CLAUSE 35

Introductory sub-table (I)(a)

NAME OF THE COMPANY : EM PEE SUGARS AND CHEMICALS LTO
: 500132 NAME OF THE SCRIP:
CLASS OF SECURITY: EQUITY
SCRIP CODE
QUARTER ENDED:
SHAREHOLDING PATTERN AS ON : 31-Dec-2014
No. of partly
As a % of total no.
Partly paid-up shares:paid-up shares
of partly paid-up
shares
Held by promoter/promoter qroup
Held by public
Total- D
NO.of outstanding
As a % of total no. of
Outstanding convertible securities:outstanding convertible
securities
securities

Held by promoter/promoter qroup

Held by public
Total- E
Warrants:-

Held by promoter/promoter qroup

Held by public
Total- F
Total paid-up capital of the company,
assuming full Conversion of warrants and
convertible securities

No.of warrants

41972900

As a % of total no. of
warrants

As a % of total no.
of shares of the
company

As a % of total no. of
of shares of the
company, assuming
full conversion of the
convertible securities

As a % of total no. of
of shares of the
company, assuming
full conversion of
warrants

Statement Showing Shareholding

. Table (I)(a)
Categ
ory
code

Category of
Shareholder

Number of
Shareholder

Total
number
of shares

SHAREHOlDING
OF PROMOTER
PROMOTER GROUP
INDIAN
INDIVIDUALS/HINDU
UNDIVIDED
FAMilY
CENT.RAl GOVERNMENT/
STATE GOVERNMENT(S)
BODIES CORPORATE
FINANCIAL INSTITUTIONS/
BANKS
ANY OTHER

Pattern

Number of
shares held in
dematerialized
form

Total shareholding
as a
Shares Pledged
percentage of total
or otherwise
An
r
n
ASA %
Number
As a
ASA %
OF IA+B\
OF IA+B+C\
of shares
nercentaae (IX)~
lVlII
lVll
(Villi
lVlllI/IIV\*100

AND

a
2

a
27582023

0.0000
65.7138

0.0000
65.7138

0.0000
0.0000
0.0000
0.0000

0.0000
0.0000
0.0000
0.0000

0.0000
0.0000
0.0000

0.0000
0.0000
0.0000

0.0000
0.0000

0.0000
0.0000

10.9237
0.0000

10.9237
0.0000

3805
302168
45238
351211

0.0090
0.7199
0.1077
0.8367

0.0090
0.7199
0.1077
0.8367

0.0000
0.0000
0.0000

0.0000
0.0000
0.0000

27582023

FOREIGN
INDIVIDUALS (NONRESIDENT INDIVIDUALS/
FOREIGN INDIVIDUALS)
BODIES CORPORATE
INSTITUTIONS
QUALIFIED FOREIGN INVESTOR
ANY OTHER

TOTAL SHARE HOLDING OF

PROMOTER AND PROMOTER
(A)(1)+(A)(2)
GROUP (A)

PUBLIC SHAREHOlDING
INSTITUTIONS
MUTUAL FUNDS/UTI
FINANCIAL INSTITUTIONS/
BANKS
CENTRAL GOVERNMENT/
STATE GOVERNMENT(S)
VENTURE CAPITAL FUNDS
INSURANCE COMPANIES
FOREIGN INSTITUTIONAL
INVESTORS
FOREIGN VENTURE
CAPITAL INVESTORS
QUALIFIED FOREIGN INVESTOR
ANY OTHER

NON-INSTITUTIONS
BODIES CORPORATE
INDIVIDUALS I INDIVIDUAL SHAREHOLDERS
HOLDING NOMINAL SHARE CAPITAL
UPTO RS. 1 lAKH
II INDIVIDUAL SHAREHOLDERS
HOLDING NOMINAL SHARE CAPITAL
IN EXCESS OF RS. 1 lAKH
QUALIFIED FOREIGN INVESTOR
ANY OTHER
CLEARING MEMBERS
HINDU UNDIVIDED FAMILIES
NON RESIDENT INDIANS

81

o
5
133
41
179

4585009

a
3805
302168
45238
351211

4549409

TOTAL PUBLIC SHAREHOLDING

B) (B)(1)+(B)(2)

SHARES HELD BY
CUSTODIANS AND AGAINST
WHICH DEPOSITORY RECEIPTS
HAVE BEEN ISSUED
Promoter and Promoter Group
Public
TOTAL CUSTODIAN IC)

a
a
o

a
0

o
o

0
20450332

0.0000
74.1436

0.0000

O.OODO
0.0000
0.0000

EM PEE SUGARS AND CHEMICALS

LTD

(I)

1
2
3
4
5
6
7
8
9

(II)
EMPEE DISTillERIES
LIMITED
EMPEE HOLDINGS l TD
SHEEJU PURUSHOTHAMAN
M P PURUSHOTHAMAN
SHEENA PURUSHOTHAMAN
NISHA PURUSHOTHAMAN
A KARUNA
SHAJI PURUSHOTHAMAN
M P PURUSHOTHAMAN
TOTAL
(III)
26622102
959921
30000
815910
27000
28300
58250
28100
631681
29201264

No. of
Shares
held

(IV)
63.4268
2.2870
0.0714
1.9438
0.0643
0.0674
0.1387
0.0669
1.5049
69.5717

Asa%of
grand total
(A)+(B)+(C)

21110607

a
a
a

14433

15300
630542

(V)
20450332

No. of
Shares
held

(VI)= (V)/
(111)*100
76.8171
0.0000
51.0000
77.2808
0.0000
51.0000
0.0000
0.0000
0.0000
72.2934

As a
percentage

(VII)
48.7227
0.0000
0.0364
1.5022
0.0000
0.0343
0.0000
0.0000
0.0000
50.2958

belonging

to the

(VIII)

a
a
a
a
a
a
a
a
a

Number of
warrants
held

(IX)
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000

Asa%
total
number of
warrants
of the
same class

Details of warrants

of persons

Asa%of
grand total
(A)+(B)+(C)
of
sub-clause

(I)(b) Statement showing holding of securities (including shares, warrants, convertible securities)
category "Promoter and Promoter Group"
- 31-Dec-2014
Details of Shares held
Sr.No
Name of the shareholder
Encumbered shares (*)

(X)

a
a
a
a
a
a
a
a
a

(XI)
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000

Details of convertible
securities
Number of
Asa%
convertible
total
securities
number of
convertible
held
securities
of the
same class

(XII)
63.4268
2.2870
0.0714
1.9438
0.0643
0.0674
0.1387
0.0669
1.5049
69.5717

~I.~.~
_~~"~I

Total shares
(including
underlying
shares
assuming full
conversion of
warrants and
convertible
securities) as
a % of diluted

shares warrants, convertible

DITOTAL

DISANJU
11200000011

SUDHIR KOTHARI 1120000001

4.764911

4.7649 I

at para(l)(a)

011

all
0.000011

0.000011

011

all

",'

4.76491
0.000011

~~'

~o\f-l.

j;
l~--!'"

".

.\

"!,\.,.
.......

!P--r
~!~/

4.76491

..

0.000011

Total shares
(including
underlying
shares
assuming full
conversion of
warrants and
convertible
securities) as
a % of diluted

securities) of oersons belonaina to the

cateco v "Public" and holdin~ more than 1% of the total number of shares
- 31-Dec-2014
Details of convertible
Sr.No
Name of the shareholder
No. of
Details of
Shares as a
seCl ritiA~
Shares
percentage of
warrants
%w.r.t
Number of
Asa%
Number of
held
total number
warrants
total
convertible
total
of shares
held
number of
securities
number of
{Le., Grand
warrants
held
convertible
Total
securities
of the
(A)+(B)+(C)
of the
same class
indicated in
same class
Statement

Il)lc)(j) Statemen't showina holdina of securities lincludin~

IEMPEE SUGARS AND CHEMICALS LTD

NIL

.1..-

PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company - 31-Dec-2014
Sr.No
Name(s) of the shareholder(s)
Shares as a
Details of
Details of convertible
Total shares
No. of
(including
and the Persons acting in
Shares
percentage of
warrants
securities
%w.r.t
Number of
Asa%
Number of
Concert (PAC) with them
underlying
held
total number
warrants
total
convertible
total
shares
of shares
number of
securities
number of
held
assuming full
{Le., Grand
convertible
warrants
held
conversion of
Total
securities
of the
(A)+(B)+(C)
warrants and
same class
of the
convertible
indicated in
same class
securities) as
Statement
a % of diluted
at para(l)(a)

(I)(c)(ii) Statement stiowing holding of securities (including shares, warrants, convertible securities) of persons (together with

EMPEE SUGARS AND CHEMICALS LTD

01
NIL

II

II

fl)(d) Statement Showin~ Details of Locked-In Shares - 31-Dec-2014

Sr.No
Name of the shareholder
Number of
Locked-In Shares As A %
Locked In
Of Total Number of Shares
Shares
{Le., Grand Total
(A)+(B)+(C) Indicaetd in
Statement at Para (I)(a)
Above}

IEMPEE SUGARS AND CHEMICALS LTD

II

-.;;;c..;:.~

".p.

~~.;;:l\.'
..... 'Ii
'~.t:y:;,Sc' /.n
~f.I:J '9 s,;~'~Jt

//,i'!r2'" .

\\':',i............
: .'

Promoter I Promoter
Group I Public

NIL

(lI)(a) Statement Showing Details of Depository Receipts (DRs) - 31-Dec-2014

Sr.No
Type of
Number of
Number of
Shares Underlying Outstanding
Outstanding DR
Outstanding
Shares
DRs As A % OF Total Number of
(ADRs, GDRs,
DRs
Underlying
Shares {Le., Grand Total
SDRs,etc.)
Outstanding
(A)+(B)+(C) Indicated in
DRs
Statement at Para (I)(a)
Above}

EMPEE SUGARS AND CHEMICALS LTD

I
I
I
I

Sr.No

II
II
II
II
NIL

NAME OF THE
DR HOLDER

II
II
II
II

Type of
Outstanding DR
(ADRs, GDRs,
SDRs,etc.)

II
II
II
II

II
II
II
=:=11

Number of
Shares
Underlying
Outstanding
DRs

Shares Underlying Outstanding

DRs As A % OF Total Number of
Shares {Le., Grand Total
(A)+(B)+(C) Indicated in
Statement at Para (I)(a)
Above}

I
I
I
I

lI)(b) STATEMENT SHOWING HOLDING OF DEPOSITORY RECEIPTS (DRs), WHERE UNDERLYING SHARES H
PROMOTER/PROMOTER
GROUP ARE IN EXCESS OF 1% OF THE TOTAL NUMBER OF SHARES - 31-Dec-20

IEMPEE SUGARS AND CHEMICALS LTD