Charles Koch Foundation 480918408 2011 08b9e966searchable

EXTENSION
GRANTED
Return of Private Foundation
OMB No 1545-0052
or Section
4947(a)(1) Nonexempt Charitable Trust

Treated as a Private Foundation
Department of the Treasury
Note. The foundation ma be able to use a co of this return to sat1s state re
Internal Revenue S"""ce
2011 , an d en d"mg
F or ca Ien'd"ar year 2011 or tax year b ecimmnci
'
Name of foundation
Form990-PF
CHARLES KOCB FOUNDATION

Number and street (or P o box number rf mall
~11
'
A Employer idenbfication
48-0918408
Room/suite
1s not delivered to street address)
B Telephone number (see instructions)
(316)
828-8286
BOX 2256
P.O.
City or town, state, and ZIP code
c
WICHITA,
--
Initial return
,....__Final return
H Check type of orgamzat1on
I
~ Section 501(cM
(b},
may not necessanly equal the amounts ,n

column (a) (see mstruct,ons) )
~
<>"=
Contrlbu~onus.
C
k ~
hec
Interest on savings and temporary cash investments
;;::::>Cl)
Net gain or (loss) from sale of assets not on hne 10

Gross sales pnce for all
52,662,668.
assets on hne Sa
Capital gain net income (from Part IV. line 2)
a a::
~:~~
Gross
and al
2,545,112.
13
Compensation
19,384.
..
....
c Other professional fees (attach schedule) .
>
-...
ATCH 1
of officers, directors, trustees, etc
Pension plans, employee benefits
360.
6,100,217.
6,145,668.
1,1
3,495,632.
3,495,632
696,080.
696,
22,393.
;2.
~ 16a Legal fees (attach schedule) J\'.I'~J-i.
>< b Accounting fees (attach scheduleJA:c:8.3.
w
Cl)
g;
. .
Other employee salaries and wages
Cl)
2,545,112.
.,<410Jj,
1 ~ 7012 9
u~
Othe inco1.l\GO!t~1uleUT
Total. Add 1/A
,,,
,,,
15
c:
138,623.
7:
1,681,810.
080
22,393
2,601.
142,697
331,816.
1,365,526
Interest .............
17
!!? 18
92,590.
3,462,155.
less returns

owa ces
11
12
14
c:
(d) Disbursements
for charitable
purposes
leash basis onlvl
(c) AdJusted net

income
C\I
RI
II the loundat1on 1sin a 60-month tem,1nat1on

under section 507(b)(1)(B),check here ~
;:-::B.~
fc~Vf2
[J :
I
c Gros J1d::
fit or (loss) (attach schedule
.;::
D
D
Net rental income or (loss)
.,~.
r
9
1O a
vJJ
If private foundation status was terminated
under sectJon507(b)(1)(A).check here ~
Sa Gross rents . . . . . . . . .
C) c:
Cl)
~o
~o
~o
26,427.
92,590.
Sa
b
7'
L_29
Accrual
(b) Net investment

income
3,462,155.
0
C\l
Cl)
:::=,.::I
LJ Cash
(a) Revenue and

expenses per
books
grants etc received(attach schedule)

1f the foundation 1s not required to
attach Sch B
D1v1dendsand interest from securities
c::l)
c--..,
D Other (specify)---------------------(Part I, column (d) must be on cash basis)
~TI
Analysis of Revenue and Expenses (The
total of amounts
columns
(c). and (d)
,n
method
1 Foreign organizations.check here
..........
Name change
Other taxable private foundation
J Accounting
value of all assets at end
of year (from Part II, col (c), /me

214,087,257.
16) ~ $
2 Foreign organizations meet.mgthe

85% test. check here and attach
computation
exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Fair market
Initial return of a former public charity

Am ended return
Address change
.. . . . .. .
II exemption apphcat1on1s
pending, check here
KS 67201-2256
G Check all that apply
20
number
Taxes (attach schedule) (see 1nstruc~ons)
*.
136,108.
19
Deprec1at1on(attach schedule) and depletion.
274,429.
20
73.
20,720
Occupancy ..........
870,711.
870,
21
c:
RI 22
Travel, conferences. and meetings .
506,413.
506,733
c: 23
Cl
Other expenses (attach schedule) ~.'l'.C!1. ~
Total operating and administrative expenses.
"O
c(
"O
Printing and publications
.;::
24
QI
c..
0
Add lines 13 through 23
.....
..........
114,779.
114,779
539,330.
539,330
8,476,308.
25
26
Contributions. gifts. grants paid . . . ...
15,990,525.
Total exoenses and disbursements Add Imes 24 and 25
24,466,833.
27
Subtract line 26 from line 12
Excess of revenue over expenses and disbursements
334,490.
7,774,601
13,160,919
334,490.
20,935,520
-18,321,165.
5,765,727.
b Net investment income (1f negative, enter -0-)

c Adiusted net income (1f neoat1ve.enter -0-) .
For Paperwork Reduction Act Notice, see instructions.
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990-PF (2011)
PAGE
48-0918408
CHARLES KOCH FOUNDATION
Page 2
Attached schedulesand amountsin the
Beginning of year
End of year
descnpt1oncolumn shouldbe tor end-of-year1---''--'-""'-----',<....:.'--'--':..:::...--J---------=....c..::.....:;~=-=-------amounts only (See instruc:tJons)
(a) Book Value
(b) Book Value
(c) Fair Market Value
Form 990-PF (2011)
ilfiii
Balance Sheets
..
Cash -,non-interest-beanng
2
3
Savings and temporary cash investments
1--~~~~7~7~~8~4~2~.+-~~~-6_7_6_:_,_2_5~9--+-~~~~~6~7~6~,~2~5....::...9
_6_5_5--'''--4_6_1_.-+-----8-'-,
_6_5_5--'''--4_6_1
1---1_1_2_;_,_1_3_2-'-,
_1_8_6_-+---8-'-,
Accounts receivable ~ _____ ----------8 7, 889.

Less: allowance for doubtful accounts ~ _____________
Pledges receivable ~ ______
Grants receivable
1-----2_2_3-'-,
Less: allowance for doubtful accounts ~ _____________

6
_5_3_1_.
1-------8_7--'--,
_8_8_9_.-+______
8_7-'-,
8_8_9
------------------
1------------+-----------+---------
Receivables due from officers, directors, trustees. and other

d1squahf1ed persons (attach schedule) (see instructions)
Other notes and loans receivable (attach schedule)
____
Less allowance for doubtful accounts ~ _____________
-g:
II)
Inventories for sale or use
8
9
1----------l----------+---------
Prepaid expenses and deferred charges
113,397.
68,384.
113, 397
10 a Investments - U S and state governmentobhgallons(attachschedule).

b Investments - corporate stock (attach schedule)
11
12
13
14
15
16
c Investments - corporate bonds (attach schedule)

Investments- land, buildings,
~
3 377 694
_______ '
'
and equipment basis

Less accumulateddepreciation ~
3,377,694.
3,377,694.
(attach schedule)
- - - - - - - - - - - - - - - - - - - 1------'-----'-----+-----'----'----+-----'-----''--Investments - mortgage loans

203,038,442.
117,935,513.
~'.1;~ Ej
Investments - other (attach schedule)
Land.buddings.and
~
1
020
219
equipment basis
_________
.!. ___ !,. ___
:.._
Less accumulateddepreciation~
614 9 8 8
405,231.
1,042,504.
(attach schedule)
- - - - - - - - - - - - - - - '....- - - :.._1------'-------'------+---------'----+--------''--Other assets (describe ~ ____________________
) l----------+----------+--------Total assets (to be completed by all filers - see the
instructions Also. see page 1, item I)
234,857,654.
216,354,373.
17
18
: 19
20
Grants payable
Deferred revenue
;g
Loans from officers, directors,trustees.and otherdisqualifiedpersons
'.g21
Mortgages and other notes payable (attach schedule) .
::i 22
Other hab1l1t1es(describe ~ ___________________
23
Total liabilities (add Imes 17 through 22)
2,455,694
201,693,326
ATCH 9
405,231
214,087,257
18,746.
2,863,946.
29,937.
3,034,871.
Accounts payable and accrued expenses
ATCH 7
) 1------------+-----------.
3,064,808.
~w
2,882,692.
Foundations that follow SFAS 117, check here

and complete lines 24 through 26 and lines 30 and 31.
1/)
24
; 25
26
,:,
c:
:,
u.
o 27
Unrestricted .
Temporarily restricted
Permanently restricted
231,792,846.
213,471,681.
231,792,846.
213,471,681.
234, 857, 654.
216,354,373.
Foundations that do not follow SFAS 117,

check here and complete lines 27 through 31.
Capital stock. trust principal. or current funds .

Paid-in or capitalsurplus,or land, bldg . and equipmentfund
Retained earnings, accumulatedincome,endowment.or otherfunds
Total net assets or fund balances (see instructions)
Total
liabilities
and net assets/fund
balances
instructions).
(see
~o:~um Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with
end-of-year figure reported on prior year's return) .
2 Enter amount from Part I, line 27a ..
3
4
5
6
Other increases not included in line 2 (itemize)~------------------------------------Add Imes 1, 2, and 3

. . . . .
. . .
. .
. . . . . . ..
Decreases not included in line 2 (itemize)~
Total net assets or fund balances at end of vear (line 4 minus line 5) - Part II, column lb), line 30 .
1
2
3
4
5
6
231,792,846
-18,321,165
213,471,681
213,471,681
Fonn 990-PF (2011)
JSA
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PAGE 2
48-0918408
Form 990-PF (2011)
f>age
:.:~l-.
Capital Gains and Losses for Tax on Investment Income
1a
101 How
(a) List and describe the kmd(s) of propertysold (e g , real estate,

2-story bnck warehouse,or commonstock, 200 shs MLC Co)
SEE PART IV SCHEDULE
acquired
P-ase
D-Donat,on
ld)
Date sold
mo, day, yr)
(c) Date
acquired
(mo , day, yr )
b
c
d
e
(g) Cost or other basis
(f) Deprec1at1on
allowed
(e) Gross sales pnce
(or allowable)
(h) Gain or (loss)

(e) plus (f) minus (g)
plus expenseof sale
a
b
c
d
e
Comolete onlv for assets showma aa1nm column (h\ and owned bv the foundation on 12/31169
U) Adjusted basis
(k) Excessof col (1)
(i) FM V as of 12/31/69
as of 12/31/69
over col (J), 1fany
(I) Gains (Col (h) gain minus

col (k), but not less than -0-) or
Losses(from col (h))
a
b
c
d
e
If gam, also enter m Part I, line 7
If (loss), enter -0- 1nPart I, line 7
3 Net short-term capital gam or (loss) as defined m sections 1222(5) and (6)
If gain, also enter m Part I, line 8, column (c) (see instructions) If (loss), enter -0Part I, line 8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Capital gam net income or (net capital loss)
2,545,112.
in}
:.:-
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income)
If section 4940(d)(2) applies, leave this part blank
Was the foundation liable for the section 4942 tax on the distributable amount of any year 1nthe base period?
If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part
Oves~
No
1 E nter t he appropriate amount m eac h co Iumn f or eac h year, see t he 1nstruct1onsbfe ore ma k m~ any entries
(a)
Base penod years
Calendar year (or tax year beginning 1n)
(b)
AdJusted quahfymg d1stnbut1ons
18,901,264.
19,551,962.
15,476,965.
10,080,287.
8,276,208.
2010
2009
2008
2007
2006
2
3
203,468,683.
155,141,798.
170,704,588.
127,673,989.
76,656,070.
.....................................
Total of line 1, column (d)

Average d1stribut1on ratio for the 5-year base period - d1v1dethe total on line 2 by 5, or by the
number of years the foundation has been m existence 1fless than 5 years
Enter the net value of noncharitable-use
Multiply lme 4 by hne 3
Enter 1% of net investment income (1% of Part I, line 27b).
Add Imes 5 and 6
Enter quahfymg d1stribut1ons from Part XII, line 4 .

If line 8 1s equal to or greater than line 7, check the box
Part VI instructions
0.496504
..........
0.099301
..........
215,815,197.
. .. ........ . . . . ... .
21,430,665.
...................
. . . . . . . . . . . . . . . . . . . . . . .. .
..................
0. 092895
0.126026
0.090665
0.078953
0 .107965
assets for 2011 from Part X, line 5
...................
(d)
D1stnbut1on ralJo
(col (bl d1V1dedby col (c))
(c)
Net value of nonchantable-use assets
........................
inPart VI, hne 1b, and complete
JSA
57,657.
21,488,322.
20,955,082.
8
that part using a 1% tax rate. See the
Form
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990-PF
(2011)
PAGE 3
CHARLES
Form 990-PF (2011)
1a
KOCH FOUNDATION
48-0918408
Exempt operating foundatJons descnbed m sectJon 4940(d)(2), check here

Date of rulr:,g or determm111Jonletter _______________
LJ
and enter "N/A" on lrne 1
(attach copy of letter if necessary see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check
here
Page 4
Excise Tax Based on Investment Income {Section 4940{a), 4940{b), 4940{e), or 4948 - see instructions)
1::.,rna,a
1--1-'-+------1_1_5....:,_3_1_5_._
and enter 1% of Part I, line 27b . . . . .
c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of
Part I, line 12, col {b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-)
3
4
Add Imes 1 and 2 . . .

Subtltle A (income) tax (domestic section 494 7(a)(1) trusts and taxable foundations only Others enter -0-)
Tax based on investment income. Subtract line 4 from line 3 If zero or less, enter -O-
Cred1ts/Payments:
a 2011 estimated tax payments and 201 O overpayment credited to 2011
6a
b Exempt foreign organizations - tax withheld at source
6b
c Tax paid with appltcat1on for extension of time to file (Form 8868).
6c
ll5,315.
4
5
ll5,315.
150,834.
150,834.
6d
d Backup withholding erroneously withheld

7
Total credits and payments Add Imes 6a through 6d
8
Enter any penalty for underpayment of estimated tax. Check here
1f Form 2220 ,s attached
~
9
Tax due. If the total of Imes 5 and 8 1smore than line 7, enter amount owed
Overpayment If ltne 7 1s more than the total of Imes 5 and 8, enter the amount overpaid . .
~ 1---'1_,0'--+
_______
Enter the amount of line 10 to be Credited to 2012 estimated tax ~
3 5, 519 . Refunded ~ 11
9
1o
11
1::.,rn
Statements
3_5....:,_5_1_9_.
Regardina Activities
1 a During the tax year, did the foundation attempt to influence any national, state, or local leg1slat1onor d&d 1t part1c1pate
Yes
No
or intervene 1n any poltt1calcampaign? . . . . . 1--1~ac.....+---+--Xb Did ,t spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of the
1b
instructions for definition)? . . . . .
If the answer is "Yes" to 1a or 1b, attach a detailed descnpt1on of the activities and copies of any matenals publtshed or
d1stnbuted by the foundation in connection with the act1v,t1es

c Did the foundation file Form 1120-POL for this year?
d Enter the amount (1f any) of tax on political expenditures (section 4955) imposed during the year
(1) On the foundation ~ $
(2) On foundatJon managers ~ $ __________
e Enter the reimbursement (1f any) paid by the foundation
_
on foundation managers ~ $ ___________
during
the year for political
If "Yes, attach
x
x
expenditure tax imposed
a detailed descnpt1on of the acttv1ttes
Has the foundation
Has the foundation engaged in any act1v1t1esthat have not previously been reported to the IRS?
1c
made any changes. not previously reported to the IRS, 1n its governing instrument, articles of
mcorporat,on, or bylaws, or other s1m1larinstruments? If "Yes," attach a conformed copy of the changes
Did the foundation have unrelated business gross income of $1,000 or more dunng the year?.
4a
b If "Yes," has ,t filed a tax return on Form 990-T for this year? .....
5
Was there a liqu1datlon, termination, d1ssolut1on,or substantial contraction during the year?
4b
4a
If "Yes," attach the statement required by General Instruction T
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either
By language 1nthe governing instrument, or
By state leg1slat1on that
effectively
amends the governing
instrument
so that
no mandatory
d1rect1ons that
conflict with the state law remain in the governing instrument?

Did the foundation have at least $5,000 1n assets at any time during the year? If "Yes, complete Part II, col (c), and Part XV
8 a Enter the states to which the foundation reports or with which ,t 1sregistered (see instructions)
DC,KS,VA,
b If the answer 1s "Yes" to hne 7. has the foundation
furnished a copy of Form 990-PF to the Attorney
General
(or designate) of each state as required by General Instruction G? If "No, attach explanation . . . . . . . . . . . i--=-S~b-+-_x
__
9
Is the foundation
claiming
status as a private operating foundation
within
the meaning of section 4942(])(3)
or
4942(])(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV)? If "Yes, complete
1O
Part XIV ..
Did any persons become substantial contributors during the tax year? If "Yes, attach a schedule listing their names
and addresses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Form
990-PF
(2011)
JSA
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16733H
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02: 44
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85646
PAGE
CHARLES
Form 990-PF (2011)
Statements
~---
11
12
At
any time
during
KOCH FOUNDATION
year, did
foundation,
the
directly
or
indirectly,
own
entity
a controlled
meaning ef section 512(b)(13)? If 'Yes," attach schedule (see instructions)
. . . . . . . ..................
make a d1stribut1on to a donor adVISed fund

per'son had adVlsory prMleges? If 'Yes," attach statement (see instructions)
....................
Did the foundation
over which
the foundation
within
the
11
12
or a d1squal1f1ed
x
the public inspection requirements for its annual returns and exemption apphcat1on? .
13
~12~~~~~<2.~1:!.~<2.~~'!'.~<21:!.:.<2~~-------------------------------------------
Did the foundation comply with
14
Website address ~ ___ -~.:.

The books are m care of ~ HEATHER
LOVE -----------------------
Located at ~4111_E._37TH_ST.
_N.
WICHITA,
Telephone no ~ _____
KS-----------------------
ZIP+4
( 316)
828-8286
~ 67220 ________
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF m lieu of Form 1041 Check here .
and enter the amount of tax-exempt interest received or accrued during the year . . .
16
Page
Regarding Activities (continued)

the
13
15
48-0918408
I 15 I
~LJ
Yes
At any time during calendar year 2011, d1d the foundation have an interest m or a signature or other authority
over a bank, securities, or other financial account m a foreign country?
____ _
_
No
16
See the mstruct1ons for exceptions and f1hng requirements for Form TD F 90-22 1 If 'Yes," enter the name of
the fore1an countrv
~'" ..~!!=Statements
Re9ardin9 Activities
File Form 4720 if any item is checked
for Which Form 4720 May Be Required
in the "Yes"
column,
unless an exception
Yes
applies.
No
1 a During the year did the foundation (either directly or indirectly)

( 1) Engage m the sale or exchange, or leasing of property with a d1squahfiedperson?
[iJ
0Yes
(2) Borrow money from, lend money to, or otherwise extend credit to {or accept 11 from) a
d1squal1fiedperson? . . . . .
(3) Furnish goods, services, or fac1ht1esto {or accept them from) a d1squahfiedperson?
~v
(4) Pay compensation to, or pay or reimburse the expenses of, a d1squahfiedperson?
..
Yes
Yes
(5) Transfer any income or assets to a d1squalif1ed person (or make any of either available for
~
No
No
[iJ
0Yes
the benefit or use of a disqualified person)?.

Check "No" 1f the
No
No
(6) Agree to pay money or property to a government official? {Exception.
foundation
agreed to make a grant
to or to employ the official
termination of government selVlce, 1fterminating w1th1n90 days).
for a period after
. . 0
Yes
liJ No
b If any answer 1s ''Yes" to 1a(1)-{6), did any of the acts fail to qualify under the exceptions described m Regulations
section 53 4941 (d)-3 or m a current notice regarding disaster assistance (see mstruct1ons)?
Orgamzat1ons relying on a current notice regarding disaster assistance check here .
c Did the foundation
1c
engage m a prior year m any of the acts described m 1a, other than excepted acts, that
were not corrected before the first day of the tax year beg1nn1ng1n2011? .
2
1b
Taxes on failure to distribute
income (section 4942)
(does not apply for years the foundation
was a private
operating foundation defined m section 4942{J)(3) or 4942(J)(5))

a At the end of tax year 2011, d1d the foundation have any undistributed income (hnes 6d and
6e, Part XIII) for tax year(s) beginning before 2011?. 0
, _________
, ________
, _______
_
If "Yes," hsttheyears ~ ---------b Are there any years listed m 2a for which the foundation
Yes
liJ No
1s not applying the prov1s1ons of section 4942(a)(2)
{relating to incorrect valuation of assets) to the year's undistributed
income? {If applying section 4942{a)(2)
to
all years listed, answer "No" and attach statement see mstruct1ons) . . . . . . ....
2b
c If the prov1s1onsof section 4942(a)(2) are being applied to any of the years listed m 2a. hst the years here
~----------
---------
--------
--------
3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise
at any time during the year?
b If 'Yes," did 11 have excess business holdings m 2011
liJ
0
Yes
No
as a result of (1) any purchase by the foundation or
d1squahf1ed persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the
Comm1ss1oner under section 4943(c)(7))
to dispose of holdings acquired by gift or bequest. or (3) the lapse of
the
holding
10-,
15-, or
20-year
first
phase
period? (Use Schedule
C, Form 4720,
to
determine
,r
the
foundation had excess business holdings m 2011 ) . . . . . . . . . . . . . . . . . . . . . . .

4a Did the foundation invest during the year any amount 1n a manner that would Jeopardizeits charitable purposes?
i--=3~bc..+---t-4a
b Did the foundation make any investment in a prior year (but after December 31, 1969) that could Jeopardize its
charitable ouroose that had not been removed from 1eooardv before the first dav of the tax vear beamnma m 2011?
x
4b
990-PF (2011)
Form
JSA
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PAGE

48-0918408
Statements Regarding Activities for Which Form 4720 May Be Required (contmued)
Form 990-PF (2011)
::r.,~a..tll!!!:
Page
Sa During the year did the foundation pay or incur any amount to
(1) Carry-on propaganda, or otherwise attempt to influence leg1slat1on(section 4945(e))?
(2) Influence the outcome
of any specific public election (see section 4955),
~No
other than a charitable, etc,
~No
orgamzat1on described in
section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see mstruct1ons) .

(5) Provide for any purpose other than
Yes
0No
Yes
rehg1ous, charitable, sc1ent1fic, literary, or educational
purposes, or for the prevention of cruelty to children or animals?. . . . 0

b
~No
::EJ~::
'directly or indirectly, any voter reg1strat1ondrive? .

(3) Provide a grant to an ind1v1dualfor travel, study, or other s1m1larpurposes?
(4) Provide a grant to an organization
0Yes
or to carry on,
No
If any answer 1s "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? .
Sb
6b
I---+---+---
Organizations relying on a current notice regarding disaster assistance check here ..,_0
c If the answer 1s ''Yes" to question 5a(4), does the foundation claim exemption from the tax
because 11maintained expenditure respons1b1htyfor the grant?
)_0. . . . ~
bl'l'bC~ENl'.
Yes
No
Yes
No
If "Yes, attach the statement required by Regulations section 53 4945-S(d)

6a
Did the foundation,
during the year, receive any funds, directly or indirectly, to pay premiums
on a personal benefit contract?. . 0

b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
.......
If "Yes to 6b, file Form 8870

7 a At any time during the tax year, was the foundation a party to a proh1b1tedtax shelter transaction? 0
Yes
~No
b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? .
7b
:.J:TiiiaJ111Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers,
directors,
trustees,
foundation
manaQers and their compensation

(b) Title, and average
hours per week
devoted to oos1t1on
(a) Name and address
(see instructions).
~'}>
Compensation
not paid, enter
(d) Contributionsto
employeebenefitplans
-0-1
and deferred comnensat1on
------------------------------------ATTACHMENT 11
-------------------------------------
(e) Expense account.

other allowances
------------------------------------------------------------------------2
Compensation
"NONE."
of five
highest-paid
employees
(other
than
those
(b) Title, and average

hours per week
devoted to pos1t1on
(a) N11me and address of each employee paid more than $50,000
ATTACHMENT 12
included
on line 1 - see instructions).
(c) Compensation
640,366.
Total number of other employees paid over $50 000
..
(d) Contributions to
employee benefit
plans and deferred
com pensat1on
25,349.
If none, enter
(e) Expense account,

other allowances
6,480
..... 1
12
Form 990-PF (2011)
JSA
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48-0918408
Form 990-PF (2011)
Page
1@11111
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
~nd Contractors (contmued)
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE."
(a) Name and address of each person paid more than $50,000
KOCH INDUSTRIES INC.

WICHITA, KS 67201
FPl STRATEGIES
--------------------------------------------------------ALEXANDRIA, VA 22201
(b) Type of seMce
ACCTG/FINANCE SRVC
132,750.
PROF. CONSULT. SVCS
70,000.
Total number of others rece1v1nqover $50,000 for professional services ..................
ifiifd
(c) Compensatton
Summary of Direct Charitable Activities
Lrst the foundation's four largest direct chantable act1v1t1esdunng the tax year lndude relevant stat1sttcal rnformat1on such as the number of
organ1zatrons and other benefic1anes served, conferences convened, research papers produced, etc
KOCH ASSOCIATES PROGRAM: SEE GENERAL EXPLANATION ATTACHMENT
KOCH INTERNSHIP PROGRAM: SEE GENERAL EXPLANATION ATTACHMENT
E)cpenses
2,048,905.
682,752.
3 LIBERTY@
WORK PROGRAM: SEE GENERAL EXPLANATION ATTACHMENT

320,514.
l::r.TH ..
= Summary of Program-Related Investments (see instructions)
Describe the two largest program-related
Amount
investments made by the foundation dunng the tax year on lrnes 1 and 2
NONE
All other program-related investments See instructions
NONE
Total. Add lines 1 throuah 3 ..................................
Fann
990-PF (2011)
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48-0918408
1ifid
1
a
b
c
d
2
3
Minimum Investment Return {All domestic foundations must complete this part. Foreign foundations,
see instructions.)
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc,
purposes
Average monthly fair market value of securities
Average of monthly cash balances.
Fair market value of all other assets (see instructions)
Total (add lines 1a, b, and c)
Reduction claimed for blockage or other factors reported on lines 1a and
1e
1c (attach detailed explanation) ............................
Acqu1s1t1onindebtedness applicable to line 1 assets
Subtract lme 2 from hne 1d
....
.
Cash deemed held for charitable act1v1t1es Enter 1 112 % of line 3 (for greater amount, see
instructions).
.. .. ..
..
.. . .. ..
.. .. .. .. .. ..
Net value of noncharitable-use assets. Subtract line 4 from line 3 Enter here and on Part V, lme 4
Minimum investment return. Enter 5% of line 5
.....
.
..
167,462,872.
48,991,074.
2,647,777.
219,101,723.
..
.. .
2
3
219,101,723
...........
3,286,526
215,815,197.
10,790,760.
. ..
..
... . . ....... .. .
5
6
1a
1b
1c
1d
...
. . . . . . . .. . .
. . . . ..
..
.
. ..
. .
......
l:r.1
Distributable
foundations
1
2a
b
c
3
4
and certain foreign organizations check here ~
..
...
..
a
b
2
..
....
..
iffEiiiQualifying
1
D and do not complete this part)

1
. ..
115,315.
i ~~ i
Minimum investment return from Part X, hne 6.

Tax on investment income for 2011 from Part VI, line 5
I 2b I
Income tax for 2011 (This does not include the tax from Part VI )
Add Imes 2a and 2b
Distributable amount before adjustments Subtract hne 2c from line 1 .
Recoveries of amounts treated as quahfymg d1stribut1ons
Add Imes 3 and 4
.. .....
Deduction from distributable amount (see instructions)
..
Distributable amount as adJusted Subtract line 6 from line 5 Enter here and on Part XIII,
line 1
. . . ..
.....
. ..
a
b
4
5
...
...
.. . .
. . . . . . . ...
.. ..
. ..
..
..
115,315.
10,675,445.
..
..
2c
3
10,790,760.
5
6
10,675,445.
10,675,445.
1a
1b
20,935,520.
Distributions {see instructions)
Amounts paid (including admm1strat1veexpenses) to accomplish charitable, etc, purposes

Expenses, contributions, gifts, etc - total from Part I, column (d), line 26 ...
.......
Program-related investments - total from Part IX-8 ...........
.......
Amounts paid to acquire assets used (or held for use) directly m carrying out charitable, etc.
..... ..
5
6
Amount {see instructions) (Section 4942(])(3) and (J)(5) private operating
...
5
6
7
Page
Form 990-PF (2011)
.....
19,562.
purposes .......................
..
.. .. . . . .
. 2
Amounts set aside for specific charitable projects that satisfy the
Su1tab1htytest (prior IRS approval required) ................................
3a
..
3b
Cash d1stribut1on test (attach the required schedule) ......................................
Qualifying distributions. Add Imes 1a through 3b Enter here and on PartV, hne8, and PartXIII. hne4
4
20,955,082.
..
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income
5
0
Enter 1% of Part I, hne 27b (see 1nstruct1ons)....
...........
..
6
20,955,082.
Adjusted qualifying distributions. Subtract hne 5 from hne 4 ............
Note. The amount on line 6 will be used m Part V, column (b), m subsequent years when calculating whether the foundation
qualifies for the section 4940(e) reduction of tax m those years
...
.....
. ...
...
Form
990-PF
(2011)
JSA
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48-0918408
Page
Form 990-PF (2011)
:s;n-,m
Undistributed
(b)
Years prior to 2010
(a)
Distributable
line 7
Corpus
(c)
(d)
2011
2010
10,675,445.
income, 1f any, as of the end of 2011
a Enter amount for 2010 only
b Total for pnor years
from Part XI,
amount for 2011
.........................
Und,stnbuted
Income (see instructions)
................
2 0...Q.2_
2 Q__Q2._,20~.
Excess d1stribut1ons carryover, 1f any, to 2011

4,479,130.
a From 2006
3,779,603.
b From 2007
7,054,261.
c From 2008
d From 2009
11,912,574.
e From 2010
8,931,145.
...........
Total of Imes 3a through e
36,156,713.
Qualifying distributions for 2011 from Part XII,

20,955,082.
lme4 ~ $
a Applied to 2010, but not more than line 2a
b Applied to undistributed income of prior years

(Election required - see instructions).
c
Treated as d1stribut1ons out of corpus (Election

required - see instructions) .
d Applied to 2011 distributable amount
......
e Remaining amount distributed out of corpus
10,675,445.
..
10,279,637.
Excess d1stribut1ons carryover applied to 2011

(If an amount appears m column (d), the same
amount must be shown m column (a))
Enter the net total of each column as
indicated below:
5
6
a Corpus Add lines 3f, 4c, and 4e Subtract line 5
46,436,350.
Prior years' undistributed income Subtract

line 4b from line 2b
..
c Enter the amount of prior years' undistributed
income for which a notice of def1c1encyhas been
issued, or on which the section 4942(a) tax has
been previously assessed
b
...
..........
. . . . . .....
Taxable
line 6c from line 6b
d Subtract
amount - see instructions
..
e Undistributed income for 201 O Subtract line
4a from hne 2a Taxable amount - see
instructions
. . . . . . .....
......................
Undistributed income for 2011 Subtract hnes

4d and 5 from line 1 This amount must be
distributed m 2012
...............
Amounts treated as distributions out of corpus

to satisfy requirements imposed by section
170(b)(1 )(F) or 4942(9)(3) (see instructions)
Excess d1stribut1ons carryover from 2006 not

applied on hne 5 or line 7 (see instructions)
..
Excess distributions
carryover
Subtract Imes 7 and 8 from hne 6a
10 Analysis of hne 9
a Excess from 2007
to
4,479,130.
2012.
. . . .....
41,957,220.
3,779,603.
b Excess from 2008
7,054,261.
Excess from 2009
11,912,574.
Excess from 2010
8,931,145.
e Excess from 2011
10,279,637.
Form
990-PF (2011 J
JSA
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PAGE 9
'

Private Operating Foundations see 1nstruct1onsand Part VII-A, question 9)
Page 10
48-0918408
NOT APPLICABL E
Form sd'o-PF (2011)
"'-:----
If the foundation has received a ruling or determination letter that 11 is a private operating
foundation, and the ruling 1seffective for 2011, enter the date of the ruling . . . . . ~
b Check box to indicate whether the foundation 1sa private operating foundationdescribed1nsection
Tax year
Prior 3 years
1a
2a
Enter the lesser of the adJusted net income from Part

I or the minimum investment
return from Part X for each
year listed
(a) 2011
(b) 2010
(c) 2009
I
I I
4942(1)(3) or
I I
4942(1)(5)
(e) Total
(d) 2008
85% of hne 2a
Qualifying d1stnbubonsfrom Part
Amounts induded in line 2c not

used directly for actNe conduct
XII, Iin e 4 for each year listed
of exempt act1V1bes
Qualifying d1stnbut.Jons made

directly for actNe conduct of
exempt act1vitJes Subtract IUle
2d from line 2c
Complete 3a, b, or c for the
alternabw test relied upon
Assets" altematNe test - enter
(1) Value of all assets

(2) Value of assets qualifying
under section
49420)(3)(8)(1).
"Endowment" alternative
test-
enter 2/3 of minimum invest

ment return shown in Part X.
line 6 for each year listed
"Support" altemabw test - enter
(1) Total support other than

gross investment income
(interest, dl\lldends, rents
payments on secunt.Jes
loans (section 512(a)(5)),
or royalties)
(2) Support from general
public and 5 or more
exempt organizations as
provided in section 4942
OX3)(B)(m)
(3) Largest amount of supan exempt
port from
organ 1zat1on
.
1
4)
Gross investment income
Supplementary Information (Complete

.
.this part only if the foundation
at any time durmg the year - see mstruct1ons.)
had $5,000
or more in assets
Information Regarding Foundation Managers:

a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only 1fthey have contributed more than $5,000) (See section 507(d)(2))
CHARLES G. KOCH
b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest
NONE
2
Information
Regarding Contribution,
Grant, Gift, Loan, Scholarship, etc., Programs:
Check here~
1f the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds If the foundation makes gifts, grants, etc (see instructions) to ind1v1duals or organizations under
other cond1t1ons, complete ,terns 2a, b, c, and d
a The name, address, and telephone number of the person to whom apphcat,ons should be addressed.
ATTACHMENT 13
b The form in which apphcat,ons should be submitted and information and materials they should include
ATTACHMENT 14
c Any subm 1ss1ondeadlines
NONE
d Any restrictions
factors
or hm 1tat1ons on awards, such as by geographical
areas, charitable fields, kinds of inst1tut1ons, or other
ATTACHMENT 15
JSA
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990-PF
(2011)
PAGE 10
48-0918408
Form 990-PF (2011)
Page
Uffftl+JSupplementary
3
11
Information (continued)
"d Durina the y ear or A,oorove d f or Future p ayment
Grants .and Contributions p a1
Rec1p1ent
Name and address (home or business)
a Paid dunng the year
If rec1p1ent
1san indMdual,
to
show any reta1Jonsh1p
any founda!Jonmanager
or substanllal contnbutor
Foundation
status of
rec1p1ent
Purpose of grant or
contnbut,on
Amount
ATTACHMENT 16
Total
..
..
..
3a
..
..
..~
3b
16,145,918.
b Approved for future payment
ATTACHMENT 17
Total
1,019,606.
Fonn
990-PF
(2011)
JSA
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PAGE 11
CHARLES
KOCH
FOUNDATION
48-0918408
Form 990-PF (2011)
Page
12
l!r!1II Analysis of Income-Producing Activities
Enter gross amounts unless otherwise 1nd1cated
Unrelated business income

(b)
Amount
(a)
Businesscode
1 Program service revenue
Excluded by section 512, 513, or 514

(c)
Exclusion code
(d)
Amount
(e)
Related or exempt
function income
/See 1nstruct1ons)
a
b
c
d
e
f
Fees and contrae1s from government agencies
2 Membership dues and assessments
.....
14
3 Interest on savings and temporary cash investments

4 D1v1dendsand interest from securities
. . ..
92,590.
14
3,462,155.
18
2, 545,
5 Net rental income or (loss) from real estate
a Debt-financed property
b Not debt-financed property
6 Net rental income or (loss) from personal property
7 Other investment income
.........
18
8 Gain or (loss) from sales of assets other than inventory

9 Net income or (loss) from special events
112.
19,384.
..
10 Gross profit or (loss) from sales of inventory.

11 Other revenue a
b
c
d
e
6,119,241.
12 Subtotal Add columns (b), (d), and (e)

13 Total. Add line 12, columns (b), (d), and (e)
(See worksheet in line 13 instructions to verify calculations)
:.:
1.11.fa
Line No.
...
= Relationship
13
6, 119,
241.
of Activities to the Accomplishment of Exempt Purposes
Explain below how each act1v1ty for which income 1s reported in column (e) of Part XVI-A contributed importantly to the
accomplishment of the foundation's exempt purposes (other than by prov1d1ngfunds for such purposes) (See 1nstruct1ons)
JSA
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16733H
Form
K932
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PM
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85646
990-PF
PAGE
(2011)
12
Form990-PF(2011)
1@ti9i1 lnfonnation
CHARLES
KOCH FOUNDATION
48-0918408
Re_gar~ing Transfers To and Transactions

Exempt Organizations
Page
13
and Relationships With Noncharitable
Did the organization directly or indirectly engage m any of the following with any other organization described
Yes
No
m section 501(c) of the Code (other than section 501(c)(3) organizations) or m section 527, relating to political
organizations?
Transfers from the reporting foundation to a noncharitable exempt organization of
x
1al1l
(1) Cash
. .
.
x
1a(2l
(2) Other assets . . .
. . . ..........
.
Other transactions
x
1b(1l
( 1) Sales of assets to a noncharitable exempt organization
x
1 bl2l
(2) Purchases of assets from a noncharrtable exempt organization .
x
1b(3l
(3) Rental of fac11it1es,equipment, or other assets .
x
1bl4l
(4) Reimbursement arrangements
. .
. .
x
1 b(5l
(5) Loans or loan guarantees
. . . .
. . . . . .
. .
x
(6) Performance of services or membership or fundra1s1ngsolic1tat1ons
1bl6l
x
Sharing of fac11it1es,equipment, mailing lists, other assets, or paid employees .
1c
If the answer to any of the above 1s "Yes," complete the following schedule Column (b) should always show the fair market
value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market
value m any transaction or sharing arrangement, show m column (d) the value of the goods, other assets, or services received
c
d
(a) Lme no
(b) Amount tn\/Olved
(c) Name of nonchantable exempt organization
(d) Description of transfers, transactions. and shanng arrangements
N/A
N/A
2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described m section 501 (c) of the Code (other than section 501 (c)(3)) or m section 527? . . . . . . . . . . . .
b If "Yes" com lete the followm schedule
{a) Name of organization
Yes[!]
No
{c) Descnpt1on of relat1onsh1p
examined this return. ondud1ng accompanying schedules and statements. and to the best of my knowledge and belief. 1t 1s true.
than taxpayer) 1sbased on all onformat1onof which preparer has any knowledge
Sign
Here
(b) Type of organization
May
with
~~--,F-,l::::;,"H,'~..L-1,..-,(,,..<-='f->'~.,.-.:........::=-~--'--'-'--'-=--L-=--+-Sign
Paid
Preparer
Use Only
the IRS discuss this

the preparer shown
~ Yes
(see 1nstruct1ons)?
PrinUType preparer's name
Check
LIZABETH
self-employed
S.
HOGAN
Firm's name
.... BKD, LLP
Firm's address .... 1551
N WATERFRONT
WICHITA,
KS
If
return
below
PTIN
PO O2 7 3 2 4 8
Firm's EIN .... 44 -0160260
PKWY, STE
300
67206-6601
Phone no
316- 265-2811
Form 990-PF
(2011)
JSA
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PAGE 13
Schedule of Contributors
Schedule B
(Form 990, 990:EZ,
or 990-PF)
OMB No 1545-0047
~11
Attach to Form 990, Form 990-EZ, or Form 990-PF.

Internal R!venue SeMce
Name of the organization
Employer identification number

48-0918408
Organization type (check one)

Filers of:
Section:
Form 990 or 990-EZ
Form 990-PF
D
D
D
4947(a)(1) nonexempt charitable trust not treated as a private foundation
501(c)(3) exempt private foundation
D
D
501cc>C
) (enter number) organization
527 political organization
4947(a)(1) nonexempt charitable trust treated as a private foundation

501 (c)(3) taxable private foundation
Check 1fyour organization 1scovered by the General Rule or a Special Rule.

Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule See
instructions
General Rule
CK]For an organization
filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (1nmoney or
property) from any one contributor Complete Parts I and II
Special Rules
D
D
For a section 501 (c)(3) organrzat1on filing Form 990 or 990-EZ that met the 33 1/3 % support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(v1) and received from any one contributor, during the year, a contribution of
the greater of (1) $5,000 or (2) 2% of the amount on (r) Form 990, Part VIII, line 1h, or (11)Form 990-EZ, line 1
Complete Parts I and II
For a section 501(c)(7), (8), or (10) organization frling Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 for use exclus,vely for religious, charitable, sc1entrfrc,literary,
or educational purposes, or the prevention of cruelty to children or anrmals Complete Parts I, II, and Ill
For a sectron 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that recerved from any one contributor,
during the year, contributions for use exclus,vely for religious, charitable, etc , purposes, but these contributions drd
not total to more than $1,000 If this box rs checked, enter here the total contributions that were received during the
year for an exc/us,ve/y religrous, charitable, etc , purpose Do not complete any of the parts unless the General Rule
applies to thrs organization because rt received nonexclus1vely religious, charitable, etc , contributions of $5,000 or
more during the year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ $ ---------
Caution. An organization that 1snot covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but rt must answer "No" on Part IV, line 2, of rts Form 990, or check the box on line Hof rts Form 990-EZ or on
Part I, line 2, of its Form 990-PF, to certrfy that rt does not meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF)
For Paperwork
Reduction Act Nobce, see the Instructions for Form 990, 990-EZ, or 990-PF.
Schedule
B (Form 990, 990-EZ, or 990-PF) (2011)
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PAGE 15
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Name of organization
CHARLES
Page2
KOCH FOUNDATION
Employer idenbficabon
number
48-0918408
Ul!flii.
Contributors
(see instructions) Use duplicate copies of Part I 1fadditional space is needed.

(b)
Name, address, and ZIP + 4
(a)
No.
- -
(c)
Total contributions
CHARLES G. KOCH
-1 - -----------------------------------------4111
E.
37TH
STREET
$ _________
N.
-----------------------------------------WICHITA,
26, 427.
(b)
- - - -
(c)
Total contributions
-----------------------------------------$ ________________
------------------------------------------
(b)
- - - -
(c)
Total contributions
-----------------------------------------$ ________________
------------------------------------------
(b)
- - - -
(c)
Total contributions
-----------------------------------------$ ________________
------------------------------------------
--
(b)
(c)
Total contributions
-----------------------------------------$ ________________
------------------------------------------
(d)
Type of contribution
Person
Payroll
Noncash
(d)
Person
Payroll
Noncash
(d)
Person
Payroll
Noncash
(Complete Part II 1fthere rs

a noncash contnbutron )
-----------------------------------------(a)
No.
Person
Payroll
Noncash

a noncash contrrbutron )
-----------------------------------------(a)
No.
(d)
(Complete Part II rf there 1s

a noncash contribution )
-----------------------------------------(a)
No.
(Complete Part II 1fthere 1s

a noncash contnbutron )
-----------------------------------------(a)
No.
Person
Payroll
Noncash

a noncash contribution )
KS
67220
-----------------------------------------(a)
No.
(d)
(b)
(c)
Total contributions
- - - -----------------------------------------$ ________________
------------------------------------------
(d)
Person
Payroll
Noncash
(Complete Part II 1fthere 1s

a noncash contrrbutron )
-----------------------------------------Schedule
JSA
B (Form 990, 990-EZ, or 990-PF) (2011)
1E1253 1 000
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PAGE 16
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
CHARLES
Page
KOCH FOUNDATION
48-0918408
ifHII
Noncash Property (see instructions). Use duplicate copies of Part II 1fadd1t1onalspace 1sneeded
(a) No.
from
Part I
(b)
Description
of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
---
$
(a) No.
from
Part I
(b)
Description
---
$
(a) No.
from
Part I
(b)
Description
---
$
(a) No.
from
Part I
(b)
Description
---
$
(a) No.
from
Part I
(b)
Description
---
$
(a) No.
(b)
from
Part I
Description
---
$
JSA
Schedule
B (Form 990, 990-EZ, or 990-PF) (2011)
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PAGE 17
Schedut'e B (Form 990, 990-EZ, or 990-PF) (2011)
CHARLES
Page 4
KOCH FOUNDATION
48-0918408
_;.AA;I_
Exc:/usive/yreligious,
charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations

that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry
For organizations completing Part Ill, enter the total of exclusively religious, charitable, etc ,
contributions of $1,000 or less for the year (Enter this information once See instructions.) ..,.$
-------f dd 11ona
t
I space 1snee d e d
se d up 1catecopies o f Pa rt Ill 1a
{~) No.
from
Part I
(c) Use of gift
(b) Purpose of gift
(d) Description
of how gift is held
---
(e) Transfer of gift

Transferee's
(a) No.
from
Part I
name, address, and ZIP + 4
Relationship
(c) Use of gift
(b) Purpose of gift
of transferor to transferee
(d) Description
of how gift is held
--(e) Transfer of gift

Transferee's
(a) No.
from
Part I
name, address, and ZIP+ 4
(b) Purpose of gift
Relationship
(c) Use of gift
(d) Description
of how gift is held
--(e) Transfer of gift

Transferee's
(a) No.
from
Part I
(b) Purpose of gift
Relationship
(c) Use of gift
(d) Description
of how gift is held
--(e) Transfer of grft

Transferee's
Relationship
Schedule
JSA
B (Fonn 990, 990-EZ, or 990-PF) (2011)
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PAGE 18
FORM 990PF
48-0918408
- GENERAL EXPLANATION ATTACHMENT
SUMMARYOF DIRECT CHARITABLE ACTIVITIES

FORM 990-PF,
PART IX-A
KOCH ASSOCIATES PROGRAM:
DURING 2011 THE CHARLES KOCH FOUNDATION SPONSORED MORE THAN 80
INDIVIDUALS TO PARTICIPATE IN THE KOCH ASSOCIATE PROGRAM. 25 WASHINGTON,
D.C. AREA CHARITABLE ORGANIZATIONS WERE PARTNERS IN THE PROGRAM.
THE KOCH ASSOCIATE PROGRAMWAS ESTABLISHED TO IDENTIFY UP-AND-COMING
LEADERS AND ENTREPRENEURS INTERESTED IN LIBERTY AND HELP THEM DEVELOP THE
KNOWLEDGE, SKILLS, AND EXPERIENCE NECESSARY FOR CAREERS IN THE NONPROFIT
SECTOR, INCLUDING CAREERS WITH MARKET-ORIENTED THINK TANKS, POLICY
INSTITUTES, AND OTHER EDUCATIONAL INSTITUTIONS.
FOR MORE INFORMATION ON THIS PROGRAM, PLEASE VISIT
WEBSITE AT:
WWW.CHARLESKOCHFOUNDATION.ORG
KOCH INTERSHIP
THE FOUNDATION'S
PROGRAM:
INDIVIDUALS TO PARTICIPATE IN THE KOCH INTERNSHIP PROGRAM.
THE CHARLES KOCH FOUNDATION INTERNSHIP PROGRAMWAS ESTABLISHED TO DEVELOP
THE NEXT GENERATION OF LIBERTY-MINDED LEADERS, EDUCATORS, AND
ENTREPRENEURS. OVER THE COURSE OF THE PROGRAM, INTERNS ENGAGE IN RESEARCH
AND EDUCATIONAL ACTIVITIES WHILE LEARNING AND APPLYING MARKET-BASED
MANAGEMENT
WEBSITE AT:
LIBERTY@
THE FOUNDATION'S
WORK PROGRAM:

INDIVIDUALS TO PARTICIPATE IN THE KOCH ASSOCIATE PROGRAM. 32 CHARITABLE
ORGANIZATIONS OUTSIDE OF THE WASHINGTON D.C. AREA WERE PARTNERS IN THE
PROGRAM.
THE LIBERTY@ WORK PROGRAMWAS ESTABLISHED TO IDENTIFY UP-AND-COMING
LEADERS AND ENTREPRENEURS INTERESTED IN LIBERTY AND HELP THEM DEVELOP THE
KNOWLEDGE, SKILLS, AND EXPERIENCE NECESSARY FOR CAREERS IN THE NONPROFIT
SECTOR, INCLUDING CAREERS WITH MARKET-ORIENTED THINK TANKS, POLICY
16733H
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PAGE 19
FORM 990PF
INSTITUTES,
D.C. AREA.
48-0918408
- GENERAL EXPLANATION ATTACHMENT
AND OTHER EDUCATIONAL INSTITUTIONS
OUTSIDE THE WASHINGTON

WEBSITE AT:
16733H
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THE FOUNDATION'S
85646
PAGE 20
48-0918408
ATTACHMENT 1
FORM 990PF,
PART I - OTHER INCOME

REVENUE
AND
EXPENSES
PER BOOKS
DESCRIPTION
OTHER INCOME - LAND RENT
OTHER INCOME - MISCELLANEOUS
GAIN/LOSS ON DISPOSAL OF ASSETS
360.
19,000.
24.
TOTALS
16733H
K932
11/11/2012
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19.384.
85646
NET
INVESTMENT
INCOME
360.
360.
ATTACHMENT1
PAGE 21
48-0918408
ATTACHMENT 2
FORM 990PF,
PART I - LEGAL FEES

REVENUE
NET
INVESTMENT
INCOME
AND
EXPENSES
PER BOOKS
DESCRIPTION
LEGAL SERVICES
TOTALS
16733H
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11/11/2012
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ADJUSTED
NET
INCOME
CHARITABLE
PURPOSES
22,393.
22,393.
22.393.
22. 393~
85646
ATTACHMENT2
PAGE 22
48-0918408
ATTACHMENT 3
FORM 990PF,
PART I - ACCOUNTING FEES

REVENUE
AND
EXPENSES
PER BOOKS
DESCRIPTION
ACCOUNTING FEES
INVESTMENT ACCTG SERVICES FEES
TOTALS
16733H
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11/11/2012
11:02:44
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NET
INVESTMENT
INCOME
136,022.
2,601.
2,601.
138,623.
2 601.
ADJUSTED
NET
INCOME
CHARITABLE
PURPOSES
142,697.
85646
142.697.
ATTACHMENT3
PAGE 23
48-0918408
ATTACHMENT 4
FORM 990PF,
PART I - OTHER PROFESSIONAL FEES

REVENUE
AND
EXPENSES
PER BOOKS
DESCRIPTION
PROFESSIONAL CONSULTING FEES
INVESTMENT MANAGEMENTFEES
LAND MAINTENANCE FEES
WEBSITE FEES
CORPORATE FILING FEES
OTHER PROFESSIONAL FEES
RECRUITING FEES
TEMPORARY HELP
ADVERTISING FEES
SPEAKER FEES
ON-LINE SERVICE FEES
EQUIPMENT/MAINTENANCE
KAP PARTICIPATION FEES
L@W PARTICIPATION FEES
TOTALS
16733H
K932
11/11/2012
11: 02: 44 PM V 11-6 .1
NET
INVESTMENT
INCOME
294,196.
330,308.
1,508.
10,901.
163.
111,949.
21,692.
41,953.
75,172.
14,750.
40,994.
21,896.
545,078.
171,250.
1. 681. 810.
85646
CHARITABLE
PURPOSES
294,196.
330,308.
1,508.
10, 901.
163.
111,949.
21,692.
41,953.
75,172.
14,750.
40,994.
21,896.
560,610.
171,250.
331.816.
l_.
365. 526.
ATTACHMENT 4
PAGE 24
48-0918408
ATTACHMENT 5
FORM 990PF,
PART I - TAXES
REVENUE
NET
INVESTMENT
INCOME
AND
EXPENSES
PER BOOKS
DESCRIPTION
FEDERAL EXCISE TAX
REAL ESTATE TAXES
VA BUSINESS PROPERTY TAX
TOTALS
16733H
K932
11/11/2012
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115,315.
73.
20,720.
73.
136.108.
73.
85646
CHARITABLE
PURPOSES
20,720.
20.720.
ATTACHMENT 5
PAGE 25
48-0918408
=A=T=T=A=C=HM::::::::=:EN==r=6====
FORM 990PF,
PART I
- OTHER EXPENSES
REVENUE
AND
EXPENSES
PER BOOKS
37,996.
8,640.
1,052.
52,763.
15,848.
1,658.
3,149.
725.
368,455.
37,632.
7,025.
4,104.
283.
DESCRIPTION
INSURANCE
POSTAGE & DELIVERY
BANK FEES
SUPPLIES
TELEPHONE
MEMBERSHIP & DUES
AWARDS/INCENTIVES
GIFTS
GIFTS - IN-KIND
LICENSE FEES
ACCOUNTS RECEIVABLE WRITE-OFF
INTERNET
MISCELLANEOUS
TOTALS
16733H K932
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11: 02: 44 PM V 11-6 .1
539,330.
CHARITABLE
PURPOSES
37,996.
8,640.
1,052.
52,763.
15,848.
1,658.
3,149.
725.
368,455.
37,632.
7,025.
4,104.
283.
539.330.
85646
ATTACHMENT6
PAGE 26
48-0918408
FORM 990-PF - PART IV

CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT
INCOME
p
Gross sale
pnce less
exoenses of sale
Deprec1at1on
allowed/
~un
bi
Description
Kind of Property
... ~hlo
Cost or
other
h~~~
FMV
as of
1'>l'H'"n
AdJ basis
as of
1?/'H/i;n
Ir
Excess of
FMVover
ad basis
Date
acquired
Gain
or
/loss'
ZAZOVE ASSOCIATES, LLC

PROPERTY TYPE: SECURITIES
994,248.
P VARIOUS
P VARIOUS
2,020,548.
ZAZOVE ASSOCIATES, LLC

1,845,833.
P VARIOUS
8,964,429.
ACIS CLO
8,791,432.
P VARIOUS
1,308,000.
ACIS CLO
1,610,000.
P VARIOUS
27459154.
PIMCO
26569477.
P VARIOUS
11607222.
PILOT TRAVEL CENTERS

10000000.
P VARIOUS
331,278.
EATON VANCE
306,566.
972,037.
Date sold
VARIOUS
-22, 211.
VARIOUS
174,715.
VARIOUS
172,997.
VARIOUS
-302,000.
VARIOUS
889,677.
VARIOUS
1,607,222.
VARIOUS
24, 712.
2,545,112.
TOTAL GAIN (LOSS)
JSA
1E1730 1 000
16733H
K932
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PAGE 14
48-0918408
INVESTMENTS - Tl\ND
BTTIIDTNGS FOUIPMENT
ACCUMULATEDDEPRECIATION DETAIL
FIXED ASSET DETAIL
ASSET DESCRIPTION
UNIMPROVED LAND
METHOD/
BEGINNING
CLASS
BALANCE
TOTALS
ADDITIONS
DISPOSALS
ENDING
BEGINNING
BALANCE
BALANCE
3,377,694
3,377,694
3 377
3 372
694
ATTACHMENT7
ENDING
ADDITIONS
DISPOSALS
BALANCE
694
ATTACHMENT7
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PAGE 27
48-0918408
ATTACHMENT 8
FORM 990PF,
PART II
- OTHER INVESTMENTS
ENDING
BOOK VALUE
DESCRIPTION
ZAZOVE FUND
EATON VANCE FUND
EXCELSIOR ABSOLUTE FUND
ELLIOT INTERNATIONAL FUND
HIGHLAND COMMINGLEDFUND
MPAM FUND
PIMCO FUND
WEBER STEPHEN PRODUCTS
WINTON FUTURES FUND
ACIS
TOTALS
16733H
K932
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85646
ENDING
FMV
7,122,377.
7,378,753.
16,627.
49,689,725.
10,000,000.
35,000,000.
48,563.
49,918,819.
12,106,819.
34,621,681.
25,666,667.
25,000,000.
50,543,046.
26,000,000.
26,158,101.
45,460,590.
203.038.442.
201.693.326.
ATTACHMENT8
PAGE 28
48-0918408
TaND
RTJTTDTNGS FOUIPMENT NOT HEID FOP INVESTMENT

ATTACHMENT
FIXED ASSET DETAIL
METHOD/
ASSET DESCRIPTION
CLASS
OFFICE EQUIPMENT
SL
LEASEHOLD IMPROVE
SL
LEASEHOLD IMPROVE
SL
TOTALS
ACCUMULATEDDEPRECIATION DETAIL
ENDING
BEGINNING
BALANCE
ADDITIONS
DISPOSALS
BALANCE
16,630
2,932
1 000
652
BEGINNING
BALANCE
613,038.
020
214
DISPOSALS
BALANCE
194,641.
l, 440
807,679.
272
2,932
ENDING
ADDITIONS
1,440
16,630
1,000,652.
1,000,652
c;_
272.
aos...:lSl
ATTACHMENT9
l6733H
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48-0918408
ATTACHMENT10
FORM 990PF,
PART VII-B,
LINE SC-EXPENDITURE RESPONSIBILITY
STATEMENT
MARKET-BASED MANAGEMENTINSTITUTE
GRANTEE'S NAME:
4111 E 37TH STREET N
GRANTEE'S ADDRESS:
WICHITA, KS 67220
CITY, STATE & ZIP:
GRANT DATE:
04/21/2011
GRANT AMOUNT:
185,000.
GRANT PURPOSE:
GENERAL OPERATING SUPPORT
AMOUNT EXPENDED:
185,000.
ANY DIVERSION?
NO
DATES OF REPORTS:
08/24/2012
FULL AND COMPLETE REPORT OF ALL EXPENDITURES
VERIFICATION DATE:
RESULTS OF VERIFICATION:
THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE
REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF
THE REPORTS WERE MADE.
GRANTEE'S NAME:
THE PHILLIPS FOUNDATION
GRANTEE'S ADDRESS:
ONE MASSACHUSSETS AVENUE, NW SUITE 620
CITY, STATE & ZIP:
WASHINGTON, DC 20001
GRANT DATE:
05/19/2011
GRANT AMOUNT:
30,000.
GRANT PURPOSE:
SUPPORT FELLOWSHIP PROGRAM
AMOUNT EXPENDED:
30,000.
ANY DIVERSION?
NO
DATES OF REPORTS:
12/28/2011
FULL REPORT OF ALL GRANT EXPENDITURES
VERIFICATION DATE:
RESULTS OF VERIFICATION:
THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE
REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF
THE REPORTS WERE MADE.
16733H
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PAGE 30

FORM 990PF,
PART VIII
48-0918408
- LIST OF OFFICERS, DIRECTORS, AND TRUSTEES
TITLE AND AVERAGEHOURS PER

WEEKDEVOTEDTO POSITION
NAMEAND ADDRESS
ATTACHMENT11
COMPENSATION
CONTRIBUTIONS
TO EMPLOYEE
BENEFIT PLANS
EXPENSE ACCT
AND OTHER
ALLOWANCES
CHARLES CHASE KOCH

P.O. BOX 2256
WICHITA, KS 67201-2256
DIRECTOR
.25
ELIZABETH ROBINSON KOCH

P.O. BOX 2256
WICHITA, KS 6 72 0 1 - 2 2 5 6
DIRECTOR
.25
ELIZABETH B KOCH
P.O. BOX 2256
WICHITA, KS 6 72 0 1 - 2 2 5 6
DIRECTOR
.25
CHARLES G KOCH
P.O. BOX 2256
DIRECTOR/ CHAIRMAN
.25
VONDAHOLLIMAN
P.O. BOX 2256
TREASURER
1. 00
JOY RAUM
1515 N. COURTHOUSERD, SUITE 200
ARLINGTON, VA 22201
ASSISTANT SECRETARY
.25
16 7 3 3H K9 3 2
11 / 11 / 2 0 12
11 : 0 2 : 4 4 PM V 11 - 6 . 1
85646
ATTACHMENT11
PAGE 31

FORM 990PF,
PART VIII
48-0918408
- LIST OF OFFICERS,
DIRECTORS, AND TRUSTEES
TITLE AND AVERAGE HOURS PER

WEEK DEVOTED TO POSITION
NAME AND ADDRESS
ATTACHMENT11
COMPENSATION
CONTRIBUTIONS
TO EMPLOYEE
BENEFIT PLANS
(CONT'D)
EXPENSE ACCT
AND OTHER
ALLOWANCES
BRIAN MENKES
ARLINGTON, VA 22201
SECRETARY
1. 00
KEVIN L GENTRY
ARLINGTON, VA 22201
VICE PRESIDENT
1. 00
RICHARD H FINK
1515 N. COURTHOUSE RD, SUITE 200
ARLINGTON, VA 22201
PRESIDENT/DIRECTOR
1. 00
GRAND TOTALS
16733H
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ATTACHMENT11
PAGE 32
990PF,
PART VIII
48-0918408
- COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES

ATTACHMENT 12 .
TITLE AND AVERAGE
HOURS PER WEEK
DEVOTED TO POSITION
NAME AND ADDRESS
COMPENSATION
CONTRIBUTIONS EXPENSE ACCT

TO EMPLOYEE AND OTHER
BENEFIT PLANS ALLOWANCES
LOGAN MOORE
1515 N. COURTHOUSE RD, STE 200
ARLINGTON, VA 22201
DIR OF OPERATIONS
40.00
135,000.
4,780.
1,200.
RYAN STOWERS
ARLINGTON, VA 22201
PGM DIR HIGHER EDUC

40.00
185,000.
10,830.
1,440.
ARIANNE MASSEY
ARLINGTON, VA 22201
PGM DIR TALENT/HR

40.00
130,000.
2,519.
1,200.
KRISTEN SHORT
ARLINGTON, VA 22201
SR DEVELOP ASSOCIATE
40.00
DAN JORJANI
ARLINGTON, VA 22201
PGM OFFICER RESEARCH

40.00
TOTAL COMPENSATION
16733H
K932
11/11/2012
11: 02: 44 PM V 11-6 .1
85646
89,866.
100,500.
640 366__.
I
1,440.
7,220.
1,200.
25.349.
6.480.
ATTACHMENT 12
PAGE 33
48-0918408
ATTACHMENT13
FORM 990PF,
PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS

1515 N. COURTHOUSE ROAD, SUITE 200
ARLINGTON, VA 22201
703-875-1600
16733H
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PAGE 34
48-0918408
ATTACHMENT 14
990PF,
PART XV - FORM AND CONTENTS OF SUBMITTED APPLICATIONS
ORGANIZATIONS SEEKING GRANTS FROM THE FOUNDATION AND WHICH MEET THE
CRITERIA LISTED IN ATTACHMENT 15 SHOULD SUBMIT A SHORT LETTER (NO MORE
THAN THREE PAGES) OUTLINING THEIR REQUEST. THE LETTER SHOULD CLEARLY
AND SUCCINCTLY STATE:
1. PROSPECTIVE GRANTEE'S MISSION AND GOALS;
2. SPECIFIC PROJECT FOR WHICH SUPPORT IS BEING SOUGHT;
3. AMOUNT OF FUNDING REQUESTED;
4. NAME, TITLE, ADDRESS, TELEPHONE NUMBER, AND EMAIL ADDRESS OF THE
PRIMARY CONTACT PERSON; AND,
5. CURRENT ANNUAL BUDGET OR AUDITED FINANCIAL STATEMENTS
IF APPLICABLE, PLEASE ALSO INCLUDE A LIST OF OTHER SUPPORT
(E.G.,
FUNDING, IN-KIND CONTRIBUTIONS) SECURED FOR THE PROJECT.
BECAUSE THE FOUNDATION GENERALLY ONLY SUPPORTS SECTION 501(C) (3)
PUBLIC CHARITIES, IT ALSO REQUIRES THAT YOU SUBMIT VERIFICATION FROM
THE IRS THAT YOUR ORGANIZATION IS EXEMPT FROM FEDERAL INCOME TAX AS A
SECTION 501(C) (3) ORGANIZATION AND IS CLASSIFIED AS A PUBLIC CHARITY
UNDER SECTION 509(A) OF THE INTERNAL REVENUE CODE. THE FOUNDATION
KINDLY REQUESTS THAT NO MATERIALS BEYOND WHAT ARE DESCRIBED ABOVE BE
INCLUDED.
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PAGE 35
48-0918408
ATTACHMENT15
990PF,
PART XV - RESTRICTIONS
OR LIMITATIONS ON AWARDS
THE FOUNDATION PRIMARILY SUPPORTS RESEARCH AND EDUCATION PROGRAMSTHAT

ANALYZE THE IMPACT OF FREE SOCIETIES,
IN PARTICULAR HOW THEY ADVANCE
THE WELL-BEING OF MANKIND. BUILDING ON THIS KNOWLEDGE, THE CHARLES
KOCH FOUNDATION FOSTERS THE PARTNERSHIP OF SCIENTISTS AND
PRACTITIONERS IN ORDER TO INTEGRATE THEORY AND PRACTICE.
BY DOING SO,
THE FOUNDATION STRIVES TO DEVELOP MARKET-BASED TOOLS THAT ENABLE
INDIVIDUALS, INSTITUTIONS AND SOCIETIES TO PROSPER. THE CHARLES KOCH
FOUNDATION FOCUSES ON A SELECT NUMBER OF PROGRAMSWHERE IT BELIEVES IT
IS BEST POSITIONED TO SUPPORT POSITIVE SOCIAL CHANGE. THE FOUNDATION
ENCOURAGES ORGANIZATIONS SEEKING SUPPORT TO FIRST FAMILIARIZE
THEMSELVES WITH THOSE DOMAINS BY EXAMINING THE FOUNDATION'S AREAS OF
INTEREST.
IN ADDITION, THE FOUNDATION PLACES SEVERAL LIMITATIONS ON
THE REQUESTS IT CONSIDERS.
1. THE FOUNDATION PRIMARILY MAKES GRANTS TO SECTION 50l(C) (3) PUBLIC
CHARITIES. THE CHARLES KOCH FOUNDATION DOES NOT SUPPORT FOR-PROFIT
CORPORATIONS OR INDIVIDUALS.
2. THE FOUNDATION DISCOURAGES GRANT PROPOSALS FOR CAPITAL
CONSTRUCTION, DEBT REDUCTION, OR GENERAL FUNDRAISING DRIVES OR
EVENTS. THE FOUNDATION DOES NOT MAKE GRANTS TO SUPPORT LOBBYING
ACTIVITIES OR CANDIDATES FOR PUBLIC OFFICE. THE FOUNDATION RARELY
FUNDS ENDOWMENTS.
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FORM 990PP
48-0918408
PART XV - GRANTS AND CONTRTBTTTTONS PAID OTTRINGTHE YEAR

AT.TACl!MENT___
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND
RECIPIENT
NAME AND ADDRESS
PURPOSE OF GRANT OR CONTRIBUTION
FOUNDATION STATUS OF RECIPIENT
BILL OF RIGHTS INSTITUTE
NONE
200 N GLEBE ROAD
PUBLIC
AMOUNT
EDUCATIONAL PROGRAMS
350,000
250,000
250,000.
250,000
101,000
240,000.
SUITE 200
ARLINGTON, VA 22203
CLEMSON UNIVERSITY
NONE
DEPARTMENT OF ECONOMICS
PUBLIC
201 SIKES
HALL - BOX 345123
CLEMSON, SC 29634-1301
FLORIDA STATE UNIVERSITY
NONE
FOUNDATION
113 COLLEGIATE LOOP
PUBLIC
PO BOX 3062160
TALLAHASSEE, FL 32306-2160
NONE
JACK MILLER CENTER

111 PRESIDENTIAL
PHILADELPHIA,
BLVD.,
PUBLIC
#146
PA 19004
SOUTHERN METHODIST UNIVERSITY
NONE
PO BOX 750333
PUBLIC
SUITE
901
DALLAS, TX 75275-0333
TROY UNIVERSITY FOUNDATION
NONE
211 WRIGHT HALL
PUBLIC
TROY, AL 36082
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FORM 990PF
PART
XV -
48-0918408
GRANTS
AND CONTRTBTITIONS
PAID
DIIRING
THE YEAR
ATTACHMENT
l 6
(CONT I D}

AND
RECIPIENT
NAME AND ADDRESS
UNIVERSITY OF ARIZONA FOUNDATION
NONE
1111
PUBLIC
NORTH CHERRY AVENUE
AMOUNT
200,000
125,000
200,000
35,000
TUCSON, AZ 85721
UTAH STATE UNIVERSITY

1420
NONE
FOUNDATION
OLD MAIN HILL
PUBLIC
PO BOX 210109
LOGAN, UT 84322-1420
WEST VIRGINIA
UNIVERSITY
NONE
FOUNDATION
1 WATERFRONT PLACE 7TH FLOOR
PUBLIC
MORGANTOWN,WV 26507-1650
SALVATION ARMY
NONE
615 SLATERS LANE
PUBLIC
PO BOX 1650
ALEXANDRIA, VA 22313
THE PHILLIPS
FOUNDATION
ONE MASSACHUSETTS AVE.,
NONE
NW
4,600.
5,000.
PRIVATE
YMCA OF WICHITA KANSAS
NONE
3330
PUBLIC
WOODLAWN
SUITE 620
WICHITA,
KS 67220-2202
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48-0918408
EORM._______9_9QPF
PART XV - GRANTS AND CONTRIBUTIONS
PAID DTTRTNGTHE YEAR
ATTA.CH.MENT
16 (tONT'D)

AND
GEORGEMASONUNIVERSITY FOUNDATION
NONE
4400 UNIVERSITY DRIVE
PUBLIC
AMOUNT
FOUNDATIONSTATUS OF RECIPIENT
RECIPIENT NAMEAND ADDRESS
EDUCATIONALPROGRAMS
4,157,548
EDUCATIONALPROGRAMS
3,671,
FAIRFAX, VA 22030
INSTITUTE FOR HUMANESTUDIES
NONE
3301 N FAIRFAX DR
PUBLIC
500
ARLINGTON, VA 22201
ACADEMYON CAPITALISM AND LIMITED GOV FON
NONE
528 E GREEN ST,
PUBLIC
SUITE 202
EDUCATIONALPROGRAMS
80,000.
EDUCATIONALPROGRAMS
123,765
SUITE 440
CHAMPAIGN, IL 61820
NONE
211 WESTCOTTBUILDING
PUBLIC
GEORGE WASHINGTONUNIVERSITY
NONE
805 21ST STREET NW
PUBLIC
RESEARCH
4,500
WASHINGTON,DC 20052
NEW YORK UNIVERSITY
NONE
19 W 4TH STREET
PUBLIC
EDUCATIONALPROGRAMS
35,500.
SUITE 612
NEW YORK, NY 10012
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48-0918408
CHARLES KOCH FOlJNDATION
FORM 990PF
PnRT XV - GRANTS AND CONTRTBTTTTONS PAID DTTRING THE YEAR
ATTACHMENT
16 (CONT'D)
AND
RECIPIENT
FOlJNDATION STATUS OF RECIPIENT
NAME AND ADDRESS
SUFFOLK UNIVERSITY
NONE
8 ASHBURTON PLACE
PUBLIC
AMOUNT
91,692
100,000.
72,100
185,000.
SUITE 200
BOSTON, MS 02108-2770
UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL
NONE
103 SOUTH BUILDING,
PUBLIC
CHAPEL HILL,
WEST VIRGINIA
CB 9100
NC 27599
UNIVERSITY
NONE
FOlJNDATION
PUBLIC
1 WATERFRONT PLACE 7TH FLOOR

MARKET-BASED MANAGEMENTINSTITUTE
NONE
4111
PRIVATE
EAST 37TH STREET NORTH
PO BOX 1650
WICHITA,
KS 67226
AMERICAN COUNCIL OF TRUSTEES AND ALUMNI
NONE
1 726 M STREET NW
PUBLIC
25,000.
50,000.
WASHINGTON, DC 20036-4525
DONORS TRUST
NONE
109 NORTH HENRY ST
PUBLIC
SUITE 802
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48-0918408
FORM 990PF
DART
XV
GRANTS
AND CONTPJBIJTIONS
PAID
DIIRING THE
YEP.R
ATTACHMENT16
(CONT'D)

AND
RECIPIENT
FOUNDATION FOR INDIVIDUAL RIGHTS IN EDUCATION
NONE
601 WALNUT STREET
PUBLIC
PHILADELPHIA,
SUITE
AMOUNT
75,000.
25,000
PA 19106
PHILANTHROPY ROUNDTABLE
1150
NAME AND ADDRESS
NONE
- 17TH ST NW
PUBLIC
510
GEORGIA PUBLIC POLICY FOUNDATION
NONE
6100
PUBLIC
SUITE
LAKE FORREST DR
RESEARCH
l,750
RESEARCH
2,000.
503
ATLANTA, GA 30328
PACIFIC
RESEARCH INSTITUTE
NONE
ONE EMBARCADEROCENTER
SUITE
PUBLIC
110
SAN FRANCISCO,
CA 94111
NONE
1400
PUBLIC
SUITE
OLD MAIN HILL
RESEARCH
35,000
50,000
350
LOGAN, UT 84322-1400
ACTON INSTITUTE
NONE
161 OTTAWA AVENUE NW
PUBLIC
GRAND RAPIDS,
MI 49503-2718
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FORM 990PF
PART
XV -
GPP.NTS
AND CONTPIBIITIONS
PAID
DIJRING
THE YEAR
~JENT
16
(CONT'D)

AND
RECIPIENT
NAME AND ADDRESS
HEARTLAND INSTITUTE
NONE
19 S
PUBLIC
LASALLE
AMOUNT
25,000.
RESEARCH
SUITE 301
CHICAGO, IL 60603
GEORGE MASON UNIVERSITY

4400
NONE
FOUNDATION
FAIRFAX,
250,000.
30,000
5,583
VA 22030
TEXAS PUBLIC POLICY FOUNDATION
NONE
900 CONGRESS AVE
PUBLIC
AUSTIN,
PUBLIC
UNIVERSITY DRIVE
TX 78701
NONE
COMMONWEALTH
FOUNDATION
225 STATE STREET,
SUITE
PUBLIC
302
STUITE 400
HARRISBURG, PA 17101
AMERICAN ENTERPRISE
1150
200,000
NONE
INSTITUTE
SEVENTEENTH ST
PUBLIC
NW
BERNARD CENTER
NONE
10120
PUBLIC
CHAPEL ROAD
25,000.
POTOMAC, MD 20854
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FORM 990PF
PART XV - GRANTS AND CONTRIBTJTIONS PAID DTJRING THE YEAR

rmcH.t!IBNT
J6
(CONT I D}

AND
RECIPIENT
NAME AND ADDRESS
NONE
CAPITAL RESEARCH CENTER

l6TH STREET NW
1513
AMOUNT
10,000.
25,000
10,000.
PUBLIC
WASHINGTON, DC 20036-1480
THE PHILLIPS
NONE
FOUNDATION
ONE MASSACHUSETTS AVE
PRIVATE
NW
AMERICAN SPECTATOR FOUNDATION
NONE
1611
PUBLIC
N. KENT ST
SUITE
620
ARLINGTON, VA 22209
AMERICA'S
SUITE
NONE
FUTURE FOUNDATION
L STREET NW
1899
700
PUBLIC
901
BLUEGRASS INSTITUTE
400
SUITE
NONE
FOR PUBLIC POLICY SOLUTIONS
5,200
25,000
PUBLIC
MAIN STREET
1200
BOWLING GREEN, KY 42102
DONORS TRUST
NONE
109 NORTH HENRY ST
PUBLIC
SUITE 306
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PAGE 43
FORM 990PF
48-0918408
PP.RT XV - GRANTS
AND CONTRIBTCTTONS PAID
OTJRING THE YEAR

~

AND
RECIPIENT
NAME AND ADDRESS
LIBERTY ON THE ROCKS
NONE
13952
PUBLIC
DENVER WEST PKWY
AMOUNT
300.
SUITE 510
GOLDEN, CO 80401
NETWORKOF ENLIGHTENED WOMEN

6501
NONE
3,000
25,000.
15,000.
PUBLIC
DEAN ROAD
STE 400
INDIANAPOLIS,
IN 46220
STUDENTS FOR LIBERTY
NONE
PO BOX 17321
PUBLIC
ARLINGTON, VA 22216
THE FUND FOR AMERICAN STUDIES

1706
NEW HAMPSHIRE AVE,
NONE
NW
PUBLIC
ALEXANDER HAMILTON INSTITUTE
NONE
21 WEST PARK
PUBLIC
CLINTON,
9,000.
8,000
NY 13323
ALMA COLLEGE
NONE
614 W SUPERIOR ST
PUBLIC
ALMA, MI 48801
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48-0918408
FORM 990PF
PART
XV
GRANTS
AND CONTPIBTITTONS
PAID
DURING
THE YEAR
16
ATTACHMENT
(CONTD)

AND
RECIPIENT
NAME AND ADDRESS
ARKANSAS TECH UNIVERSITY
NONE
1509
PUBLIC
NORTH BOULDER AVE
RUSSELLVILLE,,
AK 72801
AZUSA PACIFIC
UNIVERSITY
NONE
AMOUNT
12,500
23,500
5,000
32,000.
15,000
PUBLIC
901 E. ALOSTA AVE.

AZUSA, CA 91702-7000
BARTON COLLEGE
NONE
PO BOX 5000
PUBLIC
WILSON, NC 27893
BELOIT COLLEGE
NONE
700 COLLEGE STREET
PUBLIC
BELOIT,
WI 53511
BERRY COLLEGE
NONE
PO BOX 495024
PUBLIC
MOUNT BERRY, GA 30149-5024
BETHEL COLLEGE
NONE
1001
PUBLIC
BETHEL CIRCLE
9,600.
#3010
MISHAWAKA, IN 46545
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CHARLES KOCH FOtJNDATION
FORM 990PF
PART XV - GRANTS AND CONTPTBTTTTONS PAID DUPING THE YEa.P

rmc.H..t!IENT
l 6
(CONT D)

AND
RECIPIENT
NAME AND ADDRESS
BOISE STATE UNIVERSITY FOtJNDATION
NONE
2225
PUBLIC
UNIVERSITY DRIVE
BOISE,
ID
AMOUNT
7,470
37,500
83706
BROWN UNIVERSITY
NONE
71 GEORGE ST
PUBLIC
PROVIDENCE, RI 02912-1000
BUENA VISTA UNIVERSITY
NONE
610 W
PUBLIC
FOURTH STREET
1,000.
7,000.
STORM LAKE, IA 50588
CALIFORNIA STATE UNIVERSITY EAST BAY FOUNDATION
NONE
25976
PUBLIC
CARLOS BEE BLVD
HAYWARD, CA 94542
CAMPBELL UNIVERSITY
NONE
PO BOX 218
PUBLIC
16,093
5,850
BUIES CREEK, NC 27506
CARNEGIE MELLON UNIVERSITY
NONE
5000
PUBLIC
FORBES AVENUE
SUITE 440
PITTSBURGH,
PA 15213-3890
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48-0918408
FORM 990PF
PART X\I - GRANTS AND CONTRIBUTIONS
PAID DURING THE YEAR

~

AND
RECIPIENT
NAME AND ADDRESS
CARTHAGE COLLEGE
NONE
2001
PUBLIC
ALFORD PARK DRIVE
AMOUNT
6,500.
#146
KENOSHA, WI 53140
NONE
CHAPMANUNIVERSITY
l
24,000
10,000
PUBLIC
UNIVERSITY DRIVE
ORANGE, CA 92866
CHARLESTON SOUTHERN UNIVERSITY
NONE
9200
PUBLIC
UNIVERSITY BOULEVARD
CHARLESTON, SC 29406
CHRISTENDOM COLLEGE
NONE
134 CHRISTENDOM DR
PUBLIC
5,100.
8,000
14,000
FRONT ROYAL, VA 22630
NONE
CHRISTOPHER NEWPORT UNIVERSITY

l
PUBLIC
AVENUE OF THE ARTS
NEWPORT NEWS, VA 23606-2998
CLAREMONT MCKENNACOLLEGE
NONE
500 E
PUBLIC
9TH ST.
CLAREMONT, CA 91711-6400
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FORM 990PF
DART XV -
GRANTS
AND CONTRIBIITIONS
PAID
DIJRING
THE YEAR
.AT.T.A.Clil1ENTJ 6
(CONT D)

AND
COASTAL CAROLINA UNIVERSITY
NONE
119 CHANTICLEER DRIVE, EAST
PUBLIC
AMOUNT
EDUCATIONALPROGRAMS
15,000.
RETURN OF UNUSEDGRANT FUNDS
-1,041.
EDUCATIONALPROGRAMS
36, 731
EDUCATIONALPROGRAMS
7,500
EDUCATIONALPROGRAMS
15,000.
EDUCATIONALPROGRAMS
8,172
CONWAY,SC 29526
COLGATEUNIVERSITY
NONE
13 OAK DRIVE
PUBLIC
WALL 213
HAMILTON, NY 13346
COLLEGE OF CHARLESTONFOUNDATION
NONE
66 GEORGE STREET
PUBLIC
301 JAMES B COLGATEHALL

CHARLESTON, SC 29424
COLLEGE OF WILLIAM AND MARY
NONE
PO BOX 8795
PUBLIC
WILLIAMSBURG, VA 23187
DARTMOUTH
COLLEGE
NONE
DEPARTMENTOF ECONOMICS
PUBLIC
HANOVER, NH 03755
DELAWARESTATE UNIVERSITY
NONE
1200 NORTH DUPONT HIGHWAY
PUBLIC
6106 ROCKEFELLERHALL
DOVER, DE 19901-2277
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48-0918408
PP.RT XV - GRANTS llND CONTRIBUTIONS
FORM 990PF
PP.ID DURING THE YEAR

Al:T.A.CHl!IENT
J6
('CONT 1 0)

AND
RECIPIENT
NAME AND ADDRESS
DELTA STATE UNIVERSITY
NONE
1003 W SUNFLOWER ROAD
PUBLIC
AMOUNT
8,000
16,281.
25,000
7,000
26,000.
10, 892
SUITE 900
CLEVELAND, MS 38733
DUKE UNIVERSITY
NONE
81 BEVERLY DRIVE
PUBLIC
DURHAM, NC 27707
DUQUESNE UNIVERSITY
NONE
600
PUBLIC
FORBES AVENUE
PITTSBURGH,
PA 15282
FAYETTEVILLE STATE UNIVERSITY
NONE
1200 MURCHISON RD.,
PUBLIC
FAYETTEVILLE,
SBE SUITE 230
NC 28301-4298
NONE
FLORIDA GULF COAST UNIVERSITY

10501
PUBLIC
FGCU BOULEVARD, SOUTH
FORT MYERS, FL 33965
NONE
GEORGE FOX UNIVERSITY

414 N
PUBLIC
MERIDIAN STREET
NEWBERG, OR 97132
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FORM 990PF
PART X\1
GRANTS P.ND CONTRIB[TTIONS
PP,ID DTTPING THE YEAR

~!ENT
16
(CONT'D)

AND
RECIPIENT
NAME AND ADDRESS
GEORGE WASHINGTON UNIVERSITY
NONE
805 21ST STREET NW
PUBLIC
AMOUNT
86,120
14,000
8,830
6,000.
GEORGETOWNUNIVERSITY
NONE
37TH ANDO STREET NW
PUBLIC
SUITE 612
GEORGIA COLLEGE & STATE UNIVERSITY
NONE
231 W HANCOCKST
PUBLIC
MILLEDGEVILLE,
GA 31061
GEORGIA STATE UNIVERSITY FOUNDATION
NONE
ONE PARK PLACE SOUTH
PUBLIC
CAMPUS BOX 20
ATLANTA, GA 30302
GEORGIA TECH RESEARCH CORPORATION
NONE
PO BOX 100117
PUBLIC
15,000
38,100.
SUITE 549
ATLANTA, GA 30384
GROVE CITY COLLEGE
NONE
100 CAMPUS DRIVE #3010
PUBLIC
GROVE CITY,
PA 16127
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48-0918408
FORM 990PF
PAID DURING THE YF?tiP

A'.r:I:A.CHNENT J 6
f CONT' 0)

AND
RECIPIENT
NAME AND ADDRESS
HAMPDEN-SYDNEY COLLEGE
NONE
CENTER FOR THE STUDY OF POLITICAL
PUBLIC
ECONOMY
AMOUNT
35,000
HAMPDEN SYDNEY, VA 23943
HANOVER COLLEGE
NONE
484
PUBLIC
BALL DRIVE
5,000.
1 COLLEGE ROAD
HANOVER, IN 47243
HILLSDALE COLLEGE
NONE
33 E
PUBLIC
COLLEGE STREET
HILLSDALE,
23,423
20,000
19,000.
9,000
MI 49242
JAMES MADISON INSTITUTE
NONE
PO BOX 37460
PUBLIC
TALLAHASSEE, FL 32315
JAMES MADISON UNIVERSITY
NONE
800 S
PUBLIC
MAIN ST
HARRISONBURG, VA 22807
JOHNS HOPKINS UNIVERSITY
NONE
100
PUBLIC
INTERNATIONAL DRIVE
BALTIMORE,
MD
21202
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48-0918408
PART XU - GRANTS AND CONTRTBIITTONSPAID OIIRTNGTHE YEAR
FORM 990PF
AllACHHBNT
16
(CONT
D)

AND
RECIPIENT
NAME AND ADDRESS
LA SIERRA UNIVERSITY
NONE
4500
PUBLIC
RIVERWALK PKWY
RIVERSIDE,
AMOUNT
10,000.
7,500
11,500
25,000
25,000
CA 92515
LAKE FOREST COLLEGE
NONE
555 N
PUBLIC
SHERIDAN ROAD
LAKE FOREST,
LINFIELD
IL 60045
NONE
COLLEGE
PUBLIC
900 SE BAKER ST
MCMINNVILLE, OR 97128-6894
LOYOLA UNIVERSITY NEW ORLEANS
NONE
6363
PUBLIC
ST,
CHARLES AVENUE
NEW ORLEANS, LA 70118
MASSACHUSETTS INSTITUTE
NONE
OF TECHNOLOGY
PUBLIC
77 MASSACHUSETTS AVE
CAMBRIDGE, MS 02139
MASSACHUSETTS INSTITUTE
NONE
OF TECHNOLOGY
-4 92.
PUBLIC
77 MASSACHUSETTS AVE
CAMBRIDGE, MS 02139
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FORM 990PF
PART
X\1
GRAbITS P.ND CONTRIBrtTIONS PAID DTTRINGTHE YEAR
AT.TA.C.lil?IENTl 6
(CONT' 0)

AND
RECIPIENT
MCKENDREE UNVIERSITY
NONE
701 COLLEGE ROAD
PUBLIC
SUITE
NAME AND ADDRESS
AMOUNT
7,000
4,500
15,500.
15,000.
8,000.
4,000
503
LEBANON, IL 62254
MCNEESE STATE UNIVERSITY
NONE
PO BOX 90780
PUBLIC
SUITE
620
LAKE CHARLES, LA 70609-0780
METROPOLITAN STATE COLLEGE DENVER FOUNDATION
NONE
1512
PUBLIC
LARIHER STREET,
SUITE
900
DENVER, CO 80217-8424
MICHIGAN STATE UNIVERSITY
NONE
304 SOUTH CASE HALL
PUBLIC
CAMPUS BOX 14
EAST LANSING, MI 48825
MIDDLE TENNESSEE STATE UNIVERSITY
FOUNDATION
NONE
PUBLIC
WOOD-STEGALL CENTER
MURFREESBORO, TN 37132
MIDWESTERN STATE UNIVERSITY

3410
NONE
FOUNDATION
PUBLIC
TAFT BLVD
BOX 109
WICHITA FALLS,
TX 76308
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FORM 990PF
PART
Y\I
GRANTS
AND CONTRTBIITTONS
PAID
DURING
THE
YEAR
~JENT
16
(CONT'D)

AND
RECIPIENT
NAME AND ADDRESS
MILLIGAN COLLEGE
NONE
PO BOX 500
PUBLIC
AMOUNT
5,800
-2,729.
10,000.
4,200.
9,000.
MILLIGAN COLLEGE, TN 37682
MONTCLAIR STATE UNIVERSITY

l
NONE
FOUNDATION
PUBLIC
NORMAL AVENUE
MONTCLAIR, NJ 07043
NATIONAL UNIVERSITY
NONE
11255
PUBLIC
NORTH TORREY PINES RD
LA JOLLA,
CA 92037
NICHOLLS STATE UNIVERSITY
NONE
PICCIOLA
PUBLIC
HALL
THIBODAUX, LA 70310
NORTH CAROLINA STATE UNIVERSITY
NONE
A HOLLADAY HALL
PUBLIC
PO BOX 2001
RALEIGH,
NC 27695-7001
NORTHWESTERN UNIVERSITY
NONE
375
PUBLIC
CHICAGO AVE
750.
CAMPUS BOX 7001

CHICAGO, IL 60611
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PART XV - GRANTS AND CONTRTBDTIONS PATO DURING THE YEAR
FORM 99QPF
Am.Cfil1ENT
J6
(CONT D)

AND
RECIPIENT
NORTHWOODUNIVERSITY
4000
NAME AND ADDRESS
NONE
- FLORIDA
WHITING DRIVE
AMOUNT
6,000
14,000.
36, 4 00
8,000
14,500
PUBLIC
MIDLAND, MI 48640
OHIO UNIVERSITY FOUNDATION
NONE
P 0.
PUBLIC
BOX 869
ATHENS, OH 45701
OKLAHOMASTATE UNIVERSITY
400 S
FOUNDATION
NONE
MONROE ST
STILLWATER,
PUBLIC
OK 74074
PATRICK HENRY COLLEGE
NONE
10 PATRICK HENRY CIRCLE
PUBLIC
PURCELLVILLE,
VA 20132
PENNSYLVANIA STATE UNIVERSITY
- ERIE
NONE
BLACK SCHOOL OF BUSINESS

ERIE,
PUBLIC
PA 16563
PRESBYTERIAN COLLEGE
NONE
503 BROAD STREET
PUBLIC
5151
2, 043
JORDAN ROAD
CLINTON,
SC 29325
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..EORlL.9..9.0PF PART X\I - GRANTS AND CONTRIBTTTIONSPAID DTJRINGTHE YEAR

Amefil1ENT
16
(CONT'D)

AND
RECIPIENT
NAME AND ADDRESS
PROVIDENCE COLLEGE
NONE
1 CUNNINGHAMSQUARE
PUBLIC
AMOUNT
8,400
9,000.
PROVIDENCE, RI 02918
RANDOLPH-MACONCOLLEGE
NONE
PO BOX SOOS
PUBLIC
ASHLAND, VA 23005
REGENT UNIVERSITY
NONE
REGENT UNIVERSITY DRIVE
PUBLIC
10,000
15,000.
5,500.
11,700.
60 GARDEN STREET
VIRGINIA
BEACH, VA 23464-9800
RHODES COLLEGE
NONE
2000
PUBLIC
N. PARKWAY
ADM 142
MEMPHIS, TN 38112
ROBERT MORRIS UNIVERSITY
NONE
6001
PUBLIC
UNIVERSITY BOULEVARD
MOON TOWNSHIP, PA 15108-1189
ROCKFORD COLLEGE
NONE
SOSO EAST STATE STREET
PUBLIC
ROCKFORD, IL 61108
ATTACHMENT 16
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Pl',GE 56
FORM 990PF
48-0918408
PllID
DURING THE YEAR

A~1ENT
16
[CONT'D)

AND
RECIPIENT
NAME AND ADDRESS
ROOSEVELT UNIVERSITY
NONE
430 S
PUBLIC
MICHIGAN AVENUE
AMOUNT
8,400
15,000
CHICAGO, IL 60605
RYAN FOUNDATION
NONE
SOS BROWER ROAD
PUBLIC
WAYNE, PA 19087
SAGINAW VALLEY STATE UNIVERSITY
NONE
7400
PUBLIC
BAY RD,
BROWN 342
3,650.
UNIVERSITY CENTER, MI 48710
SALISBURY UNIVERSITY
NONE
PO BOX 2655
PUBLIC
SALISBURY,
MD
12,000
5,500
S,000
21802-2655
SAN DIEGO STATE UNIVERSITY RESEARCH FOUNDATION
NONE
5250
PUBLIC
CAMPANILE DRIVE
SAN DIEGO, CA 92182
SARAH LAWRENCECOLLEGE
NONE
l MEAD WAY
PUBLIC
BRONXVILLE, NY 10708
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48-0918408
mRM______9_9QPF
PART XV~
GRrt.NTS AND CONTRIBUTIONS PAID DIJPTNG THE YEAR

ATl:A.Cl::U!1ENT
J6
(CONT I D)

AND
SETON HALL UNIVERSITY
NONE
400 SOUTH ORANGEAVENUE
PUBLIC
AMOUNT
EDUCATIONALPROGRAMS
10,780
EDUCATIONALPROGRAMS
4,200
EDUCATIONALPROGRAMS
7,500.
EDUCATIONALPROGRAMS
17,000.
EDUCATIONALPROGRAMS
9,200.
EDUCATIONALPROGRAMS
5,400
SOUTH ORANGE, NJ 07079
SKIDMORE COLLEGE
NONE
815 NORTH BROADWAY
PUBLIC
SARATOGASPRINGS, NY 12866
SOUTHEAST IDAHO RESEARCH INSTITUTE
NONE
310 N. 2ND EAST
PUBLIC
REXBURG, ID 83440
SOUTHERNILLINOIS UNIVERSITY - CARBONDALE
NONE
WOODYHALL 8-204,
PUBLIC
MC 4703
SUITE 113
CARBONDALE,IL 62901-4703
SOUTHERNUTAH UNIVERSITY
NONE
351 WEST UNIVERSITY BOULEVARD
PUBLIC
SUITE 1500
CEDAR CITY, UT 84720
ST
NONE
AMBROSEUNIVERSITY
PUBLIC
518 W LOCUST STREET

DAVENPORT, IA 52803
ATTACHMENT16
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FORM 990PF
48-0918408
PART XV - GRPrNTS AND CONTRIBIITIONS
PAID OIIRTNG THE YEn,R

A:CTACHMENT 1 6
(CONT I D)

AND
RECIPIE~_T~~AME AND ADDRESS
ST.
CLOUD STATE UNIVERSITY FOUNDATION
NONE
ST
3001
8000
6,000.
7,000
29,562.
14, 000
7,500
7,000
56301-4498
NONE
EDWARDSUNIVERSITY
AUSTIN,
ST.
MN
PUBLIC
720 4TH AVENUE SOUTH

SAINT CLOUD,
AMOUNT
CONGRESS AVE
PUBLIC
TX 78704
JOHN'S
NONE
UNIVERSITY
PUBLIC
UTOPIA PARKWAY
QUEENS, NY 114 3 9
ST
LAWRENCEUNIVERSITY
NONE
23 ROMODADRIVE
PUBLIC
CANTON, NY 13617
STATE UNIVERSITY OF NEW YORK - PLATTSBURGH
NONE
P.O.
PUBLIC
BOX 9
ALBANY, NY 12201
STEPHEN F. AUSTIN STATE UNIVERSITY
NONE
BOX 13004,
PUBLIC
SFA STATION
NACOGDOCHES, TX 75962-3004
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48-0918408
PhRT XV - GRANTS AND CONTRIBTTTTONS PAID DTTRING THE YEAR
FORM 990PF
ATTACHMENT16
(CONT'D)

AND
RECIPIENT
NAME AND ADDRESS
SUFFOLK UNIVERSITY
NONE
8 ASHBURTON PLACE
PUBLIC
AMOUNT
19,000
9,000
BOSTON, MS 02108-2770
TEXAS A&M UNIVERSITY
NONE
217 JOHN J
PUBLIC
KOLDUS BUILDING
COLLEGE STATION,
TX 77843
TEXAS STATE UNIVERSITY
NONE
601 UNIVERSITY DRIVE
PUBLIC
RETURN OF UNUSED GRANT FUNDS
-954.
SAN MARCOS, TX 78666
THE COLLEGE OF NEW JERSEY
NONE
P O
PUBLIC
BOX 7718
11,900.
EWING, NJ 08628
THE RESEARCH FOUNDATION
NONE
35 STATE STREET
PUBLIC
-219.
ALBANY, NY 12207-2826
TOWER FOUNDATION OF SAN JOSE STATE
NONE
UNIVERSITY
PUBLIC
SAN JOSE,
25,000
CA 95192
ATTACHMENT 16
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48-0918408
FORM 990PF
PART XV
GRhNTS AND CONTRIBIITIONS PAID DURING THE YEAR

ArnCH11BNT
16
(CONT'D)

AND
RECIPIENT
TRINITY
11, 200
NONE
COLLEGE
AMOUNT
NAME AND ADDRESS
PUBLIC
300 SUMMIT STREET

ONE WASHINGTON SQUARE
HARTFORD, CT 06106
TRINITY
NONE
UNIVERSITY
1 TRINITY
a.coo.
9,000.
9,500.
PUBLIC
PL.
SAN ANTONIO, TX 78212
UCLA FOUNDATION
NONE
10920
PUBLIC
WILSHIRE BOULEVARD
LOS ANGELES, CA 90024
UNIVERSITY OF AKRON
NONE
302 BUCHTEL COMMONS
PUBLIC
SUITE
900
AKRON, OH 44325
UNIVERSITY OF ALABAMA - HUNTSVILLE
NONE
301 SPARKMAN DR
PUBLIC
-26.
THE UNIVERSITY OF AKRON

HUNTSVILLE,
AL 35899
UNIVERSITY OF ALABAMA - HUNTSVILLE
NONE
301 SPARKMAN DR
PUBLIC
HUNTSVILLE,
7,000
AL 35899
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~------~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990PF
PPiRT XV -
48-0918408
GRANTS
AND CONTRIBIITIONS
PAID
DURING
THE YEAR
A:CTACHMENT16
(CONT'D)

AND
RECIPIENT
NAME AND ADDRESS
UNIVERSITY OF ALABAMAAT BIRMINGHAM
NONE
1400
BOX 70
PUBLIC
FAIRBANKS
NONE
UNIVERSITY BLVD,
AMOUNT
4, 874.
BIRMINGHAM, AL 352941150
UNIVERSITY OF ALASKA
14,800
-3,826.
15,000.
PUBLIC
505 SOUTH CHANDALARDRIVE

FAIRBANKS, AL 99775
UNIVERSITY OF ARKANSAS FOUNDATION
NONE
535 RESEARCH CENTER BLVD
PUBLIC
P.0
BOX 757500
FAYETTEVILLE,
AR 72701
UNIVERSITY OF ARKANSAS-LITTLE
2801
NONE
ROCK
PUBLIC
SOUTH UNIVERSITY AVE
STE 120
LITTLE ROCK, AR 722041099
UNIVERSITY OF CALIFORNIA
NONE
ONE SHIELDS AVENUE
PUBLIC
DAVIS,
439.
CA 95616
UNIVERSITY OF CENTRAL ARKANSAS FOUNDATION
NONE
UCR BOX 4986
PUBLIC
10,200
CONWAY, AR 72035-4986
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PAGE 62
FORM 990DF
PART
X\I
48-0918408
GRANTS
AND CONTRIBIITIONS
PAID
DIIPTNG
THE
VEr..R
~
AND
RECIPIENT
NAME AND ADDRESS
UNIVERSITY OF COLORADO FOUNDATION
NONE
CORPORATE FOUNDATION RELATIONS
PUBLIC
AMOUNT
12,000
26,000
15,500.
10,000
BOULDER, CO 80302
UNIVERSITY OF DALLAS
NONE
1845
E.
PUBLIC
1305
UNIVERSITY AVENUE
IRVING,
NORTHGATE OR.
TX 75062
UNIVERSITY OF DAYTON
NONE
300 COLLEGE PARK
PUBLIC
DAYTON, OH 45469
UNIVERSITY OF HOUSTON
NONE
4 3 8 l HARVEST LN
PUBLIC
HOUSTON, TX 77204-3011
UNIVERSITY OF MAINE - ORONO
NONE
5703
PUBLIC
ALUMNI HALL
3,200.
7,400.
PORTLAND, ME 04469
UNIVERSITY OF MARYLAND - BALTIMORE COUNTY
NONE
1000
PUBLIC
HILLTOP CIRCLE
SUITE 200
BALTIMORE, MD 21250
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48-0918408
FORM 990PF
PART XV - GRANTS AND CONTRTBTTTTONS PAID DUPING THE YEAR
ATTACHMENT
16 (CONT'D)
AND
RECIPIENT
NAME AND ADDRESS
UNIVERSITY OF MEMPHIS
NONE
341 ADMINISTRATION BUILDING
PUBLIC
319
AMOUNT
5,900
7,000
7,000
34,500
10,000
7,000
PUBLIC POLICY BLDG
MEMPHIS, TN 38152
UNIVERSITY OF MICHIGAN
NONE
611 TAPPAN ST
PUBLIC
ANN ARBOR, MI 48109-1003
UNIVERSITY OF MISSISSIPPI
NONE
PO BOX 1848
PUBLIC
UNIVERSITY,
MS 38677
UNIVERSITY OF MISSOURI
904 VIRGINIA
NONE
- COLUMBIA
PUBLIC
AVE
COLUMBIA, MO 65201
UNIVERSITY OF NEBRASKA - OMAHA
NONE
6001
PUBLIC
DODGE STREET
OMAHA, NE 68182
UNIVERSITY OF NORTH ALABAMA FOUNDATION
NONE
ONE HARRISON PLAZA
PUBLIC
FLORENCE, AL 35632
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48-0918408
PPrRT XV - GRANTS AND CONTl2TBTJTIONSPAID DURING THE YEAR
FORM 990PF
AT.TAC.HMENT J 6
(CONT' 0)

AND
RECIPIENT
NAME AND ADDRESS
UNIVERSITY OF NORTH CAROLINA
GREENSBORO
NONE
PO BOX 26170
AMOUNT
7,500.
14,000.
10,303
2,500
8,000
9,000
PUBLIC
GREENSBORO, NC 27402-6170
UNIVERSITY OF RICHMOND
NONE
G - 17 MARYLANDHALL
PUBLIC
UNIV OF RICHMOND, VA 23173
UNIVERSITY OF SAN DIEGO
NONE
5998
PUBLIC
ALCALA PARK
SAN DIEGO, CA 92110
UNIVERSITY OF SOUTH FLORIDA FOUNDATION
NONE
4202
PUBLIC
FOWLER AVENUE, ALClOO
TAMPA, FL 33620
UNIVERSITY OF TEXAS - ARLINGTON

701 S
NONE
NEDDERMANDRIVE
PUBLIC
ARLINGTON, TX 76019
UNIVERSITY OF TEXAS - AUSTIN
NONE
1 UNIVERSITY STATION
PUBLIC
AUSTIN,
TX 78712
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PAGE 65
48-0918408
EOR.M._______9_0PF
PART XV
GRANTS AND CONTRTBIITTONS PAID DORING THE YEAR
ATTACHMENT16
(CONT'D)

AND
RECIPIENT
NAME AND ADDRESS
UNIVERSITY OF TEXAS - SAN ANTONIO
NONE
ONE UTSA CIRCLE
PUBLIC
AMOUNT
11, 500
5,000.
SAN ANTONIO, TX 78249
UNIVERSITY OF TULSA
NONE
800 SOUTH TUCKER DRIVE
PUBLIC
TULSA, OK 74104
UNIVERSITY OF VIRGINIA
NONE
C/0
PUBLIC
UVA OFFICE OF SPONSORED PROGRAMS
CHARLOTTESVILLE,
23,000
6,000
12,500.
-1, 418
VA 22904
UNIVERSITY OF VIRGINIA'S
NONE
COLLEGE AT WISE
PUBLIC
ONE COLLEGE AVENUE

PO BOX 400195
WISE,
VA 24293
NONE
UNIVERSITY OF WEST FLORIDA FOUNDATION

11000
PUBLIC
UNIVERSITY PARKWAY
PENSACOLA, FL 32514
UNIVERSITY OF WISCONSIN FOUNDATION - EAU CLAIRE
NONE
105 GARFIELD AVENUE
PUBLIC
EAU CLAIRE,
WI 54702-5000
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PAGE 66
FORM 990PF
PflRT
XV -
48-0918408
GRANTS
AND CONTRIBIITIONS
PJ1ID DTTRING THR YFAR
Al:CACHMENT16
(CONT'D)

AND
RECIPIENT
NAME AND ADDRESS
UNIVERSITY OF WISCONSIN FOUNDATION
NONE
1848 UNIVERSITY AVENUE
PUBLIC
AMOUNT
7,000
10,000
45,000
6,000
3,000
6,300.
MADISON, WI 53726
UNLV FOUNDATION
NONE
4505
PUBLIC
MARYLANDPKWY
LAS VEGAS, NV 89154
NONE
1400 OLD MAIN HILL
PUBLIC
PO BOX 451006
LOGAN, UT 84322-1400
WASHINGTONUNIVERSITY - ST
LOUIS
NONE
ONE BROOKINGS DRIVE

ST
LOUIS,
PUBLIC
MO 63130
WEBBER INTERNATIONAL UNIVERSITY
NONE
1201
PUBLIC
SCENIC HWY
BABSON PARK, FL 33827
WESLEYAN COLLEGE
NONE
4760
PUBLIC
FORSYTH ROAD
MACON, GA 31210
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PAGE 67
48-0918408
FORM
990PP
PART
XV
GRANTS
AND
CONTRTBIITTONS
PAID
DTTRTNG THE
..
YFb.R
ATTACHMENT)6
(CQNT1 D)

AND
RECIPIENT
NAME AND ADDRESS
WEST TEXAS A&M UNIVERSITY
NONE
2501
PUBLIC
4TH AVENUE
2,000
CANYON, TX 79016
WEST VIRGINIA
UNIVERSITY
NONE
FOUNDATION
ll,000
12,000.
ll,
14,100.
3,000.
PUBLIC
l WATERFRONT PLACE 7TH FLOOR

WESTERN CAROLINA UNIVERSITY
NONE
AFIE DEPARTMENT, FO
PUBLIC
121
PO BOX 1650
CULLOWHEE, NC 28723
WESTERN KENTUCKY UNIVERSITY RESEARCH FOUNDATION
NONE
1906
PUBLIC
COLLEGE HEIGHTS BLVD
700
COLLEGE OF BUSINESS
BOWLING GREEN, KY 42101
WESTERN MICHIGAN UNIVERSITY
NONE
1903
PUBLIC
W MICHIGAN AVE
KALI\MI\ZOO, MI 49008-5330
WESTMONT COLLEGE
NONE
955 LA PAZ ROAD
PUBLIC
5307
FRIEDMANN HALL
SANTA BARBARA, CA 93108
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PAGE 68
FORM 990PF
..
48-0918408
PAID DURING THE YEAR
ATIAC..HMENT
16 (CONT'D)
AND
RECIPIENT
NAME AND ADDRESS
WHEATONCOLLEGE
NONE
501 COLLEGE AVE
PUBLIC
AMOUNT
7,300
7,500.
WHEATON, IL 60187-5593
NONE
WISCONSIN LUTHERAN COLLEGE

8800
W, BLUEMOUNDRD.
PUBLIC
MILWAUKEE, WI 53226
CHARLES KOCH INSTITUTE
RELATED PARTY
1515
PRIVATE
N COURTHOUSE ROAD
2,800,000.
ARLINGTON, VA 22201
1770
BURRANDST,
150,000
NONE
FRASER INSTITUTE
PUBLIC
4TH FLOOR V6J 3G7
VANCOUVER
BRITISH
COLUMBIA
CANADA
855 SHERBROOKE ST.
8,000
NONE
MCGILL UNIVERSITY
PUBLIC
W H3A 2T7
MONTREAL
QUEBE
CANADA
TOTAL CONTRIBUTIONS PAID
16
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]45
918
48-0918408
FORM
990PF
PP.RT XV
CONTRTBIITTONS
ll.PPRO\IED
FOP
FIITTTRF
PAYMENT
AITACflME:l,IT____l_1

AND
RECIPIE_N'I'_N~E~~ADDRESS
NONE
211 WESTCOTT BUILDING
PUBLIC
PHD STUDENT FELLOWSHIPS
230,355
NEW YORK UNIVERSITY
NONE
19 W 4TH STREET
PUBLIC
LEGAL FELLOWSHIP
35,500
PHD STUDENT FELLOWSHIPS
33, 751.
NEW YORK, NY 10012
SUFFOLK UNIVERSITY
NONE
8 ASHBURTON PLACE
PUBLIC
BOSTON, MA 02108-2770
TROY UNIVERSITY FOUNDATION
NONE
211 WRIGHT HALL
PUBLIC
MANUALH
JOHNSON CENTER FOR POLITICAL
ECONOMY
720,000
TROY, AL 36082
TOTAL CONTRIBUTIONS APPROVED
J 0]9
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PAGE 70
606
SCHEDULED
(Form 1041)
OMB No 1545-0092
Capital Gains and Losses

Internal Revenue Sennce
~11
..,.Attach to Form 1041, Form 5227, or Form 990-T. See the Instructions for
Schedule D (Form 1041) (also for Form 5227 or Form 990-T, if applicable).
Employer identification
Name of es~te or trust
number
48-0918408
Note: Form 5227 filers need to complete only Parts I and II
Short-Term Capita! Gains and Losses -Assets Held One Year or Less
!!~!ol!I!!
(Example
(b) Date acquired

(mo , day, yr )
(a) Descnpt1on of property

100 shares 7% preferred of z: Co)
(c) Date sold

(mo , day, yr)
(d) Sales pnce
(e) Cost or other basis

(see instructions)
. ..
..
(f) Gain or (loss) for

the entire year
Subtract (e) from (d)
1a
..
b Enter the short-term gain or (loss), 1fany, from Schedule D-1, hne 1b
. ..
..
1b
..
Short-term capital gain or (loss) from Forms 4684, 6252, 6781, and 8824.
3
4
Net short-term gain or (loss) from partnerships, S corporations, and other estates or trusts
3
Short-term capital loss carryover Enter the amount, If any, from line 9 of the 2010 Capital Loss
4
Carryover Worksheet .
..
.
Net short-term gain or (loss). Combine lines 1a through 4 in column (f) Enter here and on hne 13,
..... 5
column (3) on the back.
. ..
..
. ..
.. ...
..
..
..
..
1:1:Tiiilll.
Long-Term
(Example
..
Capital Gains and Losses -Assets
(a) Descnpt1on of property

100 shares 7% preferred of"Z" Co)
..
1,758,008.
(b) Date acquired

(mo , day, yr)
1,758,008
Held More Than One Year

(c) Date sold
(mo , day, yr)
(d) Sales pnce

(see 1nstruct1ons)
(f) Gain or (loss) for

the entire year
6a
b Enter the long-term gain or (loss), if any, from Schedule D-1, hne 6b.
..
.....
..
6b
Long-term capital gain or (loss) from Forms 2439, 4684, 6252, 6781, and 8824
..
. ..
Net long-term gain or (loss) from partnerships, S corporations, and other estates or trusts .
..
..
Capital gain d1stnbut1ons ...
10
11
.. . .
. ..
..
..
....
10
Gain from Form 4797, Part I .
.
Long-term capital loss carryover Enter the amount, 1f any, from hne 14 of the 2010 Capital Loss
11 (
Carryover Worksheet .
.
Net long-term gain or (loss). Combine lines 6a through 11 in column (f) Enter here and on hne 14a,
..... 12
column (3) on the back.
..
..
12
..
.... ..
..
Reduction Act Notice, see the Instructions
......
..
For Paperwork
787,104.
Schedule
for Form 1041.
787,104
D (Form 1041) 2011
JSA
1F1210 2 000
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PAGE 71
Page2
Summary
of Parts I and II
(1) Benefic1anes'
(2) Estate's
(3) Total
(see instr)
or trust's
Caution: Read the mstruct,ons before completing this part
1,758,008
.
13 Net short-term gain or (loss) ..
. ..
. . . 13
14 Net.long-term gain or (loss):
787,104.
14a
a Total for year
.. . . .......................
14b
b Unrecaptured section 1250 gain (see line 18 of the wrksht).
14c
a1n
c 28~~ rate l1....
2,545,112.
15 Total net gain or (loss). Combine Imes 13 and 14a ......
15
~
Note: If /me 15, column (3), is a net gam. enter the gam on Form 1041, /me 4 (or Form 990-T, Part I. /me 4a) If Imes 14a and 15, column (2), are net
gams, go to Part v;and do not complete Part IV If /me 15, column (3), is a net loss. complete Part IV and the capital Loss canyover Worlcsheet, as necessary
ScheduleD
l::F.Ti.111
(Form 1041) 2011
.... . .........
......
16
Capital Loss Limitation

Enter here and enter as a (loss) on Form 1041, hne 4 (or Form 990-T, Part I, line 4c. 1fa trust), the smaller of
a The loss on line 15. column (3) or b $3,000 ................................

':---'-1-=-6-'-'-.,....,-----,---=,--,,.,...,.-=--__
Note: If the loss on /me 15, column (3), is more than $3,000, or if Form 1041, page 1, /me 22 (or Form 990-T, line 34), is a loss, complete the capital Loss
Canyover Worlcsheet m the mstruct1ons to figure your capital loss carryover
Tax Computation
Using Maximum Capital Gains Rates
Form 1041 filers. Complete this part only 1f both Imes 14a and 15 m column (2) are gains, or an amount 1sentered m Part I or Part II and
there 1s an entry on Form 1041, line 2b(2), and Form 1041, line 22, 1smore than zero
Caution: Skip this part and complete the Schedule D Tax Worlcsheet m the instructions if
Either /me 14b, col (2) or line 14c, col (2) is more than zero, or
Both Form 1041, line 2b(1), and Form 4952, /me 4g are more than zero
Form 990-T trusts. Complete this part only 1f both Imes 14a and 15 are gains, or quahf1ed d1v1dendsare included in income m Part I
of Form 990-T, and Form 990-T, line 34, 1smore than zero Skip this part and complete the Schedule D Tax Worksheet m the instructions
1feither line 14b, col (2) or line 14c, col (2) 1smore than zero
1:ifttJ
17
18
19
20
21
22
23
24
25
Enter taxable income from Form 1041, hne 22 (or Form 990-T, hne 34) . . . i--:-17-'---1-----------l
Enter the smaller of line 14a or 15 in column (2)
but not less than zero. . . . . . . . . . . . ...
f---"1-"8-+-----------1
Enter the estate's or trust's quahf1ed d1v1dends
from Form 1 041, line 2b(2) (or enter the qualified
d1v1dends
included 1nincome in Part I of Form990-T) .. l--'1..;:9-+-----------1
Add Imes 18 and 19 ................
,__2-'-0_,_
_______
If the estate or trust 1sfiling Form 4952, enter the
amount from line 4g, otherwise. enter -0- . . ~ .__2_1_._
_______
Subtract line 21 from line 20 If zero or less, enter -0Subtract line 22 from line 17 If zero or less, enter -0Enter the smaller of the amount on hne 17 or $2,300
Is the amount on line 23 equal to or more than the amount on line 24?
Yes. Skip Imes 25 and 26, go to line 27 and check the "No" box.
__,
----1
22
23
...
~24~-----------l
No. Enter the amount from hne 23. . . . . . . . . . . . . . . . .

Subtract hne 25 from line 24
Are the amounts on Imes 22 and 26 the same?
Yes. Skop lones 27 thru 30; gotohne31
No. Enterthesmatlerof lone 17 or hne22
~2..::.5--1--------...J
26
28
Enter the amount from hne 26 (If hne 26 1sblank, enter -0-) ..........
t-=2~8--'-----------1
29
30
31
Subtract line 28 from line 27 ................................

.__29 _.__
_.
Multiply line 29 by 15% ( 15)
i-..::.-3~0-+-------............
Figure the tax on the amount on line 23 Use the 2011 Tax Rate Schedule for Estates and Trusts
26
27
O....CC.2-'-7_,__
_______
_ _______
(see the Schedule G 1nstruct1ons in the instructions for Form 1041) .....................
32
33
34
_.
i--::3....:1-+---------
Add Imes 30 and 31 ..............................................

i-=-3=-2+-------Figure the tax on the amount on line 17 Use the 2011 Tax Rate Schedule for Estates and Trusts
i--::3-=3-+--------(see the Schedule G instructions in the instructions for Form 1041) .....................
Tax on all taxable income. Enter the smaller of line 32 or line 33 here and on Form 1041, Schedule
G, line 1a (or Form 990-T line 36). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
Schedule D (Form 1041) 2011
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72
Continuation Sheet for Schedule D

(Form 1041)
SCHEDULE 0-1
(Form 1041)
Department of the :treasury
Internal RevenueService
.... Attach
(b} Date
acquired
Imo dav. vr l
(c) Date sold

(mo, day, yr)
48-0918408

Short-Term Capital Gains and Losses -Assets Held One Year or Less
jaj Descripuon of property(Example
100 sh 7% preferredof "Z" Co )
~11
for Schedule D (Form 1041).

..,..See instructions
to Schedule D to list additional
transactions
for lines 1a and 6a.
Name of e:;tate or trust
OMB No 1545-0092
(d) Sales pnce

(see 1nstruc!Jons)
(f) Gain or (loss)

1a
VARIOUS
VARIOUS
ACIS CLO
VARIOUS
VARIOUS
8,964,429.
8,791,432.
VARIOUS
VARIOUS
11,607,222.
10,000,000.
ZAZOVE ASSOCIATES,
1b Total.
LLC
972,037.
994,248.
Reduction Act Notice, see the Instructions
for Form 1041.
172,997.
1,607,222.
1,758,008.
Combine the amounts ,n column (f) Enter here and on Schedule D, hne 1b ...................
For Paperwork
-22,211.
Schedule
D-1 (Form 1041) 2011
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Schedule D-1 (Form 1041) 2011

Name of estate or trust as shown on Form 1041 Do not enter name and employer 1denbficatJonnumber If shown on the other side
~11
Page
LonQ-Term Capital Gains and Losses -Assets Held More Than One Year
(~ Description of property (Example
100 sh 7% preferred of "Z" Co )
(b) Date
acquired
(mo dav. vr l
(c) Date sold

(mo day, yr)
(d) Sales pnce

(see ,nstructJons)
(f) Gain or (loss)

6a
VARIOUS
VARIOUS
2,020,548.
1,845,833.
174,715.
VARIOUS
VARIOUS
1,308,000.
1,610,000.
-302,000.
PIM CO
VARIOUS
VARIOUS
27,459,154.
26,569,477.
889,677.
EATON VANCE
VARIOUS
VARIOUS
ZAZOVE P.SSOCIATES,
ACIS
LLC
CLO
331,278.
6b Total. Combine the amounts in column (f) Enter here and on Schedule D, hne 6b ...................
306,566.
24,712.
787,104.
Schedule D-1 (Form 1041) 2011
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'
2011
CHARLESKOCHFOIJNDATION
48-0918408
Description of Property
DEPRECIATION
Asset descriot1on
OFFICE EQUIPMENT
Date
UnadJusted
placed 1n
Cost
or basis
service
WAR
Bus
%
179 exp
reduction
in basis
Basis
Reduction
Beginning
Ending
Basis for
Accumulated Accumulated Medeorec1at1on deorec1at1on deorec1at1on lhnrl Conv
16 630
16 630
100 000
UNIMPROVED
LAND
05/13/1988 3 377 694
100 000
LEASEHOLD
IMPROVE
WAR
1 000 652
100 000
1 000 652
LEASEHOLD
IMPROVE
WAR
2 932 100 000
2 932
613 038.
Life
MA Current-year
ACR~ CRS
179
class class
exoense
Current-year
deorec1at1on
1 440 SL
1 440.
807 679 SL
194 641
272 SL
272
Less Retired Assets

Subtotals .
4 397 908
1 020 214
613 038
809 391
4 397 908
1 020 214
613 038
809 391.
'
Listed Property
196 353
Less Retired Assets

Subtotals
TOTALS
196 353
AMORTIZATION
Asset descriDt1on
Date
placed in
service
Cost
or
basis
Ending
Accumulated Accumulated
amort1zat1on amort1zat1on Code
Current-year
amort1zat1on
Life
TOTAi~
*Assets Retired
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PAGE75
Form 8868 (Rev 1-2012)
If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part II and check this box_ ....
Note. Only complete Part II 1fyou have already been granted an automatic 3-month extension on a preVlously filed Form 8868
If ou are f11in for an Automatic 3-Month Extension, com lete onl Part I on a e 1
Additional
(Not Automatic)
3-Month Extension of Time. Only file the ong1nal (no copies needed)
Enter filer's identifying number, see instructions
Employer 1dent1f1cation
number(EIN) or
Name of exempt organization or other filer, see 1nstruct1ons
.,,..- nr-
Tuno
print
Fiie by the
due date for
filing your
return See
mstruct1ons
IXl
CHARLES G. KOCH CHARITABLE FOUNDATION

Number, street, and room or suite no If a PO box, see 1nstruct1ons
P.O. BOX 2256

City, town or post office, state, and ZIP code.For a foreign address,see instructions
WICHITA,
48-0918408
Social securitynumber(SSN)
KS 67201-2256
Enter the Return code for the return that this aoolicat1on 1sfor (file a separate aool1cat1onfor each return)
Application
Return
Application
Is For
Code
Is For
.............
I ol 4 J
Return
Code
x~
,.
' ~~
~llF~fllBli\-~''Mi},
Form 990
01
~:~:, ~
.~
.,~ y, ~!
. '
'
f:'iJ
Form 990-BL
02
Form 1041-A
08
01
Form 990-EZ
Form 4720
09
04
Form 5227
Form 990-PF
10
Form 6069
Form 990-T (sec 401 (a) or 408(a) trust)
05
11
Form 990-T (trust other than above)
06
Form 8870
12
STOP! Do not complete Part II if you were not already granted an automatic 3-month extension on a previously filed Form 8868.
__ L_O_V_E
_______________________
_
The books are 1nthe care of ~ _H_E_A_T_H_E_R
316
828-8286
FAX No ~ -------------Telephone No ~
If the organization does not have an office or place of business 1nthe United States, check this box
. .......
~
If this 1sfor a Group Return, enter the organization's four d1g1tGroup Exemption Number (GEN) -----~-If this 1s
for the whole group, check this box .....
~
If 1t1sfor part of the group, check this box. .
~
and attach a
list with the names and EINs of all members the extension 1sfor
11/15
. 20 12
4
I request an add1t1onal 3-month extension of time until
For calendar year 2 o 11 , or other tax year beginning
5
, 20
, and end1,Q9._,
. 20
Initial return ~LJ--.-F-1-na_l_r_e-tu_r_n
__ _
If the tax year entered in line 5 1sfor less than 12 months, check reason
6
Change in accounting period
TIME IS REQUIRED TO ACCUMULATE THE
State in detail why you need the extension ADDITIONAL
7
INFORMATION NECESSARY TO FILE A COMPLETE AND ACCURATE RETURN.
Sa
If this appl1cat1on 1s for Form 990-BL, 990-PF, 990-T, 4 720, or 6069, enter the tentative tax, less any
nonrefundable credits See instructions
Sa$
b If this application IS for Form 990-PF, 990-T, 4 720, or 6069, enter any refundable credits and ,
.,t._..,.,
estimated tax payments made Include any prior year overpayment allowed as a credit and any ~
amount paid previously with Form 8868
Sb$
c Balance Due. Subtract line 8b from line Ba Include your payment with this form, 1f required, by using EFTPS
(Electronic Federal Tax Payment System) See 1nstruct1ons
Sc$
"
Signature
Date~
Form
JSA
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8/7 /2012
schedules and statements, and to the best of my knowledge and belief,
Title ~
Signature~
K932
and Verification must be completed for Part II only.
Under penalties of per1ury, I declare that I have examined this form, including accompanying
1t 1strue, correct, and complete, and that I am authonzed to prepare this form
16733H
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8868
(Rev 1-2012)

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EXTENSION

Return of Private Foundation

4947(a)(1) Nonexempt Charitable Trust

CHARLES KOCB FOUNDATION

1s not delivered to street address)

B Telephone number (see instructions)

may not necessanly equal the amounts ,n

Interest on savings and temporary cash investments

Net gain or (loss) from sale of assets not on hne 10

Capital gain net income (from Part IV. line 2)

c Other professional fees (attach schedule) .

of officers, directors, trustees, etc

Pension plans, employee benefits

Other employee salaries and wages

(c) AdJusted net

II the loundat1on 1sin a 60-month tem,1nat1on

Net rental income or (loss)

If private foundation status was terminated

under sectJon507(b)(1)(A).check here ~

(b) Net investment

(a) Revenue and

grants etc received(attach schedule)

D1v1dendsand interest from securities

D Other (specify)---------------------(Part I, column (d) must be on cash basis)

1 Foreign organizations.check here

Other taxable private foundation

value of all assets at end

of year (from Part II, col (c), /me

2 Foreign organizations meet.mgthe

exempt private foundation

Section 4947(a)(1) nonexempt charitable trust

Initial return of a former public charity

G Check all that apply

Taxes (attach schedule) (see 1nstruc~ons)

Deprec1at1on(attach schedule) and depletion.

Travel, conferences. and meetings .

Other expenses (attach schedule) ~.'l'.C!1. ~

Total operating and administrative expenses.

Printing and publications

Add lines 13 through 23

Contributions. gifts. grants paid . . . ...

Total exoenses and disbursements Add Imes 24 and 25

Subtract line 26 from line 12

Excess of revenue over expenses and disbursements

b Net investment income (1f negative, enter -0-)

Form 990-PF (2011)

Savings and temporary cash investments

Accounts receivable ~ _____ ----------8 7, 889.

Pledges receivable ~ ______

Less: allowance for doubtful accounts ~ _____________

Receivables due from officers, directors, trustees. and other

Other notes and loans receivable (attach schedule)

Less allowance for doubtful accounts ~ _____________

Inventories for sale or use

Prepaid expenses and deferred charges

10 a Investments - U S and state governmentobhgallons(attachschedule).

c Investments - corporate bonds (attach schedule)

and equipment basis

Loans from officers, directors,trustees.and otherdisqualifiedpersons

Mortgages and other notes payable (attach schedule) .

Other hab1l1t1es(describe ~ ___________________

Total liabilities (add Imes 17 through 22)

Accounts payable and accrued expenses