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Wednesday,

December 26, 2007

Part VI

Department of
Transportation
Federal Motor Carrier Safety
Administration

49 CFR Parts 380, 383 and 384


Minimum Training Requirements for
Entry-Level Commercial Motor Vehicle
Operators; Proposed Rule
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73226 Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules

DEPARTMENT OF TRANSPORTATION Floor, Room W12–140, 1200 New Jersey IV. Section-by-Section Explanation of
Ave, SE., Washington, DC 20590, Changes
Federal Motor Carrier Safety between 9 a.m. and 5 p.m., e.t., Monday A. Subparts A–E of part 380 and Appendix
Administration through Friday, except Federal holidays. to Part 380
B. Subpart F of part 380 and Appendix B
DOT will scan the submission and post to Part 380
49 CFR Parts 380, 383, and 384 it to FDMS. • Section 380.600, Compliance date for
[Docket No. FMCSA–2007–27748]
• Fax: You may fax your submissions entry-level drivers
to 202–493–2251. DOT will scan the • Section 380.601, Purpose and scope
RIN 2126–AB06 submission and post it to FDMS. • Section 380.603, Applicability
• Confidential and Proprietary • Section 380.605, Definitions
Minimum Training Requirements for Information, and Sensitive Security • Section 380.607, Requirement to
Entry-Level Commercial Motor Vehicle Information: Comments/submissions complete entry-level driver training
Operators containing this type of information • Section 380.609, Entry-level driver-
should be appropriately marked as instructor requirements
AGENCY: Federal Motor Carrier Safety • Section 380.611, Driver testing
Administration (FMCSA), DOT. containing such information and
• Appendix B, Entry-Level Driver Training
ACTION: Notice of proposed rulemaking
submitted by mail or hand delivery to Curriculum
(NPRM); request for comments. the DOT’s Docket Management Facility. C. Part 383, Commercial Driver’s License
This type of information will not go in Standards; Requirements and Penalties
SUMMARY: FMCSA proposes to revise the the public docket, but will be placed in D. Part 384, State Compliance With
standards for mandatory training a separate file to which the public does Commercial Driver’s License Program
requirements for entry-level operators of not have access. V. Regulatory Analyses and Notices
commercial motor vehicles (CMVs) in • Accessing and Searching FDMS: All A. Executive Order 12866 (Regulatory
comments will be posted without Planning and Review) and DOT
interstate operations who are required to Regulatory Policies and Procedures
possess a commercial driver’s license change to http://www.regulations.gov,
B. Regulatory Flexibility Act
(CDL). The proposed rule would not including any personal information C. Unfunded Mandates Reform Act of 1995
apply to drivers who currently possess provided. Anyone may access FDMS to D. Paperwork Reduction Act
a CDL or obtain a CDL before a date 3 submit comments, or review and copy E. National Environmental Policy Act
years after a final rule goes into effect. all comments and background material (NEPA)
Following that date, persons applying received on a particular rulemaking. F. Privacy Impact Assessment
for new or upgraded CDLs would be Please see Privacy Act issues below. G. Federalism
required to successfully complete Privacy Act: Anyone is able to search H. Civil Justice Reform
the electronic form of all comments/ I. Protection of Children
specified minimum classroom and J. Taking of Private Property
behind-the-wheel training from an submissions entered into any of our
dockets in FDMS by the name of the K. Energy Effects
accredited institution or program. The
State driver-licensing agency would individual submitting the document (or I. Legal Basis for the Rulemaking
only issue a CDL if the applicant signing the comment, if submitted on
This notice of proposed rulemaking
presented a valid Driver Training behalf of an association, business, labor
(NPRM) is based on the authority of the
Certificate obtained from an accredited union, etc.). You may review DOT’s
Motor Carrier Act of 1935 and the Motor
institution or program. This NPRM complete Privacy Act Statement
Carrier Safety Act of 1984, as well as the
would strengthen the Agency’s entry- published in the Federal Register on
mandate of section 4007(a) of the
level driver training requirements as a April 11, 2000 (65 FR 19477) or you
Intermodal Surface Transportation
means to enhance the safety of CMV may visit http://DocketsInfo.dot.gov.
Efficiency Act of 1991 (ISTEA). The
operations on our Nation’s highways. FOR FURTHER INFORMATION CONTACT: Mr.
rulemaking also responds to a 2005
DATES: Comments must be received on Thomas Yager, Chief, Driver and Carrier decision of the U.S. Court of Appeals for
or before March 25, 2008. Operations Division (MC–PSD), the District of Columbia Circuit (DC
telephone (202) 366–4325 or e-mail Circuit).
ADDRESSES: You must include Docket ID
mcpsd@dot.gov. The Motor Carrier Act of 1935
Number FMCSA–2007–27748 for this
rulemaking, your name, mailing SUPPLEMENTARY INFORMATION: This provides that ‘‘The Secretary of
address, or an email address to ensure section is organized as follows: Transportation may prescribe
that we can identify you so that your I. Legal Basis for the Rulemaking requirements for—(1) qualifications and
comments may be considered. You may II. Background maximum hours of service of employees
submit your comments through the A. Statement of the Problem of, and safety of operation and
Federal Docket Management System B. History equipment of, a motor carrier; and (2)
(FDMS), under Docket ID Number • Curriculum Standards qualifications and maximum hours of
• CMVSA: Minimum Uniform Standards service of employees of, and standards
FMCSA–2007–27748, by any one of the
for CDLs
following methods: • ISTEA: Entry-Level Driver Training
of equipment of, a motor private carrier,
• Electronic: You may submit • The Adequacy Report when needed to promote safety of
documents electronically through the • Previous Rulemakings operation’’ [49 U.S.C. 3502(b)].
online FDMS docket Web site at http:// • DC Circuit Decision This NPRM is intended to improve
www.regulations.gov. This site is the • Training Research and Studies the ‘‘safety of operation’’ of entry-level
preferred method for receiving C. Request for Comment on the Need for ‘‘employees’’ who operate large
comments/submission. Follow the the Regulation commercial motor vehicles (CMVs) by
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instructions for submissions. III. General Discussion of the Proposals ensuring that they receive appropriate
A. Scope and Applicability
• Mail/Hand Delivery: You may B. Curriculum Content
training before obtaining a commercial
submit documents by mail or hand C. Training Providers driver’s license (CDL).
delivery to the Docket Management D. Compliance and Enforcement The Motor Carrier Safety Act of 1984
Facility, U.S. Department of E. Implementation Date provides concurrent authority to
Transportation, West Building Ground F. Changes to Existing Rules regulate drivers, motor carriers, and

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Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules 73227

vehicle equipment. It requires the ‘‘CMV’’ drivers in interstate commerce, Training’’ (the Adequacy Report)
Secretary of Transportation to or whether it should also encompass concluded, among other things, that
‘‘prescribe regulations on commercial ‘‘CMV’’ drivers in intrastate commerce. effective entry-level driver training
motor vehicle safety. The regulations Article I, section 8, clause 3 of the needs to include behind-the-wheel
shall prescribe minimum safety Constitution gives Congress the instruction on how to operate a heavy
standards for commercial motor authority to regulate interstate vehicle.
vehicles.’’ Although this authority is commerce. The Supreme Court has held In 2004, FMCSA implemented a
very broad, the Act also includes that Congress may also legislate on training rule that focused on areas
specific requirements: ‘‘At a minimum, matters ‘‘affecting interstate commerce,’’ unrelated to the hands-on operation of
the regulations shall ensure that—(1) a phrase generally treated as equivalent a CMV, relying instead on the CDL
commercial motor vehicles are to intrastate commerce. Federal knowledge and skills tests to encourage
maintained, equipped, loaded, and legislation is presumed, therefore, to training in the operation of CMVs.
operated safely; (2) the responsibilities apply only to interstate commerce These current training regulations cover
imposed on operators of commercial unless it reveals some indication of a four areas: (1) Driver qualifications; (2)
motor vehicles do not impair their Congressional intent to reach intrastate hours of service limitations; (3)
ability to operate the vehicles safely; (3) commerce. Neither section 4007(a) nor wellness; and (4) whistleblower
the physical condition of operators of its legislative history includes evidence protection. In 2005, the DC Circuit held
commercial motor vehicles is adequate of any such intent. Under these that the Agency was arbitrary and
to enable them to operate the vehicles circumstances, the Agency concluded capricious in promulgating the 2004
safely; and (4) the operation of that entry-level driver training may be rule because it ignored an important
commercial motor vehicles does not required only for CMV drivers who conclusion of its own 1995 Adequacy
have a deleterious effect on the physical intend to operate in interstate Report, that behind-the-wheel training
condition of the operators’’ [49 U.S.C. commerce. In view of the greater risks is essential. Therefore, in this
31136(a)]. associated with larger vehicles and rulemaking FMCSA is proposing new
This NPRM is based primarily on 49 those transporting hazardous materials training standards for entry-level drivers
U.S.C. 31136(a)(1), requiring regulations and passengers, as well as the special that would include behind-the-wheel
to ensure that CMVs are ‘‘operated requirements Congress has imposed on (BTW) as well as classroom training.
safely,’’ and secondarily on section drivers of such vehicles (particularly the [Note: In this notice ‘‘behind-the-wheel’’
31136(a)(2), to the extent that untrained CDL and the subsequent drug and training includes both training on
entry-level drivers might be given alcohol testing program), FMCSA public roads and training on private
responsibilities that exceed their ability concluded that training requirements property, sometimes called ‘‘driving
to operate CMVs safely. The NPRM should focus on entry-level drivers range’’ training.]
would ensure training of entry-level applying for a CDL who intend to
drivers to operate CMVs safely and to B. History
operate in interstate commerce.
meet the operational responsibilities Three parties petitioned the DC Curriculum Standards
imposed on them. This rulemaking does Circuit for review of the 2004 rule. The
not address medical standards for The FHWA published a ‘‘Model
court held that FMCSA had failed to Curriculum for Training Tractor-Trailer
drivers [section 31136(a)(3)] or possible consider important aspects of an
physical effects caused by driving CMVs Drivers’’ in 1985. The Model
adequate entry-level training program Curriculum provides non-regulatory
[section 31136(a)(4)]. and remanded the rule to the Agency for
Section 4007(a) of ISTEA (Public Law guidelines and training materials
further consideration (Advocates for pertaining to vehicles, facilities,
102–240, December 18, 1991, 105 Stat. Highway and Auto Safety v. Federal
1914, 2151) directed the Secretary of instructor hiring practices, graduation
Motor Carrier Safety Administration, requirements, and student placement.
Transportation to undertake rulemaking
429 F.3d 1136 (DC Cir. 2005)). This Curriculum content addresses basic
on the need to require training of all
NPRM addresses the issues raised by the operation, safe operating practices,
entry-level drivers of ‘‘commercial
court. vehicle maintenance, and non-vehicle
motor vehicles.’’ The Agency published Before prescribing any regulations,
an advance notice of proposed activities. The Model Curriculum
FMCSA must consider their ‘‘costs and reflects a consensus among experts at
rulemaking on this subject on June 21,
benefits’’ [49 U.S.C. 31136(c)(2)(A) and the time of its publication. Its training
1993 (58 FR 33874), an NPRM on
31502(d)]. Those factors are discussed standards are not based on any specific
August 15, 2003 (68 FR 48863), and a
below in the section on ‘‘Regulatory research showing that drivers who
final rule on May 21, 2004 (69 FR
Analyses and Notices.’’ received training of a particular type or
29384).
The Motor Carrier Safety Act of 1984 II. Background duration are less likely to be involved in
defined a CMV, in part, as a vehicle crashes than drivers receiving other
operating in ‘‘interstate commerce’’ [49 A. Statement of the Problem kinds of training, or no systematic
U.S.C. 31132(1)]. The Commercial In the early 1980’s, the Federal training at all.
Motor Vehicle Safety Act of 1986, which Highway Administration (FHWA) Office The 1985 Model Curriculum
created the CDL program, defined a of Motor Carriers, predecessor to recommended the equivalent of a total
CMV, in part, as a vehicle operating in FMCSA, determined that there was a of 148 1 hours of training, including on-
‘‘commerce,’’ a term separately defined need for technical guidance in the area
1 The original Model Curriculum referred to a
to cover both interstate commerce and of truck driver training. Research
total of 320 hours. However, these hours of training
operations that ‘‘affect’’ interstate showed that few driver training
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include periods when the student is not receiving


commerce [49 U.S.C. 31302(2), (4)]. institutions offered a structured individual instruction, such as while waiting his/
Although both of these definitions were curriculum or a standardized training her turn to use an available truck to practice driving
in effect when section 4007(a) was program for any type of commercial skills. Therefore, the Adequacy Report, identified
later under this heading, states in relation to the
enacted (and still are), Congress did not motor vehicle (CMV) driver. A 1995 training curriculum established by the Professional
specify whether an entry-level driver study entitled ‘‘Assessing the Adequacy Truck Driver Institute (PTDI), which was based on
training rulemaking should be limited to of Commercial Motor Vehicle Driver Continued

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street training and additional hours of applies to anyone who operates a CMV to Congress in 1996. A copy of the
driving-range 2 time. At the time the in interstate or intrastate commerce, report is in the docket for this
Model Curriculum was published, the including employees of Federal, State, rulemaking.
CDL program (49 CFR part 383) did not and local governments. The goal was to In developing the Adequacy Report,
yet exist. The first CDLs were not issued ensure that drivers of large trucks and the FHWA first assembled two groups of
until 1992. buses possess the knowledge and skills people experienced in motor carrier
In 1986, the motor carrier, truck necessary to operate safely on public operations: one from the trucking sector
driver training school, and insurance highways. and the other from the motorcoach and
industries created the Professional In accordance with the CMVSA, all school bus sectors. These groups first
Truck Driver Institute (PTDI) to certify drivers of CMVs (as defined in § 383.5) identified baseline training standards
high-quality training programs offered must possess a valid CDL. In addition to for both the cargo- and passenger-
by training institutions. The PTDI used passing the CDL knowledge and skill transporting segments of the CMV
the truck driver Model Curriculum as tests required for the basic vehicle industry. The truck group selected the
the basis for its certification criteria. On group, all persons who operate or Model Curriculum as a baseline. The
January 24, 1999, the PTDI approved anticipate operating the following bus group selected a combination of the
revisions to the curriculum and vehicles, which have special handling Model Curriculum and the National
published three separate standards: or operational characteristics, must Highway Traffic Safety Administration’s
• ‘‘Skill Standards for Entry-Level obtain endorsements under § 383.93 for: (NHTSA) ‘‘School Bus Driver
Tractor-Trailer Drivers;’’ • Double or triple trailers; Instructional Program,’’ developed in
• ‘‘Curriculum Standard Guidelines • Passenger vehicles; 1974. The groups reached a consensus
for Entry-Level Tractor-Trailer Driver • Tank vehicles; on minimum requirements for the
Courses;’’ and • Vehicles required to be placarded numbers of class and practice driving
• ‘‘Certification Standards and for hazardous materials; or hours, student/teacher ratios, and
Requirements for Entry-Level Tractor- • School buses. course topics.
Trailer Driver Courses.’’ The driver is required to pass a The question then was whether driver
As of December 2006, PTDI-certified knowledge test for each endorsement, training could be effective in the
courses are offered at 61 schools in 28 plus a skills test to obtain a passenger absence of the formal instruction
States and Canada, according to PTDI’s vehicle endorsement or school bus embodied in the baseline standards
Web site (http://www.ptdi.org). PTDI endorsement. selected by the truck and bus experts.
estimates that approximately 10,000 Without much analysis or data, the
students graduate from its certified ISTEA: Entry-Level Driver Training
FHWA concluded formal training 3 is
courses annually. The CDL standards require tests for the key to adequate training. The
CMVSA: Minimum Uniform Standards knowledge and skills, but neither the Adequacy Report defined
for CDLs CMVSA nor the FMCSRs requires driver ‘‘effectiveness’’ as ‘‘the prevalence or
training. The private sector, with frequency with which the motor carriers
The Commercial Motor Vehicle Safety guidance from FMCSA, has attempted to
Act of 1986 (CMVSA) (49 U.S.C. 31301 * * * provided formal training for their
promote effective training. Formal, entry-level drivers’’ (Adequacy Report,
et seq.) established a CDL program that supervised training is available from
includes national minimum testing and Executive Summary, p. 2). Evidence of
private truck driver training schools, the relationship, if any, between certain
licensing standards for operators of public institutions, and in-house motor
CMVs. The CMVSA directed the Agency types and amounts of training and a
carrier programs. Many drivers take reduction in crashes was scarce and
to establish minimum Federal standards some sort of private-sector training at
that States must meet when testing and statistically questionable.
their own expense. These courses vary The next step involved collecting
licensing CMV drivers. The CMVSA in quality. Some provide only enough information on and analyzing training
training to pass the skills test. Generally, programs currently offered by the cargo
the Model Curriculum, that ‘‘The PTDI[A] standard
includes* * * 147.5 per-student hours. This is
however, with or without formal and passenger segments of the motor
equivalent to the 320 class hours required by the training, drivers individually prepare carrier industry. The groups developed
FHWA Model Curriculum’’ (Adequacy Report, for the CDL test by studying such areas an algorithm that they used to
Executive Summary, p. 26). There are several as vehicle inspection procedures, off-
reasons for this variance in the total hours of the quantitatively compare existing driver
respective training programs. First, FHWA’s road vehicle maneuvers, and operating training with the baselines.
curriculum includes topics, such as first-aid a CMV in traffic. In the final step, the study surveyed
training, that are not included in the PTDI By 1991, Congress had become both drivers and employers. The survey
curriculum. In addition, instructional time may be concerned about the quality of this
calculated as either 60- or 50-minute hours.
asked 192 drivers what percentage of
FHWA’s curriculum was based on a 50-minute training. As a result, section 4007(a)(1) drivers they thought were adequately
clock, and PTDI’s on a 60-minute clock. (In this of ISTEA required the Agency to study trained by training schools.
NPRM, 60-minute instructional hours are used the effectiveness of private sector The conclusion of both the training
unless otherwise stated.) FHWA used a 3:1 ratio training efforts, to commence a
(student to instructor) for in-truck training, and
analysis and the driver survey was that
PTDI uses a 1:1 ratio. If a 3:1 ratio is used, it is rulemaking on the need to require the heavy truck, motorcoach, and school
assumed that it will take 3 clock hours to achieve training of entry-level drivers of CMVs, bus segments of the CMV industry were
1 hour of BTW instruction for a student, since only and to report to Congress on the results. not providing adequate entry-level
one of the three students can use the truck at a time.
The others would have unproductive ‘‘waiting The Adequacy Report driver training (Id., p. 6). The Adequacy
time.’’ Report also stated that ‘‘* * * it appears
In 1992, FHWA began to examine the
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2 ‘‘Driving range time’’ refers to time operating a

CMV on private property, usually a large paved lot effectiveness of private sector training. 3 ‘‘Entry-level training’’ as the term is used in the

specially designed to allow practice of basic driving The result was a 1995 report entitled Adequacy Report, includes all pre-service, on-the-
operations and maneuvers. Some schools’ curricula ‘‘Assessing the Adequacy of Commercial job, and in-service training during the first 3 years
include both observation and behind-the-wheel of a driver’s experience. ‘‘Formal training’’ included
time under range hours. This NPRM does not use
Motor Vehicle Driver Training’’ (the only the pre-service training received through
‘‘range time’’ in the regulatory text and therefore the 1995 Adequacy Report), which the established programs of instruction presented by
term is not defined. Secretary of Transportation transmitted schools or the carriers (Id., p.13).

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the present level of training adequacy is asked 13 questions that addressed entry-level driver training requirements
not likely to improve due to the actions training adequacy standards, curriculum at 49 CFR part 380, subpart E, in much
of the private sectors themselves (Id., requirements, the CDL, the definition of the same way that they were proposed,
pg. 7).’’ ‘‘entry-level driver,’’ training, pass rates, with a few minor adjustments.
The Adequacy Report also made and costs. The Agency received 152 All of the relevant documents from
extensive comments on the form that comments that were discussed in the previous rulemakings on topics related
‘‘adequate’’ entry-level training would preamble to the subsequent NPRM. to this NPRM are in the docket for this
take. The report found that there was On November 13, 1996, twenty-six rulemaking as identified at the
general agreement among transportation people participated in a public meeting beginning of this notice.
and training officials that the Model to discuss mandatory training for entry-
Curriculum, developed in the 1980’s, level CMV drivers. DC Circuit Decision
represented an ‘‘adequate content and There was no consensus in the The Advocates for Highway and Auto
approach for training truck drivers.’’ written or oral comments on the issue
Safety (Advocates) challenged the rule
The report recommended the Model of mandated entry-level driver training.
in the DC Circuit. The Advocates argued
Curriculum as the starting point for Notice of Proposed Rulemaking
(NPRM). The FMCSA published an that the final rule ignored earlier
defining adequate training. It also Agency recommendations because the
included criteria involving ‘‘* * * NPRM in the Federal Register on
Friday, August 15, 2003 (68 FR 48863). Adequacy Report had concluded that
classroom hours, practice (off-street and effective entry-level driver training
on-street) hours, student/teacher ratios, The Agency received 38 comments; they
were analyzed in the preamble to the needed to include behind-the-wheel
behind-the wheel time, and course
2004 final rule. For purposes of the instruction on how to operate a heavy
content topics (Id., p. 15).’’ The
NPRM, FMCSA defined an entry-level vehicle. Instead, FMCSA required
Adequacy Report did not reach a
driver as a person with less than two training that focused on areas unrelated
conclusion as to whether ‘‘testing-
years experience operating a CMV that to the hands-on training of a CMV
based,’’ ‘‘training-based’’ or
requires a CDL. operator. In its December 2005 decision,
‘‘performance-based’’ approaches to
The Agency proposed training for the court agreed with the petitioner and
entry-level driver training would be
entry-level drivers based on three main remanded the rule to the Agency for
more effective.
The Adequacy Report took the principles. First, the Agency focused the further consideration consistent with
intuitive position that entry-level driver NPRM requirements on drivers included the decision.4 The court did not vacate
training is beneficial. However, it found in the Adequacy Report; i.e., only the 2004 final rule, which remains in
‘‘* * * no evidence of a relationship drivers in the heavy truck, motorcoach, effect.
between adequacy of the training the and school bus industries. Second, the Training Research and Studies
driver reported receiving and his/her NPRM focused on drivers who operate
frequency of crashes (Id., p. 10).’’ The in interstate commerce subject to the Since completing the Adequacy
Adequacy Report included a literature Motor Carrier Safety Act of 1984. Third, Report, the Agency has continued to
review that also failed to identify the Agency limited the NPRM to those study the problems related to training
studies or data indicating a positive training topics that extend beyond the commercial motor vehicle operators.
correlation between driver training and scope of the CDL tests. Transportation Research Board (TRB)
crash reduction (Id., p.22). The NPRM proposed training in the Reviews. In 2004, FMCSA sponsored the
The Adequacy Report stated, ‘‘Few following areas: (1) Driver medical TRB report ‘‘Training of Commercial
will argue that training is not necessary qualification and drug and alcohol Motor Vehicle Drivers’’ (Synthesis 5).5
for CMV drivers. It is hard to imagine testing, (2) driver hours of service rules, A copy of that report is in the docket for
someone safely operating a heavy truck, (3) driver wellness, and (4) this rulemaking. For Synthesis 5, TRB
motorcoach, or school bus without at whistleblower protection. The Agency researchers conducted an extensive
least guidance from an experienced believed that training in these four areas literature review and surveyed experts
operator and a chance to practice the would serve to establish a baseline of in the CMV driver training field to
basic driving skills. FHWA and safety for entry-level CMV drivers at a identify training tools and techniques
elements of the private sectors have reasonable cost for drivers or employers. that hold the greatest potential to
gone beyond this in recommending The NPRM did not specify a required improve CMV safety. The following
formal training for CMV drivers because number of hours for the training or ‘‘recommended practices for improving
it is the only way to assure that all of indicate who would provide the training effectiveness for entry-level
the necessary knowledge and skills are training. However, the Agency’s cost- CMV drivers are supported by this
covered, using a structure that effectiveness estimate was premised on synthesis’’ (Synthesis 5, p. 2): (1)
maximizes the chances that learning 10.5 hours of training for heavy truck Acceptance and adherence to standards
will occur’’ (Adequacy Report, Volume and motorcoach drivers and 4.5 hours of put forward by the Professional Truck
III, pp. 7–24). training for school bus drivers. The Driver Institute (PTDI), (2) ‘‘finishing
FMCSA proposed only two training training’’ for solo drivers, (3) use of
Previous Rulemakings
topics for school bus drivers: Driver multimedia instructional materials, (3)
Advance Notice of Proposed wellness and whistleblower protection. appropriate uses of affordable
Rulemaking (ANPRM) and Public The NPRM proposed that the simulation options, (4) expansion of use
Meeting. Pursuant to section 4007(a)(2) employer would have to maintain a of skid pads, and (5) employment of
of ISTEA, the Agency began a training certificate in the driver’s
rulemaking proceeding on the need to personnel file showing that the driver
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4 Advocates for Highway and Auto Safety v.


require training of all entry-level CMV had received the training. Federal Motor Carrier Safety Administration, 429
drivers. On June 21, 1993, the Agency Final Rule. After review and analysis F.3d 1136, at 1145 (DC Cir. 2005).
5 Staplin, L., Lococo, K., Decina, L., and
published an ANPRM in the Federal of the 38 comments on the NPRM, the
Bergoffen, G. (2004), Training of Commercial Motor
Register entitled ‘‘Commercial Motor Agency published a final rule in the Vehicle Drivers. Commercial Truck and Bus Safety
Vehicles: Training for All Entry Level Federal Register on May 21, 2004 (69 Synthesis Program, Transportation Research Board,
Drivers’’ (58 FR 33874). The Agency FR 29384). The final rule codified the Washington, DC.

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73230 Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules

videos for health, wellness, and lifestyle well recognized as part of good train- two primary reasons for this are: (1)
issues. the-trainer programs. The second cluster Training, as a concept, is not well nor
In 2006, FMCSA contracted with TRB of skills, required of a behind-the-wheel operationally defined and (2) there are
for a synthesis report on commercial instructor, consists of observational no generally agreed upon standards by
motor vehicle driver training curricula fundamentals, explaining activities in which various training programs can be
and delivery methods and their understandable and behavioral terms, compared. A third problem is the
effectiveness (Synthesis 13).6 A copy of remaining calm, and possessing the likelihood that most training effects are
this report is in the docket. The purpose ability to anticipate risky situations. felt in the first six months of a driver
of Synthesis 13 is to provide Since there are no standards for CMV being on the road’’ (Synthesis 13, p. 22).
information to assist the commercial driver training instructors, this role in
vehicle safety community in assessing Responding to TRB Review Conclusions
the training process is extremely
CMV training practices and their variable. It would require years of research,
effectiveness. 4. Lack of Systematic Training Design: systems design, standards development,
In its conclusions, Synthesis 13 As discussed above, the motor carrier and cost-benefit analysis involving
describes six aspects of CMV driver and training school industries have many stakeholders to fully address the
training in which shortcomings may reached an informal consensus on the shortcomings identified in the TRB
exist: Content, instructional methods, subject matter of commercial driver Syntheses 5 and 13 reports. This NPRM
trainers, training and curriculum design, training. However, it has been over 20 proposes core training for CDL
measurement standards, and operator years since a formal curriculum design applicants. The proposal includes
abilities. Each is described briefly as for commercial drivers was minimum curricular requirements that
follows: systematically developed. In that time, were developed by FHWA in
1. Content: There are no national the CDL program has become law, new cooperation with the driver training
curricular standards, but when various technologies and regulations for truck industry, and that have elicited ‘‘general
curricula are examined, little content and bus operations have had a major agreement across the industry’’ (Id., p.
difference can be found. There is impact on the drivers, and the collective 2). Minimum qualification standards for
general agreement across the industry knowledge about what affects instructors are established, flexibility in
that the 1985 FHWA Model Curriculum commercial driver’s performance (e.g., use of various instructional methods is
forms the core content of commercial fatigue, distraction, age) has grown provided, and testing standards are
driving training. That standard has not significantly. specified.
been updated since 1985. The industry 5. Lack of Standards for Measuring The FMCSA believes that the
should use a systematically developed the Effectiveness of Driver Training mandatory training proposed in this
modern commercial driver training Programs: Currently, the only generally NPRM need not be delayed until further
curriculum. acceptable standard for measuring the research is conducted, standards
2. Instructional Methods: By far, the effectiveness of commercial driver developed, etc. The CMV driver-training
favorite method for training commercial training is the number of graduates who industry will continue to address these
drivers is a combination of classroom can pass their CDL tests. In both the issues, and the Agency and other
lectures and supervised driving. Most of survey and in interviews, schools interested parties will continue their
the research findings on adult learning reported that they also track the number research and development efforts.
and instructional technology from the of graduates that are hired by carriers. FMCSA will also monitor CMV driver
last 30 years have not been adopted by Motor carriers, motorcoach operations, training. In the meantime, FMCSA
a significant number of commercial and transit agencies report that they are believes that the proposals in this
driving enterprises. In those cases where sure that training reduces crashes; NPRM would help entry-level CDL
advanced technologies are being however, there is little or no data that drivers learn to operate more safely.
applied, early data indicate that well support that view. Standards purporting The following remarks relate to the
designed computer based instruction, to measure training effectiveness tend to six aspects of CMV training in which
including simulation, can improve measure processes (classroom hours, shortcomings were identified in
student performance and also realize time spent behind the wheel) rather Synthesis 13. The FMCSA invites
efficiencies in the instructional process. than specific performance outcomes. comments to the docket regarding each
Distance learning shows great promise 6. CMV Operator Abilities: There has of these topics.
for post-licensing training. been recent research on the capabilities 1. Content: Although the Model
3. Train the Trainers: It is natural that and limitations of adolescent drivers. Curriculum has not been re-issued by a
older, experienced drivers are selected However, a similar scientific approach government agency since its original
to be instructors, no matter if the to commercial drivers is lacking. If CMV publication by FHWA in 1985, it has
training is administered by a school, trainers understood more about the been formally updated on a regular basis
carrier, bus company, or transit agency. learning styles, cognitive strategies, and by PTDI, and it remains the generally
But there is no evidence that a person past educational experiences, training accepted basis for most current CMV
who is a job expert is necessarily a good could be tailored to the relevant needs driver-training curricula. The curricula
teacher. There are two clusters of skills of the individual student. A set of in this proposed rule would be
a good driver training instructor must diagnostic tests that could funnel consistent with the standards currently
possess beyond driving competence. students into the optimum learning adopted by many professional CMV
Classroom skills (presentation context would improve commercial driver-training schools and associations.
fundamentals, using classroom driver training. Comments to this NPRM will be
equipment, listening to students) are The authors of Synthesis 13 stated, considered when determining the
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‘‘Although the literature review necessity and urgency of initiating a


6 Brock, J., McFann, J., Inderbitzen, R., and produced instances of driving formal, official update to the original
Bergoffen, G. (2007). Synthesis on Effectiveness of improvement linked to specific training 1985 FHWA Model Curriculum.
Commercial Motor Vehicle Driver Training
Curricula and Delivery Methods. Commercial Truck
interventions (e.g., simulators) there are 2. Instructional Methods: The FMCSA
and Bus Safety Synthesis Program, Transportation no general data linking decreased crash agrees that recent changes in
Research Board, Washington, DC. rates to formal training programs. The instructional technology, such as

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Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules 73231

simulators, computer-based instruction, professionals in the field of CMV driver • An analysis of the data produced in
and ‘‘distance learning’’ can be effective training to identify additional methods the LTCCS failed to identify a
in improving the quality and reducing of measuring the effectiveness of CMV statistically significant difference in
the length of CMV driving instruction. driver training. crash frequency between trained and
The FMCSA is currently engaged in a 6. CMV Operator Abilities: Synthesis untrained drivers.
multi-year research project, titled 13 mentioned the tailoring of training to Given the lack of data that would
‘‘Truck Simulator Validation (SimVal),’’ the relevant needs of each student, and indicate that the training requirements
to determine the effectiveness of driving suggested the potential use of diagnostic in this proposed rule would result in a
simulators in CMV training. The SimVal tests to ‘‘* * * funnel students into the reduction in crash rates, FMCSA solicits
project will examine the subsequent optimum learning contest. * * *’’ The comments on the analytic basis and
driving performance records of four tests, tools, and standards for justification for this proposed rule.
groups of new CDL drivers. Group 1 will customizing driver training to an Comments are specifically invited that
receive 8 weeks of PTDI-certified individual student’s needs do not yet would address any of the research gaps
training including behind-the-wheel exist on the scale necessary for that make it impossible to demonstrate
training in a conventional tractor-trailer. development of regulatory provisions. a relationship between increased
Group 2 will receive the same training, However, these are currently being systematic training and improved safety.
but substitute a driving simulator for developed, implemented, and studied in III. General Discussion of the Proposal
two-thirds of the behind-the-wheel training programs operated by large
training. Group 3 will receive a motor carriers and by CMV driver- A. Scope and Applicability
compressed (1 to 3 week) training training institutions. The FMCSA will Successful completion of training
program focusing primarily on passing a continue to monitor and study the required by this proposed rule would
CDL examination. Group 4 will receive appropriateness of incorporating these ensure that an applicant for a
no formal training, which will allow concepts into regulatory provisions. commercial driver’s license (CDL) had
evaluation of training in general Large Truck Crash Causation Study successfully acquired essential
compared to no formal training. (LTCCS). In September 2006, FMCSA knowledge and skills, based on
As data from the SimVal project and conducted further analysis on the classroom and behind-the-wheel
others become available to measure the recently released FMCSA/National training, to safely operate a CMV. The
effectiveness of these technologies and Highway Traffic Safety Administration CDL knowledge and skills testing
adopt standards for their use in a CMV Large Truck Crash Causation Study programs administered by State driver
driver-training environment, FMCSA
(LTCCS) for data regarding the training licensing agencies (SDLAs) would
will consider the need for further
and experience of commercial drivers confirm that the applicant possesses and
regulatory revisions.
3. Train the Trainers: In proposed involved in crashes. The LTCCS can demonstrate the minimum
§ 380.609, this NPRM would adopt basic provides information on nearly one knowledge and skills. After obtaining
standards for both classroom and skills thousand selected truck crashes from the CDL and beginning to work for a
instructors. In addition, by requiring around the country. motor carrier, the CDL holder would
that all training be conducted at an The LTCCS data specify many usually undergo further ‘‘finishing
accredited educational institution or characteristics of each crash, including training’’ and supervision from the
program, the proposed rule would result the training of the drivers involved and employer to ensure the driver has safe
in additional professional standards for whether or not the driver was at fault. driving abilities. This NPRM addresses
instructors as determined by the However, analysis using the LTCCS was the first part of the CMV driver’s
accreditation criteria. inconclusive and did not identify any training—that obtained prior to being
4. Lack of Systematic Training Design: statistically significant difference issued a CDL.
Comments to this NPRM will be between trained and untrained drivers The new training requirements
considered when determining the with regard to crash frequency. Analysts proposed in this NPRM would apply to
necessity, urgency, and best method of reported that the relatively small sample all persons applying for a CDL for the
initiating a systematic design for CMV size and difficulty in differentiating the first time who intend to operate CMVs
driver training. This would be part of effects of training, experience, and age in interstate commerce, and to persons
the ‘‘content’’ review discussed in item precluded useful conclusions. upgrading from one class of CDL to
1, above. another. The requirements would
C. Request for Comment on the Need for become operational 3 years after the
5. Lack of Standards for Measuring the Regulation
the Effectiveness of Driver Training effective date of the final rule. The
Programs: Currently, there are no data Although FMCSA believes that this requirements would apply to all persons
available to permit comparison of CMV proposal will improve the ability of required under § 383.3 to have a CDL,
driver training to the subsequent safety entry-level drivers to operate more except for: (1) Those who intend to
performance of the driver. In particular, safely and reduce the likelihood that operate exclusively in intrastate
no accessible records of training exist. they will be involved in crashes, the commerce; (2) those who are excepted
By requiring standardized training as of agency has noted the lack of research from obtaining a CDL under paragraphs
a specified date, and by requiring findings indicating a relationship (c) and (d) of § 383.3 7; and (3) those
certain information about that training between standardized driver training who obtain a restricted license under
to be entered into the Commercial and increased safety. Specifically, paragraphs (e), (f), and (g) of § 383.3 8.
Driver License Information System • In the Adequacy Report, which A person who holds or obtains a CDL
(CDLIS), this proposed rule would included a literature review, the FHWA within 3 years after the effective date of
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provide the baseline data needed to found no statistically valid relationship the final rule would not be required to
begin to study the effectiveness of the between specific types and amounts of
7 Certain military personnel, farmers, firefighters,
training when compared to the actual training and crash rates.
emergency response vehicle drivers, and drivers
crash experience of the drivers. In • The TRB’s Synthesis 13 found no removing snow and ice.
addition, the Agency intends to research data that linked a reduction in 8 Certain drivers in farm-related service industries

continue working closely with crash rates to formal training programs. and in the pyrotechnic industry.

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73232 Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules

meet these training requirements. duration of their training. Accordingly, large straight trucks and buses. A
However, 3 years after the effective date the agency invites commenters to separate curriculum that included
of this rule, a person whose CDL has provide information or research data passenger-safety issues would
been revoked or had expired more than that could demonstrate the relative potentially include material not needed
4 years earlier would be required to effectiveness of the Model Curriculum by a trainee who does not intend to
meet these training requirements. These compared to other training standards. obtain a passenger endorsement. And,
training requirements would apply to all The Adequacy Report tried to since Class C CDLs are not based on
classes 9 of CDLs, although the determine what form ‘‘adequate’’ entry- vehicle configuration, but rather on
curriculum requirements specified in level training should take. The report passenger or hazardous materials use,
appendix B would be different for Class stated that, ‘‘With regard to heavy the issue of curriculum development
A and for Class B/C license applicants. trucks, there is general agreement in the becomes even more complex. At the
In 2006, FMCSA personnel visited industry that the model tractor-trailer time an applicant applies for a Class C
various training facilities to gain the driver curriculum developed by the CDL, many States require that a
benefit of their expertise. The training FHWA in the mid-1980s represents an passenger or hazardous materials
facilities chosen were Delaware adequate content and approach for endorsement also be obtained, even
Technical and Community College, a training truck drivers.’’ Although the though not specifically required at that
public school; Schneider National, Inc., Model Curriculum has not been time by provisions of 49 CFR parts 383
a motor carrier; National Tractor Trailer formally updated since its original or 384.
School, Inc., a private school; and The publication in 1985, it has been updated Further complications develop when
SAGE Corp., a nationwide organization by private organizations such as PTDI, considering upgrades in license classes
of 30 professional truck driver schools. and it remains the generally-accepted or the addition of endorsements. Would
All of these training entities agreed that basis for many current CMV driver- a separate ‘‘add on’’ training component
current knowledge and skills testing for training curricula. be needed specifically for those
the CDL does not negate the need for The Agency is proposing entry-level changing from one class to another or
training. They also agreed that training training that would be applicable to the adding a specific endorsement? In this
should be a prerequisite for the CDL. operators of all types of CMVs, but NPRM, the Agency has proposed only
While FMCSA acknowledges these would vary according to the class of two curricula, contained in Parts I and
training facilities have a vested interest CDL, as outlined in proposed appendix II of Appendix B. Part I is for Class A
in increasing training requirements, the B to part 380. In developing these CDL applicants, and Part II is for Class
Agency believes that entry-level driver curricula, FMCSA compared the B and C applicants. The FMCSA invites
training should be a prerequisite for the requirements of the FHWA Model comments and proposals regarding
CDL. Curriculum, the PTDI core curriculum, alternative methods of matching specific
Under the proposed requirements, a and the curricula and experiences of curricula components to licensing
person applying for a CDL would have driver-training facilities surveyed by actions involving the State driver
to provide a Driver Training Certificate FMCSA personnel to define the core licensing agency (SDLA). For example,
containing the required information and safety-training elements. The Agency if a driver wants to upgrade from a Class
certifications to the State driver’s chose curriculum topics that would B to a Class A CDL, what training
license agency (SDLA). The State would provide training directly related to CMV should be required, and what type of
have to include a record of the safety. The FMCSA eliminated any training certificate should be presented
certificate in the Commercial Driver peripheral training topics which, to the SDLA? Should the driver be
License Information System (CDLIS) although worthwhile to the industry, are required to complete the entire Class A
and retain a copy or image of the not related to safety. classroom and behind-the-wheel (BTW)
The training programs proposed in training, or should a more limited
certificate.
part 380 appendix B are described in supplemental training curriculum be
This NPRM also includes proposed
general terms and rely on testing and required? Should a supplemental
requirements for the training program,
performance-based concepts, but the curriculum include modifications to
including specific curriculum
Agency believes it is necessary to both the classroom and BTW
requirements and driver-instructor
specify both a minimum number of components?
requirements, described below.
hours of training and the percentage of The Adequacy Report determined that
B. Curriculum Content a student’s time dedicated to behind- effective training for CMV drivers
This NPRM contains minimum, the-wheel training. These requirements required behind-the-wheel instruction
mandated training requirements would help to ensure the adequacy and on how to operate a heavy vehicle. The
designed to enhance CMV safety. The uniformity of training. FMCSA seeks proposed entry-level training
mandated entry-level training comments regarding methods of curriculum contains 44 hours of
concentrates on driver skills directly ensuring the adequacy and quality of practical behind-the-wheel experience
related to CMV safety. It is based on the training if minimum hours were not for Class A applicants and 32 hours for
FHWA Model Curriculum that specified, including behind-the-wheel Class B and C applicants. Vehicles
addresses basic operation, safe operating training. To what extent could requiring a Class A CDL are typically
practices, vehicle maintenance, and performance standards be substituted tractor-trailer combinations or large
non-vehicle activities. As noted earlier, for mandatory training time? straight trucks towing trailers. The
Difficulties arise in matching specific training standards for operating Class A
the training standards embodied in the
curriculum requirements to the classes vehicles are outlined in Part I of
Model Curriculum are not based on any
of CDLs for which the training would appendix B.
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research data indicating that drivers are


qualify an applicant. The curriculum for FMCSA believes that the skills to
more or less likely to be involved in
applicants for Class A CDLs is well- operate Class B and C vehicles are
crashes, depending on the type and
established in the Model Curriculum; similar enough to be covered by the
9 Throughout this preamble, the commonly-used Class A covers all large, articulated same training program, as outlined in
‘‘class’’ is used to refer to the CDL ‘‘groups’’ as vehicles, usually tractor-trailers. Part II of Appendix B. Class B vehicles,
described in Part 383. However, Class B vehicles include both while also over 26,000 pounds GVWR,

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are more represented by operators of the-wheel training must be conducted in passenger endorsement that requires
straight trucks and buses, which do not a vehicle representative of that class. separate knowledge and skills tests (49
have the same operating characteristics For Class C applicants, the mandatory CFR 383.93).
as tractor-trailers. minimum hours of behind-the-wheel The FMCSA seeks comments on the
Class C vehicles include those that do training must be conducted in a straight- content and extent of proposed training
not meet the larger size/weight truck having a gross vehicle weight for Class A and Class B/C applicants
requirements for Class A, but which rating of at least 14,000 pounds. Where and whether a separation of Class B and
carry placardable quantities of appropriate in Class C training, the use C requirements into individual curricula
hazardous materials or certain numbers of a trailer in addition to the required would have merit. If so, comments are
of passengers. In some cases, Class C straight-truck is recommended. sought regarding the content of these
could include a standard automobile. The Class B/C training curriculum is separate courses. Comments are also
For these reasons, the Agency believes intended to include those elements sought regarding the minimum
that fewer behind-the-wheel training common to the safe operation of any specifications for the type of vehicle
hours are needed for Class B/C CMV. Drivers of vehicles requiring a that should be required for Class B and
applicants. The proposed classroom Class B CDL primarily operate either C behind-the-wheel training,
training for Class B/C applicants is large straight trucks or buses. Drivers of
recognizing that when applying for a
similar to that for Class A, except for vehicles requiring a Class C CDL
CDL, the driver may not yet know the
provisions associated with articulated generally operate ‘‘small’’ passenger-
specific type of vehicle he or she will be
vehicles and certain other topics carrying vehicles or vehicles requiring
operating.
applicable to tractor-trailers. This placarding for hazardous materials (both
results in fewer classroom training 26,000 or less GVWR; otherwise, a Class The Agency also seeks comments and
hours for Class B/C applicants than for A or B CDL would be required). data on the correlation between hours
Class A. Mandatory training requirements for and content of training and the driving
For Class A applicants, the mandatory drivers transporting hazardous materials records of persons completing such
minimum hours of behind-the-wheel already exist in 49 CFR 172.704. These training; i.e., data indicating the
training must be conducted in a Class C drivers must also obtain a CDL effectiveness of entry-level driver
traditional tractor-trailer combination hazardous materials endorsement that training.
for which a Class A CDL would be requires a separate knowledge test (49 The proposed hours of training
required. For Class B applicants, the CFR 383.93). Drivers of passenger- requirements are shown in the table
mandatory minimum hours of behind- carrying vehicles must obtain a CDL below:

TABLE 1.—MINIMUM HOURS OF TRAINING REQUIRED BY PART 380 APPENDIX B


Minimum Hours
Section
Classroom * BTW Total

Part I: CLASS A APPLICANTS

(1) BASIC OPERATION .......................................................................................................................... 20 24 44


(2) SAFE OPERATING PRACTICES ...................................................................................................... 8 17 25
(3) ADVANCED OPERATING PROCEDURES ...................................................................................... 15 3 18
(4) VEHICLE MAINTENANCE ................................................................................................................. 7 0 7
(5) NON-DRIVING ACTIVITIES .............................................................................................................. 26 0 26

Total .................................................................................................................................................. 76 44 120


Percentage ....................................................................................................................................... 63% 37% 100%

Part II: CLASS B/C APPLICANTS

(1) BASIC OPERATION .......................................................................................................................... 15 18 33


(2) SAFE OPERATING PRACTICES ...................................................................................................... 8 12 20
(3) ADVANCED OPERATING PROCEDURES ...................................................................................... 11 2 13
(4) VEHICLE MAINTENANCE ................................................................................................................. 5 0 5
(5) NON-DRIVING ACTIVITIES .............................................................................................................. 19 0 19

Total .................................................................................................................................................. 58 32 90
Percentage ....................................................................................................................................... 64% 36% 100%
* Behind-the-wheel (BTW).

Modern technology provides behind-the-wheel training.10 Therefore, substitution of simulator training for the
opportunities, not otherwise available to although FMCSA encourages the use of minimum hours of behind-the-wheel
entry-level drivers, to learn safe driving simulators and computer-based training. The FMCSA requests
techniques using computers and instruction, and authorizes them when references to any studies showing the
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simulators. However, current research appropriate for classroom training, this effectiveness of simulator training and
has not fully substantiated the NPRM does not propose to authorize comments on the potential for
equivalency of simulator training and substituting such training for actual
10 The FMCSA is currently conducting a 4-year
driving time.
‘‘Truck Simulator Validation Study’’ to help
determine whether simulators add value to truck The proposed curriculum lists the
driver training and longer-term safety performance. minimum number of hours an entry-

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73234 Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules

level driver must spend learning any www.ed.gov/admins/finaid/accred/ accreditation, and the necessity of
core training element. To provide index.html and http://www.chea.org. It acknowledging CHEA in addition to ED
flexibility for instructors and drivers, is important to understand that ED and as an entity that may recognize
however, the content of each unit of CHEA do not accredit institutions or accrediting agencies for purposes of this
training is described in general terms. programs directly. They officially entry-level driver training. Comments
At the conclusion of the training, the recognize agencies that are authorized to are also sought regarding any possible
driver-student must pass knowledge and accredit the institutions and programs. alternatives to accreditation that would
skills tests to determine if he/she has Although they do not accredit accomplish similar objectives.
mastered the required information. individual schools or programs, ED and
Tests must be based on the training CHEA maintain searchable databases of D. Compliance and Enforcement
provided to the driver-student and cover schools and programs that have been Upon successful completion of the
the entire range of information. The accredited by agencies recognized by required training, the entry-level driver
skills test must include all the them. Access to these databases is would receive a Driver Training
maneuvers and operations practiced available though links on the ED and Certificate from the training institution.
during the behind-the-wheel CHEA Web sites previously identified. The certificate would have to include:
instruction. The ED and CHEA point out that the (1) Information about the driver and the
Training institutions would be information in these databases may not training institution; and (2) a
required to administer these tests to be completely current and accurate. certification signed by an official of the
their entry-level driver students. Only On its Web site, CHEA maintains a
training institution under penalty of
qualified instructors, as defined in the list of all accrediting agencies
perjury that the driver has successfully
proposed rule, may administer and recognized by ED, CHEA, or both. As of
score tests. February 2006 (last update), the list completed the training. The entry-level
contained 81 individual agencies. These driver would provide the certificate to
C. Training Providers his/her SDLA as part of the CDL
agencies accredit schools, programs, or
Entry-level drivers would have to both. Some, but not all, of these application process. The SDLA would
successfully complete a training agencies accredit schools or programs have to review the certificate, include
program that meets the requirements of involving truck-driver training. Based specified data from the certificate in the
subpart F and appendix B of part 380. on a ‘‘keyword’’ search of databases at Commercial Driver License Information
The FMCSA proposes that the training ED (http://ope.ed.gov/accreditation/ System (CDLIS), and retain a copy or
provider or program would have to be Search.asp) and the National Center for image of the certificate in its records. An
accredited by an agency recognized by Education Statistics’ College entry-level driver who failed to present
the U.S. Department of Education (ED) Opportunities Online Locater (http:// a certificate meeting the requirements of
or by the Council for Higher Education www.NCES.ed.gov/ipeds/cool/) for this rule could not be issued a CDL.
Accreditation (CHEA). A motor carrier truck-driver training programs, FMCSA E. Implementation Date
could develop its own training program identified approximately 130 accredited
for entry-level drivers, but it would have schools, some of which have numerous FMCSA proposes to begin requiring
to be accredited on the same basis as an operating locations. compliance with the requirements set
independent training institution. On the The following 11 agencies accredit forth in this NPRM 3 years after the
other hand, motor carrier training most of these truck-driver training effective date of the final rule. The
programs or courses designed for drivers programs or schools: (1) Accrediting Agency believes the 3-year phase-in
who already have CDLs would not be Commission of Career Schools and period would provide the States with
subject to this rule and would not Colleges of Technology; (2) Council on sufficient time to pass any
require accreditation. Occupational Education; (3) Middle implementing legislation that may be
FMCSA recognizes that the States Association of Colleges and required. States would also need time to
accreditation process could impose a Schools, Commission on Higher modify their information systems to
burden both on professional driving Education; (4) Middle States begin recording the Driver Training
schools and on carrier-run programs. It Commission on Secondary Schools; (5) Certificate information onto the CDLIS
can take 1–2 years for a school or New England Association of Schools driver record. The Agency is seeking
program to obtain accreditation by an and Colleges, Commission on comments about the ability of States to
agency recognized by ED or CHEA. Institutions of Higher Learning; (6) carry out the proposals in this
Accrediting agencies often require that a North Central Association Commission rulemaking within the required
school be in business for 2 years before on Accreditation and School timeframe and on the length of the
applying for accreditation. However, Improvement; (7) North Central implementation period in general.
accreditation is important because it Association of Colleges and Schools,
demonstrates a commitment to meeting The Higher Learning Commission; (8) The proposed 3-year phase-in period
research-based standards, engaging in Northwest Commission on Colleges and would also allow time for the
continuous improvement, and providing Universities; (9) Southern Association of commercial driver training industry to
for quality assurance through self- Colleges and Schools, Commission on develop and begin offering training that
evaluation and peer review. In addition, Colleges; (10) the Western Association meets the proposed requirements. Some
if a school is not accredited by an of Schools and Colleges, Accrediting of these institutions would also need to
agency recognized by ED, the student Commission for Schools, and; (11) the obtain accreditation during this period.
may not be eligible for Federal Accrediting Council for Continuing The Agency seeks comments about
educational assistance loan programs. Education and Training. existing student capacity at training
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This may be an important consideration The FMCSA seeks comments schools and whether the proposed 3-
for students who are paying for their regarding the appropriateness of year implementation period is
own entry-level driver training. accreditation as a means of maintaining appropriate. The Agency also seeks
Extensive information about the quality control over the training comments on the probable costs of
accreditation process is available on the provided, the ability of existing entry- entry-level training and any anticipated
ED and CHEA Web sites at: http:// level training facilities to acquire impacts on carrier operations.

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F. Changes to the Existing Rule would be a person who has not yet Accreditation. Accreditation is
The four types of entry-level training received a CDL and who must complete discussed under ‘‘III.C. Who Will
currently required by subpart E of part the proposed extensive training Conduct the Training,’’ above.
380 would be incorporated into the new requirements in this NPRM. FMCSA Section 380.607, Requirement to
subpart F. Compliance with subpart F proposes to use ‘‘entry-level trainee’’ for complete entry-level driver training.
would be required 3 years after the the drivers subject to current subpart E Proposed § 380.607 would cover the
effective date of the final rule. At that during the implementation period, to requirements for successfully
time, requirements for ensuring avoid confusion between the drivers completing the appropriate training.
employees have received entry-level subject to the current rules and those Paragraph (a) explains which
training and for maintaining records subject to the future training curriculum requirements in Appendix B
that show compliance, currently requirements. would apply to students, depending on
imposed on motor carriers by subpart E, the class of CDL they intend to obtain.
B. Subpart F of Part 380 and Appendix Paragraph (b) contains the specification
would be removed. Training on driver B to Part 380
qualification requirements, hours of for the Driver Training Certificate,
Section 380.600, Compliance date for which the training institution would
service limitations, driver wellness, and
entry-level drivers. The proposed entry- have to provide to students who
whistleblower protection would be
level driver training requirements that successfully complete the appropriate
included in proposed appendix B to
would replace those in subpart E would training. Paragraph (c) provides that any
part 380, which will contain all of the
be codified in a new subpart entitled applicant for a CDL would have to
curriculum requirements for expanded
‘‘Subpart F—Entry-Level Driver present the original copy of the Driver
entry-level training.
Training and Driver-Instructor Training Certificate to his/her State
IV. Section-by-Section Explanation of Requirements On and After [date 3 years driver’s license agency when applying
Proposed Changes after effective date of final rule].’’ The for a CDL.
title of subpart E and proposed Section 380.609, Entry-level driver-
A. Subparts A–E of Part 380 and
§ 380.600 provide a 3 year compliance instructor requirements. Proposed
Appendix to Part 380
period for the new training § 380.609 would set forth the
Several amendments to part 380 requirements to become effective. (See qualification requirements for CMV
would be needed to cover the entry- ‘‘III.E. Implementation Date,’’ above.) driver-instructors. Paragraph (a)
level driver training in proposed subpart Section 380.601, Purpose and scope. contains the proposed requirements for
F. First, the current undesignated Proposed § 380.601 specifies that classroom instructors and paragraph (b)
appendix containing the curriculum subpart F establishes training contains the proposed requirements for
requirements for Longer Combination requirements for entry-level drivers, skills instructors, i.e., instructors
Vehicle (LCV) driver training would be standards for the institutions that qualified to provide behind-the-wheel
re-designated as Appendix A, along provide the training, qualification instruction. Paragraphs (a) and (b)
with all references to that appendix. requirements for CMV driver- would require instructors to pass or
Second, the title of subpart D would be instructors, and the curriculum successfully complete courses they will
revised to read ‘‘LCV Driver-Training requirements for the training. instruct. However, current instructors
Certification,’’ so that there would be no Section 380.603, Applicability. would be grandfathered; and there
confusion with the requirements in new Proposed § 380.603 summarizes the would be a transition period allowing
subpart F for entry-level drivers. Third, applicability of the subpart. This is for instructors to meet the requirements
the title of subpart E, which contains the discussed in ‘‘III.A. Scope and of paragraphs (a) and (b) within the first
current entry-level training Applicability,’’ above. 5 years after the effective date of the
requirements, would be revised to read, Section 380.605, Definitions. final rule. The extended time is
‘‘Entry-Level Training Requirements Proposed § 380.605 contains definitions necessary because new instructors
Before [date 3 years after effective date for various terms used in subpart F. The would be required to successfully
of final rule].’’ A new § 380.500 would definition for ‘‘behind-the-wheel complete the course they are teaching,
be added to specify that compliance training’’ specifies that the student must and some of these accredited courses
with current subpart E would not be have actual control of the power unit will not be available until after the 3-
required once new subpart F becomes during the training; merely riding along year implementation period. This
effective. These changes would ensure a or observing the operation of a CMV period would also allow for the
smooth transition from the current would not be considered behind-the- development of a cadre of qualified
entry-level training rule to the more wheel training. The definition of ‘‘entry- instructors who could teach future
extensive requirements of subpart F. level driver’’ would refer to persons instructors.
(See ‘‘III.F. Changes to the Existing applying for a CDL, whereas under the Section 380.611, Driver testing.
Rule,’’ above.) current rules in subpart E the term Proposed § 380.611 would codify the
Finally, throughout subpart E the term applies to drivers who already have requirements for testing students upon
‘‘entry-level driver’’ would be changed CDLs and are employed by motor completion of their classroom and
to read ‘‘entry-level trainee,’’ to carriers. The terms ‘‘classroom behind-the-wheel training. This testing
differentiate between the current rule in instruction,’’ ‘‘classroom instructor,’’ should not be confused with the
subpart E and the proposed rule in ‘‘qualified driver-instructor,’’ and ‘‘skills knowledge and skills tests required
subpart F. This is necessary because instructor’’ are all similar to the under part 383 for persons applying for
both subparts would be in the Code of definitions of those terms in current a CDL. The tests under part 383
Federal Regulations during the subpart A. Finally, we would add a determine whether the person is
jlentini on PROD1PC65 with PROPOSALS2

proposed 3-year implementation period. definition for the term ‘‘training qualified for the CDL. The tests under
In the current rules, an ‘‘entry-level institution’’ which would require that § 380.611 determine whether the person
driver’’ who has already obtained a CDL the institution be accredited by an has learned the material taught in the
must receive training on 4 training agency recognized by the U.S. training program. Paragraph (a) would
topics listed in § 380.503. In this Department of Education or by the specify the testing methods to be used.
proposed rule, an ‘‘entry-level driver’’ Council for Higher Education Paragraph (b) describes the standard for

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73236 Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules

determining the proficiency of the the intrastate restriction that is being of the Proposed Rule section, the
student, and paragraph (c) describes the added to § 383.73(d). number of school bus drivers in
actions that would result in an interstate commerce is extremely small.)
D. Part 384, State Compliance With
automatic failure of the test. Therefore, the rule would affect only
Appendix B, Entry-Level Driver Commercial Driver’s License Program
about 42,900 entry-level drivers
Training Curriculum. Appendix B A new § 384.230 would be added to annually. The estimated cost of
would describe the specific curriculum part 384 to specify that the States must mandatory training is $176.4 million
requirements for entry-level driver follow the procedures prescribed in annually and $1.325 billion (discounted
training. Parts I and II would contain the § 383.73 for obtaining, recording, and at 7 percent) over the 10-year analysis
minimum program of instruction for maintaining the Driver Training period. Large trucks ultimately account
Class A and Class B and C CDL Certificate. for the vast majority of the total costs of
applicants, respectively. Each part this proposed rule—95 percent. Buses—
would contain five sections of training V. Regulatory Analyses and Notices
school and inter-city—account for the
topics, including: basic operation, safe A. Executive Order 12866 (Regulatory other 5 percent.
operating practices, advanced operating Planning and Review) and DOT The proposed standards for
procedures, vehicle maintenance, and Regulatory Policies and Procedures mandatory training for entry-level
non-driving activities. For each section, drivers of heavy trucks, school buses,
FMCSA has determined that this
the minimum number of hours of and motor-coaches would promote the
proposed rule is a significant regulatory
classroom training and behind-the- safe operation of CMVs nationwide. The
wheel training would be specified. For action under the terms of Executive total number of crashes potentially
more discussion, see ‘‘III. B. Curriculum Order 12866, and significant under the avoided through compliance with the
Content,’’ above. Department of Transportation’s rule is difficult to quantify, largely
regulatory policies and procedures because of the absence of reliable
C. Part 383, Commercial Driver’s because of substantial public, industry information on the impact of training on
License Standards; Requirements and and Congressional interest. the reduction of crashes.
Penalties Furthermore, this proposed rule is in It requires $167.8 million annually to
Several amendments to part 383 response to the Order by the U.S. Court train the 40,200 entry-level large-truck
would be necessary to incorporate the of Appeals for the District of Columbia drivers. At costs of $3.6 million per
requirement for a Driver Training Circuit (Advocates for Highway and fatal-injury crash (fatal crash) and
Certificate into the procedures for Auto Safety v. FMCSA, 429 F.3d 1136, $195,000 per non-fatal-injury crash
applying for and issuing a CDL. A new DC Cir. 2005) remanding to FMCSA for (non-fatal crash),11 a crash-reduction of
paragraph (a)(10) would be added to further consideration the 2004 final rule 19.7 percent for the proposed rule’s
§ 383.71 to add the Driver Training concerning entry-level training. affected population—that is, entry-level
Certificate to the list of items an Summarized below is a draft interstate drivers who would not have
applicant must provide when initially preliminary regulatory analysis of the obtained training were it not for the
applying for a CDL. Section 383.73(a) costs and benefits of this undertaking. A rule—would result in benefits of $167.8
would be amended to require the States preliminary analysis of the regulatory million (so that the benefits of the rule
to get the original Driver Training impact of this proposed rule on small equal the costs). Our analysis estimates
Certificate from the applicant, document entities is in the docket for this that entry-level interstate drivers who
the training in the driver’s history file in rulemaking. without the rule would not be trained
CDLIS, and keep a copy of the training Summary Cost-Benefit Analysis are responsible for 97 of the
certificate. Paragraph (d) would clarify approximately 4,568 fatal crashes and
when a driver with an intrastate-only The FMCSA already requires 10 hours 2,574 of the 121,473 non-fatal crashes
CDL would be required to obtain of training for entry-level drivers. This that occur annually.12
training before applying for an upgrade proposed rule would require 110 A 19.7 percent decrease in those
to an unrestricted interstate CDL. If the additional hours of training for entry- crashes amounts to 19.1 and 507.2 fewer
application for the upgrade is within 3 level drivers of heavy trucks seeking a fatal and non-fatal crashes, respectively.
years of the date the intrastate-only CDL Class A license. It would require 80 This reduction in total crashes
was first issued, the applicant would additional hours for those seeking either represents a less than one-half of one
need to complete the training. If a Class B or C license. Therefore, the percent (0.42 percent) reduction from
application for the upgrade occurs total amount of training proposed is 120 the annual totals.
beyond 3 years of the date of issuance hours for Class A and 90 hours for This 19.7 percent reduction does not
of the intrastate-only CDL, the State Classes B and C. The program of have to occur annually for the rule to be
could exempt the applicant from instruction includes both classroom and cost effective. The number of crashes,
training as long as he/she has not had behind-the-wheel training. The behind- 19.1 fatal and 507.2 non-fatal, is in
more than one license, had the license the-wheel driving component would essence the number that has to be
suspended, revoked, or cancelled, or require at least 44 hours for Class A and reduced by this ‘‘graduating class’’ of
had certain motor vehicle convictions 32 hours for Classes B and C. 40,200 trainees over the length of the
during the 3 years before the requested We estimate the total number of entry- effectiveness of the training. If we
upgrade. An applicant upgrading a CDL level truck drivers affected by this rule assume that the effect of training lasts 2
from Class B or C to Class A would be to average 40,200 per year for the next years and that it is half as effective in
required to complete all of the training 10 years. (We will round numbers to the the second year as the first, then
required for the higher class. The nearest hundred or thousand where
jlentini on PROD1PC65 with PROPOSALS2

penalties for false information in appropriate.) We estimate the numbers 11 Zaloshnja, Eduard and Ted Miller, ‘‘Unit Costs

§ 383.73(g) would be amended to add of affected entry-level drivers in the of Medium and Heavy Truck Crashes,’’ Pacific
falsification of information on the Driver school bus and motor-coach industry Institute for Research and Evaluation, December
2006, Tables 2 and 4.
Training Certificate. In addition, segments at 119 and 2,600 per year, 12 Summarized crash statistics from: http://
§ 383.95 would be amended to add a respectively, over the next 10 years. (As ai.volpe.dot.gov/CrashProfile/
reference to the procedures for removing described below in the Estimated Costs NationalCrashProfileMain.asp.

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Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules 73237

trainees would need to reduce crashes increasing presence of trucking in the drivers would not be affected by this
by 12.7 fatal and 338.1 non-fatal (first transportation field. proposed rule. The cost to train these
year) and then 6.4 and 169.1 (second 17,200 is not a cost of this rule because
Number of Entry-Level Drivers of Heavy
year). In effect, they would only need to these drivers would be trained
Trucks
reduce by 13.1 percent the first year and regardless. That leaves 40,200 (70
6.5 percent the second. We used data from the Bureau of percent of 57,400) entry-level interstate
If we assume that the effect of training Labor Statistics (BLS) and FMCSA to drivers who would not receive training
lasts 3 years and that it is half as estimate the number of drivers who were it not for this rule.
effective in the second year as the first, would require entry-level driver training
under this proposed rule. In their Number of Entry-Level Operators of
and half as effective in the third year as School Buses
the second,13 then trainees would need article, ‘‘A Summary of Occupational
to reduce crashes by 10.9 fatal and 290 Employment Projections to 2014,’’ the BLS estimates that the school bus
non-fatal (first year), 5.4 and 145 BLS presented estimates of the current industry employed 463,000 drivers in
(second year), and then 2.7 and 72 (third number of truck drivers as well as the 2004 and that about 526,000 drivers will
year). In effect, they would only need to number needed in 2014. BLS estimates be employed in 2014—for an overall
reduce crashes by 11.3 percent the first that there are currently 1.74 million growth rate of 13.6 percent over the next
year, 5.6 percent the second, and 2.8 the heavy truck drivers and another 1.04 10 years. In addition to the 63,000 new
million light or delivery truck drivers.14 entry-level drivers to meet this growth,
third.
The BLS forecasts that 507,000 new there will be an additional 101,000
For school bus drivers who would be entry-level drivers needed to replace the
affected by this proposed rule, the drivers of heavy trucks will be needed
by 2014, 224,000 to fill new positions current pool of drivers. Therefore, about
estimated annual cost to train the 119 21.8 percent of the 2004 pool of drivers
entry-level drivers is $346,000, while and 283,000 to replace current drivers,
so an average of 50,700 new drivers will will be replaced by 2014. An average of
the costs of fatal and non-fatal bus 16,400 new school bus drivers will be
crashes are (using the large truck figures be needed for each of the next 10 years.
The BLS totals for CDL drivers tend needed for each of the 10 years in the
above) about $3.6 million and $195,000. BLS forecast period. We increased the
to be lower than estimates established
Therefore, either one fewer fatal crash BLS estimate by a factor of 1.51 to
by FMCSA. For 2004, the FMCSA total
every 10 years or one fewer non-fatal correspond to our CDL analysis—for an
of 4.20 million drivers 15 was 51 percent
crash every 2 years would be enough for adjusted annual total of 24,800.
higher than the BLS estimate of 2.78
the benefits of crash reduction to equal A recent FMCSA final rule (69 FR
million (the sum of heavy and light
the costs. 29384, at 29398, May 21, 2004),
truck drivers reported above—1.74 +
For intercity bus drivers, given the 1.04). For that reason, we adjusted the addressing interstate school bus
annual training cost for the 2,591 entry- annual new-driver total of 50,700 by a operations of local educational agencies,
level drivers of $8.2 million and the factor of 1.51—to 76,600—to reflect revealed that 32 percent of school bus
costs of fatal and non-fatal crashes of what may be an under-representation in drivers worked for non-governmental
$3.6 million and $195,000, 2.3 fewer the BLS when contrasted with our entities, mainly as contractors to the
fatal crashes or 42.2 fewer non-fatal analysis. local educational agencies. However,
crashes (or a combination of both) Given the 76,600 driver baseline and not all of these drivers would be
would produce benefits from crash assuming that 75 percent of entry-level expected to receive training that would
reduction that are equal to the costs. drivers would operate in interstate allow them to operate school buses in
commerce,16 the number of entry-level interstate commerce, since the number
Estimated Costs of the Proposed Rule
truck drivers potentially affected each of non-home-to-school interstate trips
Direct costs associated with this year by this proposed rule is 57,400 (75 by local education agencies represents
proposed rule include the cost of percent of 76,600). less than 1 percent of all school district
providing training to entry-level drivers Further, if we assume 30 percent of trips, according to the same 2004 rule.
of heavy trucks, school buses, and the drivers would have received training FMCSA assumed in that rule that a non-
motor-coaches and some relatively regardless of whether this rule was in governmental employer would train 1.5
minor record keeping costs. The largest place or not,17 then 17,200 of the 57,400 times more drivers than would be
component of direct costs is the training immediately required, since this
cost. Additionally, we estimated 14 BLS definitions do not exactly match the provides the employer with short-term
indirect costs to the driver (or the regulatory categories used by the FMCSA. For flexibility in its operations should the
employer), which are the driver’s instance, it is not clear how many of the 1.04 need for interstate school bus trips
million drivers of light or delivery trucks are increase suddenly.
opportunity cost of time (i.e., the required to hold a CDL.
driver’s hourly wage rate, assuming the 15 FMCSA, Estimates for the number of CDL and
Based on this, the number of entry-
driver would be working if he or she did non-CDL Drivers in the National Fleet, Based on level bus drivers who we estimate
not have to attend training). May 2005 Motor Carrier Management Information would be potentially affected by this
The two key factors in estimating the
System Data and 2003 Drug & Alcohol Survey; rule each year is a very small number—
Unpublished, June 15, 2005. 119 drivers. This is 1 percent (those
cost are the number of drivers who will 16 Analysis Division, FMCSA, ‘‘Regulatory

need training and the hours of training Evaluation, Minimum Training Requirements For
who would typically make interstate-
that will be required. We estimate the Entry-Level Commercial Motor Vehicle Operators based trips) of the 32 percent (those
number of entry-level drivers requiring Final Rule,’’ September 2003. p. 5. working for non-governmental
training based on several factors,
17 http://www.ptdi.org/schools/schools.htm. The
contractors to local educational
PTDI Web site indicated that there are currently 61 agencies) of the projected 24,800 entry-
including employment trends, industry
jlentini on PROD1PC65 with PROPOSALS2

PTDI certified training programs. These 61 certified


demand for transportation, expectations programs represent roughly 30 percent of the 200 level drivers entering the industry each
for economic growth, and an assumed programs estimated to be currently operating in the
United States. Assuming a similar distribution for entry-level drivers are already being taught the
the percentage of drivers being trained by certified content specified under this rule. This estimate is
13 Final Regulatory Evaluation, Entry-Level Driver or accredited programs versus those attending non- close to the 31 percent that were estimated to be
Training, Federal Highway Administration, May certified or accredited and employer-sponsored ‘‘adequately’’ trained in the driver survey of the
1995, pages 21–22. training courses, we assumed that 30 percent of 1995 FHWA Adequacy Study.

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73238 Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules

year, multiplied by 1.5 to allow the limit of the number of entry level Ninety-five percent of these additional
employer greater flexibility in its drivers needed in the motor-coach hours would involve large trucks, while
operations. industry by 2014. Applying the buses account for the other five percent.
adjustment-factor of 1.51 (described
Number of Entry-Level Drivers of Motor- Hourly Cost of Training
above) increases the total from 1,715 to
Coaches The principal components of costs of
2,600 drivers.
The BLS estimates that there were entry-level drivers’ training are the cost
190,000 drivers of transit and intercity Hours of Training of providing the training and the
buses in 2004. The American Public This NPRM proposes that Class A opportunity cost of the drivers’ time.
Transportation Association (APTA) drivers obtain an additional 110 hours The cost of providing training is
estimates that 143,000 people are of training while Class B and C drivers straightforward: It consists of the costs
employed in vehicle operations in the would need 80 additional hours. Of the of hiring an instructor, producing
public transit agencies, but does not 75 percent of entry-level heavy-truck training materials, equipment used for
provide the number of drivers. The drivers we estimate would be affected instruction, fuel, wear and tear on
APTA figures may also include by this rule (57,400), we assume that 30 vehicles, etc. The concept of
operations of private motor-coach percent (or 17,200) are already being opportunity cost is somewhat less
companies in the contract transit- taught the content specified under this familiar, but is simply the value of the
commuter markets. The APTA’s rule. best alternative that must be foregone
estimates of people employed in vehicle We assume the remaining 70 percent when an action is taken. In this case, the
operations and BLS’s estimates on the (or 40,200 entry-level drivers) receive opportunity cost of training is the
number of transit and intercity bus training via a non-accredited training foregone value of the work that the
drivers provide an estimate of about program or from their employer. They driver would otherwise be performing.
42,000 drivers employed in intercity would be required to undertake an The standard value of this cost
buses. This is probably the lower range additional 110 or 80 hours (depending component is the driver’s wage.
for drivers in the intercity market on class) of training. FMCSA interviewed the staff
because it assumes about 1.2 drivers per Using data on CDLs issued by the members of a number of training
motor-coach.18 States in 2000, we estimate that 64.5 schools and associations regarding the
There are currently about 34,800 percent were Class A and 35.5 percent costs of training. While the price of
motor-coaches operated by about 3,600 Classes B and C. Applying these training varies considerably, most
private motor-coach operators in the percentages to the 40,200 population, private training school respondents
United States. There are no firm the split is 25,900 Class A, and 14,300 replied that a cost of $4,000 for a 4-week
numbers on the proportion of motor- Class B and C. Given this class partition, course was typical. Many schools also
coaches used in the regularly scheduled 4 million additional hours of training to offer longer courses that are more
services, contract commuters, charter, entry-level interstate large-truck drivers expensive. To be conservative, we use a
tours, and sightseeing markets. would be necessary to comply with the figure of $25 per hour of training in this
Assuming 2.5 drivers per motor-coach rule. analysis (calculated as $4,000 divided
for about 6,000 motor-coaches operating This rule would apply to those entry- by 4 weeks divided by 40 hours per
in the regular route scheduled services level school bus drivers employed by week). This translates into $1,000 of
and 1.5 drivers per motor-coach for the non-governmental entities who are direct training cost for each 40-hours of
rest of the industry, the number of subject to the same requirements as training.
drivers operating motor-coaches is Class B truck and motor-coach drivers. This is a reasonable estimate of the
estimated as 58,200 in 2004. Since each school bus driver needs a total hourly cost to train drivers,
Assuming that the intercity bus Class B license, we assume this rule whether the training is taught by the
industry will grow at an average 1.28 would result in 80 hours of additional employer or a third party. Employer-
percent per year for the next 10 years training for each entry-level driver based training would most likely be less
(and hence achieve the same overall subject to its requirements. Therefore, expensive than $25 per hour, assuming
growth rate of the school bus industry we estimate that each year 119 entry- new physical space would not have to
between 2004 and 2014), there will be level school bus drivers would need an be leased to conduct the training. To be
66,000 intercity bus drivers in 2014. In additional 80 hours of training for a conservative, we use the same figure
addition to the 7,900 entry-level drivers total of 9,500 hours of training annually. whether the training is employer- or
required to meet the industry’s growth, The FMCSA does not have third-party-based. Using this approach
another 9,200 entry-level drivers will be information on the proportion of entry- ensures that we do not underestimate
needed for replacement.19 Therefore, we level motor coach drivers who now the costs of employer-based training
estimate the total number of entry-level receive training, nor is the Agency programs.
drivers needed due to growth and aware of any accredited training schools We base our estimates on the BLS’s
replacement at 17,150 over the next 10 specifically for motor-coach drivers. May 2005, National Occupational
years or 1,715 per year. Since the motor- Therefore, we estimate that all entry- Employment and Wage Survey. Since
coach industry’s growth rate has lagged level drivers of motor-coaches affected entry-level drivers generally earn at the
behind its school bus counterpart, this by this proposed rule (2,591) are going low range of the industry wage
estimate probably provides an upper to obtain 80 hours of additional training. standards, we use the BLS estimate of
The total number of training hours the 25th percentile wage for all of our
18 According to Greyhound’s annual 10K
necessary annually for motor coach entry-level drivers. We add 31 percent
statement to Securities and Exchange Commission,
drivers because of this rule would be to cover the cost of fringe benefits. For
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driver to motor-coach ratio is about 1.65 for their


fleet in 2001. 207,000. truck drivers (heavy truck and tractor
19 The replacement component for transit and In total, for large trucks, school buses, trailer), the hourly wage plus the fringe
inter-city bus drivers combined is 42,000. Inter-city and motor-coaches combined, an benefit is estimated at $17.00. For
bus drivers are 22 percent of the total of transit and
intercity bus drivers combined. So the calculation
additional 4,211,000 hours of training school bus drivers, the hourly wage plus
of inter-city bus driver replacement component is would be necessary to meet the the fringe benefit is estimated at $11.40.
22 percent of 42,000, or 9,200. requirements of the proposed rule. The wage plus the fringe benefit for

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Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules 73239

transit and intercity bus drivers is plus $25 in actual training costs), $36.40 Total Costs
estimated at $14.75. per hour for school bus drivers ($11.40 Given the estimates of required
The total cost of training is the of foregone driver wages plus $25 in training hours and wage rates discussed
opportunity cost of an hour of the actual training costs), and $39.75 per above, the total cost to train entry-level
driver’s time (hourly compensation) hour for the motor-coach industry drivers subject to this proposed rule
plus the $25 per hour of actual training ($14.75 of foregone driver wages plus would be $176.4 million per year, with
costs. The unit cost of training is $25 in actual training costs). the large truck component comprising
estimated at $42.00 an hour for truck about 95 percent ($167.8 million) of the
drivers ($17.00 of foregone driver wages total.
TABLE 2.—ANNUAL EXPENSE CALCULATIONS
Heavy truck School bus Intercity bus Total

Total Training Hours ................................................................................ 3,994,602 9,514 207,285 4,211,402


Hourly Cost of Training ............................................................................ $42.00 $36.40 $39.75 ............................

Total Costs ....................................................................................... $167,788,481 $346,294 $8,239,710 $176,374,486

Using the 7 percent discount rate value of training costs of the proposed and $61.9 million). The table below
recommended by the Office of rule is calculated as $1.325 billion over catalogues the total costs for each year
Management and Budget, the present 10 years ($1.261 billion, $2.6 million, and category of vehicle:

TABLE 3.—TOTAL COSTS OF FINAL RULE OVER A TEN-YEAR PERIOD


Heavy truck School bus Intercity bus
Year $167,788,481 $346,294 $8,239,710

1 ....................................................................................................................................... $167,788,481 $346,294 $8,239,710


2 ....................................................................................................................................... 156,811,665 323,639 7,700,664
3 ....................................................................................................................................... 146,552,958 302,467 7,196,882
4 ....................................................................................................................................... 136,965,381 282,679 6,726,058
5 ....................................................................................................................................... 128,005,029 264,186 6,286,035
6 ....................................................................................................................................... 119,630,868 246,903 5,874,799
7 ....................................................................................................................................... 111,804,550 230,750 5,490,467
8 ....................................................................................................................................... 104,490,234 215,655 5,131,277
9 ....................................................................................................................................... 97,654,424 201,546 4,795,586
10 ..................................................................................................................................... 91,265,817 188,361 4,481,856

Total .......................................................................................................................... 1,260,969,407 2,602,481 61,923,334

Estimated Benefits of the Proposed Rule of average annual fatal crashes—or 133 other drivers,20 then 70 is adjusted up
The estimated cost of a large-truck of the 4,568—to entry-level drivers. by a factor of 1.4 to 97. Ninety-seven of
fatal crash is $3,605,000, and that of a However, since we are only concerned the 4,568 fatal crashes are attributed to
non-fatal crash, $195,000. The number with interstate entry-level drivers, we entry-level interstate truck drivers who
of fatal crashes averaged 4,568 annually attribute 75 percent of the 133—or 100 would not be trained were it not for the
over the 5-year period from 2001 to fatal crashes even—to drivers affected rule. Similarly, 2,574 of the 121,473
2005. The average for non-fatal crashes by the proposed rule. Further, since 30 non-fatal crashes are attributed to the
was 121,473. percent of entry-level drivers (interstate group.
We attribute 97 of the 4,568 fatal or otherwise) would be trained In order for the benefits of crash
crashes annually to entry-level interstate regardless of the rule, only 70 percent of reduction to equal the costs of the rule,
truck drivers who would not be trained 100—or 70 fatal crashes—are attributed crashes by must be reduced by 19.7
were it not for the rule. At most, 97 fatal to the group that the proposed rule can percent. That is, 19.1 fewer fatal crashes
crashes could potentially be reduced by and 507.2 fewer non-fatal crashes result
actually affect.
enactment of the rule if training was in crash-reduction benefits of $167.8
100% effective in reducing crashes. Seventy drivers are 70 percent (not million. Note that 19.1 fatal crashes and
Similarly, 2,574 of the 121,473 non-fatal otherwise trained) of the 75 percent 507.3 non-fatal crashes are less than
crashes are attributed to entry-level (interstate) of the 2.9 percent (entry- one-half of one percent of the total
interstate drivers who would not be level) of drivers. Entry-level drivers are crashes that occur annually.
trained were it not for the rule. more likely to be involved in crashes This 19.7 percent reduction does not
We derive the figure of 97 in the than more experienced drivers. have to occur annually. The 19.1 and
following way. We estimate entry-level Assigning crashes to this group in exact 507.2 reductions are in essence the
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drivers to be 2.9 percent of the total proportion to their number undercounts


number of drivers, based on the BLS the number of crashes attributable to the 20 Federal Highway Administration, ‘‘Final

estimates of the number of annual group. If we assume entry-level drivers Regulatory Evaluation, Entry-Level Driver
Training,’’ May 1995. p. D–1. Cites ‘‘This
openings per year (50,700) and the total are 1.4 times more likely to crash than relationship was given in a GAO report * * *
number of drivers (1,738,000). (Promising Approach for Predicting Carriers’ Safety,
Proportionally, we attribute 2.9 percent April 1991).’’

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73240 Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules

number of crashes that would have to be endeavor, consistent with the objectives Number of Small Entities to Which the
reduced by this ‘‘graduating class’’ of of the rule and of applicable statutes, to Action Will Apply
(40,200) trainees over the length of the fit regulatory and informational This rulemaking would not directly
effectiveness of the training. The requirements to the scale of the affect small entities. The rule would
trainees could reduce by, for example, businesses, organizations, and primarily impact only the potential
12 and 360 the first year, and 7.1 and governmental jurisdictions subject to truck and bus drivers who are required
147.2 in the second year (if, in fact, regulation.’’ Accordingly, DOT policy to complete training prior to obtaining
benefits to training were sustained for 2 requires an analysis of the impact of all a CDL. Motor carriers are not required
years). regulations and proposed rules on small to take any action under the proposed
If we assume that the effect of training entities. The DOT mandates that rule, and, in fact, are relieved from
lasts 2 years and that it is half as agencies shall strive to lessen any burdens such as providing at least 10
effective in the second year as the first, adverse effects on these businesses. This hours of training for each entry-level
then trainees would need to reduce by Initial Regulatory Flexibility Analysis driver and maintaining records of that
12.7 and 338.1 (first year) and then 6.4 covers the following topics: training.
and 169.1 (second year). In essence, (1) The reason the Agency is
they would only need to reduce crashes considering this action. Reporting, Recordkeeping, and Other
by 13.1 percent the first year and 6.5 (2) A statement of the objectives of Compliance Requirements of the
percent the second. and legal basis for this proposed rule. Proposed Rule
If we assume that the effect of training (3) A description of the small entities
This proposed rule does not place any
lasts 3 years and that it is half as to which the proposed rule will apply,
reporting, recordkeeping, or other
effective in the second year as the first, including an estimate of their number.
(4) A description of the projected compliance requirements on small
and half as effective in the third year as
reporting, recordkeeping, and other entities; i.e., motor carriers.
the second, then trainees would need to
reduce by 10.9 and 290 (first year), then compliance requirements of the Duplicative, Overlapping, or Conflicting
5.4 and 145 (second year), and then 2.7 proposed rule, including an estimate of Federal Rules
and 72 (third year). Entry level drivers the classes of small entities that will be The FMCSA is not aware of any other
would only need to reduce crashes by subject to the requirement and the types rules which duplicate, overlap, or
11.3 percent the first year, 5.6 percent of professional skills necessary for conflict with the proposed action.
the second, and 2.8 the third. preparation of the report or record.
For school buses, the estimated (5) An identification, to the extent Summary
annual cost to train the 119 entry-level practicable, of all relevant Federal rules The FMCSA has considered the
drivers is $346,000. The cost of a fatal that may duplicate, overlap, or conflict effects of this proposed regulatory
crash is $3,604,000 and of a non-fatal with the proposed rule. action on small entities and determined
crash $195,000. Therefore, either one that this proposed rule would not have
Reason the Action Is Being Considered
fewer fatal crash every 10 years or one a significant impact on a substantial
fewer non-fatal crash every 2 years This document analyzes the costs and
number of small entities, as defined by
would be enough for the benefits of benefits of this NPRM, as required
the U.S. Small Business
crash reduction to equal the costs. under Executive Order 12866 and U.S.
Administration’s Office of Size
Given the annual training cost for the Department of Transportation (DOT)
Standards. This proposed rule would
2,591 entry-level intercity bus drivers of Order 2100.5. The NPRM proposes to
affect only potential truck drivers who
$8.2 million and the costs of fatal and revise the standards for mandatory
are required to obtain training.
non-fatal crashes of $3,604,000 and training for entry-level drivers of
Accordingly, FMCSA has considered
$195,000, 2.3 fewer fatal crashes or 42.2 interstate CMVs. Individuals applying
the economic impacts of the
fewer non-fatal crashes (or some for new or upgraded CDLs would be
requirements on small entities and
combination of the two) would produce required to successfully complete driver
determines preliminarily that this
benefits from crash reduction that are training that includes both classroom
proposed rule would not have a
equal to the costs. and behind-the-wheel hours. State
significant economic impact on a
Further Discussion of the Proposed Rule driver-licensing agencies would only
substantial number of small entities.
issue a CDL to a trained applicant. The
This proposed rule touches on several proposed actions would reduce crashes C. Unfunded Mandates Reform Act of
additional issues related to the analysis by providing entry-level drivers with 1995
of costs and benefits and the entities safety training and experience.
affected. These topics include the As defined by the Unfunded
supply of labor (i.e., drivers), the Objective and Legal Basis for This Mandates Reform Act of 1995 (2 U.S.C.
effectiveness of training, and the Action 1532, et seq.), FMCSA has determined
benefits of reduced personnel turnover that this proposed rule does not contain
A study required by Section 4007 of
due to training. For a discussion of these an unfunded Federal mandate resulting
the Intermodal Surface Transportation
topics, please refer to the FMCSA in the expenditures of $120.7 million or
Efficiency Act of 1991 (ISTEA) found
document ‘‘Regulatory Evaluation, more (adjusted for inflation) in any one
that the training of entry-level drivers in
Regulatory Flexibility Analysis, and year by State, local, and tribal
the heavy truck, motor-coach, and
Regulatory Accountability and Reform governments, in the aggregate, or by the
school bus industries was not adequate.
Analysis,’’ February, 2007, contained in private sector.
Therefore, the objective of this NPRM is
the docket identified at the beginning of to enhance the safety of CMV operations D. Paperwork Reduction Act
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this notice. on our Nation’s highways.21 Under the Paperwork Reduction Act
B. Regulatory Flexibility Act 21 An ancillary benefit to training may come in
of 1995 (PRA) (44 U.S.C. 3507(d)),
Introduction the form of fuel savings. According to an OECD Federal agencies must obtain approval
report, ‘‘successful fuel economy driver training
The Regulatory Flexibility Act of 1980 programmes have led directly to improved economy Co-Operation and Development, ‘‘Training Truck
requires Federal agencies to ‘‘* * * and increased safety.’’ Organisation for Economic Drivers,’’ Road Transport Research, 1996.

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Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules 73241

from the Office of Management and ability of motor carriers to hire safe mechanical, or other technological
Budget (OMB) for each collection of operators of CMVs, and (3) enable future collection techniques or other forms of
information they conduct, sponsor, or research on the impact of driver training information technology. You may
require through regulations. The on CMV crash reduction. submit comments on the PRA aspects of
FMCSA has determined this proposed Respondents: The annual number of this proposed rule directly to OMB. The
rule would require revisions to an drivers providing training certificates deadline for such submissions is
existing information collection under the current rule, which would February 25, 2008. You must mail or
requirement subject to approval by remain in effect during the 3-year hand deliver your comments to:
OMB. The currently approved implementation period, is 45,611. The Attention: Desk Officer for the
information collection affected by this number of training institutions (public Department of Transportation, Docket
NPRM is titled ‘‘Training Certification and private) that would provide training Library, Office of Information and
for Entry-Level Commercial Motor under the terms of this proposed rule is Regulatory Affairs, Office of
Vehicle Operators,’’ OMB Control uncertain, but FMCSA estimates it to be Management and Budget, Room 10102,
Number 2126–0028, approved at 10,808 between 200 and 500. The number of 725 17th Street, NW., Washington, DC
burden hours through September 30, State licensing agencies is 51. The total 20503.
2007. However, this continues in effect for these three groups of potential E. National Environmental Policy Act
until approval of a pending revision that respondents will vary from 45,862 to (NEPA)
is currently being review by OMB. 46,162 during the initial 3-year
The implementation of this rule implementation period. FMCSA analyzed this proposed rule
would take place over a period of 3 Frequency: Information would not be for the purpose of the NEPA of 1969 (42
years immediately following its effective collected with any specific frequency U.S.C. 4321 et seq.) and conducted an
date. The program for the training and during the 3-year life of the information assessment under the procedures in
certification of entry-level drivers would collection. The initial burdens on FMCSA Order 5610.1, published March
not be operational before the end of this training institutions and SDLAs will be 1, 2004 in the Federal Register (69 FR
3-year phase-in period. Thus, for the limited to startup activities. 9680). Accordingly, under Appendix 2,
first 3 years, the paperwork burden of Annual Burden Estimate: This paragraph 6(s) of FMCSA Order 5610.1,
this rule would be minor. The start-up proposal would result in an annual this action is categorically excluded
activities of training institutions and recordkeeping and reporting burden (CE) from further environmental
States would be the primary activities. estimated to be 137,192 hours, documentation. This CE relates to
Training institutions would incur a calculated as follows: establishing regulations and actions
burden as they revise their training Entry-level CDL drivers under the taken pursuant to these regulations
processes, and State driver-licensing currently approved information concerning the requirements for a driver
agencies (SDLAs) would incur a burden collection incur a burden of 10,808 to have a commercial motor vehicle
as they modify their systems to record hours, and this burden would remain in driver’s license. In addition, the Agency
information to be collected under this effect until OMB approval of a pending believes that the action includes no
proposed rule. revision of the information collection. extraordinary circumstances that would
The sole document required by this During the 3-year phase-in period, the have any effect on the quality of the
rule would be the Driver Training CDL-training institutions would incur environment. Thus, the action does not
Certificate (DTC). Under the proposed an estimated burden of 125,000 hours to require an environmental assessment or
rule, an individual would be required to revise their processes to conform to the an environmental impact statement. We
present the DTC to the SDLA in order requirements of this rule. During the have also analyzed the proposal under
to obtain a CDL. Existing training same period, State driver-licensing the Clean Air Act, as amended (CAA)
institutions may need to amend their agencies would incur a burden of 4,590 section 176(c), (42 U.S.C. 7401 et seq.)
‘‘diploma’’ so that it contains all the hours to modify their systems. The total and implementing regulations
information required for a DTC. The proposed annual burden is 137,192 promulgated by the Environmental
DTC must contain the information hours (7,602 + 125,000 + 4,590). Protection Agency. It would not result
specified by the rule. SDLAs would also Following the 3-year implementation in any emissions increase nor would it
experience a burden as they absorb the period, calculation of the PRA burden have any potential to result in emissions
mandates of this rule into their current would be revised because the rule that are above the general conformity
CDL licensing systems and processes. would be fully operational. rule’s de minimis emission threshold
For example, State systems would have FMCSA has submitted this NPRM and levels. Moreover, it is reasonably
to add the capacity to retain a copy of a supporting statement to OMB, foreseeable that the rule would not
the Driver Training Certificate. estimating the paperwork burdens of increase total CMV mileage, change the
We anticipate that this rule, following this proposal. The Agency is soliciting routing of CMVs, how CMVs operate, or
3 years of implementation, would comments to— the CMV fleet-mix of motor carriers.
impose additional information (1) Evaluate whether the proposed This action merely establishes training
collection burdens on driver training information requirement is necessary for requirements for drivers seeking to hold
institutions and SDLAs. The FMCSA the proper performance of the functions a commercial driver’s license.
will publish a notice within 3 years after of the Agency, including whether the
the effective date of this proposed rule. F. Privacy Impact Assessment
information will have practical utility,
This notice will contain an estimate of (2) Evaluate the accuracy of the Section 522 of the FY 2005 Omnibus
the burden for the following 3 years, Agency’s estimate of the burden, Appropriations Act, enacted December
and will seek public comment on it. (3) Enhance the quality, utility, and 8, 2004, (Note to 5 U.S.C. 552a) requires
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Need for and use of the information clarity of the information to be the Agency to conduct a privacy impact
to be collected: The information collected, and assessment (PIA) of a regulation that
collected under the requirements of this (4) Minimize the burden of the will affect the privacy of individuals.
proposed rule would enable FMCSA to collection of information on those who This rulemaking would require new
(1) Improve the safe driving of entry- are to respond, including the use of drivers pursuing a Commercial Drivers
level CDL drivers, (2) improve the appropriate automated, electronic, License (CDL) to obtain training that

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73242 Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules

follows a prescribed curriculum and is be required to reject the CDL application K. Energy Effects
provided by an accredited training of an entry-level driver who was unable We have analyzed this proposed
provider. The driver would then be to present evidence of having received action under Executive Order 13211,
responsible for providing a copy of a the training required by this NPRM. Actions Concerning Regulations That
certificate that reflects successful The FMCSA’s CDL program does not Significantly Affect Energy Supply,
completion of the training to the State have preemptive effect. It is a voluntary Distribution or Use. We have
Driver Licensing Agency (SDLA), upon program; States may withdraw at any determined preliminarily that it would
application for a CDL. The SDLA would time, although doing so would result in not be a ‘‘significant energy action’’
document receipt of this certificate on the loss of certain Federal-aid highway under that Executive Order because it
the driver’s record in the Commercial funds pursuant to 49 U.S.C. 31314. would not be economically significant
Driver License Information System FMCSA recognizes that, as a practical and would not be likely to have a
(CDLIS) and on the Motor Vehicle matter, this rule would have an impact significant adverse effect on the supply,
Record (MVR). The information would on State CDL programs. Accordingly, distribution, or use of energy.
be made available to authorized the Agency advised the National
personnel via CDLIS electronic inquiries List of Subjects
Governors’ Association (NGA) of these
and on the MVR obtained by employers proposed regulatory changes by letter 49 CFR Part 380
and drivers. The information will be
dated January 12, 2007, and offered Driver training, Instructor
held to the same level of security as
NGA officials an opportunity to meet requirements.
CDLIS.
Because the training institution would and discuss issues of concern to the
States. State and local governments will 49 CFR Part 383
create the training certificate, and the
States would examine and maintain the also be able to raise Federalism issues Administrative practice and
certificate and other records associated during the comment period for this procedure, Highway safety, and Motor
with the individual’s CDL, FMCSA has NPRM. carriers.
determined this proposed rule would The CDL program was authorized by 49 CFR Part 384
not result in a new or revised Privacy the Commercial Motor Vehicle Safety
Administrative practice and
Act System of Records for FMCSA. Act of 1986 (49 U.S.C. chapter 313).
procedure, Highway safety, and Motor
States have been issuing CDLs in
G. Federalism carriers.
accordance with Federal standards for
FMCSA has analyzed this proposed well over a decade. Because this rule In consideration of the foregoing,
rule in accordance with the principles would make only small, incremental FMCSA proposes to amend parts 380,
and criteria of Executive Order 13132, changes to the requirements already 383, and 384 of title 49, Code of Federal
‘‘Federalism,’’ and has determined that imposed on participating States, Regulations (49 CFR parts 380, 383, and
it does not have federalism FMCSA has determined that it would 384) as follows:
implications. not have substantial direct effects on the
The Federalism Order applies to PART 380—SPECIAL TRAINING
States, on the relationship between the REQUIREMENTS
‘‘policies that have federalism Federal and State governments, or on
implications,’’ which it defines as the distribution of power and 1. The authority citation for part 380
regulations and other actions that have responsibilities among the various continues to read as follows:
‘‘substantial direct effects on the States, levels of government. Authority: 49 U.S.C. 31133, 31136, 31307,
on the relationship between the national and 31502; sec. 4007(a) and (b) of Pub. L.
government and the States, or on the H. Civil Justice Reform
102–240 (105 Stat. 2151–2152); and 49 CFR
distribution of power and 1.73.
This proposed action would meet
responsibilities among the various
applicable standards in sections 3(a) §§ 380.107, 380.109, 380.201, 380.203, and
levels of government.’’ Sec. 1(a). The
and 3(b)(2) of Executive Order 12988, 380.205 [Amended]
key concept here is ‘‘substantial direct
Civil Justice Reform, to minimize 2. Amend §§ 380.107(a), 380.109(a)(1),
effects on the States.’’ Sec. 3(b) of the
litigation, eliminate ambiguity, and (5), (6), and (7), 380.201(a) introductory
Federalism Order provides that
reduce burden. text and (b), 380.203(b), and 380.205(b)
‘‘[n]ational action limiting the
policymaking discretion of the States I. Protection of Children by removing the words ‘‘the appendix to
shall be taken only where there is this part’’ and adding the words
constitutional and statutory authority FMCSA has analyzed this proposed ‘‘appendix A of this part’’ in their place.
for the action and the national activity action under Executive Order 13045,
is appropriate in light of the presence of Protection of Children from Subpart D—LCV Driver-Training
a problem of national significance.’’ Environmental Health Risks and Safety Certification
This proposed rule would not Risks. We have determined 3. Revise the heading of subpart D to
preempt any State or local law or preliminarily that this rulemaking read as set forth above.
regulation. It would establish training would not concern an environmental
standards applicable to entry-level risk to health or safety that may Subpart E—Entry-Level Training
commercial motor vehicle drivers. As disproportionately affect children. Requirements Before [date 3 years
part of the commercial driver’s license J. Taking of Private Property after effective date of final rule]
(CDL) program, State driver licensing
4. Revise the heading of subpart E to
agencies (SDLAs) would have to require This proposed rulemaking would not
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read as set forth above.


entry-level CDL applicants to present a effect a taking of private property or 5. Add § 380.500 to read as follows:
copy of a certificate from a training otherwise have taking implications
institution accredited by an agency under Executive Order 12630, § 380.500 Compliance date for training
approved by the U.S. Department of Governmental Actions and Interference requirements for entry-level trainees.
Education or the Council for Higher with Constitutionally Protected Property Compliance with the provisions of
Education Accreditation. SDLAs would Rights. this subpart is not required on and after

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[date 3 years after effective date of final [date 3 years after effective date of final visual presentations, computer-based
rule]. rule]. instruction, driving simulation devices,
6. Amend § 380.502 by revising or similar means. Instruction occurring
paragraph (b) to read as follows: § 380.601 Purpose and scope. outside a classroom is included if it
(a) Purpose. The purpose of this does not involve actual operation of a
§ 380.502 Definitions. subpart is to establish a minimum CMV and its components by the
* * * * * training program for entry-level drivers, student.
(b) As used in this subpart: as defined in § 380.605. Classroom instructor means a
Entry-level trainee is a driver with (b) Scope. This subpart establishes: qualified driver-instructor who provides
less than one year of experience (1) Minimum training requirements knowledge instruction that does not
operating a CMV with a CDL in for entry-level drivers who intend to involve the actual operation of a CMV
interstate commerce. operate commercial motor vehicles or its components.
Entry-level training is training the (CMVs) in interstate commerce; Entry-level driver means a person who
CDL driver receives in driver (2) Minimum standards for training applies for a CDL that would allow him/
qualification requirements, hours of institutions that offer entry-level driver her to operate a CMV in interstate
service of drivers, driver wellness, and training that meets the requirements of commerce.
whistle blower protection as appropriate this subpart; Qualified driver-instructor means an
to the entry-level trainee’s current (3) Minimum qualification instructor meeting the requirements
position in addition to passing the CDL requirements for CMV driver- contained in § 380.609. There are two
test. instructors; and types of qualified driver-instructors:
7. Amend § 380.503 by revising the (4) A CMV driver-training program (1) Classroom instructors, and
section heading and introductory text to that includes both the training topics set (2) Skills instructors.
read as follows: forth in appendix B to this part and Skills instructor means a qualified
behind-the-wheel instruction that is driver-instructor who provides behind-
§ 380.503 Entry-level training
requirements.
designed to provide an opportunity to the-wheel instruction involving the
develop the skills outlined under the actual operation of a CMV or its
Entry-level training must include Proficiency Development units of the components.
instruction addressing the following training program. Training institution means any
four areas: school, including a school operated by
* * * * * § 380.603 Applicability. a motor carrier, that is accredited by an
8. Amend § 380.501 by removing the (a) The rules in this subpart apply to agency recognized by the U.S.
words ‘‘entry-level drivers’’ and adding all entry-level drivers who intend to Department of Education (ED) or by the
the words ‘‘entry-level trainees’’ in their drive in interstate commerce and are Council for Higher Education
place. subject to the commercial driver’s Accreditation (CHEA), and any school
9. Amend §§ 380.505, 380.507, license (CDL) requirements of part 383 providing a program of truck-driver
380.509(a), and 380.513 introductory of this subchapter, except drivers training specifically accredited by an
text by removing the words removing applying for a restricted CDL under agency recognized by ED or CHEA.
the words ‘‘entry-level driver’’ each time § 383.3(e) through (g) of this subchapter.
they appear, and adding the words (b) A driver who holds a valid CDL § 380.607 Requirement to complete entry-
‘‘entry-level trainee’’ in their place. issued before [date 3 years after effective level driver training.
10. Amend § 380.513(e) by removing date of final rule] is not required to (a) A person who wishes to obtain a
the words ‘‘entry-level driver training’’ comply with this subpart except as commercial driver’s license (CDL) that
and adding the words ‘‘entry-level otherwise specifically provided. would allow him/her to operate a
training’’ in their place. (c) A driver whose CDL has been commercial motor vehicle (CMV) in
11. Add a new subpart F to read as revoked by the State of issuance for interstate commerce must first take and
follows: highway safety-related reasons, or successfully complete a driver-training
Subpart F—Entry-Level Driver Training and whose CDL expired more than 4 years program that meets the requirements of
Driver-Instructor Requirements On and prior to the date of reapplication for a this subpart and that is provided by a
After [Date 3 Years After Effective Date of CDL, must comply with the training institution, as defined in
Final Rule] requirements of this subpart when § 380.605. The specific types of
380.600 Compliance date for training reapplying for a CDL. knowledge and skills instruction that a
requirements for entry-level drivers. training program must include are
380.601 Purpose and scope. § 380.605 Definitions. outlined in appendix B to this part. A
380.603 Applicability. (a) The definitions in part 383 of this person who intends to operate a CMV
380.605 Definitions. subchapter apply to this subpart, except for which a Class A CDL is required
380.607 Requirement to complete entry- where otherwise specifically stated. must complete the training outlined in
level driver training. (b) As used in this subpart: Part I of appendix B to this part, and a
380.609 Entry-level driver-instructor Behind-the-wheel (BTW) training driver who intends to operate a CMV for
requirements. means training provided by a qualified
380.611 Driver testing.
which a Class B or C CDL is required
driver-instructor when the student has must complete the training outlined in
Subpart F—Entry-Level Driver-Training actual control of the power unit during Part II of appendix B to this part.
and Driver-Instructor Requirements On a driving lesson conducted on public or (b) A training institution must provide
and After [Date 3 Years After Effective private property. BTW training does not a Driver Training Certificate to the
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Date of Final Rule] include time spent riding in a CMV or driver-student who successfully
observing operation of a CMV when the completes entry-level driver training.
§ 380.600 Compliance date for training student is not in control of the vehicle. The certificate must contain the
requirements for entry-level drivers. Classroom instruction means training following items of information:
Compliance with the provisions of provided by a qualified driver-instructor (1) Date of issuance of the certificate.
this subpart is required on and after through lectures, demonstrations, audio- (2) Name of training institution.

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73244 Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules

(3) Mailing address of training (3) Meet all State requirements for a portion of the test will result in
institution. vocational instructor; automatic failure. Automatic test failure
(4) Name of agency that accredited the (4) Possess a valid CDL of the determinations are made at the sole
training institution. appropriate (or higher) class and with discretion of the qualified CMV driver-
(5) Name of driver. all endorsements necessary to operate instructor.
(6) A statement that the driver the CMVs for which training is to be
completed training under Part I of Appendix to Part 380 [Amended]
provided; and
appendix B to this part, for Class A (5) Have at least 2 years CMV driving 12. The appendix to part 380 is
training, or under Part II of Appendix B experience in a vehicle representative of redesignated as appendix A to part 380.
to this part, for Class B and C training. the class and type of CMV for which 13. Add appendix B to part 380 to
(7) A statement that the driver has training is to be provided. read as follows:
successfully completed training as
required by this subpart, substantially in § 380.611 Driver testing. Appendix B to Part 380—Entry-Level
accordance with the following sentence: (a) Testing methods. To successfully Driver Training Curriculum
‘‘I certify that [name of driver] has complete the CMV driver training Part I. Entry-Level Driver Training; Required
successfully completed the training program set forth in this subpart, an Minimum Program of Instruction for Class A
requirements set forth in the Federal entry-level driver-student must pass CDL Applicants
Motor Carrier Safety Regulations for knowledge and skills tests in Section 1—Basic Operation
entry-level drivers in accordance with accordance with the following Unit 1.1—Orientation
49 CFR part 380, subpart F. I declare (or requirements. Any qualified driver- Unit 1.2—Control systems
certify, verify, or state) under penalty of instructor may administer the written Unit 1.3—Vehicle inspection
knowledge test. The skills tests, based Unit 1.4—Basic control
perjury that the foregoing is true and
on actual operation of a CMV, must be Unit 1.5—Shifting
correct. Executed on (date). (Signature) Unit 1.6—Backing
(printed name of the certifying administered by a qualified CMV skills
Unit 1.7—Coupling and uncoupling
official).’’ instructor. Unit 1.8—Proficiency development
(c) An applicant for a CDL who (1) All tests must be constructed to Section 2 —Safe Operating Practices
expects to operate in interstate determine if the driver-student Unit 2.1—Visual search
commerce must present the original possesses the required knowledge and Unit 2.2—Communication
Driver Training Certificate to his/her skills set forth in appendix B of this Unit 2.3—Speed management
State driver’s license agency as part of part. Unit 2.4—Space management
the CDL application process. (2) Instructors may develop their own Unit 2.5—Night operations
tests for the specific type of CMV Unit 2.6—Extreme driving conditions
§ 380.609 Entry-level driver-instructor training program being taught, but those Unit 2.7—Proficiency development
requirements. Section 3—Advanced Operating Procedures
tests must be at least as stringent as the
Unit 3.1—Hazard perception
There are two types of CMV driver- requirements set forth in paragraph (b) Unit 3.2—Emergency maneuvers
instructors, classroom instructors and of this section. Unit 3.3—Skid control and recovery
skills instructors. To be a qualified (3) Qualified driver-instructors must Unit 3.4—Special situations
driver-instructor, a person must meet establish specific methods for scoring Section 4—Vehicle Maintenance
the conditions under paragraph (a) or (b) the knowledge and skills tests. Unit 4.1—Vehicle systems
of this section. (4) Passing scores must meet the Unit 4.2—Preventative maintenance and
(a) Classroom instructor. To qualify as requirements of paragraph (b) of this servicing
a CMV classroom instructor, a person section. Unit 4.3—Diagnosing malfunctions
must: (5) Each knowledge test must address Section 5—Non—Driving Activities
(1) Have audited or instructed that the training provided during both Unit 5.1—Handling cargo
Unit 5.2—Hours of service requirements
portion of the driver-training course classroom and behind-the-wheel Unit 5.3—Crash procedures
described in Appendix B to this part instruction, and include at least one Unit 5.4—Trip planning
that he/she intends to instruct, or, until question from each of the units listed in Unit 5.5—Miscellaneous topics
[date 5 years after the effective date of the relevant part of appendix B of this
the final rule], an equivalent program; part. For Class A applicants, the mandatory
(2) Be employed by a training (6) Each skills test must include all minimum hours of behind-the-wheel
institution; and the maneuvers and operations practiced training must be conducted in a
(3) Meet all State requirements for a during the proficiency development traditional tractor-trailer or truck-trailer
vocational instructor. units of instruction described in the combination vehicle for which a Class A
(b) Skills instructor. To qualify as a relevant part of appendix B of this part. CDL would be required.
CMV skills instructor, a person must: (b) Proficiency determinations. The In this appendix, the term ‘‘tractor
(1) Have instructed or successfully driver-student must meet the following trailer’’ includes a truck-trailer
completed that portion of the driver- conditions to be certified as having combination vehicle for which a Class A
training program described in Appendix successfully completed training under CDL would be required.
B to this part that he/she intends to this subpart: Section 1—Basic Operation
instruct, or, until [date 5 years after the (1) Answer correctly at least 80
[MINIMUM HOURS—Classroom—20; BTW—
effective date of the final rule], an percent of the questions on each 24; Total Hours—44]
equivalent program. The driver-training knowledge test; and
program he/she has completed or (2) Demonstrate that he/she can The units in this section must cover the
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interaction between the driver and the CMV.


instructed must be for the operation of successfully perform all of the skills
The student will receive instruction in the
CMVs representative of the class and addressed in paragraph (a)(6) of this Federal Motor Carrier Safety Regulations
type of CMV for which training is to be section. (FMCSRs) and will be introduced to the basic
provided; (c) Automatic test failure. Failure to CMV instruments and controls. The student
(2) Be employed by a training obey traffic laws or involvement in a will also receive basic instruction in the
institution; preventable crash during the skills Hazardous Materials regulations issued by

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the Pipeline and Hazardous Materials Safety driving range or on streets or roads that have Nearly all activity in this unit will take
Administration (PHMSA). The units in this low-density traffic conditions. place on public roadways in a full range of
section must also teach entry-level CDL traffic environments applicable to this
driver-trainees how to properly perform Section 2—Safe Operating Practices vehicle configuration. To the extent possible,
vehicle inspections, control the motion of [MINIMUM HOURS—Classroom—8; BTW— this must include urban and rural
CMVs under various road and traffic 17; Total Hours—25] uncontrolled roadways, expressways, or
conditions, shifting and backing techniques, freeways, under light, moderate, and heavy
The units in this section teach the practices
and how to properly couple and uncouple traffic conditions.
required for safe operation of the tractor-
tractor-trailers.
trailer on the highway. Entry-level CDL Section 3—Advanced Operating Procedures
During the off-street driving exercises
driver-trainees must be taught how to apply
required by this section, entry-level CDL [MINIMUM HOURS—Classroom—15; BTW—
their basic operating skills in a way that
driver-trainees must first familiarize 3; Total Hours—18]
ensures their safety and that of other road
themselves with the basic operating
users under various road, weather, and traffic The units in this section must introduce
characteristics of a CMV. Then, students
conditions. higher level skills that can be acquired only
must be able to perform the skills in each
Unit 2.1—Visual search. The purpose of after the more fundamental skills and
unit to a level of proficiency required to
this unit is to enable students to visually knowledge taught in sections one and two
permit safe transition to on-street driving.
search the road for potential hazards and have been mastered. Qualified driver-
Unit 1.1—Orientation. This unit must
critical objects. instructors must teach the perceptual skills
introduce students to the tractor-trailer
Unit 2.2—Communication. The purpose of necessary to recognize potential hazards, and
driver-training curriculum and the
this unit is to enable students to must demonstrate the procedures needed to
components of a tractor-trailer. The student
communicate their intentions to other road handle a CMV when faced with a hazard.
will learn the safety fundamentals, essential
users (e.g., proper signaling). Students will Unit 3.1—Hazard perception. The purpose
regulatory requirements (i.e., overview of
learn techniques for different types of of this unit is to enable students to recognize
FMCSRs/HM regulations), and driver communication on the road.
responsibilities not directly related to potential dangers in the driving environment
Unit 2.3—Speed management. The and to take appropriate defensive action(s)
driving. This unit must also include an purpose of this unit is to enable students to
overview of the applicability of State and before the dangers develop into emergency
manage speed effectively in response to situations. The unit must provide instruction
local laws relating to the safe operation of the various road, weather, and traffic conditions.
CMV. addressing the principles of recognizing
Emphasis must be placed upon maintaining hazards in sufficient time to reduce the
Unit 1.2—Control systems. This unit must safe vehicular speed.
introduce students to vehicle instruments severity of the hazard and neutralize possible
Unit 2.4—Space management. The emergency situations. Students must identify
and controls. The student will learn to read purpose of this unit is to enable students to
gauges and instruments correctly and learn road conditions and other road users that are
manage the space required for safe vehicle a potential threat to the safety of the tractor-
proper use of vehicle safety components, operation. Emphasis must be placed upon
including safety belts and mirrors. The trailer and suggest appropriate adjustments.
maintaining appropriate space surrounding Emphasis must be placed upon hazard
student will also learn to identify, locate, and the vehicle under various traffic and road
explain the function of each of the primary recognition, visual search, and response to
conditions. possible emergency-producing situations
and secondary controls including those Unit 2.5—Night operations. Students will
required for steering, accelerating, shifting, encountered by CMV drivers in various
learn how to operate safely at night. traffic situations. Included in this unit should
braking, and parking. Emphasis must be placed upon the factors
Unit 1.3—Vehicle inspection. This unit be a discussion of driver distraction issues
affecting operation of CMVs at night. Night (e.g., in-cab technology).
must stress to students the importance of driving presents specific factors that require
vehicle inspections and help them develop Unit 3.2—Emergency maneuvers. The
special attention on the part of the driver. purpose of this unit is to enable students to
the skills necessary for conducting pre-trip, Changes in vehicle safety inspection, vision,
en-route, and post-trip inspections. carry out appropriate responses when faced
communications, speed, and space with CMV emergencies. These must include
Unit 1.4—Basic control. This unit must management are needed to deal with the
introduce basic vehicular control and evasive steering, emergency braking, off-road
special problems night driving presents. recovery, brake failures, tire blowouts,
handling as it applies to tractor-trailers. This Unit 2.6—Extreme driving conditions. This
must include instruction addressing basic hydroplaning, skidding, jackknifing, and the
unit must provide instruction addressing the rollover phenomenon. The discussion must
tractor-trailer controls in areas such as driving of CMVs under extreme driving
executing sharp left and right turns, centering include a review of unsafe acts and the role
conditions. Emphasis must be placed upon they play in producing hazardous situations.
the vehicle, and maneuvering in restricted the factors affecting the operation of CMVs in
areas. Unit 3.3—Skid control and recovery. The
cold, hot, and inclement weather and on
Unit 1.5—Shifting. This unit must purpose of this unit is to teach the causes of
steep grades and sharp curves. Changes in
introduce shifting patterns and procedures to skidding and jackknifing and techniques for
basic driving habits are needed to deal with
the students so that they can proficiently avoiding and recovering from skids and
the specific problems presented by these
perform basic shifting maneuvers. This must jackknifes. The student must be able to
extreme driving conditions. Students will
include training each student to execute up maintain directional control and bring the
also learn proper tire chaining procedures in
and down shifting techniques on multi— CMV to a stop in the shortest possible
this unit.
speed dual range transmissions. distance while operating over a slippery
Unit 2.7—Proficiency development. This
Unit 1.6—Backing. This unit must prepare surface.
unit must provide entry-level CDL driver-
students to back-up the tractor-trailer safely. Unit 3.4—Special situations. Students will
trainees an opportunity to refine, within the
Unit 1.7—Coupling and uncoupling. This on-street traffic environment, their vehicle learn to recognize potential dangers and
unit must provide instruction for the student handling skills learned in Units 1.4, 1.8, and appropriate safety procedures to utilize at
to develop the skills necessary to conduct the the safe operating practices learned in Units railroad (RR) grade crossings, construction/
procedures for safe coupling and uncoupling 2.1 through 2.6. Driver-student performance work zones, and low clearance areas (e.g.,
of tractor-trailer units. progress must be closely monitored to CMV height restrictions).
Unit 1.8—Proficiency development. The determine when the level of proficiency Section 4—Vehicle Maintenance
purpose of this unit is to enable entry-level required for carrying out the basic traffic
[MINIMUM HOURS—Classroom—7; BTW—
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CDL driver-trainees to gain proficiency and maneuvers of stopping, turning, merging,


demonstrate the skills taught in Units 1.1 straight driving, curves, lane changing, 0; Total Hours—7]
through 1.7. The activities of this unit must passing, driving on hills, driving through This section is intended to provide entry-
consist of driving exercises that provide traffic restrictions, driving through level CDL driver-trainees with sufficient
practice for the development of basic control intersections, and parking has been attained. knowledge of the tractor-trailer and its
skills and mastery of basic maneuvers. Nearly Driver-students must also be assessed for systems and subsystems to ensure that they
all activity in this unit will take place on the compliance with all traffic laws. understand and respect their role in vehicle

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73246 Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules

inspection, operation, and maintenance and medical certification, medical examination and controls. The student will also receive
the impact of those factors upon highway procedures, general qualifications, basic instruction in the hazardous materials
safety and operational efficiency. responsibilities, and disqualifications based (HM) regulations issued by the Pipeline and
Unit 4.1—Vehicle systems. The purpose of on various offenses, orders, and loss of Hazardous Materials Safety Administration
this unit is to teach students to identify major driving privileges (49 CFR part 391, subparts (PHMSA). The units in this section must also
tractor/trailer systems. The goal is to explain B and E). teach students how to properly perform
their function, and how to check all key The student will learn about driver vehicle inspections and control the motion of
vehicle systems, e.g., engine, engine exhaust wellness. Basic health maintenance the vehicle under various road and traffic
auxiliary systems, brakes, drive train, including diet and exercise and the conditions.
coupling systems, and suspension. The importance of avoiding excessive use of During the driving exercises at off-highway
student will be provided with a detailed alcohol must be covered in this unit. locations required by this section, students
description of each system, its importance to The right of an employee to question the must first familiarize themselves with the
safe and efficient operation, and what is safety practices of an employer without basic operating characteristics of the CMV.
needed to keep the system in good operating incurring the risk of losing a job or being Students must be able to perform the skills
condition. subject to reprisals simply for stating a safety learned in each unit to a level of proficiency
Unit 4.2—Preventative maintenance and concern is included in this unit. The student required to permit safe transition to on-street
servicing. The purpose of this unit is to will become familiar with the whistleblower driving.
introduce students to the basic servicing and protection regulations in 29 CFR Part 1978. Unit 1.1—Orientation. This unit must
checking procedures for various engine and introduce students to the driver training
vehicle components and to help develop Part II. Entry-Level Driver Training;
Required Minimum Program of Instruction curriculum and the components of the
their ability to perform preventative
for Class B and C CDL Applicants vehicle. The student will learn the safety
maintenance and simple emergency repairs.
fundamentals, essential regulatory
Unit 4.3—Diagnosing malfunctions. The Section 1—Basic Operation requirements (i.e., overview of FMCSRs/HM
purpose of this unit is to enable the students Unit 1.1—Orientation regulations), and driver responsibilities not
to diagnose vehicle malfunctions and to Unit 1.2—Control systems directly related to driving. This unit must
perform emergency maintenance procedures Unit 1.3—Vehicle inspection
correctly. also include an overview of the applicability
Unit 1.4—Basic control of State and local laws relating to the safe
Section 5—Non-Driving Activities Unit 1.5—Backing operation of the CMV.
Unit 1.6—Proficiency development Unit 1.2—Control systems. This unit must
[MINIMUM HOURS—Classroom—26; BTW— Section 2 —Safe Operating Practices introduce students to vehicle instruments
0; Total Hours 26] Unit 2.1—Visual search
and controls. The student will learn to read
The units in this section are designed to Unit 2.2—Communication
gauges and instruments correctly and learn
prepare entry-level CDL driver-trainees to Unit 2.3—Speed management
correct use of vehicle safety components,
handle those responsibilities of a tractor- Unit 2.4—Space management
including use of mirrors and proper safety
trailer driver that do not involve operating Unit 2.5—Night operations
belt use for both driver and passengers.
the CMV. The units in this section must Unit 2.6—Extreme driving conditions
Unit 1.3—Vehicle inspection. This unit
ensure these activities are performed in a Unit 2.7—Proficiency development
must stress to students the importance of
manner that ensures the safety of the driver, Section 3—Advanced Operating Procedures
vehicle inspections and help them develop
vehicle, cargo, and other road users. Unit 3.1—Hazard perception
the skills necessary for conducting pre-trip,
Unit 5.1—Handling cargo. The purpose of Unit 3.2—Emergency maneuvers
en-route, and post-trip inspections.
this unit is to enable students to understand Unit 3.3—Skid control and recovery
Unit 1.4—Basic control. This unit must
the basic theory of cargo weight distribution, Unit 3.4—Special situations
introduce basic vehicular control and
cargo securement on the vehicle, cargo Section 4—Vehicle Maintenance
handling. This must include instruction
covering, and techniques for safe and Unit 4.1—Vehicle systems
addressing basic vehicular control in areas
efficient loading/unloading in the classroom Unit 4.2—Preventative maintenance and
such as executing sharp left and right turns.
followed by practical demonstration and servicing
Unit 1.5—Backing. This unit must prepare
practice. Basic information regarding the Unit 4.3—Diagnosing malfunctions
students to back the vehicle safely,
proper handling and documentation of Section 5—Non-Driving Activities
particularly related to the safety of
hazardous materials cargo will also be Unit 5.1—Handling cargo
pedestrians.
covered in this unit. Unit 5.2—Hours of service requirements
Unit 1.6—Proficiency development. The
Unit 5.2—Hours of service requirements. Unit 5.3—Crash procedures
purpose of this unit is to enable entry-level
The purpose of this unit is to enable students Unit 5.4—Trip planning
CDL driver-trainees to gain proficiency and
to understand the basic concepts and Unit 5.5—Miscellaneous topics
demonstrate the skills taught in Units 1.1
requirements of the FMCSRs—Part 395,
For Class B applicants, the mandatory through 1.5. The activities of this unit must
‘‘Hours of Service of Drivers’’—and to
minimum hours of behind-the-wheel training consist of driving exercises that provide
develop the ability to complete a Driver’s
must be conducted in a representative practice for the development of basic control
Daily Log and logbook recap. The issues of
vehicle for that class of license. skills and mastery of basic maneuvers. Nearly
driver fatigue and staying alert will also be
For Class C applicants, the mandatory all activity in this unit will take place on the
covered in this unit.
minimum hours of behind-the-wheel training driving range or on streets or roads that have
Unit 5.3—Crash procedures. The purpose
must be conducted in a straight-truck having low-density traffic conditions.
of this unit is to teach students how to follow
a gross vehicle weight rating of at least
safe and legal procedures at a crash scene. Section 2—Safe Operating Practices
Unit 5.4—Trip planning. This unit must 14,000 pounds. Where appropriate in Class C
address the importance of and requirements training, the use of a trailer in addition to the [MINIMUM HOURS—Classroom—8; BTW—
for planning routes and trips. This required straight-truck is recommended. 12; Total Hours—20]
instruction must address the importance of Section 1—Basic Operation The units in this section teach the practices
planning the safest route, including planning required for safe operation of the vehicle on
for rest stops, heavy traffic areas, rail- [MINIMUM HOURS—Classroom—15; BTW— the highway. Entry-level CDL driver-trainees
highway grade-crossing safe clearance, etc. 18; Total Hours—33] must be taught how to apply their basic
jlentini on PROD1PC65 with PROPOSALS2

Classroom discussion must include The units in this section must cover the operating skills in a way that ensures their
information on the importance of and interaction between the driver and the safety and that of other road users under
requirements for planning trips, Federal and commercial motor vehicle (CMV). The entry- various road, weather, and traffic conditions.
State requirements on the need for permits, level CDL driver-trainee will receive Unit 2.1—Visual search. The purpose of
and vehicle size and weight limitations. instruction in the Federal Motor Carrier this unit is to enable students to visually
Unit 5.5—Miscellaneous topics. In this Safety Regulations (FMCSRs) and will be search the road for potential hazards and
unit, students will learn the Federal rules on introduced to the basic vehicle instruments critical objects.

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Unit 2.2—Communication. The purpose of Unit 3.1—Hazard perception. The purpose Unit 4.3—Diagnosing malfunctions. The
this unit is to enable students to of this unit is to enable students to recognize purpose of this unit is to enable the students
communicate their intentions to other road potential dangers in the driving environment to diagnose vehicle malfunctions and to
users (e.g., proper signaling). Students will and to take appropriate defensive action(s) perform emergency maintenance procedures
learn techniques for different types of before the dangers develop into emergencies. correctly.
communication on the road. The unit must provide instruction addressing
the principles of recognizing hazards in Section 5—Non-Driving Activities
Unit 2.3—Speed management. The
purpose of this unit is to enable students to sufficient time to reduce the severity of the [MINIMUM HOURS—Classroom—19; BTW–
manage speed effectively in response to hazard and neutralize possible emergencies. 0; Total Hours 19]
various road, weather, and traffic conditions. Students must identify road conditions and
The units in this section are designed to
Emphasis must be placed upon maintaining other road users that are a potential threat to
prepare entry-level CDL driver-trainees to
safe vehicular speed. safety of the vehicle and suggest appropriate
handle those responsibilities of a CMV driver
Unit 2.4—Space management. The adjustments. Emphasis must be placed upon
that do not involve operating the vehicle. The
purpose of this unit is to enable students to hazard recognition, visual search, and
units in this section must ensure these
manage the space required for safe vehicle response to possible emergency-producing
activities are performed in a manner that
operation. Emphasis must be placed upon situations encountered in various traffic
ensures the safety of the driver, vehicle,
maintaining appropriate space surrounding situations. Included in this unit should be a
passengers, cargo, and other road users.
the vehicle under various traffic and road discussion of driver/passenger relationships
Unit 5.1—Handling cargo. The purpose of
conditions. relating to driver distraction issues.
this unit is to enable students to understand
Unit 2.5—Night operations. Students will Unit 3.2—Emergency maneuvers. The
the basic theory of cargo weight distribution,
learn how to operate safely at night. purpose of this is unit is to enable students
cargo securement on the vehicle, covering,
to carry out appropriate responses when
Emphasis must be placed upon the factors and techniques for safe and efficient loading/
faced with CMV emergencies. These must
affecting operation of CMVs at night. Night unloading in the classroom followed by
include evasive steering, emergency braking,
driving presents specific factors that require practical demonstration and practice. Basic
off-road recovery, brake failures, tire
special attention on the part of the driver. information regarding the proper handling
blowouts, hydroplaning, skidding, and the
Changes in vehicle safety inspection, vision, and documentation of hazardous materials
rollover phenomenon. Instruction about the
communications, speed, and space cargo will also be covered in this unit.
vehicle’s center of gravity and weight
management are needed to deal with the Unit 5.2—Hours of service requirements.
distribution shifts which increases the risk of
special problems night driving presents. The purpose of this unit is to enable students
rollover should be covered in this unit. The
Unit 2.6—Extreme driving conditions. This to understand the basic concepts and
discussion must include a review of unsafe
unit must provide instruction addressing the requirements of the FMCSRs—Part 395,
acts and the role they play in producing
driving of CMVs under extreme driving ‘‘Hours of Service of Drivers’’—and to
hazardous situations.
conditions. Emphasis must be placed upon develop the ability to complete a Driver’s
Unit 3.3—Skid control and recovery. The
the factors affecting the operation of CMVs in Daily Log and logbook recap. The issues of
purpose of this unit is to teach the causes of
the extreme driving conditions of ice, snow, driver fatigue and staying alert will also be
skidding and techniques for avoiding and
rain, and wind. Changes in basic driving covered in this unit.
recovering from skids. The student must be
habits are needed to deal with the specific Unit 5.3—Crash procedures. The purpose
able to maintain directional control and bring
problems presented by these types of driving of this unit is to teach students how to follow
the CMV to a stop in the shortest possible
conditions. safe and legal procedures at a crash scene.
distance while operating over a slippery
Unit 2.7—Proficiency development. This Unit 5.4—Trip planning. This unit must
surface.
unit must provide entry-level CDL driver- address the importance of and requirements
Unit 3.4—Special situations. Students will
trainees an opportunity to refine, within the for planning routes and trips. This
learn to recognize potential dangers and
on-street traffic environment, their vehicle instruction must address the importance of
appropriate safety procedures to utilize at
handling skills learned in Section 1, and the planning the safest route, including planning
railroad (RR) grade crossings and
safe operating practices learned in Section 2. for rest stops, heavy traffic areas, etc.
construction/work zones.
Driver-student performance progress must be Unit 5.5—Miscellaneous topics. In this
closely monitored to determine when the Section 4—Vehicle Maintenance unit, students will learn the Federal rules on
level of proficiency required for carrying out medical certification, medical examination
[MINIMUM HOURS—Classroom—5; BTW–0; procedures, general qualifications,
the basic traffic maneuvers of stopping, Total Hours—5]
turning, merging, curves, lane changing, responsibilities, and disqualifications based
passing, driving through traffic restrictions, This section is intended to provide entry- on various offenses, orders, and loss of
driving through intersections, and parking level CDL driver-trainees with sufficient driving privileges (49 CFR part 391, subparts
knowledge of the CMV and its systems and B and E).
has been attained. Driver-students must also
subsystems to insure that they understand The student will learn about driver
be assessed for compliance with all traffic
and respect their role in vehicle inspection, wellness. Basic health maintenance
laws.
operation, and maintenance and the impact including diet and exercise and the
Nearly all activity in this unit will take
of those factors upon highway safety and importance of avoiding excessive use of
place on public roadways in a full range of
operational efficiency. alcohol must be covered in this unit.
traffic environments applicable to the vehicle
Unit 4.1—Vehicle systems. The purpose of The right of an employee to question the
configuration. To the extent possible, this
this unit is to teach students to identify major safety practices of an employer without
must include urban and rural uncontrolled
CMV systems. The goal is to explain their incurring the risk of losing a job or being
roadways, expressways, or freeways, under
function, and how to check all key vehicle subject to reprisals simply for stating a safety
light, moderate, and heavy traffic conditions. systems, e.g., engine, engine exhaust concern is included in this unit. The student
Section 3—Advanced Operating Procedures auxiliary systems, brakes, and drive train. will become familiar with the whistleblower
The student will be provided with a detailed protection regulations in 29 CFR part 1978.
[MINIMUM HOURS—Classroom–11; BTW–2; description of each system, its importance to The student will learn about proper
Total Hours—13] safe and efficient operation, and what is passenger safety/protection including
The units in this section must introduce needed to keep the system in good operating instruction in the proper use of emergency
higher level skills that can be acquired only condition. flares and fire extinguishers.
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after the more fundamental skills and Unit 4.2—Preventative maintenance and
knowledge taught in sections one and two servicing. The purpose of this unit is to PART 383—COMMERCIAL DRIVER’S
have been mastered. Qualified driver- introduce students to the basic servicing and LICENSE STANDARDS;
instructors must teach the perceptual skills checking procedures for various engine and REQUIREMENTS AND PENALTIES
necessary to recognize potential hazards, and vehicle components and to help develop
must demonstrate the procedures needed to their ability to perform preventative 14. The authority citation for part 383
handle a CMV when faced with a hazard. maintenance and simple emergency repairs. continues to read as follows:

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73248 Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules

Authority: 49 U.S.C. 521, 31136, 31301 et (2) On and after [date 3 years after vehicle for a period of at least 60
seq., 31502; sec. 214 of Pub. L. 106–159, 113 effective date of final rule], must require consecutive days.
Stat. 1766, 1767; sec. 1012(b) of Pub. L. 107– drivers upgrading to a Class A CDL from
56, 115 Stat. 397; sec. 4140 of Pub. L. 109– * * * * *
59, 119 Stat. 1144; and 49 CFR 1.73.
a Class B or C CDL to complete all of 17. Revise § 383.95 to read as follows:
the training required in Part I of
15. Amend § 383.71 by adding Appendix B to part 380 of this § 383.95 Restrictions on the CDL.
paragraph (a)(10) to read as follows: subchapter. (a) Air brake restriction. (1) If an
§ 383.71. Driver application (3) On and after [date 3 years after applicant either fails the air brake
procedures. effective date of final rule], must require component of the knowledge test, or
that a person with a CDL restricted to performs the skills test in a vehicle not
(a) * * * equipped with air brakes, the State must
(10) On and after [date 3 years after intrastate operations only who applies
for an unrestricted CDL successfully indicate on the CDL, if issued, that the
effective date of final rule], a person person is restricted from operating a
who operates or expects to operate in complete the training required by
subpart F of part 380 of this subchapter CMV equipped with air brakes.
interstate commerce must provide to the (2) For the purposes of the skills test
State of issuance a copy of the Driver if the application is within 3 years of the
issuance of the ‘‘intrastate operations and the restriction, air brakes include
Training Certificate required by subpart any braking system operating fully or
F of part 380 of this subchapter showing only’’ restricted CDL, or
(4) On and after [Date 3 years after partially on the air brake principle.
that the applicant has successfully (b) Intrastate restriction. On and after
completed the training required therein. effective date of the final rule], may
[date 3 years after effective date of final
A person who operates or expects to exempt from the training required by
rule] if an applicant has not completed
operate entirely in intrastate commerce subpart F of part 380 a person with a
the training specified in subpart F of
and is not subject to subpart F of part CDL restricted to intrastate operations
part 380 of this subchapter, the State
380 is subject to State driver only who applies for an unrestricted
must restrict the license to intrastate
qualification requirements and must CDL, if the application is more that 3
operations only. This ‘‘intrastate
certify that he/she is not subject to years after the date of issuance of the
operations only’’ restriction may be
subpart F of part 380. ‘‘intrastate operations only’’ restricted
removed without requiring the training
* * * * * CDL and the applicant demonstrates
so specified after three years if the
16. Amend § 383.73 by adding that during the 3 years prior to applying
driver meets the requirements in
paragraph (a)(6), and revising for removal of the restriction, he/she:
§ 383.73(d)(4).
paragraphs (a)(3)(ii), (d), and (g) to read (i) Has not had more than one license; 18. Amend § 383.153 by adding
as follows: (ii) Has not had any license paragraph (a)(10) to read as follows:
suspended, revoked, or canceled;
§ 383.73 State procedures. (iii) Has not had any convictions for § 383.153 Information on the document
(a) * * * any type of motor vehicle for the and application.
(3) * * * disqualifying offenses contained in (a) * * *
(ii) A check with the CDLIS to § 383.51(b); (10) The restrictions on the driver’s
determine whether the driver applicant operating privileges, if any, indicated as
(iv) Has not had more than one
has already been issued a CDL, whether follows:
conviction for any type of motor vehicle
the applicant’s license has been (i) ‘‘A’’ for air brakes.
for serious traffic violations contained (ii) ‘‘I’’ for intrastate only.
suspended, revoked, or canceled, or if
in § 383.51(c);
the applicant has been disqualified from * * * * *
operating a commercial motor vehicle, (v) Has not had any conviction in a
and, if the CDL was issued on or after CMV for the disqualifying offenses in PART 384—STATE COMPLIANCE
[date 3 years after effective date of final § 383.51(d) or (e); and WITH COMMERCIAL DRIVER’S
rule], whether the applicant has (vi) Has not had any conviction for a LICENSE PROGRAM
completed the training required by violation of State or local law relating to
motor vehicle traffic control (other than 19. The authority citation for part 384
subpart F of part 390 of this subchapter;
a parking violation) arising in continues to read as follows:
* * * * *
(6) On and after [date 3 years after connection with any traffic crash, and Authority: 49 U.S.C. 31136, 31301 et seq.,
effective date of final rule], for persons has no record of a crash in which he/ 31502; sec. 103 of Pub. L. 106–159, 113 Stat.
she was at fault. 1753, 1767; sec. 4140 of Pub. L. 109–59, 119
who operate or expect to operate in Stat. 1144; and 49 CFR 1.73.
interstate commerce, or who are (5) Must complete a check of the
driver applicant’s record as described in 20. Add § 384.230 to read as follows:
otherwise subject to subpart F of part
380 of this subchapter, obtain a copy of § 383.73(a)(3). § 384.230 Entry-level training certificate.
the Driver Training Certificate required * * * * * On and after [date 3 years after
by subpart F of part 380 showing that (g) Penalties for false information. If a effective date of final rule] a State may
the applicant has successfully State determines, in its check of an not issue a new CDL, a CDL upgraded
completed the training required therein, applicant’s license status and record from intrastate to interstate, or a CDL
document such training in the CDLIS prior to issuing a CDL, or at any time upgraded from one class to another,
driver’s history file, and maintain a after the CDL is issued, that the unless it follows the procedures
copy of the certificate. applicant has falsified information prescribed in § 383.73 of this subchapter
* * * * * contained in subpart J of this part or any for obtaining the Driver Training
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(d) License upgrades. Prior to issuing of the certificates or certifications Certificate required by subpart F of part
an upgrade of a CDL, a State: required in § 383.71(a), the State must at 380 of this subchapter showing that the
(1) Must require such driver applicant a minimum suspend, cancel, or revoke applicant has successfully completed
to provide certifications, pass tests, and the person’s CDL or his/her pending the entry-level driver training required
meet applicable hazardous materials application, or disqualify the person therein. Prior to that date, a State may
standards specified in § 383.71(d). from operating a commercial motor not require an applicant to present a

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Federal Register / Vol. 72, No. 246 / Wednesday, December 26, 2007 / Proposed Rules 73249

Driver Training Certificate in order to Issued on: December 17, 2007.


obtain a CDL. John H. Hill,
Administrator.
[FR Doc. E7–24769 Filed 12–21–07; 8:45 am]
BILLING CODE 4910–EX–P
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