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l~"'l/20/2012
1 36PM
Employer1dentificat1on
number
Telephone
number
INSTITUTE
36-3309812
to streetaddress)
Number
andstreet(orPO box1fma1l
1snotdelivered
Room/suite
I 2740
O Apphcat1on
pending
IL
CHICAGO
F Nameandaddress
ofpnnc1pa;
officer
fXI501(c)(3)
Tax-exemet status
501(c} (
Formoforaamzat1on
rx1Core2rahonn
Trust
) <Ill(insertno)
WWW.HEARTLAND.ORG
Website~
312-377-4000
60606
4947\a)p
l or
1:
521
H(c} Groupexemption
number~
IL
Assoc1at1on Other~
Yearofformation1984
IM Stateofleaaldom1c1leIL
S ummarv
Cl)
>
D 1fthe organization discontinued its operations or disposed of more than 25% of its net assets
all
3 Number of voting members of the governing body (Part VI, hne 1a)
:!
>
:;::.
..,
4 Number of independent voting members of the governing body (Part VI, hne 1b)
(!)
en
c(
13
12
32
26
7a Total unrelated business revenue from Part VIII, column (C), line 12
8 116
-53,697
7a
7b
PriorYear
:::J
c:
Cl)
>
CurrentYear
5,973,500
122,985
8,537
-30,075
6,074,947
118,000
Cl)
Cl)
c:
Cl)
Q.
)(
~.,
.....
20
gfii
<ID
_-c
... c:
z:,
LL
I
I
I A\
'---
RECE-~VE
O
~61:,,-6
0-~
line
_ _
1,606,506
-,
~
b\LO~ 10-12
rdl
J
o"'
!! g
. .-,:'i
~ I
~~
<-=
l~jQG,tlDJ~~tJ~Lt
__
----'
4,421,991
6 146,497
-71,550
3,141,979
5,204,877
-631 246
Beginningof CurrentYear
21 Total liab11it1es
(Part X, lme 26)
22 Net assets or fund balances Subtract line 21 from hne 20
Part II
4,524,164
90,822
-9,874
-31 481
4,573,631
58 000
0
2,004,898
0
en
Cl)
en
LJYes [J!jNo
[] Yes O No
..,
c:
ra
c:
...
Cl)
a::
4,699,017
Grossreceipts$
H(a} Isthisagroupreturnforaffiliates?
JOSEPH BAST
ONE SOUTH WACKER, SUITE 2740
CHICAGO
IL 60606
Pa rtl
Doing Business As
D lmhalreturn
D Terminated
D Amendedreturn
Open to Public
lnsoection
an d en d"ma
[J ;Jamechange
2011
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung
benefit trust or private foundation)
~ The organization may have to use a copy of this return to satisfy state reporting requirements
Department
oftheTreasury
OMBNo 1545-0047
990
J:~r~
Endof Year
771, 570
297,846
473,724
330,493
488,015
-157,522
Signature Block
Underpenaltiesof perJury,I declarethat I have examinedthis return. includingaccompanyingschedulesand statements,and t-:ithe best of my knowledgeand belief, 1t1s
true, correct.and complete De
on of pre
er Iha officer) is basedon all infor,,tion of which preparerhas any Knowledge
Sign
Here
PRESIDENT
Typeor printnameandtitle
Pnnt!Type preparer s name
Paid
Preparer
Use Only
ROBERT TIGHE
Firm'sname
Firm'saddress
May the IRS discuss this return with the preparer shown above? (see mstruct1ons)
For Paperwork Reduction Act Notice, see the separate instructions.
DAA
[J
Date
Check
06/20/12
self-employed P00376855
Firm'sEIN.
Phoneno
11
PTIN
2 6-04 7 6995
847-695-2700
;X] Yes
;, No
Form990 (2011)
363309812 Ci\120120121 36 PM
..
,Form 990 (2011)
--.l
Part,111
36-3309812
Page
~~~~----'C~h~e~c~k~if_S~c~h~e~d=u~le~O-"---'c~o_n_ta_m_s_a~re_s~p~o_n~s~e~to~a_ny~q_u~es~t_1o_n_1_n_th_1_s_
1
Did the organization undertake any significant program services during the year which were not listed on the
Yes
~ No
D Yes
~ No
grants and allocations to others, the total expenses, and revenue, 1fany, for each program service reported
) (Expenses $
2, 007, 320 including grants of$
58, 000 ) (Revenue $
PUBLICATIONS - RESEARCH, WRITING, AND DISTRIBUTION OF PUBLICATIONS ON
PUBLIC POLICY ISSUES, IN PRINT AS WELL AS ONLINE. HEARTLAND PRODUCED SIX
MONTHLYNEWSPAPERS (TWO OF THEM DIGITAL-ONLY)
(BUDGET & TAX NEWS,
ENVIRONMENT & CLIMATE NEWS, FIRE POLICY NEWS, HEALTH CARE NEWS, INFOTECH &
TELECOM NEWS, AND SCHOOL REFORM NEWS); ONE PRINT NEWSLETTER (THE
HEARTLANDER, RENAMED QPR AT THE END OF THE YEAR), FOUR EMAIL NEWSLETTERS
(LAWSUIT ABUSE FORTNIGHTLY, CONSUMER POWER REPORT, NIPCC UPDATE, AND
CLIMATE CHANGE WEEKLY); AND 11 POLICY BRIEFS.
4a (Code
) (Expenses $
1, 318, 833 including grants of$
) (Revenue $
PUBLIC RELATIONS - SEMINARS, EVENTS, SPEAKERS BUREAU, AND OTHER ACTIVITIES
AIMED AT EDUCATING HEARTLAND MEMBERS AND THE GENERAL PUBLIC CONCERNING
PUBLIC POLICY ISSUES. HEARTLAND STAFF EXHIBITED AT A DOZEN INDUSTRY TRADE
SHOWS AND EVENTS FOR MEMBERS OF THE GENERAL PUBLIC, AND ITS SENIOR FELLOWS
DELIVERED MORE THAN 160 SPEECHES TO AUDIENCES TOTALING 18,700
PEOPLE.
HEARTLAND'S PUBLIC RELATIONS DEPARTMENT HOSTED A TWO-DAY CONFERENCE IN
WASHINGTON, DC ADDRESSING THE TOPIC OF GLOBAL WARMING.
4b (Code
) (Expenses $
6 81 , 8 3 2 including grants of $
) (Revenue $
GOVERNMENTRELATIONS - PUBLICATIONS AND EVENTS GEARED TOWARD EDUCATING AND
INFORMING LOCAL, STATE, AND NATIONAL ELECTED OFFICIALS ABOUT PUBLIC POLICY
ISSUES. HEARTLAND EXHIBITED AT CONFERENCES SPONSORED BY THE AMERICAN
LEGISLATIVE EXCHANGE COUNCIL, NATIONAL CONFERENCE OF STATE LEGISLATURES,
NATIONAL ASSOCIATION OF COUNTIES, AND OTHERS. IN ADDITION, 120 RESEARCH &
COMMENTARYCOLLECTIONS OF BACKGROUNDREADINGS ON EDUCATION, ENVIRONMENT,
HEALTH CARE, INSURANCE, TOBACCO, AND WELFARE ISSUES WERE DISTRIBUTED BY
EMAIL AND POSTED ON HEARTLAND'S WEB SITE. HEARTLAND'S GOVERNMENTRELATIONS
DEPARTMENT HOSTED SEVERAL "CAPITOL FORUM" EVENTS IN STATES ACROSS THE
COUNTRY AND A DAY-LONG CONFERENCE IN CHICAGO, THE EMERGING ISSUES FORUM,
ADDRESSING PUBLIC POLICY ISSUES.
4c (Code
in
(Expenses $
4e Total program service expenses~
DAA
Schedule O )
including grants of $
) (Revenue $
4, 007, 985
Form
990 (2011)
363309812 CJV<!0/20121 36 PM
'I
,F~rm990(2011l
Part IV'
36-3309812
Page
Yes
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes,"
2
3
complete Schedule A
election in effect during the tax year? If ''Yes," complete Schedule C, Part II
5
No
x
x
Did the organization engage in direct or indirect political campaign act1v1tieson behalf of or in oppos1t1onto
candidates for public office? If "Yes," complete Schedule C, Part I
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues,
assessments, or similar amounts as defined in Revenue Procedure 98-19? If ''Yes," complete Schedule C,
Part Ill
10
Did the organization maintain any donor advised funds or any s1m1larfunds or accounts for which donors
have the right to provide advice on the d1stribut1onor investment of amounts in such funds or accounts? If
"Yes," complete Schedule D, Part I
Did the organization receive or hold a conservation easement, including easements to preserve open space.
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II
8
Did the organization maintain collections of works of art, historical treasures, or other s1m1larassets? If "Yes,"
10
If the organization's answer to any of the following questions 1s"Yes," then complete Schedule D, Parts VI,
VII, VIII, IX, or X as applicable
Did the organization report an amount for land, buildings, and equipment in Part X, line 1O? If ''Yes,"
11a
11b
11c
of its total assets reported 1nPart X, line 16? If ''Yes," complete Schedule D, Part VIII
d
Did the organization report an amount for other assets 1nPart X, line 15 that 1s5% or more of its total assets
reported in Part X, line 16? If ''Yes," complete Schedule D, Part IX
11d
Did the organization report an amount for other liab1lit1esin Part X, line 25? If "Yes," complete Schedule D, Part X
11e
x
x
11f
12a
Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses
the organization's liability for uncertain tax pos1t1onsunder FIN 48 (ASC 740)? If ''Yes," complete Schedule D, Part X
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI, XII, and XIII
Was the organization included 1nconsolidated, independent audited financial statements for the tax year? If ''Yes," and 1f
13
Is the organization a school described 1nsection 170(b)(1 )(A)(11)?If "Yes," complete Schedule E
13
14a
Did the organization maintain an office, employees, or agents outside of the United States?
14a
x
x
x
14b
the organization answered "No" to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional
12b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmakmg,
fundra1s1ng,business, investment, and program service activ1t1esoutside the United States, or aggregate
foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any
organization or entity located outside the United States? If "Yes," complete Schedule F, Parts II and IV
16
to md1v1dualslocated outside the United States? If "Yes," complete Schedule F, Parts Ill and IV
17
15
16
17
Did the organization report a total of more than $15,000 of expenses for professional fundra1smg services on
Part IX, column (A), Imes 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions)
18
Did the organization report more than $15,000 total of fundra1smg event gross income and contributions on
19
Did the organization report more than $15,000 of gross income from gaming act1v1t1es
on Part VIII, line 9a?
20a
20a
If "Yes" to line 20a did the oraanizat1on attach a coov of its audited financial statements to this return?
20b
18
19
Form
DAA
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance
x
x
x
990 (2011)
363309812 o,;;120/2012 1 36 PM
,
I
,Form 990 (2011)
, Part IV!
36-3309812
Page
Yes
Did the organization report more than $5,000 of grants and other assistance to any government or organization
21
1nthe United States on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II
22
on Part IX, column (A), line 2? If ''Yes," complete Schedule I, Parts I and Ill
No
21
22
Did the organization report more than $5,000 of grants and other assistance to md1v1dualsin the United States
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the
23
organization's current and former officers, directors, trustees, key employees. and highest compensated
employees? If ''Yes," complete Schedule J
24a
23
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than
$100,000 as of the last day of the year, that was issued after December 31, 2002? If "Yes," answer Imes 24b
b
c
d
25a
24a
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?
24b
NIA
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
24c
Did the organization act as an "on behalf of' issuer for bonds outstanding at any time during the year?
24d
NIA
25a
25b
with a disqualified person during the year? If "Yes," complete Schedule L, Part I
b
"'IA
Is the organization aware that 11engaged in an excess benefit transaction with a disqualified person in a prior
year, and that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ?
If ''Yes," complete Schedule L, Part I
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or
d1squalif1edperson outstanding as of the end of the organization's tax year? If "Yes," complete Schedule L, Part II
27
26
Did the organization provide a grant or other assistance to an officer, director, trustee. key employee,
substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled
entity or family member of any of these persons? If "Yes," complete Schedule L, Part Ill
28
27
28a
28b
Was the organization a party to a business transaction with one of the following parties (see Schedule L,
Part IV instructions for applicable filing thresholds, cond1t1ons,and exceptions)
A current or former officer, director, trustee, or key employee? If ''Yes," complete Schedule L, Part IV
A family member of a current or former officer, director, trustee, or key employee? If ''Yes," complete
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof)
Schedule L, Part IV
was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV
29
30
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Parts II, Ill,
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
sections 301 7701-2 and 301 7701-3? lf"Yes," complete Schedule R, Part I
IV, and V, line 1
31
32
33
35a
x
x
35b
36
37
Did the organization receive any payment from or engage in any transaction with a controlled entity within the
Section 501(c)(3) organizations.
34
30
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If ''Yes,"
33
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I
32
29
Did the organization receive contributions of art, historical treasures, or other s1m1larassets, or qualified
conservation contributions? If "Yes," complete Schedule M
31
28c
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and
19? Note. All Form 990 filers are reau1red to complete Schedule O
38
Form 990(2011)
DAA
363309812 00/20/2012 1 36 PM
~artV
1a
Page
I 1a I
Enter the number reported ,n Box 3 of Form 1096 Enter -0- 1fnot applicable
1b
Enter the number of Forms W-2G included ,n line 1a Enter -0- 1fnot applicable
Did the orgarnzat1on comply with backup withholding rules for reportable payments to vendors and
Yes
1c
2b
Did the orgarnzat1on have unrelated business gross income of $1,000 or more during the year?
3a
If "Yes," has 11filed a Form 990-T for this year? If "No," provide an explanation ,n Schedule O
3b
x
x
I I 32
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax
2a
Statements, filed for the calendar year ending with or w1th1nthe year covered by this return
b
If at least one 1sreported on line 2a, did the orgarnzat1on file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a 1sgreater than 250, you may be required toe-file (see 1nstruct1ons)
3a
b
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority
over, a financial account ,n a foreign country (such as a bank account, securities account, or other financial
4a
account)?
b
If "Yes," enter the name of the foreign country IiiSee instructions for filing requirements for Form TD F 90-22 1, Report of Foreign Bank and Financial Accounts
Was the orgarnzat1on a party to a proh1b1tedtax shelter transaction at any time during the tax year?
Sa
Did any taxable party notify the organization that 11was or 1sa party to a proh1b1tedtax shelter transaction?
Sb
Sc
Sa
Ga
Does the orgarnzat1on have annual gross receipts that are normally greater than $100,000, and did the
Ga
If "Yes," did the organ1zat1oninclude with every solic1tallon an express statement that such contributions or
Gb
7
a
b
c
I
No
58
0
contributions
x
x
x
NM
Did the organization receive a payment ,n excess of $75 made partly as a contribution and partly for goods
NIA
7a
If "Yes," did the organization notify the donor of the value of the goods or services provided?
Did the orgarnzat1on sell, exchange, or otherwise dispose of tangible personal property for which 1twas
7b
NIA
7c
Nl/'r
NIA
I 1d I
If "Yes," indicate the number of Forms 8282 filed during the year
Did the orgarnzat1on receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
Did the orgarnzat1on, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
7f
tvll+
If the organ1zat1onreceived a contribution of qualified intellectual property, did the orgarnzat1on file Form 8899 as required?
7a
11.11
,A.
If the orgarnzat1on received a contribution of cars, boats, airplanes, or other vehicles, did the orgarnzat1on file a Form 1098-C?
7h
WlA
Sponsoring
organizations
organizations.
maintaining
orgamzat1on, have excess business holdings at any time during the year?
9
Sponsoring
organizations
maintaining
9a
Did the orgarnzat1on make a d1stribut1onto a donor, donor advisor, or related person?
9b
10
Enter
ln1t1at1on
fees and capital contributions included on Part VIII, line 12
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club fac11it1es
11
Gross income from other sources (Do not net amounts due or paid to other sources
I 11a
11b
in
If "Yes," enter the amount of tax-exempt interest received or accrued during the year
Section S01(c)(29) qualified nonprofit
13
10b
Enter
12a
I 1oa I
12a
NIA
13a
NIA
I 12b I
Is the orgarnzat1on licensed to issue qualified health plans 1nmore than one state?
Note. See the instructions for add1t1onal,nformat1on the orgarnzat1on must report on Schedule O
Enter the amount of reserves the orgarnzat1on 1srequired to maintain by the states 1nwhich
the orgarnzat1on 1slicensed to issue qualified health plans
c
14a
b
DAA
I 13b I
13c
Enter the amount of reserves on hand
Did the organization receive any payments for indoor tanning services during the tax year?
If ''Yes" has 11filed a Form 720 to reoort these oavments? If "No" orov1de an exolanallon in Schedule O
14a
14b
Form
N~
990 (2011)
363309812 ~/20/2012
'
1 36 PM
36-3309812
Page
Part VI ,
Governance, Management, and Disclosure For each "Yes" response to Imes 2 through 7b below, and for a
"No" response to hne 8a, 8b, or 1Ob below, describe the circumstances, processes, or changes m Schedule
O See instructions Check 1fSchedule O contains a response to any question m this Part VI
~
Section A Governma Bodv and Manaaement
Yes
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
13
1b
12
No
If there are material differences in voting rights among members of the governing body, or
1fthe governing body delegated broad authority to an executive committee or s1m1lar
committee, explain in Schedule O
b
2
Enter the number of voting members included in line 1a, above, who are independent
Did any officer, director, trustee, or key employee have a family relat1onsh1por a business relat1onsh1pwith
Did the organization delegate control over management duties customarily performed by or under the direct
Did the organ1zat1onbecome aware during the year of a s1gn1ficantd1vers1onof the organization's assets?
x
x
x
x
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint
7a
7b
supervision of officers, directors, or trustees, or key employees to a management company or other person?
Did the organization make any s1gnif1cantchanges to its governing documents since the prior Form 990 was filed?
Are any governance dec1s1onsof the organization reserved to (or subject to approval by) members,
stockholders, or persons other than the governing body?
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following
a
Sa
Sb
x
x
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at
the oraanizatlon's ma1l1naaddress? If "Yes " orov1dethe names and addresses 1nSchedule O
Section B. Policies (This Section 8 reauests information about oohc1esnot reauired bv the Internal Revenue Code.)
Yes
10a
No
If "Yes," did the organization have written policies and procedures governing the act1v1t1es
of such chapters,
affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
11a
Did the organization have a written conflict of interest policy? If "No," go to line 13
12a
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts?
12b
x
x
Describe in Schedule O the process, 1fany, used by the organization to review this Form 990
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes,"
describe in Schedule O how this was done
12c
13
13
14
Did the organization have a written document retention and destruction policy?
14
15
Did the process for determining compensation of the following persons include a review and approval by
independent persons, comparability data, and contemporaneous substant1at1onof the deliberation and dec1s1on?
15a
15b
x
x
x
x
If "Yes" to line 15a or 15b, describe the process in Schedule O (see 1nstruct1ons)
16a
Did the organization invest in, contribute assets to, or part1c1pate1na Joint venture or s1m1lararrangement
with a taxable entity during the year?
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its
16a
part1c1pat1on
in 101ntventure arrangements under applicable federal tax law, and take steps to safeguard the
orqanizat1on's exemot status with respect to such arranqements?
16b
Section C. Disclosure
17
List the states with which a copy of this Form 990 1srequired to be filed ~
18
Section 6104 requires an organization to make its Forms 1023 (or 1024 1fapplicable), 990, and 990-T (Section 501 (c)(3)s only)
IL
available for public inspection Indicate how you made these available Check all that apply
D Own website
19
~ Another's website
~ Upon request
Describe in Schedule O whether (and 1fso, how), the organization made its governing documents, conflict of interest policy,
and financial statements available to the public during the tax year
20
State the name, physical address, and telephone number of the person who possesses the books and records of the
organization ~
THE HEARTLAND INSTITUTE
ONE SOUTH WACKER #2740
CHICAGO
DAA
IL
60606
312-377-4000
Form 990 (2011)
363309812 ~0/2012
1 36 PM
.
l
, Fbrm 990 (2011) THE
,_~art \{IL
HEARTLAND
36-3309812
INSTITUTE
Page
Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated Employees, and
Independent Contractors
Check 1fSchedule O contains a response to any question in this Part VII
(A)
(B)
(C)
(D)
(E)
(F)
Average
hours per
week
(describe
hours for
related
Pos1t1on
(do not check more lhan one
box, unless person 1sboth an
officer and a direclor/trustee)
Reportable
compensation
from
the
Reportable
compensation from
related
organizations
(W-2/1099-MISC)
Est,maled
amount of
other
compensat1on
from the
orgarnzat,on
and related
orgarnzat1ons
,n Schedule
0)
Q::,
c. 9:;;; !::
CD C.
~~
2
:!'
0
!!?
><
<!>
'<
CD
"O
'<
CD
<!>
!!i
CD
CD
CD ::C
3 u5
"O
er
..,
organ1zat1on
(W-2/1099-MISC)
~ f! !!?
mg
organ1zat1ons
"O
CD
5l
iD
"'
c.
(1)JOSEPH
BAST
PRESIDENT
LAMENDOIJl
(2)ROBERT
DIRECTOR
(J)ROBERT
BUFORD
DIRECTOR
(4)PAUL
FISHER
VICE
PRESIDENT
COLLJ
(5)RICHARD
H.
DIRECTOR
(&)DAN
HALES
DIRECTOR
(?)JEFF
JUDSON
DIRECTOR
(B)JAMES
JOHNSTON
FIRST
VP, TREASURER
(9)JEFFREY
MADDEN
ASSISTANT
SECRETARY
(10)ARTHUR
MARGULIS
DIRECTOR
(11)MIKE
ROSE
DIRECTOR
(12) HERBERT
WALBERG
CHAIRMAN
(13) HARRI SON SCHMIT~
DIRECTOR
(14)
40.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
153,988
50,000
NS
Form
DAA
990 (2011)
363309812 06/20/2012 1 36 PM
,Form 990l(2011l
, , Part VII :
36-3309812
Page
Employees
(Al
(Bl
(Cl
(DI
(El
(Fl
Average
hours per
week
(describe
hours for
related
orgamzat1ons
1nSchedule
Pos1t1on
(do not check more than one
box, unless person 1sboth an
officer and a airector/trJstee)
Reportable
compensation
from
the
Reportable
compensation from
related
organizations
(W-2/1099-MISC)
Estimated
amount of
other
compensation
from the
organization
and related
0)
S?g_
~~
(D 0.
~~
2
:,
~
0
:.'I
:,
"O
!!!.
'<
.. ..
2
IO:I:
,,
"' .gco
oi 3
a>
'<
a>
..
..
"'8
'<.,.
organ1zat1on
(continued)
(W-211099-MISC)
organ1zat1ons
"O
(D
.,.
:,
rs
0.
(15)
(16)
(17)
(18)
(19)
(20)
(21)
(22)
(23)
(24)
(25)
1b
Sub-total
153,988
50,000
153,988
50,000
~
~
Total number of 1nd1v1duals(including but not limited to those listed above) who received more than $100,000 in
reoortable compensation from the oraamzat1on ~
1
Yes
3
4
Did the organization list any former officer, director, or trustee, key employee, or highest compensated
employee on line 1a? If "Yes," complete Schedule J for such ind1v1dual
For any 1nd1v1duallisted on line 1a, 1sthe sum of reportable compensation and other compensation from the
organ1zat1onand related organizations greater than $150,000? If "Yes," complete Schedule J for such
ind1v1dual
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or ind1v1dual
for services rendered to the oraamzat1on? If "Yes comolete Schedule J for such oerson
Section B. Independent
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of
comoensat1on from the oraamzat1on Report compensation for the calendar year endinQ with or within the orQamzat1on's tax year
(B)
Descnot1on
of services
(C)
Comtiensat1on
, ,
Total number of independent contractors (including but not limited to those listed above) who
received more than $100 000 of compensation from the orqamzat1on ~
DAA
Contractors
(A)
Nameandbusinessaddress
No
,,
;
0
Form
990 (2011)
363309812 ~/2012012 1 36 PM
I,
, Part VIII
'i
'
36-3309812
''
Page
(C)
Unrelated
(B)
Relatedor
exempt
function
(A)
Totalrevenue
(D)
Revenue
excludedfrom tax
business
revenue
under sections
512, 513, or 514
revenue
'.
~E
:!~
- nl
<!>ciE
c:__
oll>._
1a
b Membership dues
1b
c Fundra1smg events
1c
d Related organizations
1d
grants(contnbut1ons)
e Government
1e
f All othercontnbubons,
gifts.grants,
-Cl)
ands1m1lar
amountsnotincludedabove
:::l.c
.o-
:so
c:-c
Uni
c:
1f
Noncashcontnbubons
includedm Imes1a-11
4,524,164
59,908
...
Cl)
>
Cl)
2a
D:::
Cl)
-~
Cl)
U)
E
E
'
4 524,164
OTHER EVENTS
-69,657
PREMIUMS
PUBLICATIONS/RESEARCH
16,747
4,418
Busn Code
::,
cCl)
,,, ....
'
..
,,
'
"'
69,657
16,747
4,418
.....
..
Cl)
a..
...
Royalties
b Less rentalexps
...
...
...
1,681
1,681
(11)Personal
(1) Real
6a Gross rents
90,822
c Rentalme or (loss)
...
(tt)Other
salesof assets
otherthanmventor1
11,555
-11,555
basis& salesexps
c Gain or (loss)
...
:I
(not including $
of contnbut1ons
reportedon line 1c)
...
D:::
Cl)
-11,555
events
Sa Grossincomefrom fundra1sing
c:
Cl)
>
Cl)
.c
-11, 555
b
b Less direct expenses
c Net income or (loss) from fundra1s1ngevents
74,234
113,831
...
-39,597
9a Grossincomefrom gamingact1v1t1es
See Part IV, line 19
...
b
b Less cost of goods sold
Net
income
or
<loss)
from
sales
of
mventorv
c
Miscellaneous Revenue
11a
ADVERTISING INCOME
...
"
Busn Code
511110
8,116
8,116
b
c
d All other revenue
...
...
8,116
4 573,631
..
80.948
,: /:
8,116
"
0
Form 990 (2011)
OAA
363309812 00/20/20121 36 PM
I
36-3309812
; ,Part IX ,
Page
10
Section 501(c)(3) and 501(c)(4) organizations must complete all columns All other organizations must complete column (A) but are not
required to complete columns (B), (C), and (D)
Check 1fSchedule O contains a response to any question in this Part IX
Do not include amounts reported on lines Sb,
7b Sb 9b and 10b of Part VIII.
1 Grantsandotherassistance
to governments
and
organizations
in the U S SeePartIV, line21
2 Grants and other assistance to md1v1dualsin
the U S See Part IV, line 22
3 Grants and other assistance to governments,
organizations, and 1nd1v1duals
outside the
4
5
6
7
8
9
10
11
a
b
c
d
e
f
g
12
13
14
15
16
17
18
19
20
21
22
23
24
a
b
c
d
e All other expenses
25 Total functional exoenses Add Imes 1 throuah 24e
26 Joint costs. Completethislineonly1fthe
organization
reportedin column(B)Jointcosts
froma combinededucational
campaignand
fundra1sing
solic1tat1on
Checkhere~
If
followinaSOP98-2IASC958-720)
(A)
Total expenses
(B)
Program service
expenses
(C)
Management and
general expenses
'
(0)
Fundra1smg
expenses
58 000
58.000
1 102.338
387.558
277,080
107.128
130,794
67.244
81,307
25,232
29,923
14,652
19,564
88,261
54.667
17,992
15,602
1,170,960
52,594
24,475
113,233
1,041,204
51.224
18.292
113,233
35,523
1.370
2,452
94,233
240,795
300,628
152,654
259.147
37,256
1,164
50,885
40,317
196.549
2,269
159.658
16,994
10,196
1.766.976
256,797
252.269
231.318
80,775
114.062
5.204.877
245.580
229.566
231 318
48.465
83 892
4,007
985
609
2.269
3,731
36,282
3.399
321
4 434
16.155
13,629
579,286
3,399
10,896
18,269
16,155
16,541
617,606
DAA
Form
990
(2011)
363309812 0'3/20/2012 1 36 PM
THE HEARTLAND
Balance Sheet
, Part X
36-3309812
INSTITUTE
Page
(A)
Beginning of year
536,560
(B)
End of year
Cash-non-interest
3
4
bearing
11
129,091
Schedule L
6
J!l
Q)
Ill
Ill
<
Ill
198,235
169.217
10a
10b
15.271
50.459
10c
29,018
11
12
12
Investments-other
13
Investments-program-related
14
Intangible assets
15
16
17
18
Grants payable
18
19
13
14
169,280
771.570
142.477
15
16
17
19
Deferred revenue
20
20
21
21
22
8,911
163,473
330,493
238 453
:c
cu
22
23
24
24
25
Other liab11it1es
(including federal income tax, payables to related third
:J 23
50,000
Ill
0
u.
Organizations
::::,
...
0
<
a,
z
443,148
30,576
27
26
199,562
488,015
c: 27
cu
cii 28
m
-0
c: 29
Ill
Ill
25
Q)
J!l
Q)
155 369
297,846
~o
28
-188,098
30,576
29
and
30
31
31
32
33
34
Total l1ab11it1es
and net assets/fund balances
32
473,724
771.570
33
34
-157,522
330,493
Form
DAA
990 (2011)
363309812 00/20/2012 1 36 PM
'
_~art XI
36-3309812
Page
12
~---------C~h~e~c~k~1~f~S~c~h~ed~u=l~e~O~c~o~nt~a~1n~s~a;:;;...;..re~s~p~o~n~s~e~t~o~a~n~y~g~u~e~s~t1o~n~in..:....:.:.th~is::....
1
Total revenue (must equal Part VIII, column (A), line 12)
2
3
4
5
6
Total expenses (must equal Part IX, column (A), line 25)
2
3
4
5
4,573,631
5,204,877
-631,246
473.724
Net assets or fund balances at end of year Combine Imes 3, 4, and 5 (must equal Part X, line 33,
Part XII
-157,522
column (B))
~ Accrual
O Other _________
Cash
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Yes
No
Schedule O
2a Were the organization's f1nanc1alstatements compiled or reviewed by an independent accountant?
b Were the organization's financial statements audited by an independent accountant?
2a
2b
2c
c If "Yes" to line 2a or 2b, does the organization have a committee that assumes respons1b11ity
for oversight
of the audit, review or comp1lat1onof its f1nanc1alstatements and selection of an independent accountant?
If the organization changed either its oversight process or selection process during the tax year, explain in
Schedule O
d If "Yes" to line 2a or 2b, check a box below to 1nd1catewhether the financial statements for the year were
issued on a separate basis, consolidated basis, or both
~ Separate basis
Consolidated basis
3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth 1n
the Single Audit Act and OMB Circular A-133?
b If "Yes," did the organ1zat1onundergo the required audit or audits? If the organization did not undergo the
3a
required audit or audits explain why 1nSchedule O and describe anv steos taken to underao such audits
3b
Form
DAA
x
990
(2011)
363309812 00/20/2012 1 36 PM
'
-'SCHEDULE A
(Form990or 990-EZ)
OMB No 1545-0047
2011
Ope~ t~ P~blic
Inspection
number
36-3309812
Reason for Public Charity Status (All organizations must complete this part ) See instructions
The organization 1snot a private foundation because 1t1s (For Imes 1 through 11, check only one box)
170(b)(1)(A)(ili).
A medical research organization operated in con1unct1onwith a hospital described 1nsection 170(b)(1 )(A)(iii). Enter the hospital's name,
3
4
An organization that normally receives a substanllal part of its support from a governmental unit or from the general public
described 1nsection 170(b)(1)(A)(vi). (Complete Part II)
8
9
[!]
D An organization organized and operated exclusively to test for public safety See section 509(a)(4).
0 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the
10
11
purposes of one or more publicly supported organizations described 1nsection 509(a)(1) or section 509(a)(2) See section
509(a)(3). Check the box that describes the type of supporting organization and complete Imes 11e through 11h
a
D Type I
D Type II
D Type Ill-Other
D By checking this box, I certify that the organization 1snot controlled directly or indirectly by one or more disqualified persons
other than foundation managers and other than one or more publicly supported organizations described 1nsection 509(a)(1)
or section 509(a)(2)
If the organization received a written determination from the IRS that 111sa Type I, Type II, or Type Ill supporting
organ1zat1on,check this box
g
Smee August 17, 2006, has the organization accepted any gift or contribution from any of the
following persons?
(i) A person who directly or indirectly controls, either alone or together with persons described in (11)and
Yes
No
(111)
below, the governing body of the supported organization?
(ii) A family member of a person described 1n(1)above?
(iii) A 35% controlled entity of a person described 1n(1)or (11)above?
Provide the followmo information about the supported oroanizat1on(s)
(11)EIN
(111)Type of organ1zat1on
governing document?
(see instruct,ons))
Yes
No
No
(v1) Is the
orgamzat1onin col
(i)organized in the
US?
Yes
(vu) Amount of
support
No
(A)
(B)
(C)
(0)
(E)
,,~
,,,,
'.,.:,
::---::'
..-..:
Total
:'
,,,,
',
"
...,~
,,
,,
,,
,,
for
, _f,,
',
,,
,,
"
"
"
,,,
',
"'
363309812, 06(<!0120121 36 PM
0
THE HEARTLAND
INSTITUTE
36-3309812
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only 1fyou checked the box on line 5, 7, or 8 of Part I or 1fthe organization failed to qualify under
Part Ill If the organization fails to qualify under the tests listed below, please complete Part Ill )
ection A. Public Suooort
'ScheduleA(Form990or990-EZ)2011
Page2
i Part II,_
(a) 2007
(b)2008
(c) 2009
(d)2010
(e) 2011
(f) Total
(a) 2007
(b)2008
(c) 2009
(d) 2010
(e) 2011
(f) Total
11
12
13
First five years. If the Form 990 1sfor the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3)
10
12
Public support percentage for 2011 (line 6, column (f) d1v1dedby line 11, column (f))
14
15
15
16a
If the organization did not check the box on line 13, and line 14 1s33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
b
If the organization did not check a box on line 13 or 16a, and line 15 1s33 1/3% or more,
check this box and stop here. The organization qualifies as a publicly supported organization
17a
10%-facts-and-circumstances
test-2011.
lfthe organization did not check a box on line 13, 16a, or 16b, and line 14 1s
10% or more, and 1fthe organization meets the "facts-and-circumstances" test, check this box and stop here. Explain m
Part IV how the organization meets the "facts-and-circumstances" test The organization qualifies as a publicly supported
organization
b
10%-facts-and-circumstances
test-2010.
If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 1s10% or more, and 1fthe organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain m Part IV how the organization meets the "facts-and-circumstances" test The organization qualifies as a publicly
supported organization
18
Private foundation.
instructions
If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
DAA
363309812 06/2012012 1 36 PM
36-3309812
THE HEARTLAND INSTITUTE
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or 1fthe organization failed to qualify under Part II
If the organization fails to qualify under the tests listed below, please complete Part II )
Section A Public Support
Page 3
,P~rtlR,
Gifts, grants,contnbut1ons,
and membership
fees received (Do not includeany 'unusual
grants')
Grossreceiptsfrom adm1ss1ons,
merchandise
sold or servicesperformed,or fac111t1es
furnishedm any act1v1ty
that 1srelatedto the
organization'stax-exemptpurpose
(a) 2007
(b)2008
(c) 2009
(e) 2011
(d)2010
(f) Total
687
5 973 500
4 538 537
29 664 300
151 709
209 487
140 864
98 885
790 080
4 993 162
7 659 414
189 135
6,499
Grossreceiptsfrom act1v1t1es
that are not an
unrelatedtradeor businessundersection513
5 182 297
7 811 123
6 709 174
6 114 364
4 637 422
30 454 380
7a
3 625 937
5 610 000
4 170 159
3 398 000
1 777
18 581
3, 625 937
5,610,000
4,170,159
3,398,000
1,777,600
Public support
line 6)
600
696
18,581,696
11,872,684
(a) 2007
(b) 2008
5 182 297
11
12
7 811,123
(c) 2009
6,709
(d) 2010
174
(f) Total
(e) 2011
6 114 364
4 637 422
30,454
380
34,587
22,661
58,969
8,537
1,681
126,435
34,587
22,661
58,969
8,537
1,681
126,435
13
5 216 884
and 12)
14
7 833 784
6 768 143
6 122 901
4 639 103
30 580 815
First five years. If the Form 990 1sfor the organization's first, second, third, fourth, or fifth tax year as a section 501 (c)(3)
organ1zat1on,check this box and stop here
ort Percenta e
Public support percentage for 2011 (line 8, column (f) d1v1dedby line 13, column (f))
15
111,
line 15
Section D. Com utation of Investment Income Percenta e
ort ercenta e from 2010 Schedule A, Part
15
38.82
16
35.59%
16
Public su
17
Investment income percentage for 2011 (line 10c, column (f) d1v1dedby line 13, column (f))
17
18
18
19a
1%
If the organization did not check the box on line 14, and line 15 1smore than 33 1/3%, and line
17 1s not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
b
If the organization did not check a box on line 14 or line 19a, and line 16 1smore than 33 1/3%, and
line 18 1s not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
20
Private foundation.
If the organization did not check a box on line 14, 19a, or 19b, check this box and see 1nstruct1ons
Schedule
DAA
~
~ []
363309812 Oo/20/2012 1 36 PM
I
'
! .ScheduleA(Form990or990-EZ)2011
:_Parflv_i
DAA
THE
HEARTLAND
INSTITUTE
36-3309812
Page 4
Supplemental Information. Complete this part to provide the explanations required by Part II, hne 10,
Part II, line 17a or 17b, and Part Ill, line 12 Also complete this part for any add1t1onalinformation (See
instructions)
363309812 06/20/2012 1 36 PM
.., SCHEDULE C
OMB No 1545--0047
2011
For Organizations Exempt From Income Tax Under section 501(c) and section 527
Open to Public
I
t
, nspec IOn
If the organization answered "Yes" to Form 990, Part IV, line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Section 501 (c)(3) organrzatrons Complete Parts 1-Aand B Do not complete Part 1-C
Section 501 (c) (other than section 501 (c)(3)) organrzatrons Complete Parts I-A and C below Do not complete Part 1-B
Section 527 organrzatrons Complete Part I-A only
If the organization answered "Yes" to Form 990, Part IV, line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Section 501 (c)(3) organrzatrons that have filed Form 5768 (electron under section 501 (h)) Complete Part II-A Do not complete Part 11-B
Section 501 (c)(3) organrzatrons that have NOT filed Form 5768 (electron under section 501 (h)) Complete Part 11-BDo not complete Part II-A
If the organization answered "Yes" to Form 990, Part IV, line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Section 501(c)(4), (5), or (6) organrzatrons Complete Part Ill
Employer 1dent1ficabon number
Name of orgarnzat1on
36-3309812
Complete if the organization is exempt under section 501(c) or is a section 527 organization .
2
3
Polrtrcal expenditures
Volunteer hours
Part 1-8
.... $
Enter the amount of any excise tax incurred by the organrzatron under section 4955
.... $
Enter the amount of any excise tax incurred by organrzatron managers under section 4955
.... $
If the organ1zat1onincurred a section 4955 tax, drd rt file Form 4720 for !hrs year?
OYes
D No
D No
0Yes
D No
[]Yes
Part 1-C
1
2
3
Complete if the organization is exempt under section 501 (c), except section 501(c)(3).
Enter the amount directly expended by the filing organrzatron for section 527 exempt function
.... $
act1v1t1es
Enter the amount of the filing organrzatron's funds contributed to other organrzatrons for section
527 exempt function act1v1t1es
Total exempt function expenditures Add lines 1 and 2 Enter here and on Form 1120-POL,
line 17b
.... $
.... $
Ord the filing organrzatron file Form 1120-POL for !hrs year?
(b) Address
(c) EIN
(e)Amount of poht1cal
f1hngorgarnzahon's
(1)
(2)
(3)
(4)
(5)
(6)
DAA
363309812 06/2012012 1 36 PM
3 6-330 9812
Page
,.P~r:tJI,;~__;
A Check
B Check
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under
section 501(h)).
~ D 1fthe filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's
name, address, EIN, expenses, and share of excess lobbying expenditures)
~
1fthe filing organization checked box A and "limited control" provisions apply
(bl Affiliated
(a) F,hng
Limits on Lobbying Expenditures
group totals
organ1zat1on'stotals
464
464
5,318,243
5.318.707
f Lobbying nontaxable amount Enter the amount from the following table in both
415.935
columns
If the amounton line 1e,columnla) or (bl 1s:
Over $17,000,000
$1,000,000
103,984
0
0
h Subtract line 1g from line 1a If zero or less, enter -0i Subtract line 1f from line 1c If zero or less, enter -0If there 1san amount other than zero on either line 1h or line 11,did the organization file Form 4720
reporting section 4911 tax for this year?
nvesn
No
(a) 2008
(b)2009
(c) 2010
(e)Total
(d) 2011
415,935
415,935
623,903
464
103,984
464
103,984
155,976
DAA
363309812 00/20/2012 1 36 PM
' "
'ScheduleC(Form990or990-EZ)2011
Part 11-B)
36-3309812
Page
(b)
(a)
For each "Yes" response to Imes 1a through 11below, provide in Part IV a detailed description
of the lobbying activity
1
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768
(election under section 501(h)).
Yes
No
Amount
During the year, did the filing organization attempt to influence foreign, national, state or local
leg1slat1on,mcludmg any attempt to influence public opinion on a leg1slat1vematter or
referendum, through the use of
a Volunteers?
b Paid staff or management (include compensation m expenses reported on Imes 1c through 11)?
c Media advertisements?
d Mailings to members, legislators, or the public?
e Publications, or published or broadcast statements?
f Grants to other organizations for lobbying purposes?
Part Ill-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section
501(c)(6).
Yes
Did the organization make only in-house lobbying expenditures of $2,000 or less?
Did the oraanizat1on aaree to carrv over lobbvma and ool1t1calexoend1tures from the orior vear?
Part 111-B
No
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section
501(c)(6) and if either (a) BOTH Part Ill-A, lines 1 and 2, are answered "No" OR (b) if Part Ill-A, line 3, is
answered "Yes."
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of
political expenses for which the section 527(f) tax was paid).
a Current year
2a
2b
c Total
2c
Aggregate amount reported m section 6033(e)(1 )(A) notices of nondeductible section 162(e) dues
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the
excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying
5
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part I-A, line 1, Part 1-B,line 4, Part 1-C,lme 5, Part II-A. and Part 11-B,lme
1 Also, complete this part for any add1t1onalinformation
THIS WAS THE FIRST TIME THE HEARTLAND INSTITUTE HAS HAD SCHEDULE C
EXPENSES.
DM
363309812 06/20/2012 1 36 PM
r
ScheduleC(Form990or990-EZ)2011
' 'Part IV ,
36-3309812
Page4
DAA
36330981 ~ ~/20/2012
',
1 36 PM
'SCHEDULED
(Form 990)
Department
of theTreasury
InternalRevenue
Service
Open to Public,
Inspection
number
Employer1denllficallon
36-3309812
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete 1fthe
organization answered "Yes" to Form 990, Part IV, line 6
(b) Fundsandotheraccounts
(a)Donoradvisedfunds
1
No 1545-0047
2011
Part I
OMB
4
5
D Yes D
No
No
Did the organization inform all grantees, donors, and donor advisors 1nwriting that grant funds can be used
only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose
conferring 1mperm1ss1bleprivate benefit?
Part II
Yes
Conservation Easements. Complete 1fthe organization answered "Yes" to Form 990, Part IV, line 7
Purpose(s) of conservation easements held by the organization (check all that apply)
Complete Imes 2a through 2d 1fthe organization held a qualified conservation contribut1on in the form of a conservation
easement on the last day of the tax year
2a
2b
2c
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a
2d
Number of conservation easements mod1f1ed,transferred, released, extinguished, or terminated by the organization during the
tax year ....
Does the organization have a written policy regarding the periodic monitoring, mspect1on, handling of
v1olat1ons,and enforcement of the conservation easements 11holds?
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
Amount of expenses incurred tn monitoring, inspecting, and enforcing conservation easements during the year
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(8)
D Yes D
No
D Yes D
No
....
.... $
(1)and section 170(h)(4)(8)(11)?
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, 1fapplicable, the text of the footnote to the organization's financial statements that describes the
organization's accounting for conservation easements
Part Ill
1a If the organization elected, as permitted under SFAS 116 (ASC 958), not to report tn its revenue statement and balance sheet
works of art, historical treasures, or other s1m1larassets held for public exh1b11ton,
education, or research 1nfurtherance of
public service, provide, in Part XIV, the text of the footnote to its financial statements that describes these items
b If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet
works of art, historical treasures, or other s1m1larassets held for public exh1b1t1on,
education, or research in furtherance of
public service, provide the following amounts relating to these items
(i)
If the organization received or held works of art, historical treasures, or other s1m1larassets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items
363309812 06/20/2012 1 36 PM
'
.,
, ScheduleD(Form990)2011
, Part Ill ,
3
36-3309812
Page2
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
a
b
d
e
Public exh1b1t1on
Scholarly research
XIV
5
During the year, did the organization solicit or receive donations of art, historical treasures, or other s1m1lar
assets to be sold to raise funds rather than to be ma1nta1nedas part of the organization's collection?
Part IV ,
No
O Yes O
No
Yes
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990, Part IV,
line 9, or reported an amount on Form 990, Part X, line 21.
1a Is the organization an agent, trustee, custodian or other 1ntermed1aryfor contributions or other assets not
included on Form 990, Part X?
b If "Yes," explain the arrangement 1nPart XIV and complete the following table
Amount
c Beginning balance
1c
1d
1e
1f
f Ending balance
2a Did the organization include an amount on Form 990, Part X, line 21?
b If "Yes," explain the arrangement m Part XIV
Part V
O Yes O
No
Ed
n owment Fun d s. Complete If the orqan1zat1onanswered "Yes" to Form 990, Part IV, line 1O
(a) Current year
( b) Prior year
Adm1nistrat1veexpenses
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as
%
%
%
Yes
3a(i)
3a(iil
No
3b
Description of property
X line 10
(c) Accumulated
(investment)
(other)
depreciation
1a Land
b Buildings
c Leasehold improvements
d Equipment
163,752
e Other
34,483
Total. Add Imes 1a through 1e (Column (d) must equal Form 990, Part X, column (B), line 10(c))
149,159
20 058
14,593
14,425
29,018
DAA
3633098q
o1,/2Q/2012 1 36 PM
: Part VII ,
36-3309812
Investments-Other
Page
(1nclud1ngname of security)
(A)
(B)
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (bl must equal Form 990, Part X, col (B) line 12)
P art VIII
nves t menst
p roe1ram RltdS
eae
....
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (bl must equal Form 990, Part X, col (B) line 13)
Part IX
....
DEFERRED COMPENSATION
SECURITY DEPOSITS
(1)
(2)
149,562
13,911
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
....
Total. (Column (b) must equal Form 990, Part X, col (B) line 15 )
PartX
163,473
1.
(1)
(2)
199,562
(3)
(4)
(5)
(6)
',
,,,
,
,,
,/
(7)
,,
:,
'
,~
,,
"
'
(8)
(9)
"
,,~
(10)
,,,
'/~
(11)
Total. (Column (b) must equal Form 990, Part X, col (B) line 25)
,,
,/
, ,
j,,
....
199,562
,,,
,,
....,
,,
,,,
,,
..-,, ,
,,
,~
!J
,,,
2. FIN 48 (ASC 740) Footnote In Part XIV, provide the text of the footnote to the organization's financial statements that reports the
organization's liability for uncertain tax pos1t1onsunder FIN 48 (ASC 740)
DAA
363309812 Oo/20/2012 1 36 PM
Part XI;
Reconciliation
36-3309812
Page4
Total revenue (Form 990, Part VIII, column (A), line 12)
Total expenses (Form 990, Part IX, column (A), line 25)
1--1,;__.___
2
3
5
6
Investment expenses
6
7
7
8
9
10
Part XII
1
2
a
b
c
d
e
3
4
a
b
c
5
2a
2b
2c
2d
113,831
2e
Amounts included on Form 990, Part VIII, line 12, but not on line 1:
Investment expenses not included on Form 990, Part VIII, line 7b
Reconciliation
4a
4c
4,573,631
1--1____
5_.___,3_1_8~,_7_
2a
2b
c Other losses
2c
2d
113,831
2e
3
113 831
5,204,877
4a
4b
4c
Total exoenses Add Imes 3 and 4c. 1Th1smust eaual Form 990 Part I line 18)
Part XIV
113,831
4,573,631
4b
4,687,462
Amounts included on line 1 but not on Form 990, Part VIII, line 12
2 Amounts included on line 1 but not on Form 990, Part IX, line 25
a Donated services and use of fac111!1es
3
4
a
b
-631,246
Total revenue, gains, and other support per audited financial statements
Part XIII
1
Reconciliation
8
9
10
4_.___,5_7_3__._,_
5,204,877
-631,246
5,204,877
Supplemental Information
Complete this part to provide the descriptions required for Part II, Imes 3, 5, and 9, Part Ill, Imes 1a and 4, Part IV, Imes 1b and 2b,
Part V, line 4, Part X, line 2, Part XI, line 8, Part XII, Imes 2d and 4b, and Part XIII, Imes 2d and 4b Also complete this part to provide
any add1t1onalinformation
IN A MORE LIKELY THAN NOT (50% CHANCE) OF BEING SUSTAINED UNDER A POTENTIAL
AUDIT OR EXAMINATION. CURRENTLY, THE 2008,
2009,
AND 2010
DAA
36330981~ 05/20/2012 1 36 PM
I
36-3309812
Page
UNDER AUDIT NOR HAS THE ORGANIZATION BEEN CONTACTED BY ANY OF THESE
JURISDICTIONS.
PART XI,
LINE SB
113,831
LINE BB
-113,831
PART XII,
PART XIII,
LINE SB
113,831
LINE SB
113,831
363309814 06/20/2012 1 36 PM
I
SCHEDULE F
(Form 990)
OMB No 1545-0047
2011
1dent1ficat1on number
36-3309812
General Information on Activities Outside the United States. Complete 1fthe organization answered "Yes" to
Form 990 Part IV line 14b
For grantmakers. Does the organization maintain records to substantiate the amount of ,ts grants and other
for the grants or assistance, and the selection cntena used to award the
assistance. the grantees' elig1b11ity
l]
grants or assistance?
For grantmakers. Describe
in
Yes
[]
No
Part V the organization's procedures for monitoring the use of ,ts grants and other
Act1v1t1es
per Region (The following Part I, line 3 table can be duplicated 1fadd1tronalspace rs needed )
(a) Region
(b) Number of
offices 1nthe
region
in
(d) Act1v1t1esconducted 1n
region (by type) (e g ,
fundra1s1ng, program services,
investments,
grants to rec1p1ents
located 1nthe remon)
(c) Number of
employees, agents.
and independent
contractors
region
(f) Total
expenditures for
and investments
in
region
(1)
(2)
(3)
(4)
(5)
(6)
m
(8)
(9)
(101
(111
(121
(13)
(14)
(15)
(16)
(17)
3a Sub-total
,,,,
c Totals (add
lines 3a and 3b)
For Paperwork Reduction Act Notice, see the Instructions
OAA
,,
, ,.'/,,'/,
:,,'r,
<0">:
;'{r;~, /,
'
, ', :z..-/~
/
.u,
,
, ,
',/
'
; ,.,.
_..,,,,
"
,,
,,,
/'\
,:,,-::
,,.'::,,,,
,,
,,~, "
, ,~
,
/,
,,
.;
"
, ,
363309812 06/20/2012 1 36 PM
ScheduleF(Form990)2011
'\Part 11-:
" ""' --,
--
(a) Name of
orgarnzat1on
(c) Region
(d) Purpose of
(e) Amount of
grant
cash grant
(ofapplicable)
(1)
RESEARCH/PUBLICATION
MIDDLE EA ~T AND NORTH ARFICA
'
58,000
(g) Amount of
(h) Descnpt,on
cash
non-cash
of non-cash
disbursement
assistance
assistance
(f) Manner of
(1) Method of
valuation
(book, FMV,
appra,sel,
otherl
ELECTRON!~
(2)
..
\ (3) '
..
... .
"::
(4)
(5)
,t
(6)
'
-'
(9)
,, ~... '
'
--,\ot'\>,\._..
,_.
'\
.. . .
(111
'
''
. --
(121
,,,,
''"
-..,,,,
'-:-
(131'
'''
,, ,,
"'
,.._,,,
'
'.
-..,"'
"
'
''
~ '
...
,, ',,,
'''
'
(141
(151
-.,'''
(161'
2
Enter total number of rec1p1entorganizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt
by the IRS, or for which the grantee or counsel has provided a section 501 (c)(3) equ1valency letter
0
Schedule F (Form 990) 2011
DM
..
363309814 00/20/2012 1 36 PM
'
Part IV ,
36-3309812
Page
Foreign Forms
Was the organization a U S transferor of property to a foreign corporation during the tax year? If "Yes,"
the organization may be required to file Form 926, Return by a U S Transferor of Property to a Foreign
Corporation (see Instructions for Form 926)
2
Yes
~ No
Yes
~ No
Yes
~ No
Yes
~ No
O Yes
~ No
~ No
Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization
may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and
Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a
U S Owner (see Instructions for Forms 3520 and 3520-A)
Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes,"
the organization may be required to file Form 5471, Information Return of US Persons With Respect To
Certain Foreign Corporations (see Instructions for Form 5471)
Was the organization a direct or indirect shareholder of a passive foreign investment company or a
qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621,
Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing
Fund (see Instructions for Form 8621)
Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes,"
the organ1zat1onmay be required to file Form 8865, Return of U S Persons With Respect To Certain
Foreign Partnerships (see Instructions for Form 8865)
Did the organization have any operations in or related to any boycotting countries during the tax year? If
"Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions
for Form 5713)
Yes
DAA
3633098\2 00/20/2012 1 36 PM
ScheduleF(Form990)2011
; , part
V':i
THE
HEARTLAND
36-3309812
INSTITUTE
Page5
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f)
(accounting method, amounts of investments vs expenditures per region), Part II, line 1 (accounting method), Part Ill
(accounting method); and Part Ill, column (c) (estimated number of recipients), as applicable Also complete this part to
provide any add1t1onalinformation (see instructions)
PART I,
THE ORGANIZATION IS
THEREFORE NO MAJOR
TRACKING IS NECESSARY.
PART I,
LINE 3 - ACTIVITIES
PER REGION
EXPENDITURES
REGION
EAST ASIA AND THE PACIFIC
0 $
INVESTMENTS
0
36330981 i 06/20/2012 1 36 PM
,,
SCHEDULE G
(Form 990 or 990-EZ)
OMB No 1545-0047
2011
Complete 1f the orgamzat,on answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or ,f the
orgamzallon entered more than $15,000 on Form 990-EZ, line 6a
Open To Public
lnsoecbon
I 36-3309812
Fund raising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17
Form 990-EZ filers are not required to complete this part
Indicate whether the organization raised funds through any of the following act1v1t1esCheck all that apply
a
b
c
d
D Mail solic1tat1ons
e
f
g
2a Did the organization have a written or oral agreement with any ind1v1dual(including officers, directors, trustees
or key employees listed 1nForm 990, Part VII) or entity in connection with professional fundra1sing services?
b If "Yes," list the ten highest paid 1nd1v1duals
or ent1t1es(fund raisers) pursuant to agreements under which the fund raiser 1sto be
compensate d at Ieast $ 5 000 b>vt he oraamzat1on
(111)
Did fund(1) Name and address of 1nd1v1dual
or entity (fundra1ser)
(11)Act1v1ty
raiser have
custody or
control of
contnbut1ons?
Yes
in
Yes
No
col (1)
No
10
....
Total
3
List all states 1nwhich the organization 1sregistered or licensed to solicit contnbut1ons or has been notified 111sexempt from
reg1strat1onor licensing
3633098:2 06/20/2012 1 36 PM
I
ScheduleG(Form990or990-EZ)2011
P.art II
36-3309812
Page
Fundraising Events. Complete 1fthe organization answered "Yes" to Form 990, Part IV, line 18, or reported
more than $15,000 of fundra1smg event contributions and gross income on Form 990-EZ, Imes 1 and 6b List
events wit h aross rece10
ts areater t han $5 000
(a) Event #1
(b) Event #2
( c) Other events
(d) Total events
FUNDRAISING
NONE
{ event type)
(event type)
{total number)
Cl)
::,
c:
Cl)
>
Cl)
a:::
1 Gross receipts
74,234
74,234
74,234
74,234
113,831
113,831
2 Less Charitable
contributions
3 Grossincome(line 1 minus
line 2)
4 Cash prizes
5 Noncash prizes
"'
c:
"'
Cl)
6 RenUfac11itycosts
Cl)
a.
)(
w
0
8 Entertainment
....
....
Part Ill
113 I 831)
-39,597
Gaming. Complete 1fthe organization answered "Yes" to Form 990, Part IV, line 19, or reported more
than $15 000 on Form 990-EZ line 6a
Cl)
(a) Bingo
::,
bingo/progressive bingo
c:
Cl)
>
Cl)
a:::
"'
c:
"'
Cl)
1 Gross revenue
2 Cash prizes
Cl)
a.
)(
w
3 Noncash prizes
4 RenUfac11itycosts
O Yes
6 Volunteer labor
No
O Yes
No
O Yes
....
....
10a Were any of the orgarnzat1on's gaming licenses revoked, suspended or terminated during the tax year?
b If "Yes," explain
DAA
No
9a
O Yes O No
10a
O Yes O No
363309B1i! otl/20/2012 1 36 PM
THE HEARTLAND
INSTITUTE
11
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
36-3309812
Page
LJ
Yes
lJ No
Yes
O No
a
b
14
%
%
13a
13b
An outside fac1l1ty
Enter the name and address of the person who prepares the organization's gaming/special events books and
records
Name~
Address~
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue?
Yes
D No
Yes
D No
and the
Name~
Address~
16
D
17
a
b
D1rector/offlcer
Employee
Independent contractor
Mandatory d1stribut1ons
Is the organization required under state law to make charitable d1stribut1onsfrom the gaming proceeds to
retain the state gaming license?
Enter the amount of d1stribut1onsrequired under state law to be distributed to other exempt organizations or
during the tax year ~
spent in the organization's own exempt act1v1t1es
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b,
columns (11i)and (v}, and Part 111,Imes 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable Also complete this
part to provide any add1t1onalinformation (see instructions).
DAA
36330981;! ot,/20/2012 1 36 PM
.. SCHEDULE J
Compensation
Information
2011
Open to Public
, Inspection '
Employer odentoficatoon number
I 36-3309812
OMB No 1545-0047
(Form 990)
Yes
No
1a Check the appropriate box(es) 1fthe organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a Complete Part Ill to provide any relevant information regarding these items
b If any of the boxes on line 1a are checked, did the organization follow a written policy regarding payment
or reimbursement or prov1s1onof all of the expenses described above? If "No," complete Part Ill to
explain
Did the organ1zat1onrequire substant1at1onprior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked 1nline 1a?
1b
Indicate which, 1fany, of the following the f1l1ngorganization uses to establish the compensation of the
organization's CEO/Executive Director Check all that apply Do not check any boxes for methods used by a
related organization to establish compensation of the CEO/Executive Director Explain in Part Ill
~ Compensation committee
During the year, did any person listed in Form 990, Part VII, Section A, line 1a, with respect to the filing
4a
4b
4c
x
X
Only section S01(c)(3) and S01(c)(4) organizations must complete lines 5-9.
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of
a The organization?
Sa
Sb
x
x
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of
a The organization?
6a
6b
x
x
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part Ill
Were any amounts reported in Form 990, Part VII, paid or accrued pursuant to a contract that was subJect
to the 1nit1alcontract exception described 1nRegulations section 53 4958-4(a)(3)? If "Yes," describe
If ''Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in
Reaulat1onssection 53 4958-6(c)?
In Part Ill
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
DAA
9
Schedule J (Form 990) 2011
363309812 06120/2012 1 36 PM
ScheduleJ(Form990}2011
Part II
Page
For each 1nd1v1dualwhose compensation must be reported 1nSchedule J, report compensation from the organization on row (1)and from related organizations, described in the
instructions, on row (11) Do not list any 1nd1v1dualsthat are not listed on Form 990, Part VII
Note. The sum of columns (8)(1)-(111)for each listed 1nd1v1dualmust equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that 1nd1v1dual
(B) Breakdown of W-2 and/or 1099-MISC compensation
(1) Base
(A) Name
JOSEPH BAST
compensation
(1)
(11
(11
(11
(11
(11
(11
(11
(11)
(11
10
(11
11
(11
12
(11
13
(11
14
(11
15
(11
16
(11
153,988
0
(111)Other
reportable
compensation
0
0
0
0
(D) Nontaxable
benefits
(B)(1HD)
(F) Compensation
reported as deferred in
prior Forrn 990
50,000
0
0
0
203,988
0
0
0
(1)
(1)
(1)
(1)
(1)
(1)
(1)
(1)
(1)
(1)
(1)
(1)
(1)
(1)
(1)
DAA'
....
363309812 06/20/2012 1 36 PM
ScheduleJ(Form990)2011
THE HEARTLANDINSTITUTE
36-3309812
Page
Part Ill
Su~lemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, Imes 1a, 1b, 3, 4a, 4b, 4c, Sa, Sb, 6a, 6b, 7, and 8, and for Part II
Also complete this part for any add1t1onalinformation
PART I,
JOSEPH BAST
NONQUALIFIED EQUITY-BASED
199,562
.
Df!..15
36330~~1.2 ~/20/2012
_l
'
1 36 PM
SCHEDULE L
OMB No 1545-0047
2011
"Yes" on Form 990, Part IV, lme 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, lme 38a or 40b.
~ Attach to Form 990 or Form 990-EZ
~ See separate instructions
Open To Public
lns1><1ction
I 36-3309812
"
Yes
No
l1l
(2)
{31
(4)
151
(6)
2 Enter the amount of tax imposed on the organization managers or disqualified persons during the year
under section 4958
Enter the amount of tax, 1fany, on line 2, above, reimbursed by the organization
Part II
~$
_______
~$
______
_
_
(b) Loan to
or from the
orqamzat1on?
To
(c) Ong1nal
principal amount
From
50,000
50,000
No
Yes
No
x x
(g) Written
agreement?
Yes
No
(2)
(3)
{41
(5)
{6)
(7)
(8)
(9)
{101
Total
Part Ill
~$
50.000
orgarnzat1on
(1)
(2)
{31
(4)
{5)
161
{71
(8)
191
(10)
For Paperwork Reduction Act Notice, see the Instructions
DAA
36330~812 ct/20/2012 1 36 PM
I
-'-I
,~t
Page
LPc!rt t'!(:
( b) Relahonsh1p between
interested person and the
(c) Amounl of
transad1on
organization
(e) Shanng
oforg
revenues?
Yes
No
m
12)
131
(4)
151
(6)
(71
(8)
(9)
(10)
f>art V
Supplemental Information
Complete this part to provide add1t1onal1nformat1onfor responses to questions on Schedule L (see instructions)
363309Jl12 ~/20/2012
I .......
~
1 36 PM
I,
SCHEDULE M
(Form 990)
OMB No 1545-0047
Noncash Contributions
l)Jli-Complete 1f the organizations
answered
11
2011
Yes" on Form
, Open To Public
, Inspection
I 36-3309812
1
2
3
4
5
Types of Property
Art-Works
(a)
(b)
Check ,f
Number of contnbut1ons or
applicable
items contributed
(c)
Noncash contnbut1on
(d)
Method of determ,n,ng
amounts reported on
of art
Art-Historical
treasures
Art-Fractional
interests
6
7
8
9
10
11
traded
Securities-Closely
held stock
Securit1es-Partnersh1p, LLC,
or trust interests
12
13
Securit1es-M1scellaneous
Qualified conservation
contribut1on-H1storic
structures
14
Qualified conservation
contribution-Other
15
16
Real estate-Res1dent1al
Real estate-Commercial
17
Real estate-Other
18
19
20
21
22
23
24
25
26
27
28
29
Collectibles
Food inventory
Drugs and medical supplies
Taxidermy
Historical artifacts
Sc1ent1f1c
specimens
Archeolog1cal artifacts
Other~ ( SOFTWARE
Other~(
Other~(
Other~(
59,908
Number of Forms 8283 received by the organization during the tax year for contributions for
which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
I
Yes
No
30a During the year, did the organization receive by contribution any property reported in Part I, Imes 1-28 that
11must hold for at least three years from the date of the 1mt1alcontribution, and which 1snot required to be
used for exempt purposes for the entire holding period?
31
33
32a
DAA
31
Does the organization hire or use third parties or related organizations to sohc1t,process, or sell noncash
contributions?
Does the organization have a gift acceptance policy that requires the review of any non-standard
contributions?
32a
30a
363~,812
-ii..
~/20/2012 1 36 PM
,.
ScheduleM(Form990)(2011)
36-3309812
Page
L'~.!'1!~,,: Supplemental Information. Complete this part to provide the information required by Part I, Imes 30b, 32b,
and 33, and whether the organization 1sreporting m Part I, column (b), the number of contributions, the
number of items received, or a combination of both Also complete this part for any add1t1onalinformation
DAA
363309jl12 ~/20/2012 1 36 PM
,.J)
SCHEDULE O
Supplemental
2011
, , ope'n'toPuti11c
,,:
Ins ection
36-3309812
OMB No 1545--0047
PART I,
LINE 6
FORM 990,
PART VI,
JOSEPH BAST
DIANE BAST
PRESIDENT
EX. EDITOR
HUSBAND/WIFE
FORM 990,
PART VI,
LINE llB
FORM 990,
PART VI,
AND GET NEW FORMS SIGNED. THERE IS RELIANCE ON THE PERSONS SELF
DISCLOSURES.
FORM 990,
PART VI,
FORM 990,
PART VI,
3633091JJ;<~/20/2012
t.1'(''
1 36 PM
'.
2011
Pa e
36-3309812
FORM 990,
PART VI,
363309812_~3/2712012 8 38 AM
\,
8868
Form
3-Month Extension,
(Not Automatic)
OMB No 1545-1709
3-Month Extension,
complete
Do not complete Part II unless you have already been granted an automatic 3-month extension on a previously filed Form 8868
Electronic
filing (e-flle). You can electronically file Form 8868 1fyou need a 3-month automatic extension of lime to file (6 months for
a corporation required to file Form 990-T), or an add1t1onal(not automatic) 3-month extension of time. You can electronically file Form
8868 to request an extension of time to file any of the forms listed in Part I or Part II with the exception of Form 8870, Information
Return for Transfers Associated With Certain Personal Benefit Contracts, which must be sent to the IRS 1n paper format (see
instructions) For more details on the electronic filing of this form, v1s1twwwirs gov/efile and click on e-file for Chant1es & Nonprofits
Part I
Automatic 3-Month Extension of Time. Only submit original (no copies needed).
A corporation required to file Form 990-T and requesting an automatic 6-month extension-check this box and complete
Part I only
All other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time
to file income tax returns
Enter filer's identifvina
Type ar
number
see instructions
Employer1denllficallonnumber (EIN) or
Ix] 36-3309812
THE HEARTLANDINSTITUTE
File by the
due date for
filing your
Number, street, and room or suite no. If a P.O box, see instructions
return See
instructions
903
City, town or post office, state, and ZIP code For a foreign address, see 1nstruct1ons
CHICAGO
IL 60603
Enter the Return code for the return that this application 1sfor (file a separate application for each return)
Application
Return
Application
Return
Is For
Code
01
Is For
Code
07
Form 990
Form 990-BL
02
01
Form 1041-A
08
Form 990-EZ
Form 4720
09
Form 990-PF
04
Form 5227
05
10
11
06
Form 6069
Form 8870
12
Telephone No
312-377-4000
IL
FAX No
If the organization does not have an office or place of business in the United States, check this box
If this 1sfor a Group Return, enter the or~mzat1on's four d1g1tGroup Exemption Number (GEN)
60603
LJ
If this
LJand attach
IS
a list with the names and EINs of all members the extension 1sfor
1
I request an automatic 3-month (6 months for a corporation required to file Form 990-T) extension of time
until
Iiicalendar year 2 0 11
D tax year beginning
or
, and ending
If the tax year entered in line 1 1sfor less than 12 months, check reasorO
3a
Initial return
D Final return
If this application 1sfor Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any
nonrefundable credits See instructions
estimated tax oavments made. Include anv orior vear overoavment allowed as a credit
c
3a
3b
If this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and
Balance due. Subtract line 3b from line 3a Include your payment with this form, 1frequired, by using
$
3c
EFTPS (Electronic Federal Tax Pavment Svstem\. See instructions
Caution. If you are going to make an electronic fund withdrawal with this Form 8868 1 see Form 8453-EO and Form 8879-EO for payment instructions
For Privacy Act and Paperwork
DAA
Reduction
Fann
8868
(Rev 1-2012)