 38 GHz

10/100 BaseT

9700 WiMAX E2E Architecture 38

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A9400 AWY (7 to 38 GHz):


On the air bitrate:
>> Up to 64Mbps
Available interfaces:
>> 2 x 10/100 BaseT Ethernet interfaces.
>> From 2xE1 up to 16xE1 interfaces
>> Any mix of traffic is possible.
A9600 USY (6 to 38 GHz)
>> 1 x 1 Gb/s Ethernet
>> Up to 3 x 100Base-T Ethernet on VC3

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STM1

WAC

4.1.7 Backhauling Solution

4.1.7.2 Wired Solution


The Wired Backhaul solution can be on Twisted Copper Line or Optical Fibre Line.
Copper solution: The Copper line has smaller capacity and allows a limited distance.
Aggregation
Network

WiMAX Site
Up to 8 twisted pairs
BS
10/100 Base

1521 CL IP

1521 CL IP
Ethernet switch,

Optical solution: There are two optical solutions: one SDH solution based on Alcatel SDH
family products and a stand-alone solution based on the Alcatel 1521FL IP.
Ethernet, switch,
Router, ADM

BS
1521 CL IP

Optical fibre
BS
9700 WiMAX E2E Architecture 39

1521 Subrack

1521 FL IP
All Rights Reserved Alcatel-Lucent @@YEAR

The Alcatel 1521CL IP extends the reach of native Ethernet services to sites by using twisted copper pairs
thanks to standards-based 2BASE-TL and SHDSL and G-SHDSL technology. Ethernet frames are fragmented
across multiple copper pairs.
Alcatel 1615BCE is a solution for Ethernet extension of SDH network on copper line up to 4 pairs. It is managed by
the Alcatel 1353SH also used for all the OMSN Alcatel family. It can be an integrated solution when the SDH
network is an Alcatel one. If the SDH network is not from Alcatel the stand-alone solution is well adapted.

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4.1.7 Backhauling Solution

4.1.7.3 Example (DSL Backhauling)


WIMAX
WIMAX RAN
RAN
PEF

PEF

Indoor CPE

OMC-R

BS

AAA
server

PDF

Can be
common

WAC

IP
IP
CORE
CORE

Session
Resource
Broker

S-CSCF

Outdoor CPE

HA

ISAM
ADSL modem

Ethernet
switch

ADSL
ADSL
AWS AN
AN

Router with
HA function

Voice
Gateway

BRAS
SBC

INTERNET

9700 WiMAX E2E Architecture 40

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This architecture provides Portability/Mobility WiMAX services in the ADSL Network


Basics of the solution:


Base Station connected to ISAM via electrical or optical Ethernet

Base Station is connected on the existing Ethernet switch embedded in the ISAM

VLAN tagging is done by per port by the ISAM Ethernet switch

ISAM used as an Ethernet switch for BS to WAC link

Level 2 ADSL aggregation network is used

IP Convergence Sub-layer and DHCP model used

Solution is valid for Fixed Wireless Access and also for Nomadicity/Mobility services

AWS and OMC-R integration




Unique subscriber management provided by AWS using OMC-R northbound interface

AWS is the central point of supervision (alarms, logs,)

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PSTN
PSTN

4.1 IOT with Alcatel-Lucent NAS network Elements

4.1.8 Aggregation Solutions


 The most commonly used products for aggregation are :
 7710 / 7750 SR - Service router, used for Multi-Service Edge/Core
 7450 ESS - Ethernet service switch, used for Metro Service Edge Aggregation
Wireless
backhauling

MPLS
network

WTD
product

9500
MXC

IPD
products

 An IPD product is used as aggregation switch for two wireless backhauling networks,

the RAN corresponds to one VPLS.

 As this IPD product uses unqualified mode, any frames received on its 2 ports are

part of the same VPLS, whatever the tag.

 A broadcast sent by a booting WBS in the first group of WBS is forwarded to the

second group of WBS.

9700 WiMAX E2E Architecture 41

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In the WiMAx solution, IPD routers are used :




As aggregation device on RAN (7750 SHT - Packet One)

As interconnection device on CSN (7450 SHT - Packet One), to connect AAA, DHCP, HA.

As Edge Router (SFR Wholesale solution) to route traffic to NSP networks.

On backhauling networks, using MPLS technology.

Sites and WAC clusters can be interconnected using :




Layer 2 VPN



With VLL, a point to point layer 2 Ethernet connection is defined between two endpoints
With VPLS, multipoint to multipoint Ethernet connections are available (MPLS network is then seen as a
Big switch )

Layer3-VPN (MPLS networks, rfc 2547)

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4 Alcatel-Lucent Solution Network Elements

4.2 Alcatel-Lucent Core Network Elements


 Home Agent (Cisco 3845):
Higher capacity may be envisaged if required
IPD 77X0 support of HA function under assessment
 AAA server:
HSS 1430 / SDM (Carrier/Applications/Subscriber Data Management)
Vital AAA (Services/Professional Services/OSS-BSS Software Integration)
 DHCP Server
Vital QIP (Enterprise/Enterprise Solution Group)
 E2E Voice service:
WiMAX RAN ACME
 Pre-Paid server and On-line Subscription server
8610 ICC (Carrier/Applications/Payment)

9700 WiMAX E2E Architecture 42

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5 QoS Management in WiMAX RAN

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5 QoS Management & Admission Control in WIMAX RAN

5.1 QoS in Alcatel-Lucent WiMAX E2E solution


Overview of the NE of the WiMAX RAN involved in QoS in the Alcatel-Lucent
WiMAX E2E solution.

The RAN supports two types of traffic:


 With guaranteed resources.
 Without guaranteed resources.

9700 WiMAX E2E Architecture 44

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In this release multiple NSPs may supply their service through the same NAP. In this case mobility (full
mobility) is not supported (handover is not supported).
When the NAP and NSP domains are separated domains, an Edge Router (ER) shall be present at the
interface between the NAP and each NSP to control the traffic according to the SLA each NSP has with the
NAP. This ER may also have firewall functions.
When the NAP and NSP domains are in the same administrative domain, there is no need to have an ER at
the interface between the NAP and each NSP. In this case the ER shall be at the interface between the
NSPs and external content providers (ASP).

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5 QoS Management & Admission Control in WIMAX RAN

5.1 QoS in Alcatel-Lucent WiMAX E2E solution [cont.]


 Service-aware Architecture
 QoS initiated by the network for VoIP, VoD, sessions (through SBC)
 QoS treatment shared over SBC, WAC and BS
 QoS treatment results in a classification and prioritization of traffics at both:
 Air Interface : based on Classifiers and selection of the appropriate Service Flow
 IP Transport interface : based on DSCP tagging at layer 3 IP

IP Networks
IP

IP
MSS

applications)

BS

IEEE QoS Classes


Service Flows

9700 WiMAX E2E Architecture 45

(QoS sensitive

WAC
IP QoS Classes (DiffServ)

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SBC

5.1 QoS in Alcatel-Lucent WiMAX E2E solution

5.1.1 QoS in The Air Interface




Classification
 Process by which a packet is mapped on to a particular connection (CID) for transmission between
MSS and BS
 SF associated to a CID.
 Classification mechanism = procedure used to select most appropriate SF

For a Service Flow, a classifier consists on:

Browser

SIP user
agent

 IP packet classifiers
 Reference to a CID ( Connection Id )
 Mapping of a packets to a classifier priority

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Convergence
HTTP ports,
sub-layer

IP @

nrtPS

Classifiers parameters
 TOS/DSCP range
 Protocol
 Source port and source IP address
 Destination port and destination IP address

RTP ports, IP @

BE

IP stack

UGS

Classifiers operates at Convergence sub-layer (IP-CS):


configured with classifiers which act as filters for classifying
packets

5.1.1 QoS in The Air Interface

5.1.1.1 Service Flows


Data delivery Services
(Service flow types)

QoS parameters

Examples of application

UGS (Unsolicited Grant Service)

Traffic rate, Tolerate jitter, Max


latency,
Unsolicited grant interval

VoIP without silence suppression,


circuit emulation, leased line

ERT-VR (Extended Real Time


Variable Rate)

Min reserved traffic rate, Max


sustained traffic rate, Max jitter,
Max latency,
Unsolicited grant interval,
priority

VoIP with silence suppression,


gamming, leased line

Min reserved traffic rate, Max


sustained traffic rate, Max jitter,
Max latency,
Unsolicited polling interval,
priority

Video streaming, leased line

Min reserved traffic rate, Max


sustained traffic rate, Traffic
priority

Internet access with guaranteed


BW (i.e. 512kbps Internet
access), delay tolerant data
streams

Max sustained traffic rate, Traffic


priority

Background communication (Mail,


FTP etc)

RT-VR (Real Time Variable Rate)

NRT-VR (Non-Real Time Variable


Rate)
BE (Best Effort)

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5.1.1 QoS in The Air Interface

5.1.1.1 Classifiers
A classifier for IP CS may include the following criteria:
 IP Type of Service/DSCP (one range of ToS/DSCP values may be included),IP masked

source address, IP destination address, Protocol source port range, Protocol


destination port range

IP CS classifiers criteria for DL packets

IP CS classifiers criteria for UL packets


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5.1.1 QoS in The Air Interface

5.1.1.2 ARQ/ H-ARQ Mechanisms




ARQ is one of the mechanisms that are used on the radio interface to satisfy the QoS requirements
of a service flow received in the user QoS profile.

Defined in IEEE802.16e ARQ is a MAC layer mechanism between a MS and a BS that uses the
retransmission of parts of MAC SDUs (ARQ blocks) being received erroneously to reduce the number
of errored SDUs or even to deliver error free SDUs.

The H-ARQ mechanism is a combination between ARQ and FEC technique.

ARQ STOP & WAIT

9700 WiMAX E2E Architecture 49

H- ARQ
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5.1 QoS in Alcatel-Lucent WiMAX E2E solution

5.1.2 QoS In the IP Transport Interface


DiffServ approach based on the following principles :
 Classify : packets are analysed
 Aggregate : Packets are put in the same queue when they should receive the same treatment A set

of packet forwarding treatments (PHB) is created.


(Different PHB: Default, Best Effort, AF (Assured Forwarding) : divided in 4 classes AF1 to AF4 & EF
(Expedited Forwarding)
 Each packet is marked by writing its PHB in the DSCP field. Core routers rely only on DSCP to

provide the different types of service.


 Classification, marking, policing/shaping, in edge routers.
 Queuing & scheduling per DSCP class in core/edge routers

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5.1.2 QoS In the IP Transport Interface

5.1.2.1 DCSP Values


DS Field uses the same byte as TOS in the IPv4 header, but that byte is redefined to solve the
limitations of TOS Definition.

6
7
ECN : Explicit Congestion

DCSP: Differentiated Service Code Point

Notification

Exemple:
Service type = Media flow type

DSCP

DSCP

ARQ

Decimal

Schedule
Type

Value
VoIP
Streaming live TV, Streaming VoD
Robust Browser

EF (101110)

46

UGS or ERT- VR

AF41 (100010)

34

RT- VR or ERT VR

BE

BE (000000)

Leased line - conversational

EF (101110)

46

Leased line - streaming

AF41 (100010)

34

RT - VR

Leased line - non - real time

AF31 (011010)

26

NRT - VR

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UGS or ERT - VR

5 QoS Management & Admission Control in WIMAX RAN

5.2 User Profile


The AAA server is able to provide users QoS profiles under the VSAs format as below:
 User profile in W4 (new VSA in Radius message)
 Packet Flow Descriptor

>> In Access Accept message


>> Corresponds to the initial downlink and
uplink service flows that are activated on
the air interface at MS network entry time.


TLV
ID
1
2
4
5
6
7
8
9
10

TLV N ame
PacketDataFlowID
ServiceDataFlowID
Direction
ActivationTrigger
TransportType
UplinkQosID
DownlinkQoSID
UplinkClassifier
DownlinkClassifier

Length
Octets
2+ 2
2+ 2
2+ 1
2+ 1
2+ 1
2+ 1
2+ 1
2+ Length
2+ Length

QoS Descriptor

This attribute describes QoS parameters


that are associated to a packet data flow
>> One QoS descriptor per service flow

9700 WiMAX E2E Architecture 52

TLV ID

TLV N a me

1
4
5
6
7
9
10
12
13
14
15

Q oS ID
Schedule Type
Traffic Priority
Maximum Sustained Traffic Rate
Minimum Reserved Traffic Rate
Tolerated Jitter
Maximum Latency
Media Flow Type
Unsolicited Grant Interval
SDU Size
Unsolicited Polling Interval

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Length
O ctets
3
3
3
6
6
6
6
3
4
3
4

5.2 User Profile

5.2.1 Packet-Flow-Descriptor Attribute


This attribute describes a packet service flow that may be unidirectional or bi-directional. The
following parameters (TLV) may be included in this attribute:
PacketDataFlow-ID: This parameter identifies a packet data flow instance.
ServiceDataFlow-ID: This parameter is used to group one or more packet data flows belonging to
the same service instance (VoIP call, VoD call, ).
Direction: The direction of the Packet Data Flow (uplink, downlink, or bi-directional).
Activation Trigger: This parameter specifies the trigger to be used for the activation of the
service flow. This attribute allows to distinguish pre-provisioned SFs from dynamic SFs.
UplinkQoSID: The identifier of the QoS-Descriptor for the uplink direction or for bi-direction if the
flow is bi-directional with symmetrical QoS.
DownlinkQoSID: The identifier of the QoS-Descriptor for the downlink direction.
Uplink/ DownlinkClassifier: The classifier to match for traffic flowing in the uplink/ downlink
direction.

At least a one Packet-Flow-Descriptor VSA describing a bi-directional packet data


flow shall be included in the Access-Accept message: this packet data flow
corresponds to the initial DL & UL service flows that are activated on the air
interface at MS network entry time.
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5.2.1 Packet-Flow-Descriptor Attribute

5.2.1.1 Packet Data Flow ID


Three kinds of Service Flows are handled by the ALUs ASN, distinguished by means of the Packet-DataFlow-ID (PDF-ID) retrieved from AAA server:
 Initial Service Flow (ISF): PDF-ID value is between 1 and 20.
During Initial Network Entry this Service Flow is established just after the authentication without waiting
for the MS IP allocation procedure.

Pre-Provisioned Service Flow: PDF-ID value is greater than 20 with the Activation Trigger identifying
a pre-provisioned SF.
These Service Flows are established after the MS IP allocation procedure during the Initial Network Entry.

 Dynamic Service Flow: PDF-ID value is greater than 20 with the Activation Trigger identifying a
Dynamic SF.

Dynamic SFs retrieved from the AAA server are used for Authorization when a call setup or VoD request is
received from the user through the SBC. Dynamic SFs are only established during call setup and are
activated via Gq.

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5.2 User Profile

5.2.2 QoS-Descriptor Attribute


This attribute describes over the air QoS parameters that are associated with a flow:
QoSID: A unique ID for this QoS specification.
Schedule Type: The parameter specifies the Uplink Granted Scheduling Type.
Traffic Priority: The value of this parameter specifies the priority assigned to a service flow.
Maximum Sustained Traffic Rate: This parameter defines the peak information rate of the service.
Minimum Reserved Traffic Rate: Represents the minimum reserved traffic rate.
Maximum Traffic Burst: Represents the maximum traffic burst.
Tolerated Jitter
Maximum Latency
Media Flow Type: This parameter defines the service type.
Unsolicited Grant Interval: The value of this parameter specifies the nominal interval between
successive data grant opportunities for this service flow.
Unsolicited Polling Interval: The value of this parameter specifies the maximal nominal
interval between successive polling grants opportunities for this Service Flow.

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5.2 User Profile

5.2.5 QoS Authorization Reference Model


SBC

MSS
SIP / RTSP ( SDP : Media information )

RTSP Client

P-CSCF
SIP Client

BS

Diameter
Relay

WAC
Diameter
PDF

RELAY

AAR/AAA

(SF/QoS
Parameters)
PEF

AC

Gq Diameter

PEF

AC

Service Information

AC

(SF/QoS
Parameters)
IP transport
MAC
scheduler

IP transport

R1

9700 WiMAX E2E Architecture 56

MAC
scheduler

IP transport

IP transport

R6

R4

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AC - Admission Control: the set of actions taken by a network during the call
set-up phase or during
handover in order to determine if the call should be accepted or rejected.
PDF - Policy Decision Function: is a logical policy decision element that uses
standard IP mechanisms to
implement policy in the IP media layer. The PDF makes decisions in regard to
network based IP policy
Using policy rules, and communicates these decisions to the PEF.
PEF - Policy Enforcement Function: a logical entity that enforces policy
decisions made by the PDF.

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5.2 User Profile

5.2.3 Authorization & Preprovisioned SF


 The QoS user profile is downloaded in the Packet-Flow-Descriptor and
QoSDescriptor VSAs of the RADIUS Access Accept message by the WAC from AAA
just after the successful authentication.
 The Pre-provisioned Service Flows are immediately created.
 Example:
User

Serving BS

User authentication

WAC
Radius client

AAA

User profile
Example:
128 kbit/s minimum UL & DL
512 kbits/s maximum UL & DL

Radius Accept (, User Profile,)

Creation of pre-provisionned service at network entry


Based on User Profile
Creation of 2 NRT-VR connections [128 kbits/s
min. UL & DL and 512 kbits/s max. UL & DL]

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5.2 User Profile

5.2.4 Provisioned SF Creation


 The Provisioned Service Flows are dynamically created on demand basis:
 Example:

RAN

SBC

WAC Serving
Gq
Diameter
User Profile
Check

SIP: INVITE (SDP Offer)

Service Flow Setup

SF Creation
Request
SF Creation
Response

Diameter: AAR
(service information)
Diameter: AAA
(success)

SIP: TRYING/RINGING/2000K/ACK

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5 QoS Management & Admission Control in WIMAX RAN

5.3 Lease Line


A Leased Line is defined by a set of entities:
 GRE tunnel-end-point and DSCP code point
 Service Flow on Radio End-Point carrying the GRE tunnel Service Flow leased Line





or Service flow
Classifiers defining which user flows will be encapsulated in the GRE tunnel.
A Service Flow leased line corresponds to a pre-provisioned service flow
Scheduling types For LL, may be set to UGS or RT-Vr or ERT-Vr or NRT-Vr
Service Flow Leased lines may be established using the following service types:

 LEASED LINECONVERSATIONAL
 LEASED LINE STREAMING
 LEASED LINE-NON-REAL TIME

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5.3 Leased Line

5.3.1 Lease Line Principles


 A leased line is established after the MS authentication procedure during network

entry.
 A leased line corresponds to a pre-provisioned service flow created from profiles in
the AAA server through RADIUS Access Accept message and corresponding to a given
user QoS profile.

Classifiers
BE

WAC parameters

LLC
BS
CPE

BE
BS

LLC

WAC
Robust Bowser
DSCP = 0
Lease Line
Conversationnal
DSCP = 46

Service Flows

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AAA
Profiles
HA

5.3.1 Lease Line Principles

5.3.1.1 Leased Line Profile Example


 Guaranteed DL & UL throughput on air interface
 Leased line QoS characteristics defined in User Profile
 E.g. 512 kbits/s DL and 512 kbits/s UL
 Connection created at Network entry

1) Network entry

AAA server

WAC
PC

Example:
Lease line (UGS connection)
512 kbits/s guaranteed UL
512 kbits/s guaranteed DL

PC

CPE

2) User profile download


3) Connection creation
request

4) Connection creation
(512 kbits/ s UL, DL)

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5 QoS Management & Admission Control in WIMAX RAN

5.4 Support of VLAN (Tagged Frames)


A VLAN-tagged frame is a tagged frame whose tag header carries both VLAN identification and priority
Information:




VLAN-tagging on the CN side (HA less configuration): to isolate the traffic of the different NSPs.
VLAN-tagging on the ASN side (HA and HA less configurations): priority bits in the Ethernet frames.
VLAN-tagging on the CN and ASN side (HA less configuration): priority bits in the Ethernet frames.

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6 Protocoles & Interfaces in WiMAX


Alcatel-Lucent Network

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6 Protocoles & Interfaces in WiMAX Alcatel-Lucent Network

6.1 Network Elements Interconnection


SBC
OMC
R3
SNMPv3

DIAMETER/TCP/IP

SNMPv3
DHCP

XML/HTTPS
R1
MSS

DHCP/UDP/IP

R6
BS

802.16e
MAC

R3

WAC
R3

CCC/TCP/IP

MIP/UDP/IP
R3

R4

HA
RADIUS/UDP/IP
DIAMETER/TCP/IP

WAC
AAA
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Server

6 Protocoles & Interfaces in WiMAX Alcatel-Lucent Network

6.2 Air Interface (R1)


The WiMAX protocol stack as defined by the IEEE802.16e:
CS SAP

Convergence
Convergence Sub-layer
Sub-layer (CS)
(CS)

CS

MAC

MAC SAP

MAC CPS

MAC
MAC Common
Common Part
Part Sub-layer
Sub-layer

Security Sub-layer

Security
Security Sub-layer
Sub-layer

PHY

PHY SAP

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Physical
Physical Layer
Layer

PHY

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6.2 Air Interface (R1)

6.2.1 PHY Layer


The resources are available in the time domains by means of symbols and in frequency domain by
means of sub-carrier for allocation to individual users.

Frame Control Header


Time Symbol

Sub-channel

DL& UL maps

Preamble DL
FCH
DL-MAP
FCH
UL-MAP

DL-MAP
FCH
UL-MAP

Sucarriers

Preamble DL

DL Preamble

DL

UL

OFDMA Frame
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WiMAX as defined in the IEEE 820.16e supports both TDD and FDD. The Commercial Alcatel-Lucent solution is
limited to the TDD (Time Duplex Mode). Burst downlinks allow the use of more advanced robustness and
capacity enhancement techniques, such as subscriber-level adaptive burst profiling and advanced antenna
systems.

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6.2 Air Interface (R1)

6.2.2 MAC Layer


MAC layer is connection-oriented. All data communications are in the context of a
connection
BS

SS
Network
Network Access
Access

Connection
Connection Establishment/Release
Establishment/Release

Connection
Connection Maintenance
Maintenance

Service
Service Flow
Flow Establishment
Establishment

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6 Protocoles & Interfaces in WiMAX Alcatel-Lucent Network

6.3 Interface R6 (BS-WAC)


The network interface of the BS is based on the Fast Ethernet technology.
This Ethernet link connects the BS to the access controller (WAC) via a Transport

Network.
The transport network may be a Layer 3 (IP) network or a Layer 2 network (layer2),

that means, it includes routers and/or L2 switches

BS

Control Plane

User plane

The transport network

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WAC

6.3 Interface R6 (BS-WAC)

6.3.1 BS-WAC IP Addressing


IP addresses used in the Control Plane are distinct from those used in the User
Plane.
1
1
1
1

RAN CN

OAM IP@
CP IP@ WAC-BS & IWAC
UP IP@ WAC-BS (GRE/NSP)
UP IP@ IWAC (GRE/NSP)

Management plane
1 CP IP@ VLAN/NSP)

Control plane
NSP1
NSP2

WAC
BS

NSPn

GRE/NSP (User plane)

VLAN /NSP

1 unique CP @/Bs
1 unique UP IP @

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6.3 Interface R6 (BS-WAC)

6.3.2 User Plane (BS-WAC)


 All user plane IP packets whether originated from or sent to MS are tunneled over the

BS-WAC interface in a GRE/IP tunnel.


 All the MS traffic is mapped onto a Service Flow on the air interface and encapsulated
by GRE tunnels between BS and WAC
 One-To-One mapping for each unidirectional service flow, GRE key and CID.
 While GRE key is added in the GRE extension field, BS-WAC tunnel is per NSP and per
SF based.
Data Plane

BS

WAC

GRE Tunnel

Outer IP
Header

GRE
Header

Inner IP
Header

Inner IP
Payload

GRE
Key
DSCP

GRE
Packet
DSCP

There is one separate tunnel endpoint IP address per NSP on WAC side, but one common
tunnel endpoint IP address for all NSPs on BS side.
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6.3 Interface R6 (BS-WAC)

6.3.3 Control Plane (BS-WAC)


Common Control Channel is the Signaling plane protocol between BS and WAC specific to
Alcatel-Lucent Solution, it is performed using TCP control links that are set up by the
BS with its Serving Wac .
Control
Interface

Base Station
TCP
Control
Interface

Control
Interface

Control
Interface

WAC

WAC

Serving
WAC

Cluster
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6.3 Interface R6 (BS-WAC)

6.3.4 BS-WAC Load balancing







Each WACU in a Cluster can serve MS managed by any BS in the cluster.


Each BS maintains R6 Control and Data path with each WACU in the cluster.
For each served MS BS maintains a notion of Serving WAC as part of MS context
BS forwarding MS request to a WAC:
 If no MS context, the BS chooses a "Load Balancer" (Prefered) WACU in the WAC
cluster to forward initial MS request.

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6.3 Interface R6 (BS-WAC)

6.3.5 Control Plane (BS-WAC Load balancing )


Common Control Channel in the Load Balancing configuration is is performed using
TCP control links that are set up by the BS towards all the WACs of the cluster.

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6 Protocoles & Interfaces in WiMAX Alcatel-Lucent Network

6.4 Interface R3 (WAC-Core Network)


W4 release supports two R3 modes:
- R3 compliant mode and a R3 non compliant Mode.

The interfaces denoted as R3 are:

Home NSP

NAP

 The interface with the AAA Server for users

authentication and accounting.

 The interface with the HA for Mobile IP

procedure.

R3
ASN

CSN

 The interface with the DHCP Server for users IP

connectivity management.

 For managed services, an additional R3 interface

between the WAC Diameter Relay and the SBC is


to be supported for QoS handling (Gq interface).

Depending upon the Operator preferences, HA in this release can be


configured as Embedded in WAC or External (in CSN).
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6 Protocoles & Interfaces in WiMAX Alcatel-Lucent Network

6.4 Interface R3 (WAC-Core Network) [cont.]


R3
DHCP/ DNS

AAA

RAN

WAC Serving
Embedded HA
External HA

SBC

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6.4 Interface R3 (WAC-Core Network)

6.4.1 External HA: Enhanced Legacy vs R3 Compliance

R3 compliant
- DHCP proxy or DHCP
relay
External HA
- HA IP@ from AAA

Enhanced Legacy
- DHCP relay
- DHCP server IP from OMC
- HA IP@ from DHCP server

- DHCP Relay or DHCP


Proxy
- HA IP@ assigned in
initial Serving WAC

- DHCP Relay
- HA IP@ assigned in initial
Serving WAC

Embedded
HA

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6.4 Interface R3 (WAC-Core Network)

6.4.1 R3 With AAA (RADIUS)


The AAA Framework provides the following services to WIMAX:
 Authentication & Accounting services.
 MS revocation list Support
 On-Line Subscription & Hot Lining
 MS IP address assigment (optionnaly)
 DHCP security

Radius

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6.4.1 R3 With AAA

6.4.1.1 Authentication, Authorization & Accounting


 The AAA protocol is:
 Client/Server Model in which WAC acts as RADIUS Client and AAA server acts as RADIUS Server
 Radius protocol is transported over UDP/IP
The Alcatel-Lucent WiMAX solution uses AAA RADIUS server for :
 The Authentication: Server Authentication (AAA server), Device Authentication, Subscriber
Authentication)
 Download users QoS profiles into the WAC = Authorization
 Tracking users activity and manage users sessions = Accounting

CPE
WAC

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AAA Server

6.4.1 R3 With AAA

6.4.1.2 Radius Paket Format


A RADIUS packet is encapsulated in the UDP Data field, where the UDP Destination Port field indicates
1812 (decimal).

RADIUS Codes (decimal) are assigned according to the message type as follows:
1
2
3
4
5
11
12
13
255

Access-Request
Access-Accept
Access-Reject
Accounting-Request
Accounting-Response
Access-Challenge
Status-Server (experimental)
Status-Client (experimental)
Reserved

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6.4.1 R3 With AAA

6.4.1.2 Radius Packet Format [cont.]


Radius Packet Exemple: Access Request

WAC

Access-Request

AAA

Dst Port

Code (1)= Access Request


Authenticator

Length

Attributes

EAP-Attribute

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6.4 Interface R3 (WAC-Core Network)

6.4.2 R3 With External Home Agent (Mobile IP)


 MIP Protocol is supported only when the Home Agent is a part of CSN (External HA).
 MIP Protocol is not supported for Embedded Home Agent.
 MIP Protocol is intended to enable mobile nodes to move from one location to another without

changing their IP addresses.

 Alcatel-Lucent WiMAX solution supports only Proxy-MiP approach

MiP Tunnel 1

E
Ho xte
me rna
Ag l
en
t

CSN

CoA1

RAN

Foreign Agent

MiP Tunnel 2

CoA2

Foreign Agent

R3 MiP is not valid with Embedded HA

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Home Agent (HA)




A router on a mobile node's home network which tunnels datagrams for delivery to the mobile node and maintains
current location information for the mobile node.

Foreign Agent (FA)




A router on a mobile node's visited network which provides routing services to the mobile node while registered.

The foreign agent de-tunnels and delivers datagrams to the mobile node that were tunneled by the mobile node's home
agent.

Home address


IP address received by the MSS from the DHCP (Local IP Address Allocation)

Care-of Address (CoA)




The termination point of a tunnel toward a mobile node, for datagrams forwarded to the mobile node while it is away
from home. It is the address of the serving WAC.

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6.4.2 R3 With External Home Agent (Mobile IP)

6.4.2.1 MiP Principle


 The Home Agents scope
 Intercepts packets from the corresponding node
 Tunnels them toward the Foreign Agent

New IP header

Original IP Packet

@IP Source HA
@IP Care of address

@IP Corresponding Node

@IP Corresponding Node

Home @IP Mobile Node

Home @IP Mobile Node


CN

Payload

MN

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RAN

HA

Tunnel
FA CoA

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Payload

6.4.2 R3 With External Home Agent (Mobile IP)

6.4.2.1 MiP Principle [cont.]


The update of the Binding Table is the scope of the FA
Binding table
Foreign
Agent (WAC)
10.31.3.1

1.1.1.7

Foreign
Agent (WAC)

New tunnel

Mobile
Node

CoA

1.1.1.7
1.1.1.7
1.1.1.8
1.1.1.5

10.31.1.1
10.31.2.1
10.31.2.1
10.31.3.1

10.31.2.1
Foreign
Agent (WAC)
1.1.1.7

Old tunnel
Home Agent

10.31.1.1

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Corresponding Node

6.4.2 R3 With External Home Agent (Mobile IP)

6.4.2.2 MiP Registration & Deregistration


Only 2 MIP messages used today :
 MIP Registration request (Lifetime = 0 for de-registration)
 MIP Registration Reply

MSS

BS

WAC/FA

DHCP Server

HA

MIP registration request


MIP registration reply

Ww

MSS

BS

WAC/FA

DHCP Server

HA

MIP registration request (lifetime = 0)


MIP registration reply (lifetime = 0)
Ww

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6.4.2 R3 With External Home Agent (Mobile IP)

6.4.2.2 MiP Registration & Deregistration [cont.]


MiP Packet Format:

Type=Registration Request
Registration Life Time =1h
Home Adress (MN IP@)
Home Agent IP@
CoA IP@

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6.4 Interface R3 (WAC-Core Network)

6.4.3 R3 with DHCP


 RFC 2131/Runs over UDP ( ports 67/68)
 Main DHCP messages:
dhcpdiscover, dhcpoffer , dhcprequest ,dhcpack.
IP Address Allocation Mechanisms
 Static IP Addressing
 Dynamic IP Addressing

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6.4 Interface R3 (WAC-Core Network)

6.4.4 DHCP Packet Format

HoA IP@
MS IP@
IP@ Offer

DHCP Server
IP@
DHCP Relay
IP@

CPE/MS MaC @
Option List

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6.4.3 R3 with DHCP

6.4.3.1 DHCP Relay & DHCP Proxy


MS performs DHCP procedure to get a local IP address. The local IP address can be obtained with
DHCP relay or DHCP proxy in the WAC.
1- DHCP Relay Mode: DHCP relay may add information before relaying DHCP messages that are taken
into account by DHCP server when returning MS IP@ and DHCP options:
 Options value 68 in option 55 : In case of External HA.
 Option 82/1 : In case of Embedded HA, WAC inserts the DHCP Relay Agent option set to a value that

identifies the WAC .


 Option 82/1 : Also used in case of external HA and IP @ of HA allocated by the AAA.

2- DHCP Proxy Mode:


WAC terminates the DHCP protocol , so behaves as DHCP server towards MS and MS IP@ assigned by AAA
or by HA

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6.4 Interface R3 (WAC-Core Network)

6.4.4 R3 With SBC (Gq Interface)







In Alcatel-Lucent WiMAX network, Diameter protocol is used for QoS management.


It is involved in all VoIP, VoD, Live TV channel, and all applications with QoS.
Diameter is implemented between The WAC and the SBC (P-CSCF).
For HSI service, Diameter is not involved.
SIP_INVITE(SDP)

Call Set Up Request


RAN

R6

WAC
Serving

WAC
DR

User Profiles
R1
User Profiles

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R3
Gq
Diameter

SBC

6.4.4 R3 With SBC (QoS Management)

6.4.4.1 Diameter Protocol: QoS Management


 SBC translates and maps the SDP parameters into service information
 SBC sends the service information to the WAC for authorization in the appropriate AAR

command
<AAR> = < Diameter Header: 265, REQ, PXY >
< Session-Id >
{ Auth-Application-Id }
{ Origin-Host }
{ Origin-Realm }
{ Destination-Realm }
[ Media-Component-Description ]

CPE1

CPE2

WAC

SBC
INVITE (Session1)
AAR (Session 1)
AAA (Session 1)

<AAA> = < Diameter Header: 265, PXY >


< Session-Id >
{ Auth-Application-Id }
{ Origin-Host }
{ Origin-Realm }
[ Result Code ]
[ Experimental Result ]

INVITE (Session2)
AAR (Session 2)
AAA (Session 2)
Bye (Session1)
STR (Session 1)
STA (Session 1)

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6.4.4 R3 With SBC (QoS Management)

6.4.4.2 Diameter Protocol: QoS Management [cont.]


Diameter Messages exchanged over Gq Interface:
Command

Description

Code

CER

Capabilities Exchange Request

257

CEA

Capabilities Exchange Answer

257

AAR

AA Request

265

AAA

AA Answer

265

ASR

Abort Session Request

274

ASA

Abort Session Answer

274

DWR

Device Watchdog Request

280

DWA

Device Watchdog Answer

280

STR

Session Termination Request

275

STA

Session Termination Answer

275

DPR

Disconnect Peer Request

282

DPA

Disconnect Peer Answer

282

Details

Activation of Diameter connection between SBC and WAC

QoS resource authorization request/answer for the session

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Termination of the session after the SIP BYE, resources


previously allocated are released
Messages used over the diameter connection to detect
transport failures
Termination of the session (e.g after SIP BYE), resources
previously allocated are released
Deactivation of the Diameter connection triggered by the
WAC in case of reconfiguration of the SBC

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6 Protocoles & Interfaces in WiMAX Alcatel-Lucent Network

6.5 Interface R4 (WAC-WAC interface)


Two kinds of interfaces R4 exist:
1- The interface between two adjacent WACs called inter-WAC interface
2- The interface between WAC units within the same WAC cluster.
The interfaces denoted as R4 are:
 For mobility: interface between Serving WAC unit and Target WAC unit
 For idle mode: interface between WAC supporting Paging Controller and Target WAC
 For managed services (VoIP, VoD, etc): interface between WAC Diameter Relay and
Serving WAC.
 For intra-cluster interface (Load Balancing of BS into WAC cluster): interface between
Load Balancer WAC and Serving WAC unit

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7 Initial Network Entry and IP Service


Establishment.

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7 Initial Network Entry and IP Service Establishment.

7.1 Initial Network Entry (Mobile User)


Ww

CPE

BS

WAC

AAA

DHCP

Ext

HA

DR

ND& S + ASN Connection Set Up *


Access Authentication and Authorization
IP Service Establishment & First MiP Registration
Diameter Relay Registration
Accounting
Second MiP Registration
HSI Service Establishement

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ASP

7.1 Initial Network Entry (Mobile User)

7.1.1 ASN Connection Setup


 MS performs cell selection, NSP discovery and network attachment.

CPE

BS

Ww

R6

WAC

Scanning and synchronisation


WAC units runs the load sharing algorithm
and selects the Serving WAC unit in the
cluster to handle the MS.

DL-MAP, DCD, UCD, UL-MAP

Network Discovery
and Selection
ND&S

RNG REQ_ MS MAC@


RNG RES_Basic & primary management CIDs
SBC REQ (Basics Capabilities)
SBC RES

BS Selects
prefered WAC

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SS Associated-Ind (MS-MAC@)
Ranging cause=NW_ENTRY
SS Associated-res (MS-MAC@ UP-T W-Adress-list)

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Upon installation, an MSS begins scanning its frequency list to find an operating channel. The MSS tries to
synchronize to the downlink transmission by detecting the periodic frame preambles. Once the physical
layer is synchronized, the MSS will look for the periodically broadcast Downlink Coding Descriptor (DCD) and
Uplink Coding Descriptor (UCD) messages.
Upon learning what parameters to use for its initial ranging transmissions, the MSS will look for initial
ranging opportunities by scanning the Uplink-MAP messages present in every frame. The MSS chooses an
initial ranging slot to send a ranging request message.
The response also provides the MSS with the basic and primary management CIDs.
To avoid wasting capacity, the MSS next reports its PHY capabilities, including the modulation and coding
schemes it supports. The BS, in its response, can deny or accept the use of any capability reported by the
MSS.

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7.1 Initial Network Entry (Mobile User)

7.1.2 Access Authentication and Authorization


After successful completion of access authentication:
WAC Anchor-Authentication retrieves the keying material contained in the RADIUS message, and
then send them to BS.
 The NSP ID is provided to the BS.
 Upon receiving message MSS-Set_AK-Req, the BS starts the keying materials exchange procedure

with the MSS

 BS indicate to WAC the Key exchange result (message MSS_Set_AK-Cnf)


 MS sends REG-REQ message to register with the BS
CPE

Ww

BS

R6

WAC

Authentication & authorisation

R3

AAA

Radius Access Accept

SS_Set_AK-Req(MS MAC@, AK context, NSP ID)


PKM : Key exchange
SS_Set_AK-Cnf
REG-Req
REG-Res

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Each MSS contains both a manufacturer-issued factory-installed X.509 digital certificate and the
certificate of the manufacturer. The network is able to verify the identity of the MSS by checking
the certificates and can subsequently check the level of authorization of the MSS. If the MSS is authorized
to join the network, the BS will respond to its request with an Authorization Reply containing an
Authorization Key (AK). Upon successful authorization, the MSS will register with the network.

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7.1 Initial Network Entry (Mobile User)

7.1.3 IP @ Assignment & Initial Service Establishment


Initial Service flow creation:
After a successful registration, the BS creates and activates the initial Service flows which purpose is to
allow the MSS to exchange DHCP signaling

WAC Anchor-Authenticator for it establishes the Initial


Service Flow using the VSAs retrieved from the AAA server

CPE

BS

Ww

R6

WAC

SS_SF_Request (Type=Addition, SFID, QoS


parameters UL& DL)

DSA, QoS Parameters, CiD, Classifiers

SS_SF_Cnf (SFID

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After registration, the MSS attains an IP address via DHCP and establishes the time of day via the Internet
Time Protocol (NTP server).

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7.1 Initial Network Entry (Mobile User)

7.1.3 IP @ Assignment & Initial Service Establishment [cont.]


DHCP Relay:

MS IP@ Offer

DHCP Server
MS IP@ ??

Legacy

AAA
WAC (DHCP-RELAY)
HA

DHCP Proxy:
No DHCP Server
MS IP@ ??

MS IP@ Radius VSA


Compliant

AAA
WAC (DHCP-Proxy)
HA

MS IP@ MiP Registration


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7.1.3 IP Service Establishement

7.1.3.1 DHCP (Relay Case)


The WAC acts as the DHCP relay:
CPE

Ww

BS

R6

WAC
(DHCP Relay)

DHCP
Server

R3

External HA

PCS_PDU(DHCP DISCOVER)

Initial SF

DHCP Server IP@ is


known by the WAC:

GRE (DHCP DISCOVER)

IP Destination@ set to
255.255.255.255

(DHCP DISCOVER)

-OMC configuration
-AAA VSA

(DHCP OFFER)+ HAIP@


GRE (DHCP OFFER)
PCS_PDU(DHCP OFFER)

- Change IP@ Dst from


Broadcast to unicast
- + GIADDR

PCS_PDU(DHCP REQUEST)
GRE (DHCP REQUEST)

1st MiP Registration


(DHCP REQUEST)
(DHCP ACK)
GRE (DHCP ACK)
PCS_PDU (DHCP ACK)

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7.1.3 IP Service Establishement

7.1.3.2 DHCP (Proxy Case)


At this point, based upon the absence of DHCP server IP address, WAC decides to use DHCP Proxy Mode.

CPE

Ww

BS

R6

WAC
DHCP Proxy

AAA

External HA

Radius Acces Accept

Initial SF
PCS_PDU(DHCP DISCOVER)

R3

HA IP@, MIP security keys and attributes,


Optionnaly: DNS IP@&SBC IP@(P-cscf)
GRE (DHCP DISCOVER)

MS IP@ (HoA)

IP Destination@ set to
255.255.255.255
PCS_PDU(DHCP OFFER)

1st MiP Registration


GRE (DHCP OFFER)
MS IP@ as obtained by HA

DHCP Offer=DHCP request ??

PCS_PDU(DHCP REQUEST)
GRE (DHCP REQUEST)

GRE (DHCP ACK)

No DHCP Server

PCS_PDU (DHCP ACK)

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7.1 Initial Network Entry (Mobile User)

7.1.5 Accounting
WAC starts to record the duration of the session (HSI), input and output octets, or input and output
packets of the user.

CPE

Ww

BS

R6

WAC
(ASN Anchor)

R3

AAA

AccountingStart (beginning of the session=True,


Acct-Session-Id, NAS-IP-Address, NAS-Port, Acct-Status)
User session begins

Accounting Response
2nd MiP Registration

WAC performs the second MIP registration shortly


after the first successful registration.

HSI Service Establishement

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HA

8 End to End Scenarios

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8. End to End Scenario

8.1 Network Entry & Initialization


MS

BS

WAC

AAA

DHCP

Radio entry
Scan, DL/UL
Parameters
Mutual Authentication via EAP
Registration
Local IP address allocation
Service Flow
Creation

MIP registration
Accounting start
SIP Registration
VoIP Call Setup

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HA

HSI

8. End to End Scenario

8.2 Discover: Sip Registration


When the CPE is connected, the SIP agent performs the SIP registration to indicates
its presence on the network to the IMS.

MS

BS

WAC

AAA

DHCP

HA

SBC

IMS

SIP Request: Register


SIP Request: Register
SIP OK
SIP OK

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8. End to End Scenario

8.3 Discover: VoIP call


Try to complete the call flow for E2E WiMAXs user SIP call:
MS-1

MS-2

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BS

WAC

DHCP

HA

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SBC

Softswitch

8. End to End Scenario

8.4 Discover: VoIP Call Release & QoS


Based on the previous call flow, try to complete the following one for VoIP call release:
MS-1

MS-2

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BS

WAC

DHCP

HA

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SBC

Softswitch

8. End to End Scenario

8.5 Video Streaming Session Setup (Service Discovery)

MSS

BS

WAC

Diameter
Relay WAC

SBC

Video Streaming
server

1
HTTP Get (HTTP_url, HTTP_headers)

HTTP Get (HTTP_url, HTTP_headers)


2

User Authentication
HTTP 200 OK (rtsp_url,CONF_ID, UID)
HTTP 200 OK (rtsp url,CONF ID, UID)

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8. End to End Scenario

8.5 Video Streaming Session Setup: First Part


MSS

BS

Diameter
Relay WAC

WAC

SBC

Video Streaming Server

1
RTSP DESCRIBE (rtsp url,Accept:Application/sdp)

RTSP 200 OK (SDP information


RTSP 200 OK ( RtspSessionID,SDP information)

SBC store SDP information

RTSP SETUP(rtsp url, RtspSessionID,stream_ID, parameter list)


SBC store client seting
for parameters
RTSP SETUP(rtsp url, RtspSessionID,
stream_ID, parameter list)
RTSP 200 OK ( RtspSessionID)
RTSP 200 OK ( RtspSessionID)
RTSP SETUP(rtsp url, RtspSessionID,stream_ID, parameter list)
SBC store client Seting for
parameters
RTSP SETUP(rtsp url,RtspSessionID,
stream_ID, parameter list)
RTSP 200 OK ( RtspSessionID)
RTSP Play (rtsp url, RtspSessionID,Range)
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RTSP 200 OK ( RtspSessionID)

8. End to End Scenario

8.5 Video Streaming Session Setup: QoS and Second Part


MSS

BS

WAC

Diameter
Relay WAC

SBC

Video Streaming Server

DIAMETER:AAR(Service
Information for Audio and Video)
DIAMETER:AAR(Service
Information for Audio and Video)
SS-SF-Req(MS MAC,SF-ReqType=ADDITION, SFlist)
Service flow creation for
Audio and Video
SS-SF-Cnf(MS MAC@,
Service Flow Results
DIAMETER:AAA(success)
DIAMETER:AAA(success)
RTSP PLAY(rtsp url, RtspSessionID,Range)
RTSP 200 OK ( RtspSessionID,Range,RTP-Info)

RTSP 200 OK ( RtspSessionID,Range, RTP-Info)

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9 Mobility

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9 Mobility

9.1 A Multi-layer IP Mobility Solution


 Intra WAC handover

Handover between base stations keeping the same WAC as anchor point
No change of Mobile IP Foreign Agent (FA)
 Inter WAC handover

Handover between base stations leading to a change of WAC


Requires a binding update with the Home Agent (HA)
BS

WAC
(proxy M IP/ FA)

BS

IMS

HA

802.1 6e

Corporate

Internet

BS

WAC
(proxy M IP/ FA)
Seamless handover
intra WAC
inter WAC

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HA: Home Agent


FA: Foreign Agent

9.1 A Multi-layer IP Mobility Solution

9.1.1 The Proxy Mobile IP Approach


 WiMAX mobility solution based on Proxy Mobile IP:
 The Mobile IP client is located in the WAC
 Compliant to WiMAX Forum which defines both Proxy Mobile IP and Client Mobile IP
 Mobile IP Approach defines 3 functional elements:
 The Home Agent which manages the WiMAX terminal IP@.
 The node communicating with the WiMAX terminal only knows the WiMAX terminal

IP@ managed by the HA. All traffic to/from the WiMAX terminal converge to the HA.
 The Foreign Agent located in the WiMAX RAN (i.e. in the WAC). All traffic to/from

the WiMAX terminal is tunneled between the HA and FA.


 The Mobile IP client in charge of updating the HA <-> FA tunnel when the WiMAX

terminal moves from one FA to another (i.e. from one WAC to another).

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9 Mobility

9.2 Intra WAC Hand Over


 Intra WAC handover is based on 4 functional

steps:

WAC

 Cell reselection (scanning)


Scanning neighbors

 Handover initiation & preparation

Mob-msho-req (BSs list)

 Handover execution

ho req (BSs list)

 MSS disconnected from the network

ho req

 Network re-entry
 After this step MSS can send/receive

ho rsp

packets to/from network


Mob-bsho-rsp (BS)

ho rsp (BS)

Mob-ho-ind (BS)
Network re-entry

Handover is MS initiated network controlled

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Cell reselection

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HO initiation
& preparation

9 Mobility

9.3 MiP Operation


 Handover between base stations leading to a change of WAC
 As the WAC (FA) changes, a binding update with the Home Agent (HA) is required to

update L3 routing

WAC-1
(proxy M IP)

802.1 6e

HA

WiMAX RAN
Macro mobility
WAC-2
(proxy M IP)

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9.3 MiP Operation

9.3.1 Inter WAC Hand Over with External HA


 At Initial Network Entry
 WAC gets required information allowing to perform Mobile IP registration (e.g. Home

Agent IP @)
 WAC performs the Mobile IP registration on behalf of the MS. This is transparent to the
MS.
  binding : CoA (IP@ of the FA in the WAC) and MS IP@ done in HA
1) IP@ acquisition
2) IP@ acquisition
3) MIP RRQ / RSP

4) ACK

DHCP
server
WAC-1
(PMIP)

802.1 6e

HA

WiMAX RAN
Macro mobility
WAC-2
(PMIP)

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Core Network

9.3 MiP Operation

9.3.1 Inter WAC Hand Over with External HA [cont.]


 During inter WAC handover:
 MIP related information (e.g. HA IP@) are provided by serving WAC to target WAC.

Target WAC has all information to perform MIP registration


 Inter-WAC tunnel created to continue to send/receive traffic to/from MS
HA

WAC-1

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HA

HA

WAC-2

WAC-1

WAC-2

WAC-1

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WAC-2

9 Mobility

9.4 Idle Mode & Paging


Mechanism & Principles of Idle Mode feature:







After a period (configurable) of inactivity the MS enters in Idle Mode


Idle mode is a state allowing a MS, which is inactive, to conserve power and operational resources
by restricting MS activity to scanning at discrete intervals.
The MS has no more bindings with the BS (Service Flows, CIDs), therefore, the resources
can be re-used by other MSs The MS is still reachable for the outside IP world. Its context is still
alive in the WAC & HA, therefore IP traffic can be sent to the MS.
When DL traffic has to be delivered to the MS, the BS pages the MS. MS will go through a Network
Entry procedure and re-attach to the BS.
If the MS needs to send data in UL, it will go through a Network Entry procedure and re-attach to
the BS MS in idle mode is managed by a Paging Controller located in the WAC.

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9 Mobility

9.4 Idle Mode & Paging [cont.]


 Role of the MS when in idle mode:
 Periodically listen to paging messages broadcast by the Paging Controller to know if

there are pending data for this MS in the network (If any, the MS re-enters the
network)
 Periodically refresh MS context lifetime stored in the Paging Controller
 Periodically listen to paging information broadcast by the network in order to know if
the MS has moved to another Paging Group
 Role of the Paging Controller:
 Keeps track of MS location while in idle mode to know in which paging group the MS is
 Stores MS context for MS in idle mode
 Notifies MS in idle mode of incoming IP packets


Paging:
When PC receives a downlink packet towards an IDLE MS, it first checks the current PG
of the MS. PC can initiate Paging procedure to all the BSs of the Cluster which belong
to the PG via R6 interface.

Location Update:
LU MAY be either Secure or Unsecure

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9.4 Idle Mode & Paging

9.4.2 Idle Mode Principle In BS Load Balancing







Each WAC unit can manage all the BSs belonging to the Cluster.
Each WAC Unit can manage all the PGs of the BSs in the Cluster.
The BSs controlled by the WAC units from the same cluster can be divided into different
PGs.
BS association with a particular PG within a cluster is done via OMC-R.

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10 End To End Security Architecture

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10 End To End Security Architecture

10.1 WiMAX Security Methods


 The possible combination for the authentication in W4 are:


User and server authentication via EAP-AKA or EAP-SIM.


 This is already supported in W3 and the mutual authentication occurs by the very
nature of the shared secrets used for these authentication schemes.

 User and server authentication via EAP-TTLS with CHAP or MS-CHAPv2.


 Server authentication is already supported in W3 as part of the EAP-TTLS protocol.
 User, server and device authentication via EAP-TTLS with CHAP or MS-CHAPv2.
 Device authentication as part of the EAP-TTLS exchange is new in W4.
 Server and device authentication via EAP-TLS
 Support for plain EAP-TLS is new to W4. This combination performs both server and
device authentication using X.509 certificates

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10 End To End Security Architecture

10.2 WiMAX Security Protocol Stack


CHAP

User authentication

CHAP

TTLS AAA server & Device authentication with X.509 certificate


TLS

TLS

Mutual Authentication through EAP-TTLS


EAPTTLS

EAPTTLS

EAP

EAP

PKM

PKM

16e MAC

16e MAC

16e PHY

MSS

EAP
RADIUS

EAP
RADIUS

RADIUS
or
DIAMETER

RADIUS
or
DIAMETER

BS/WAC
control

BS/WAC
control

TCP

TCP

UDP

UDP

UDP

UDP

IP

IP

IP

IP

IP

IP

L2/L1

L2/L1

L2/L1

L2/L1

L2/L1

L2/L1

16e PHY

BS

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WAC
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TTLS AAA Server

HomeAAA
Server

10 End To End Security Architecture

10.3 WiMAX Standard Security Sublayers


A dedicated security layer is defined in WiMAX standard, to provide privacy to subscribers
and strong protection to operators.

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10 End To End Security Architecture

10.4 EAP-TTLS & X.509 Certificate


X.509 Certificates:
 Asymmetric keys principleA public
 identity card, containing the information of the owner and its public key.
 The certificate is signed by the private key of a Certification Authority (CA), a
trustworthy third partyIdentity of peer is verified if the certificate decrypted with
CA public key gives readable informations.
EAP-TTLS:
Peer and AAA server negotiate an authentication method in EAP messages : EAP-TTLS,
EAP-SIM, EAP-AKA, there are several uses of EAP-TTLS :
 EAP-TTLS as an native authentication protocol, using digital certificates to
authenticate the server on peer side.
 EAP-TTLS as an encrypted tunnel to secure other protocol exchanges to
authenticate user and/or device
 EAP-TTLS as protocol to exchange key materials
 EAP-TTLS as a way to negotiate encryption method
 The TTLS AAA server holds a X.509 certificate and presents it to the peer for
authentication.

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10 End To End Security Architecture

10.5 Security Mechanisms & Protocols : CHAP


 CHAP stands for Challenge Handshake Authentication Protocol.
 CHAP uses a three way handshake mechanism :
 The AAA server sends to the client a counter and a 16 octets challenge.
 The client hashes the number, the counter and the shared secret and sends back

the result to the AAA server


 The AAA server compares its local result and the result of the client and, if similar,

grants the access.


 The verification is based on a shared secret : the user's password.
 In this release CHAP is this only inner authentication method used over EAP-TTLS.

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The real username of the user is used in CHAP, and the association username/password is stored in AAA server.

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10 End To End Security Architecture

10.6 Two Phases Of EAP-TTLS Protocol

MSS

WAC

TTLS Server

AAA Server

TLS Handshake Phase


Identity Exchange phase
Hello Exchange phase
Finished Exchange phase

TLS Tunnel Phase


CHAP authentication phase

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EAP messages are exchanged between MSS and TTLS AAA server in each direction. They are transparently
relayed by BS and WAC.
The WAC initiates the EAP authentication exchanges by sending an EAP Request / Identity to the MSS via the
Base Station. Subsequent EAP messages are relayed by the WAC.
The TLS layer authenticates the homeTTLS/AAA server to the MSS and builds a secure MSS-AAA Server tunnel for
subsequent MSS authentication using CHAP.

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10.6 Two Phases Of EAP-TTLS Protocol

10.6.1 Identity Exchange Phase

MSS

WAC

AAA Server

EAP-Request / Indentity

EAP-Response / Indentity
The identity contains the realm

Check Realm
EAP-Request / TTLS Start

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10.6 Two Phases Of EAP-TTLS Protocol

10.6.2 Hello Exchange Phase


MSS

AAA Server

EAP-Response / Client Hello


client version, random number, session
ID, ciphersuite, compression methods

EAP-Request / Server Hello

Verify the server


Certificate

9700 WiMAX E2E Architecture 128

server version, random number, session ID, ciphersuite,


compression alg, Certificate of server [TLS Certificate
Request], Server Hello Done, ServerKeyExchange,

ServerHelloDone

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Trigger: Radius Access Request/EAP-Response/Identity


Normal case: TTLS server sends an EAP-Request/TTLS-Start message.

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10.6 Two Phases Of EAP-TTLS Protocol

10.6.3 Finished Exchange Phase

MSS

AAA Server

Compute
pre master secret
EAP-Response / ClientKeyExChange
pre master encrypted, Rsp([Certificate],
ClientKeyExchange TLS record, ChangeCipherSpec,

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Compute
pre master secret

10.6 Two Phases Of EAP-TTLS Protocol

10.6.4 Chap Authentication Phase

MSS

AAA Server
EAP-Request

EAP-Response / TTLS / CHAP message


Username, user password

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10 End To End Security Architecture

10.7 Authentication Successful


MSS

WAC

AAA Server
EAP-sucess

The MS directly sends the CHAP challenge response to the AAA server, as the challenge used is
calculated with the master key.

At the end of CHAP authentication, the TTLS AAA server sends an EAP-success message to the MS.
This message is encapsulated in an EAP-Access-Accept message, sent to the WAC and relayed to
the MS.

This message also contains key materials : Master Secret Key (MSK), derived from master secret,
is sent encrypted in RADIUS attributes.

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10 End To End Security Architecture

10.8 EAP SIM/AKA Methods


EAP-SIM
This authentication mechanism has been originally defined for the GSM
mobile system. It uses a SIM card (Subscriber Identity Module). Client and
Server share a predefined secret key.


EAP-AKA
This authentication mechanism has been originally defined for the UMTS
mobile system. It uses a SIM card (Subscriber Identity Module). Client and
Server share a predefined secret key.


Allows 2G/3G operators to deploy WIMAX while keeping their existing


authentication infrastructure (SIM cards, HLR)

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10 End To End Security Architecture

10.9 Key Materials


Security on air interface
 On control plane
 Integrity of messages and Identity of peer are verified through authentication
method based on CMAC algorithm and key derived from EAP authentication phase
 On user plane
 Encryption and integrity of MAC messages are assumed by the use of an encryption
method and key named TEK


The transfer of TEK on the control plane from BS to MS is realized thanks to encryption
with the KEK key.

Key derivation from previous MSK ( elaborated during users authentication phase)
and distribution of key materials in order to secure the exchange of data on the air
interface.

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10 End To End Security Architecture

10.10 Key Materials Distribution


 Key derivation from MSK

BS

MS

MSK
512 bits

WAC

MSK
512 bits

EAP authentication
MSK
512 bits

AK
160 bits

AK
160 bits

KEK

KEK

TEK

TEK

 KEK : Key Encryption Key


 Used to secure the exchange of TEK over the control
plane.
 TEK : Traffic Encryption Key
 Used to authenticate and encrypt users data traffic
 TEK is sent from BS to MSS encrypted by means of KEK.
 TEK are randomly generated by the BS.
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AAA
server

AK
160 bits

RADIUS

10 End To End Security Architecture

10.10 Key materials distribution [cont.]


MSK (512)
Trunked
PMK (160)
Dot16KDF (PMK, SSID, BSID , #)
AK (160)
Dot16KDF (AK, SSID, BSID, #)

CMAC-Key-UL
(128)

CMAC-Key-DL
(128)

MSK: Master Session Key

PMK: Pair wise Master Key

AK: Authentication Key

SSID: SS Identity (MAC@)

BSID: BS Identity

MAC: Message Authentication Code

CMAC: Cipher-based MAC

UL/DL: Uplink /Downlink

KEK: Key Encryption Key

TEK: Traffic Encryption Key

#: Dot16KDF operation identifier

KEK (128)

TEK (128)
{KEK, TEK}
protected by KEK

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10 End To End Security Architecture

10.10 OMC and NE Access Security




Use of secured protocol SNMPv3, all transactions between OMC-R , WAC and BS are encrypted and
authenticated:
 Parameters setting
 counters polling
 Alarms management

Use of SSL between WAC and OMC (authentication and encrypted tunnel to transfer data for an HTTP
session):
o
o

WAC OMC authenticate each other through X.509v3 certificate


LMT, NEMW are authenticated by user/password on WAC, by certificate on user side

Use of SSH2 to connect on NE (BS and WAC) (ensure authentication and encryption):
 WAC
o SSH
o SSH
 BS
o SSH
o SSH

client always uses username/password


server authenticates through X.509v3 certificate
client always uses username/password
server authenticates through raw public key (initiated by the OMC)

Use of SFTP for code transfer (ensure authentication and encryption)

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11 Accounting And Charging Scenarios

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11 Accounting And Charging Scenarios

11.1 Accounting & Charging Scenarios


 In WiMAX Alcatel-Lucent Solution, the ASN supports Off Line Accounting, On line
Accounting (Post-Paid and Pre-Paid) and hotlining for Direct IP access (Internet Access)
only,


The ASP supports accounting for VoIP, VoD, and other services if any.

OFF Line:

ON Line:

A charging process where charging


information does not affect, in
real-time, the service rendered.

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A charging process where charging


information can affect, in real-time, the
service rendered and therefore directly
interacts with the session/service
control.

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Online subscription feature : also called Over the Air (OTA) provisioning


It permits a future WiMAX user to register on the WiMAX RAN

Same approach as self registration on WiFI hotspots

Pre-Payment feature ( On line accounting)




Pre-paid : capability to handle sessions based on the consumption of a pre-existing credit managed by a PrePaid Server (PPS)

Account Refilling feature




Redirection rules for in order to connect users to a Web portal

Hot lining for on line subscription when AAA detects an unknown user

Hot lining for on line replenishment (or account refilling) : triggered by AAA when PPS detects that credit
limit is reached.


Refill capability both at network entry or during session ( expiration of credit)

Note: Pre-paid option can be used on a WiMAX RAN without Online subscription. But Online Subscription usage implies also Pre-paid option for
the self registered users

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11 Accounting And Charging Scenarios

11.2 Online Subscription & PrePaid Architectural Model




The WiMAX RAN provides access to the High Speed Internet Service (HSI).
The PPC function for HSI is located in the WAC.




The interface between PPS and AAA interface is used to provide online accounting for High Speed
Internet (HSI) service.

PPC for HSI


Service

PPC for Other


Services
Transport
Network

Instant Convergent Charging (ICC)


Diameter
PPS

Vital AAA

ICC DB

Diameter

WAC
DB

Web Portal

SOAP/ HTTP

Voucher DB

The other PPC for VoIP and VoD services are located in the CSN. DCC interface is also used
between PPS and PCC at CSN.
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Online Subscription is also called Over The Air (OTA) provisioning. Online Subscription feature permits a
future WiMAX user to register himself/herself on the WiMAX RAN. This is the same approach in WiMAX
than for WiFi users self registration on WiFi Hotspots.Feature goal:
To allow a user, which purchases a WiMAX capable device, to subscribe to WiMAX services directly from its device to any
provider.
The WiMAX service provider, chosen by the customer, shall offer solution to provision a new user account and to provision and
configure the user device
Additional online procedures: account modification by the user, account deletion (operator,automatic)
W4 assumptions
- Online subscription only for prepaid user
- Only concerns High Speed Internet service
- W4.1: payment using voucher (scratch card)
- future: payment using CB
W4 restrictions
- In W4, the terminal configuration is done by user: no bootstrapping and provisioning over the air
- In W4, no online subscription modification
- In W4, online subscription deletion done manually by the operator on each server (PPS, AAA)

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11.2 Online Subscription & PrePaid Architectural Model

11.2.1 Web-Portal/Provisioning Server


Web-Portal/Provisioning server is the main functional block within ICC (Instant
Convergent Charging)
Web-Portal/Provisioning server has three external interfaces:
Web-browser based GUI interface.

SOAP/HTTP interface between Web-Portal and AAA server.

Payment checking interface between
Instant Convergent Charging (ICC)
Web-Portal and Voucher database.
Vital AAA

PPS
ICC DB

Diameter
DB
SOAP/ HTTP

Web Portal

HTTPS

Voucher DB

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11.2 Online Subscription & PrePaid Architectural Model

11.2.2 Pre-paid Architectural Model


 For Online Subscription OTA service, Pre-paid accounting is most of the time used.
 Prepaid mode is the capability to handle user sessions based on the consumption of a pre-

existing credit defined in a Prepaid Server.


 The Prepaid mode uses the Hotlining feature to enable users to refill their account when it is

depleted.
ASN-GW
Prepaid attributes

User Device

Prepaid Client

RADIUS
Client

RADIUS

Prepaid Server

RADIUS
Server

Diameter

User Plane
FA

HA

IPIPservices
services

When the credit expires, the session is ended. When the session ends before credit expires,
the unused credit is given back to the Prepaid Server
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On-line accounting mainly involves two entities: the Prepaid Client (PPC), and the Prepaid Server (PPS)


The PPC


dialogs with AAA and PPS for the prepaid accounting authorization

Monitors the provision of the per-paid according to quota allocated by PPS

The PPS


Manages the accounts of the pre-paid users

Allocated the quota per service

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11.2 Online Subscription & PrePaid Architectural Model

11.2.3 ALU Pre-paid Architecture


 The ALU architecture distributes the Prepaid Client over the ASN and the CSN depending on the
different services.
 The WiMAX RAN provides one unique service: High Speed Internet access service.
 The other services like VoIP or Video are provided by the CSN / Core networks.

Home-CSN

PPC
for VoIP
Dia
me
ter

MS

PPC for
Internet Access
Service

Radius

Home-AAA Transl.
Server
Agent

Diameter
ter
me
a
i
D

PPC
for VoD, ...
ASN

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Pre-Paid
Server
Online
Charging
Server

HLA

11.2 Online Subscription & PrePaid Architectural Model

11.2.4 Hotlining Architectural Model


 The Prepaid mode uses the Hotlining feature to enable user to refill their account when it is

depleted.
 The refill capability is available both at Network Entry and during a session.
 During Hotlining, the user can only access to the User account refill web page presented by the

the NSP Web Portal.


ASN

Radius

MS
HLD

H- AAA

HTTP/ HTTPs traffic

Diameter

PPS
(OCS)

HLA

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The Prepaid mode uses the Hotlining feature to enable user to refill their account when it is depleted. This refill
capability is available both at Network Entry (no initial) and during a session (credit has exhausted). During
hotlining, the user can only access to the User account refill web page presented by the the NSP Web Portal.
HLA
The Hot-Line Application is a functional entity that performs the following roles:
Initiates notification of the Hot-Line status to the MS. This is done via a delivery of an
HTML page to the subscribers browser.
Provides a mechanism for the user to rectify the issue that triggered Hot-Lining (Web Page).
Terminates the user's packet data session upon unsuccessful resolution of the problem.
HLD
A Hot-Lining Device (HLD) implements the Hot-Lining rules requested by the Home AAA server for a
user. All User Plane packets of a hot-lined user are checked against the Hot-Lining rules and when a
match is found the corresponding action (permit, deny, or redirect) is performed by the HLD.
PPS/OCS
Communicates with the AAA (Diameter Credit Control)
Maintains the user account balance.
Serves requests issued by the PPC for allocation of user quota.
Associates every allocated quota with a Validity-Time (VT). The CSN operator configures VT
on a per service basis. Should the PPC loose the prepaid context of a user (PPC reset) the
allocated quota is moved back to the user account on VT expiry.

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11.2 Online Subscription & PrePaid Architectural Model

11.2.5 Online Subscription Architectural Model


The different NEs involved in an online subscription procedure are:
The MS
The BS and the ASN-GW(WAC) in the ASN
The AAA, Authentication Authorization ans Accounting server
The Subscription Web Portal/Provisioning server: (Web-Portal/Provisioning server is the main
functional block)






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An unknown Wimax user connects to the Wimax network


As it is undeclared in the AAA server, the user is redirected to the IP address of a Web Portal offering Online
subscription facility
During the Online subscription, the user performs:
-

QoS/service profile selection

A NAI and pasword is provided to the user

Credit filling with a scratch card (Voucher)

At the end of the Online subscription:


-

Subscriber/Account creation

The user is declared in the AAA server

The user is informed that it has to reconnect to Wimax in order to access the service (normal entry phase)

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11.2 Online Subscription & PrePaid Architectural Model

11.2.6 Pre-Provisioning Phase


CPE

Ww

BS

WAC/HLD

NSPAAA/
HLA

DHCPServer

Network Discovery & Selection


Access Request (NAI, EAP idenity, Wimax
Capabilities)
Mutual Authentication & Authorization
Access Accept (AAA sessionID, EAP Success,
HOTLining Attributes, SF data, session time,
termination action)
PKM Exchange
MS IP @ Allocation
Filtering and Redirection
initiation

IP redirection rule: It is a set of IP


filter rules Giving the Action to
perform.

SF creation
Accounting Start (NAI, SessionID,
MS mac@, Class, HOTLINE
indication)
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Pre-provisioning phase
1- ASN access: scanning,
radio synchronisation,
NSP discovery and selection
2- Authentication
3- Pre-provisioned subscription service flow creation.
Hot-lined session: user flow re-directed to the Subscription Web Portal => only a limited access is authorized

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11.2 Online Subscription & PrePaid Architectural Model

11.2.7 Subscription Phase


CPE

Ww

BS

NSPAAA/
HLA

WAC

HTTP get request (from User Home Page)


HTTP redirection
HTTP 404 (Page not found, please access the following URL
to subscribe to the service provider network)

HTTP 404 (Page not found, please access the following URL
to subscribe to the service provider network)
HTTP get request (Open Welcome Page to Subscription Web Portal )
HTTP get answer (Open Welcome Page to Subscription Web Portal )
HTTPS post: ordering subscription and accounting selection)

User subscription information acquisition

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Subscription phase
4a- User confidential data requested to create an account through a secured connection
4b- User subscription creation authorized: voucher validity checked
4c- User account creation on AAA and PPS

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NSP Web
Portal/ PS

11.2 Online Subscription & PrePaid Architectural Model

11.2.7 Subscription Phase [cont.]


CPE

Ww

BS

NSPAAA/

WAC

Welcome to on-line subscription page of XXX


HLA Operator
To get a Wimax account, you must have bought a
"XXXPage)
Wimax voucher" in our distribution network
HTTP get request (from User Home
Please enter the required infomation to allow us to create your
new account:

NSP Web
Portal/ PS

HTTP redirection

oYour first name:

HTTP 404 (Page not found, please access the following URL
to subscribe to the service provider network)

oYour Last name:

HTTP 404 (Page not found,


please
access number:
the following URL
oYour
voucher
to subscribe to the service provider network)

oYour MAC address:


HTTP get request (Open Welcome Page to Subscription Web Portal )

oPassword

oConfirm
HTTPpassword
get request (Open Welcome Page to Subscription

A description of each
possible subscription is
provided,
inlcuding
Web
Portal
) :
cost, bandwith, et .. la
duration in min

HTTPS post: ordering subscription and accounting selection)

Service selection

256

768

1500

User subscription information acquisition


OK

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Cancel

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- Behavior on request of an unknown page (user traffic IP re-direction consequence)


-

In a return NOK(404): The associated message recommend to access the proposed URL (several could be
proposed for several device format) in order to be authorized to access the service.

- Interfaces with the user through an HTTPS interface with HTML format
-

To get user information needed to create the account through a secured connection

To provide the account creation result to the user:


-

data are provided to the user to allow him to perform a subsequent initial network entry (NAI, url/pwd)

The user is also informed that, in order to achieve his subscription he has:
- To disconnect from the WiMAX network
- To follow the instructions (get when he buys the voucher or that he will receive) to configure his device
- To re-enters the WiMAX network to access the subscribed HSI service

- Authorizes or not the user account creation: check voucher validity


- Interfaces with other servers (AAA,PPS) that need a to create the user account in their own database.

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11.2 Online Subscription & PrePaid Architectural Model

11.2.7 Subscription Phase [cont.]


CPE

Ww

BS

NSPAAA/

WAC

Welcome to on-line subscription page of XXX


HLA Operator
To get a Please
Wimax validate
account,your
you subscription
must have bought a
Please print
this
page
"XXX Page)
Wimax voucher"
in our
distribution
network
HTTP get request (from User Home
Please enter the required infomation to allow us to create your
new account:

oYour first name:

xxxxxxxxx

oYour first name:

HTTP redirection

HTTP 404 (Page not found, please access the following URL
xxxxxxxxx
to subscribe to the service provider network)

oYour Last name:

oYour Last name:

oYour voucher number:

xxxxxxxxx

HTTP 404 (Page not found,


please
access number:
the following URL
oYour
voucher
to subscribe to theoYour
serviceMAC
provider
network)
address:
xxxxxxxxx

oYour MAC address:

oPassword
xxxxxxxxx
HTTP get request (Open
Welcome Page to Subscription Web Portal )

oPassword

A description of each
possible subscription is
:
cost, bandwith, et .. la
duration in min

oConfirmpassword xxxxxxxxx

HTTPpassword
get request (Open Welcome Page to Subscription Web
provided,
Portal
inlcuding
)
oConfirm

Service selected : xxxxxxxxx

HTTPS post: ordering subscription and accounting selection)

Service
selection
NAI: xxxxxxxxx

256

768

1500

User subscription information acquisition

Validate
OK

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Cancel

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NSP Web
Portal/ PS

11.2 Online Subscription & PrePaid Architectural Model

11.2.7 Subscription Phase [cont.]


CPE

Ww

BS

WAC

NSPAAA/
HLA

NSP Web
Portal/ PS

User subscription information


exploitation
Account creation
Trigger AAA Povisionning
HTTPS: Account Creation Result

Welcome to on-line subscription page of XXX Operator


Thank you!
Your new Wimax account was created successfully.
Now you should disconnect and reconnect,
to use your new account.
Information will be provided soon to help you to configure your
device with the provided NAI & password

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11 Accounting And Charging Scenarios

11.3 Post-paid Architectural Model


 Post-paid accounting is also performed for verification and tracking purposes for all Pre-paid

users.
 Accounting messages that convey Usage Data Records (UDRs) are sent by the NAS to a AAA

server.
 The AAA server creates text files for UDR that are processed by a charging server.
 In any case charging files always include the actual identity of the user.

Charging server

User Device

ASN-GW

RADIUS
Client

RADIUS ACCOUNTING
(UDRs)

RADIUS
Server

User Plane
FA

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HA

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IPIPservices
services

11.3 Post-paid Architectural Model

11.3.1 Post-Paid Messages


Accounting Start:
This message to the AAA server after the user has been authenticated and the
Internet, Access Service Flow has been created. It marks the start of the users
WiMAX network access.
Accounting Stop:
The WAC sends the Accounting Stop message when the users WiMAX network access
is closed.
Accounting Interim Update:
The WAC generates periodic Accounting Interim Update messages. The AAA sets the
corresponding Time period using the Acct-Interim-Update Radius attribute.

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11.3 Post-paid Architectural Model

11.3.2 Off Line Accounting Procedure_HSI


CPE

Ww

BS

DHCP

WAC

AAA

CG

NAP Discovery and NSP Selection

IPIP
services
services

Mutual Authentication (server & Device)/ PKM Exchange/ IP@ Allocation


SF creation

AccountingRequest (Acct-Status Type=START)


AccountingResponse (OK)
Subscriber accesses to the internet service
AccountingRequest (Acct-Status-Type=INTERIM)
InterimCDR
AccountingResponse (OK)
AccountingRequest (Acct-Status-type=STOP)
CDR
AccountingResponse (OK)

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Off line accounting is completely transparent for the WAC for VoIP and Video services, the accounting in this case
is managed by the NGN, IMS or MiTV part.

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Self-assessment on the Objectives




Please be reminded to fill in the form


Self-Assessment on the Objectives
for this module
The form can be found in the first part
of this course documentation

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Exercises

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Answer the Questions


Please answer the following questions:






What
What
What
What
What

is the scope of: IEEE802.16e ?


is the scope of the WiMAX Forum ?
are the Layers specified by the WiMAX Standard ?
is the role of each layer as defined by the Standard ?
are the different services provided by the WiMAX network?

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Exercise
Some equipments and components are missing in the following WiMAX Network,
please try to add the missed equipment in order to allow User1 to enter the
network and call User2 and User3
User 1

OMC-R
WiMAX
RAN

WAC

WiMAX
CN

User 2

BS

IMS/NGN
User 3
PSTN/2G/3G

10 mn

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Soft
Switch

Exercise
Using the given information try to match the equipments description with the
corresponding equipment:








Mandatory for mobility


Can be embedded or external
Doesnt exist for fixed usage

Manages RAN equipments


Runs DHCP/DNS and NTP optionally
 Allows RAN network elements
supervision and configuration



Aggregates WAC server traffic


Links the WAC to the other NE
 In case of higher than 2
configuration, works as one with
others



10 mn

The Home Agent

Manages Radio Ressources


Supports 2 TX/RX
35dbm/Tx
DC compliant

9700 WiMAX E2E Architecture 157

The WAC Server


The DHCP
The AAA
The Session Border
Controller
The WiMAX L2 base
station
The WiMAX Compact
Base Station
Alcatel Omniswith
6850
The WiMAX Light Base
Station

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OMC

Exercise
Below is a part of the WiMAX network with the different interfaces
mentioned as described by the WiMAX forum, please give the protocol
used for each interface for all types of traffic:

R1:
R3:
R4:
R6:

10 mn

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Discover (Mobility With Distributed HA Configuration)


Using the acquired knowledge of the previous chapters,
try to describe the following different scenarios:
Corresponding Node

 How the IP Packet will be delivered by the AR to the MS1


when it is connected to BS1.

Sr IP@ Ms(1)
CN
Ip@

PAYLOAD

 How the IP Packet will be delivered by the AR to the MS1 AR


when it is connected to BS3 after HO
 Describe the scenario with two options, if the
RAN and CSN are interconnected through
a- Layer3
b- Layer2

HA

HA

HA

WAC 1

WAC2

WAC3

BS1

1h
9700 WiMAX E2E Architecture 159

BS2

Cluster (1)

BS3
MS1

MS1
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9700 W4 End-to-End Architecture Page 159

Discover (Mobility With Distributed HA Configuration)


Using the principles explained and described during Previous discover with what you did acquire
during the session, try to describe how the IP Packet will be delivered by the AR:

Corresponding Node

a- To the MS1 when it is connected to BS1


b- To the MS1 when it is connected to BS 4 after HO


Sr IP@ Ms(1)
CN
Ip@

PAYLOAD

AR

What you can conclude from all these scenarios.

Cluster (2)

Cluster (1)
HA

HA

HA

HA

WAC 1

WAC2

WAC3

WAC 1

BS1

BS2

30 mn
MS1
9700 WiMAX E2E Architecture 160

BS3
MS1

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BS4

BS5

Exercise
Assume that we have one NSP connected to the WiMAX RAN, please put
on the picture all the IP@ in CN and RAN side for the WAC server, and do
the same for the BS.

Mention for each IP@, how it is assigned, and when?

RAN

CN

WAC
WAC

10 mn
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Exercise
Please check the right answer (True/False):
The Home Agent is mandatory in the WiMAX Network
No services with QoS are provided by Internet
The WAC manages the mobile access and radio resources
The SBC is optional for Real time services
The WAC is always DHCP relay
Control plane is encapsulated between the BS and the WAC
DHCP messages are encapsulated in the RAN
In the RAN sharing, each NSP implements its own HA
PPC for all the services is embedded in the WAC
The WAC manages only HSI accounting session

15 mn
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9700 W4 End-to-End Architecture Page 162

Exercise
From the following user profile taken from the AAA, try to list the QoS parameters
of this user:
INSERT INTO users ( user_name, user_realm, password, auth_type, reply_group )
VALUES ( 'w261-user8', 'lannion.fr', 'wimax', 'eap-ttls', 'BE1-LLCUGS' );
INSERT INTO group_avps values ( 'BE1-LLCUGS', '3gpp2-Service-OptionProfile="Maximum-Instances=1,Service-Option=\"Option-Number=176,MaximumInstances=1\""WiMAX-Packet-Flow-Descriptor="Packet-Data-Flow-ID=01,Service-DataFlow-ID=1,Direction=Bi-Directional,Transport-Type=IPv4-CS,ActivationTrigger=\"Active=true\",Uplink-QoS-ID=1,Downlink-QoS-ID=2WiMAX-QoSDescriptor="QoS-ID=1,Media-Flow-Type=Robust-Browser,Schedule-Type=BESTEFFORT,Traffic-Priority=0,Maximum-Sustained-Traffic-Rate=128000"WiMAX-QoSDescriptor="QoS-ID=2,Media-Flow-Type=Robust-Browser,Schedule-Type=BESTEFFORT,Traffic-Priority=0,Maximum-Sustained-Traffic-Rate=1024000"
WiMAX-Packet-Flow-Descriptor="Packet-Data-Flow-ID=3,Service-Data-FlowID=3,Direction=Bi-Directional,Activation-Trigger=\"Active=true\",Transport-Type=IPv4CS,Uplink-QoS-ID=3"WiMAX-QoS-Descriptor="QoS-ID=3,Schedule-Type=UGS,MinimumReserved-Traffic-Rate=120000,Tolerated-Jitter=150,Maximum-Latency=150,MediaFlow-Type=Leased-Line-Conversational,Unsolicited-Grant-Interval=20"ServiceType=Framed-User Framed-IP-Address=255.255.255.255 Termination-Action=RadiusRequest', 1 );
15mn
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9700 W4 End-to-End Architecture Page 163

Exercise
Using the Trace (1) given by the trainer:
A- Please, try to find:





The Realm
The User Identity
The method used for user authentication.
The Ciphering method used by the two peers (User & AAA)

B- List the different steps of the authentication as you can observe on the
trace.
C- what can you conclude??

30mn
9700 WiMAX E2E Architecture 164

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9700 W4 End-to-End Architecture Page 164

Exercise
Using the Trace given by the trainer, try to find:
 The IP@ of each element in the following diagram.
 The NSP ID or the Realm.

WiMAX RAN
H4

WiMAX CN
HA

WAC1

TELECOM
MSS

CN Telecom
BS1

BS2

WAC2

SBC

WAC3
AAA
NGN - IMS

OMC-R Server
20 h

DHCP MSS

OMC-R
Client

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9700 W4 End-to-End Architecture Page 165

Exercise
Using the Trace(2) and the previous exercise results, fill the main
different steps that follow the Radio Network Entry on the following chart
flow:
MS

BS

WAC

AAA

DHCP

45mn
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HA

Annexes

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9700 W4 End-to-End Architecture Page 167

Annexes

Content
The Content of the annexes is:

1.

NGN Network

2.

IMS Network

3.

VLAN

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Annexes NGN

9700 WiMAX E2E Architecture 169

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Annexes

NGN
The 2 basic principles of an NGN:

NGN

Convergence of voice and data

(same technology for voice and data => a


single network to manage)

 Effective separation of layers

Voice

("Control" and "Media" functions no longer


performed by the same physical
equipment)

9700 WiMAX E2E Architecture 170

Voice/data
convergence

Data

Multi
media

All Rights Reserved Alcatel-Lucent @@YEAR

The need today is to route and manage increasing volumes of data traffic including voice and video.
Next Generation Networking (NGN) is a broad term to describe some key architectural evolutions in
telecommunication core and access networks that will be deployed over the next 5-10 years. The general idea
behind NGN is that one network transports all information and services (voice, data, and all sorts of media such
as video) by encapsulating these into packets, like it is on the Internet. NGNs are commonly built around the
Internet Protocol, and therefore the term "all-IP" is also sometimes used to describe the transformation towards
NGN.

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Annexes

NGN
NGN Class 4

MGC

LEX

AN

Circuit Networks
TGW
TGW

LEX

AN

TGW

Packet
Backbone

BRAS

DSLAM
LPF

Internet

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Annexes

NGN
NGN Class 5
MGC
AN

Circuit Networks
AGW
TGW

RGW

AN

AGW

STP

Packet
Backbone

BRAS

DSLAM
LPF

Internet

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Annexes

NGN
The Signaling is SS7. The MGW is a signalling GW to map it on SIGTRAN on
the NGN side.
The User plane is carried over IP
Call Server Call Server

Home
(CPE)

Access
node

AN

Local
switch
LEX

Transit
National
TEX
MGW

IP

MGW

IP

MGW

TDM
User plane
Control plane
9700 WiMAX E2E Architecture 173

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A Media Gateway, abbreviated MGW acts as a translation unit between disparate telecommunications networks
such as PSTN; Next Generation Networks; 2G, 2.5G and 3G radio access networks or PBX. Media Gateways
enable multimedia communications across Next Generation Networks over multiple transport protocols such as
ATM and IP.

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9700 W4 End-to-End Architecture Page 173

Annexes

NGN
Thank to the SBC the WiMAX network is integrated with the NGN network

Call Server Call Server

Home
(CPE)

Access
node

AN

Local
switch
LEX

Transit
National
TEX
MGW

IP

MGW

SBC

TDM
WAC

9700 WiMAX E2E Architecture 174

IP

HA

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A Media Gateway, abbreviated MGW acts as a translation unit between disparate telecommunications networks
such as PSTN; Next Generation Networks; 2G, 2.5G and 3G radio access networks or PBX. Media Gateways
enable multimedia communications across Next Generation Networks over multiple transport protocols such as
ATM and IP.

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9700 W4 End-to-End Architecture Page 174

Annexes

NGN

s
today
f
o
e
s
On
itche
w
s
M
TD

NGN
Call Server

Services and
connection control
Access
Gateways
Switching
matrix

Subscriber
interfaces

Trunking
Gateways
IP

Circuit
interfaces
H323/SIP "soft" & "hard" phones

9700 WiMAX E2E Architecture 175

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TMO18005
9700 W4 End-to-End Architecture Page 175

Annexes IMS

9700 WiMAX E2E Architecture 176

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9700 W4 End-to-End Architecture Page 176

Annexes

IMS
Open, standardised, operator friendly, NGN multimedia architecture for
mobile and fixed services
 Based on SIP, DIAMETER controls
 Supports legal interception, localisation, PSTN interworking, etc.
 Developed in 3GPP but now adopted by ETSI
Access Independent
Applications
Applications

3G
3Gmobile
mobile
WiMAX
WiMAX

Internet

IMS
IMSPlatform
Platform

DSL
DSL
Fibre
Fibre
Ethernet
Ethernet

PSTN
IP
IPtransport
transport

9700 WiMAX E2E Architecture 177

MGW
MGW

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3GPP has decided to use a layered approach to architectural design. This means that transport and bearer are
separated from the IMS signalling network and the session management service.
Application layer:


Service Capabilities

Standardized access to telecom service capabilities for 3rd party developers: open Interfaces.

IMS User Profile stored in a central database.

Control layer:


Manages multimedia sessions using only one multimedia protocol (SIP) for session and service control.

Assumes the authentication of an IMS subscriber.

Is responsible for Home Service Control.

Transport layer:


Assumes the independence (as long as it is IP) with the access: fixed, mobile, wireless.

Quality of Service enabled (policed by control plane).

Combination with charging package for data and IMS services is possible.

Inter-working with circuit switched (fixed/mobile) is supported thanks to gateway.

Access layer:


Represents all the possible broadband access technologies: UTRAN, CDMA2000, xDSL, WLAN, cable networks.

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9700 W4 End-to-End Architecture Page 177

Annexes

IMS

DHCP
AAA

WAC

Circuit
networks

WiMAX

GGSN
SGSN
HLR

AuC

GPRS
backbone

Node-B
RNC

9700 WiMAX E2E Architecture 178

IMS

Packet Switching (PS)

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9700 W4 End-to-End Architecture Page 178

GGSN

Packet
networks

Annexes

IMS
Application
Layer

Control
Layer

AS

AS

HSS/ SLF

AS

S-CSCF
I-CSCF

IBCF

P-CSCF

Transport
Layer

IP network

9700 WiMAX E2E Architecture 179

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AS

Application Server

CSCF

Call Session Control Function

HSS

Home Subscriber Server

IBCF

Interconnect Border Control Function

I-BGF

Interconnect Border Gateway Function

I-CSCF

Interrogating-CSCF

P-CSCF

Proxy-CSCF

S-CSCF

Serving-CSCF

SLF

Subscription Locator Function

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TMO18005
9700 W4 End-to-End Architecture Page 179

I-BGF

Others IMS
Networks

Annexes

IMS
WiMAX Access
IMS Core

Control Layer

P-CSCF
Transport Layer

PDF

Access Transport

PEF

Network
BS
9700 WiMAX E2E Architecture 180

WAC
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9700 W4 End-to-End Architecture Page 180

Annexes

IMS: P-CSCF
Entry point of
the IMS
IMS

network for UE

P-CSCF

Access Network

Internet

The P-CSCF function is done by the SBC

Alcatel-Lucent LAN
http
proxy
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9700 W4 End-to-End Architecture Page 181

Annexes

IMS: S-CSCF
HSS
I-CSCF
S-CSCF

Other IMS

Server that downloads the subscriber profile in a


local database, and controls the subscriber

Network

Similar to the VMSC/VLR function

P-CSCF

VMSC/VLR

Access Network

HLR

AuC
GMSC
Circuit
networks

BTS
BSC

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Annexes

IMS: HSS
HSS
I-CSCF
S-CSCF

Other IMS

Database which contains the multimedia


subscription.

Network

Similar to the HLR function

P-CSCF

AuC

Access Network

HLR
VMSC/VLR

Circuit
networks

BTS
BSC

9700 WiMAX E2E Architecture 183

GMSC

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Annexes

IMS: SIP
 User Agent Client:
 Entity that creates and process new request,

 User Agent Server:


 Entity that generates a response to a SIP request,

User Agent
(ex: Endpoints)

 Registrar:
 Stores endpointss adresses ("location service"),

 Redirect server:
 Forward to the caller a set of callees addresses (contacts) thanks to the
location service

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Annexes

IMS: SIP


REGISTER : used by the UA to send its location (IP address or hostname) to


a REGISTRAR server in order to be reachable

INVITE : used to setup a session between 2 UAs,

ACK : acknowledgment of final response to INVITE,

CANCEL : used to cancel pending session, initiate by the INVITE,

BYE : used to terminate a session initiated by the INVITE,

OPTIONS : used to query UA options and capabilities (ie : supported languages,


supported extensions),

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9700 W4 End-to-End Architecture Page 185

Annexes

IMS: SIP
sip:erwan@orange.fr is reachable at
192.0.2.101

Location DB

Location DB

Registrar
REGISTER
sip:erwan@orange.com
192.0.2.101

Registrar
Proxy

Proxy
UE

UE
INVITE sip:christophe@sfr.fr
Im calling Christophe

sfr.fr

orange.fr
9700 WiMAX E2E Architecture 186

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TMO18005
9700 W4 End-to-End Architecture Page 186

Annexes VLAN

9700 WiMAX E2E Architecture 187

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9700 W4 End-to-End Architecture Page 187

Annexes

VLAN: Physical LAN

Sell
s

R&
D Fi
nan
ces

R&
D

Hub1

R&
D

Hub2

LAN1

Sell
st

r
po
Im C

R&
D

sells

Hub4

Hub3

B
A

t
art
p
de
rt
o
p B
Ex

R&
D

Hub5

LAN3

9700 WiMAX E2E Architecture 188

X
Fina
nces
Fina
nces

Hub6
W

LAN2

R&
D

Router

All Rights Reserved Alcatel-Lucent @@YEAR

To inter connect IP devices one solution consist of using Hubs

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9700 W4 End-to-End Architecture Page 188

Annexes

VLAN: Concept

VLAN2

VLAN1
Switch
1

VLAN-Aware Switches

Switch
2

Y
C

W
VLAN3

9700 WiMAX E2E Architecture 189

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A VLAN comprises a set of stations ( defined by the VLAN association rules in effect) together with the links and
switches needed to interconnect them.
Virtual LAN (VLAN) technology allows us to separate the logical connectivity from the physical connectivity. Users
are still connected via physical cables to physical wiring devices, but the connectivity view from the station or
application perspective is no longer restricted to the bounds of this physical topology. That is, the set of
stations or applications that can directly communicate as if on a common LAN can be controlled through
software configuration of the switches and/or the end stations in the LAN. The LAN is virtual in that a set of
stations and applications can behave as if they are connected to a single physical LAN when in fact they are
not.
A VLAN is a flexible group of devices that can be located anywhere in a network, but they communicate as if they
are on the same physical segment. With VLANs, you can segment your network without being restricted by
physical connections a drawback of traditional network design. As an example, with VLANs you can segment
your network according to:


Departmental groups For example, you can have one VLAN for the Marketing department, another for the
Finance department, and another for the Development department.

Hierarchical groups For example, you can have one VLAN for directors, another for managers, and another
for general staff.

Usage groups For example, you can have one VLAN for users of e-mail, and another for users of
multimedia.

To achieve this flexibility, we must use switches rather than shared bandwidth (repeater) hubs for our device
interconnections. Furthermore, the switches need to be VLAN ; they must include a set of features and
capabilities beyond those of the VLAN switches considered up to now. It is these additional capabilities that
allow us to configure the logical connectivity as appropriate for the user's application environment.
All Rights Reserved Alcatel-Lucent @@YEAR
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9700 W4 End-to-End Architecture Page 189

Annexes

VLAN: Security

VLAN2

VLAN1
Switch
1

Switch
2

Y
C

W
VLAN3

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When using a shared-bandwidth (non-switched) LAN, there is no inherent protection provided against unwanted
eavesdropping. Indeed, this is often used as a generic complaint against shared LANs; any user can, using
software on a conventional personal computer, capture and inspect every frame on the LAN, regardless of the
intended destination.
A malicious user on a shared LAN can also induce problems by sending lots of traffic to specific targeted users
(i.e., overloading their network interfaces and LAN software with huge amounts of spurious traffic, resulting in
performance degradation, undesired behavior, or system crashes) or the network as a whole (using spurious
broadcasts). The only cure is to physically isolate the offending user
By creating logical partitions with VLAN technology, we further enhance the protections against both unwanted
eavesdropping and spurious transmissions. A properly implemented port-based VLAN allows free communication
among the members of a given VLAN, but does not forward traffic among switch ports associated with members
of different VLANs. This isolation accrues both to unicast and multicast traffic.
The VLAN configuration is providing traffic isolation, even among ports on the same switch. This is true for
multicast and unknown unicast traffic as well. While a conventional switch forwards all multicast and unknown
unicast traffic to all ports except that on which the traffic arrived, a properly-configured VLAN-aware switch
will forward such traffic only to those ports ( except for the arrival port, of course) that contain members of
the VLAN associated with that traffic.
Users can eavesdrop only on the multicast and unknown unicast traffic within their own VLAN ; presumably the
configured VLAN comprises a set of logically related users (e.g., a company department). It is no longer possible
to eavesdrop on traffic from other departments. Similarly, while it is still possible to inject malicious traffic,
such traffic should only propagate among switch ports within a single VLAN, and thus any network disruption is
localized. Of course, this improvement in security is achieved through a reduction in connectivity; it is no
longer possible to communicate directly (Le., at the Data Link layer) between stations in disjoint VLANs, even
though they are connected to a common switched LAN. (Communication can still be achieved at Network layer
through a router.)

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9700 W4 End-to-End Architecture Page 190

Annexes

VLAN

A
Sell
s

R&
D F
inan
ces

R&
D

R&
D

1 2 3 4 5 6
SwitchSwitch-A 0
Port
1
2
3
4
5
6
0
0
0

rtm
pa
e
d
ort B
p
Ex

vlan
1
3
2
2
2
2
1
2
3

9700 WiMAX E2E Architecture 191

Sell
ts

r
po
m
C
I

R&
D

sells

Port
1
2
3
4
5
6
0
0
0

vlan
1
2
1
2
3
3
1
2
3

R&
D

R&
D

0 1 2 3 4 5
SwitchSwitch-B 6
9 8 7

X
Fina
nces

Y
Fina
nces

All Rights Reserved Alcatel-Lucent @@YEAR

Port-Based VLAN Mapping


The simplest implicit mapping rule is known as port-based VLAN mapping. A frame is assigned to a VLAN based
solely on the switch port on which the frame arrives.
Stations within a given VLAN can freely communicate among themselves using either unicast or multicast
addressing. No communication is possible at the Data Link layer between stations connected to ports that are
members of different VLANs. Communication among devices in separate VLANs can be accomplished at higher
layers of the architecture, for example, by using a Network layer router with connections to two or more
VLANs.
Multicast traffic, or traffic destined for an unknown unicast address arriving on any port, will be flooded only to
those ports that are part of the same VLAN.
This provides the desired traffic isolation and bandwidth preservation. The use of port-based VLANs effectively
partitions a single switch into multiple sub-switches, one for each VLAN.
Port-based VLANs were the first type available in commercial products, primarily because they are the easiest to
implement. It is not necessary to parse and inspect frames in real-time to determine their VLAN mapping;
regardless of their contents, all frames received on a given port will be assigned to the same VLAN. Port-based
VLANs are appropriate for software patch-panel, switch segmentation ( using a high port-density switch as if it
were a number of smaller switches ), and bandwidth preservation applications.

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9700 W4 End-to-End Architecture Page 191

Annexes

VLAN
Destination Address
Source Address
Ethertype
= 0x8100
MAC Length/Type

This frame carries the tag


IEEE 802.1Q/802.1p.
802.1q
User PriorityCFI

(Vlan ID) 12 bits

Tag Control Information

Data
MAC Length/Type
PAD
Data
FCS
PAD
FCS

9700 WiMAX E2E Architecture 192

VID

802.1p
User priority Acronym
1
BK
2
0 (Default)
BE
3
EE
4
CL
5
VI
6
VO
7
NC

CFI : Canonical Format Identifier (1 Bit)

Tra ffic type


Background
Spare
Best Effort
Excellent Effort
Controlled Load
Video
Voice
Network Control

All Rights Reserved Alcatel-Lucent @@YEAR

The tagging scheme proposed by the 802.3ac standard suggests the addition of the four octets after the source
MAC address. Their presence is indicated by a particular value of the EtherType field (called TPID), which has
been fixed to be equal to 0x8100.
When a frame has the EtherType equal to 0x8100, this frame carries the tag IEEE 802.1Q/802.1p.
The tag is stored in the following two octets and it contains :
 CFI : Canonical Format Identifier (1 bit ), Canonical format refers to the bit ordering (Little or Big Endian) of
the bytes within a frame. The CFI is used for compatibility reasons between Ethernet-type networks and
Token Ring-type networks. Data within Ethernet frames is normally sent using canonical (Little Endian) bit
order (CFI=0). Token Ring frames normally send data using non-canonical (Big Endian) bit order (CFI=1).
 VLAN ID (12 bits ). The VID is the identification of the VLAN, which is basically used by the 802.1Q standard;
being on 12 bits, it allows the identification of 4096 VLANs.
 User Priority (3 bits) is used by the 802.1p standard. The priority field is actually unrelated to the use of tags
for VLAN identification; it is not there for VLAN purposes at all. (see note 1)
After the two octets of TPID and the two octets of the Tag Control Information field there are two octets that
originally would have been located after the Source Address field where there is the TPID. They contain either
the MAC length in the case of IEEE 802.3 or the EtherType in the case of Ethernet version 2.
Note 1 : Priority - Some LAN technologies have the native ability to carry user priority information (e.g., IEEE
802.4 Token Bus); others (such as Ethernet) don' have this capability. Therefore, it made sense to provide the
means to add explicit priority information to frames for use in those technologies with. out native priority
support. However, it seemed unreasonable to provide two types of tags, one for priority information and
another for VLAN identification; the two functions were therefore combined into a single tag. Thus, the
802.1Q VLAN tag carries priority information, which is actually there for the benefit of IEEE 802.1p (priorityaware) switches. A side benefit of this approach was that the tag format could be specified in just one place
(802.1Q), rather than having its semantic definitions spread out over multiple standards.
Note 2 : Adding a tag in a frames implies that the FCS field has to be recomputed

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Annexes

VLAN
Physical connection

Switch 1

Switch 2

vlan1

vlan3

vlan3

W
vlan2

vlan2
Virtual
connections

Physical
connection

4
9700 WiMAX E2E Architecture 193

vlan1
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There are two methods for identifying the VLAN membership of a given frame:


Parse the frame and apply the membership rules. This is sometimes referred to as implicit tagging. A frame's VLAN
association can always be inferred by inspecting the frame contents and applying the complete set of VLAN association
rules for the LAN. Typically, this form of VLAN determination is made by an edge switch the forwarding behavior of the
switch is, in part, determined by the resulting VLAN association of the frame.

Provide an explicit VLAN identifier within the frame itself This is known as explicit tagging (or sometimes just tagging). A
VLAN-aware end station or switch can declare the VLAN association through the use of a predefined tag field carried
within the frame.

implicit Tags
The name notwithstanding, there are no tags involved with implicit tagging An implicitly tagged frame is a normal, unmodified
frame as emitted by any conventional end station or switch. The VLAN association is implied by the frame contents and is a
function of the VLAN rules particular to the application environment. The VLAN association may be a function of:
- Data Link Source Address

- Protocol type

- Higher-layer network identifiers (e.g., IP subnet) - Application-specific fields, and so on


In a VLAN environment, all frames sent by VLAN end stations are considered implicitly tagged. Being VLAN, the end stations
don't know about VLAN associations; such associations are implied by the contents of the frames they send. Any such VLAN
switch operating on an implicitly tagged frame must first make the proper VLAN association from the frame contents. Once
done that switch may forward the frame with an explicit VLAN tag (if the frame being forwarded into a VLAN tag domain) or
without an explicit tag (i.e., the same way the frame arrived).
Implicit tagging requires that the VLAN association be determined by applying the set of VLAN rules every time the frame is
processed by a VLAN switch. If there are no explicit tags provided, each VLAN-aware switch in the path between the source
and destination(s) must independently determine VLAN association from an application of the rules. Besides requiring
repetitive superfluous, redundant processing, the implication is that every switch must know the complete set of VLAN
association rules in force in the entire LAN. Depending on the application environment, this could be hundreds or even
thousands of rules, applied to various fields in the frame (including higher-layer application-specific fields). This is a heavy
burden to place on every switch; this workload can be significantly reduced by making the VLAN association just once, then
explicitly tagging the frame with the resulting value.

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Annexes

VLAN

A
Sell
s

R&
DF
inan
ces

R&
D

Port
1
2
3
4
5
6
0
0
0

vlan
1
3
2
2
2
2
1
2
3

R&
D

1 2 3 4 5 6
SwitchSwitch-A 7

9700 WiMAX E2E Architecture 194

rtm
pa
e
d
ort B
p
Ex

Sell
s
R&
ort
D
p
Im C

R&
D

ells

Port
1
2
3
4
5
6
0
0
0

vlan
1
2
1
2
3
3
1
2
3

R&
D

1 2 3 4 5
Switch-B 6
0 Switch9 8 7

X
Fina
nces

Y
Fina
nces

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A routing function has to be used to communicate between Vlans.


By definition, any inter-subnet communication must occur at the Network layer through a router. in a traditional
(non-VLAN) case, this would mean connecting a router between the separate switches using a port on each
switch.
If the switch and/or the router does not managed tags, one port per Vlan must be connected to the router.

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Self-assessment on the Objectives




Please be reminded to fill in the form


Self-Assessment on the Objectives
for this module
The form can be found in the first part
of this course documentation

9700 WiMAX E2E Architecture 195

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Abbreviations and Acronyms


#
#1
#2

Full Writing of Term #1


Full Writing of Term #2

O
O1
O2

Full Writing of Term O1


Full Writing of Term O2

A
A1
A2

Full Writing of Term A1


Full Writing of Term A2

P
P1
P2

Full Writing of Term P1


Full Writing of Term P2

B
B1
B2

Full Writing of Term B1


Full Writing of Term B2

Q
Q1
Q2

Full Writing of Term Q1


Full Writing of Term Q2

C
C1
C2

Full Writing of Term C1


Full Writing of Term C2

R
R1
R2

Full Writing of Term R1


Full Writing of Term R2

D
D1
D2

Full Writing of Term D1


Full Writing of Term D2

S
S1
S2

Full Writing of Term S1


Full Writing of Term S2

E
E1
E2

Full Writing of Term E1


Full Writing of Term E2

T
T1
T2

Full Writing of Term T1


Full Writing of Term T2

F
F1
F2

9700 WiMAX
E2E Architecture
196 F1
Full
Writing
of Term
Full Writing of Term F2

U
U1
U2

Full Writing of Term U1


Full Writing of Term U2

G
G1
G2

Full Writing of Term G1


Full Writing of Term G2

V
V1
V2

Full Writing of Term V1


Full Writing of Term V2

H
H1
H2

Full Writing of Term H1


Full Writing of Term H2

W
W1
W2

Full Writing of Term W1


Full Writing of Term W2

I
I1
I2

Full Writing of Term I1


Full Writing of Term I2

X
X1
X2

Full Writing of Term X1


Full Writing of Term X2

J
J1
J2

Full Writing of Term J1


Full Writing of Term J2

Y
Y1
Y2

Full Writing of Term Y1


Full Writing of Term Y2

K
K1
K2

Full Writing of Term K1


Full Writing of Term K2

Z
Z1
Z2

Full Writing of Term Z1


Full Writing of Term Z2

L
L1
L2

Full Writing of Term L1


Full Writing of Term L2

M
M1
M2

Full Writing of Term M1


Full Writing of Term M2

N
N1
N2

Full Writing of Term N1


Full Writing of Term N2

Switch to notes view!

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Abbreviations and Acronyms [cont.]


Switch to notes view!

9700 WiMAX E2E Architecture 197

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Glossary
#
#1
#2

Switch to notes view!

Explanation of Term #1
Explanation of Term #2

A
A1
A2

Explanation of Term A1
Explanation of Term A2

B
B1
B2

Explanation of Term B1
Explanation of Term B2

C
C1
C2

Explanation of Term C1
Explanation of Term C2

D
D1
D2

Explanation of Term D1
Explanation of Term D2

E
E1
E2

Explanation of Term E1
Explanation of Term E2

F
F1
F2

9700 WiMAX E2E Architecture 198

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Explanation of Term F1
Explanation of Term F2

G
G1
G2

Explanation of Term G1
Explanation of Term G2

H
H1
H2

Explanation of Term H1
Explanation of Term H2

I
I1
I2

Explanation of Term I1
Explanation of Term I2

J
J1
J2

Explanation of Term J1
Explanation of Term J2

K
K1
K2

Explanation of Term K1
Explanation of Term K2

L
L1
L2

Explanation of Term L1
Explanation of Term L2

M
M1
M2

Explanation of Term M1
Explanation of Term M2

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Glossary [cont.]
N
N1
N2

Switch to notes view!

Explanation of Term N1
Explanation of Term N2

O
O1
O2

Explanation of Term O1
Explanation of Term O2

P
P1
P2

Explanation of Term P1
Explanation of Term P2

Q
Q1
Q2

Explanation of Term Q1
Explanation of Term Q2

R
R1
R2

Explanation of Term R1
Explanation of Term R2

S
S1
S2

Explanation of Term S1
Explanation of Term S2

T
T1
T2

9700 WiMAX E2E Architecture 199

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Explanation of Term T1
Explanation of Term T2

U
U1
U2

Explanation of Term U1
Explanation of Term U2

V
V1
V2

Explanation of Term V1
Explanation of Term V2

W
W1
W2

Explanation of Term W1
Explanation of Term W2

X
X1
X2

Explanation of Term X1
Explanation of Term X2

Y
Y1
Y2

Explanation of Term Y1
Explanation of Term Y2

Z
Z1
Z2

Explanation of Term Z1
Explanation of Term Z2

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End of Module

9700 WiMAX E2E Architecture 200

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