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36468 Federal Register / Vol. 72, No.

127 / Tuesday, July 3, 2007 / Notices

copy of ‘‘Healthy People 2010’’ at http:// reasonable assurance of the safety and approval. The agency determines
www.health.gov/healthypeople. effectiveness of the devices. This notice whether new devices are substantially
also summarizes the basis for the equivalent to previously marketed
Smoke-Free Workplace
agency’s decision. devices by means of premarket
The PHS strongly encourages all grant FOR FURTHER INFORMATION CONTACT: notification procedures in section 510(k)
recipients to provide a smoke-free Heather S. Rosecrans, Center for Devices of the act (21 U.S.C. 360(k)) and 21 CFR
workplace and discourage the use of all and Radiological Health (HFZ–404), part 807, subpart E, of the regulations.
tobacco products. In addition, Public Food and Drug Administration, 9200 A preamendments device that has
Law 103–227, the Pro-Children Act of Corporate Blvd., Rockville, MD 20850, been classified into class III may be
1994, prohibits smoking in certain 240–276–4021. marketed, by means of premarket
facilities (or in some cases, any portion notification procedures, without
of a facility) in which regular or routine SUPPLEMENTARY INFORMATION:
submission of a Premarket Application
education, library, day care, health care, I. Classification and Reclassification of (PMA) until FDA issues a final
or early childhood development Devices Under the 1976 Amendments regulation under section 515(b) of the
services are provided to children. This act (21 U.S.C. 360e(b)) requiring
The Federal Food, Drug and Cosmetic
is consistent with the PHS mission to premarket approval.
Act (the act) (21 U.S.C. 301 et seq.), as
protect and advance the physical and Reclassification of classified
amended by the 1976 amendments preamendments devices is governed by
mental health of the American people.
(Public Law 94–295), the Safe Medical section 513(e) of the act. This section of
Authority and Regulations Devices Act of 1990 (SMDA) (Public the act provides that FDA may, by
This program is described in the Law 101–629), and the Food and Drug rulemaking, reclassify a device (in a
CFDA at http://www.cfda.gov/ and is Administration Modernization Act of proceeding that parallels the initial
not subject to the intergovernmental 1997 (FDAMA) (Public Law 105–115), classification proceeding) based on
review requirements of Executive Order established a comprehensive system for ‘‘new information.’’ The reclassification
12372 or Health Systems Agency the regulation of medical devices can be initiated by FDA or by the
review. Awards are made under the intended for human use. Section 513 of petition of an interested person. The
authorization of sections 301 and 405 of the act (21 U.S.C. 360c) established term ‘‘new information,’’ as used in
the PHS Act as amended (42 U.S.C. 241 three categories (classes) of devices, sections 513(e) and 515(b)(2)(A)(iv) of
and 284) and under federal regulations depending on the regulatory controls the act, includes information developed
42 CFR part 52 and 45 CFR parts 74 and needed to provide reasonable assurance as a result of a reevaluation of the data
92. All awards are subject to the terms of their safety and effectiveness. The before the agency when the device was
and conditions, cost principles, and three categories of devices under the originally classified, as well as
other considerations described in the 1976 amendments were class I (general information not presented, not
HHS Grants Policy Statement, dated controls), class II (performance available, or not developed at that time.
October 1, 2006, (http://www.hhs.gov/ standards), and class III (premarket (See, e.g., Holland Rantos v. United
grantsnet/adminis/gpd/index.htm). approval). States Department of Health, Education,
Under section 513 of the act, devices and Welfare, 587 F.2d 1173, 1174 n.1
Dated: June 22, 2007.
that were in commercial distribution (D.C. Cir. 1978); Upjohn v. Finch, 422
Jeffrey Shuren, before May 28, 1976 (the date of F.2d 944 (6th Cir. 1970); Bell v.
Assistant Commissioner for Policy. enactment of the amendments), Goddard, 366 F.2d 177 (7th Cir. 1966).)
[FR Doc. E7–12881 Filed 7–2–07; 8:45 am] generally referred to as preamendments Reevaluation of the data previously
BILLING CODE 4160–01–S devices, are classified after FDA has: (1) before the agency is an appropriate basis
Received a recommendation from a for subsequent regulatory action where
device classification panel (an FDA the reevaluation is made in light of
DEPARTMENT OF HEALTH AND advisory committee); (2) published the newly available regulatory authority
HUMAN SERVICES panel’s recommendation for comment, (see Bell v. Goddard, supra, 366 F.2d at
along with a proposed regulation 181; Ethicon, Inc. v. FDA, 762 F.Supp.
Food and Drug Administration
classifying the device type; and (3) 382, 389–91 (D.D.C. 1991)), or in light
[Docket No. 2005P–0207] published a final regulation classifying of changes in ‘‘medical science.’’ (See
the device type. FDA has classified most Upjohn v. Finch, supra, 422 F.2d at
Medical Devices; Cardiovascular preamendments devices under these 951.) Regardless of whether data before
Devices; Denial of Request for Change procedures. the agency are past or new data, the
in Classification of Impedance Devices that were not in commercial ‘‘new information’’ upon which
Plethysmograph distribution prior to May 28, 1976, reclassification under section 513(e) of
AGENCY: Food and Drug Administration, generally referred to as postamendments the act is based must consist of ‘‘valid
HHS. devices, are classified automatically by scientific evidence,’’ as defined in
ACTION: Notice; denial of petition. statute (section 513(f) of the act) into section 513(a)(3) of the act and
class III without any FDA rulemaking § 560.7(c)(2) (21 CFR 860.7(c)(2)). (See,
SUMMARY: The Food and Drug process. Those devices remain in class e.g., General Medical Co. v. FDA, 770
Administration (FDA) is denying the III and require premarket approval, F.2d 214 (D.C. Cir. 1985); Contact Lens
petition submitted by Life unless: (1) The device type is Assoc. v. FDA, 766 F.2d 592 (D.C. Cir.),
Measurements Inc., to reclassify the reclassified into class I or II; (2) FDA cert. denied, 474 U.S. 1062 (1985).) In
SONAMET Body Composition issues an order classifying the device addition, § 860.123(a)(6) (21 CFR
Analyzers (BOD POD and PEA POD) into class I or II in accordance with 860.123(a)(6)) provides that a
jlentini on PROD1PC65 with NOTICES

from class II to class I. The agency is section 513(f)(2) of the act; or (3) FDA reclassification petition must include a
denying the petition because Life issues an order finding the device to be ‘‘full statement of the reasons, together
Measurements Inc., failed to provide substantially equivalent, under section with supporting data satisfying the
sufficient new information to establish 513(i) of the act, to a predicate device requirements of § 860.7, why the device
that general controls would provide that does not require premarket should not be classified into its present

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Federal Register / Vol. 72, No. 127 / Tuesday, July 3, 2007 / Notices 36469

classification and how the proposed prescribe a course of treatment that VI. Reasons for the Denial
classification will provide reasonable places the patient at risk unnecessarily. FDA has determined that Life
assurance of the safety and effectiveness On May 25, 2005, FDA received a Measurement Inc., has not presented
of the device ’’ (§ 860.123(a)(6)). The petition requesting that FDA reclassify new scientific information sufficient to
‘‘supporting data satisfying the SONAMET Body Composition support the requested change in
requirements of § 860.7’’ referred to is Analyzers (BOD POD and PEA POD) classification (class II to class I) of their
‘‘valid scientific evidence.’’ from class II to class I (Ref. 1). Under devices. According to § 860.120(b), the
For the purpose of reclassification, the § 860.120(b) (21 CFR 860.120(b)) the reclassification of any device within a
valid scientific evidence upon which reclassification of any device within a generic type of device causes the
the agency relies must be publicly generic type of devices causes the reclassification of all substantially
available. Publicly available information reclassification of all substantially equivalent devices within that generic
excludes trade secret and/or equivalent devices within that generic type. Accordingly, a petition for the
confidential commercial information, type of device.
e.g., the contents of a pending PMA. reclassification of a specific device will
The May 25, 2005, petition also be considered a petition for
(See section 520(c) of the act (21 U.S.C. requested that the SONAMET Body
360j(c).) reclassification of all substantially
Composition Analyzers (BOD POD and equivalent devices within the same
II. Reclassification Under the SMDA PEA POD) be given their own product generic type.
The SMDA further amended the act to code because their devices are based on Life Measurement Inc., has (1) not
change the definition of a class II air displacement plethysmography provided sufficient evidence to
device. Under the SMDA, class II technology, not impedance reclassify their own devices and has (2)
devices are those devices which cannot plethysmograph technology. not provided the required elements of a
be classified into class I because general IV. Device Description reclassification petition to down-classify
controls by themselves are not sufficient any or all other body composition
to provide reasonable assurance of The SONAMET Body Composition analyzers of different technology under
safety and effectiveness, but for which Analyzers (BOD POD and PEA POD) are § 870.2770.
there is sufficient information to classified within the generic type of The petitioner’s accompanying data
establish special controls to provide device impedance plethysmograph refers only to one of Life Measurement
such assurance, including performance (§ 870.2770) and given the product code Inc.’s two devices proposed for
standards, postmarket surveillance, MNW. Both SONAMET Body reclassification, the BOD POD. No new
patient registries, development and Composition Analyzers were found information on the PEA POD was
dissemination of guidelines, substantially equivalent to class II provided. The PEA POD, which is
recommendations, and other devices under § 870.2770. intended for use in newborns and
appropriate actions the agency deems V. FDA’s Decision infants, is the more critical of the two
necessary (section 513(a)(1)(B) of the devices. While the patient population
act). Thus, the definition of a class II After reviewing the reclassification being tested with the BOD POD can
device was changed from ‘‘performance petition, FDA has found that the terminate usage of the device during
standards’’ to ‘‘special controls.’’ In petition does not contain sufficient measurement, the patient population
order for a device to be reclassified from valid scientific evidence to support a using the PEA POD (infants) is helpless
class II into class I, the agency must determination that general controls to intervene in any aspect of the device
determine that special controls are not would provide reasonable assurance of operation if safety is suddenly
necessary to provide reasonable the devices’ safety and effectiveness for compromised.
assurance of its safety and effectiveness. their intended uses. Therefore, FDA is All the evidence presented by the
denying the reclassification request. petitioner is anecdotal and not sufficient
III. Background FDA did determine that both to support the conclusion that general
In the Federal Register of February 5, SONAMET Body Composition controls would provide reasonable
1980 (45 FR 7930), FDA issued a final Analyzers are substantially equivalent assurance of the safety and effectiveness
rule classifying the Impedance to other legally marketed body of this type device, including the Life
Plethysmograph into class II (§ 870.2770 composition analyzers classified under Measurement Inc., devices. No
(21 CFR 870.2770)). The preamble to the § 870.2770, product code MNW, the published studies have been provided
proposal to classify the device included product code for body composition specifically targeting safety regarding
the recommendation of the analysis devices. However, due to devices of this type, including the Life
Cardiovascular Device Classification variations in the technology of Measurement Inc., devices, to support
Panel (the Panel). The Panel’s impedance plethysmographs and the petition. Additionally, the petitioner
recommendation, among other things, displacement plethysmographs, FDA has not provided any information about
identified the following risks to health has given displacement adverse events or time of use for either
associated with the use of the device: (1) plethysmographs for body composition of these devices.
Cardiac arrhythmias or electrical their own product code under However, Life Measurement Inc.’s
shock—Excessive electrical leakage § 870.2770. FDA is adding a new differing technology for body
current can disturb the normal product code, OAC, to § 870.2770 and composition is a legitimate basis for
electrophysiology of the heart, leading updating the product code for the consideration of a new product code.
to the onset of cardiac arrhythmias and SONAMET Body Composition FDA agrees that variations in the
(2) Misdiagnosis—If the zero or Analyzers (BOD POD and PEA POD) technology of impedance
calibration of the device is inaccurate or under § 870.2770. This new product plethysmographs and air displacement
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unstable, or if frequency response of the code will be used to classify any plethysmographs for body composition
device is improper, the device can plethysmograph device using air analysis warrant FDA’s assigning air
generate inaccurate diagnostic data. If displacement for body composition displacement plethysmographs for body
inaccurate diagnostic data are used in analysis that is determined to be composition analysis (e.g., BOD POD)
managing the patient, the physician may substantially equivalent. their own product code under

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36470 Federal Register / Vol. 72, No. 127 / Tuesday, July 3, 2007 / Notices

§ 870.2770. FDA has added a new Corporate Blvd., Rockville, MD 20850, of the act (21 U.S.C. 360(k)) and 21 CFR
product code, OAC, to § 870.2770 and 240–276–4021. part 807 of the regulations.
includes the SONAMET Body SUPPLEMENTARY INFORMATION: A preamendments device that has
Composition Analyzers (BOD POD and been classified into class III may be
PEA POD) under it. I. Classification and Reclassification of marketed, by means of premarket
FDA believes that the petition lacks Devices Under the Medical Device notification procedures, without
sufficient valid scientific evidence to Amendments of 1976 (the 1976 submission of a premarket approval
allow FDA to determine that general Amendments) application (PMA) until FDA issues a
controls would provide reasonable The Federal Food, Drug, and Cosmetic final regulation under section 515(b) of
assurance of the safety and effectiveness Act (the act) (21 U.S.C. 301 et seq.), as the act (21 U.S.C. 360e(b)) requiring
of the impedance plethysmograph for its amended by the 1976 amendments premarket approval.
intended use. Therefore, the impedance (Public Law 94–295), the Safe Medical Reclassification of classified
plethysmograph shall be retained in Devices Act of 1990 (SMDA) (Public preamendments devices is governed by
class II. Law 101–629), and the Food and Drug section 513(e) of the act (21 U.S.C.
Administration Modernization Act of 360c(e)). This section of the act provides
VII. References that FDA may, by rulemaking, reclassify
1997 (Public Law 105–115) established
The following reference has been a device (in a proceeding that parallels
a comprehensive system for the
placed on display in the Division of the initial classification proceeding)
regulation of medical devices intended
Dockets Management (HFA–305), Food based on ‘‘new information.’’ The
for human use. Section 513 of the act
and Drug Administration, 5630 Fishers reclassification can be initiated by FDA
(21 U.S.C. 360c) established three
Lane, rm. 1061, Rockville, MD 20852, or by the petition of an interested
categories (classes) of devices,
and may be seen by interested persons person. The term ‘‘new information,’’ as
depending on the regulatory controls
between 9 a.m. and 4 p.m., Monday used in sections 513(e) and
needed to provide reasonable assurance
through Friday. 515(b)(2)(A)(iv) of the act, includes
of their safety and effectiveness. The
1. Petition from Life Measurement Inc., for information developed as a result of a
the reclassification of the SONAMET Body three categories of devices under the reevaluation of the data before the
Composition Analyzers (BOD POD and PEA 1976 amendments were class I (general agency when the device was originally
POD) devices, dated March 21, 2005. controls); class II (performance classified, as well as information not
Dated: June 25, 2007. standards); and class III (premarket presented, not available, or not
Linda S. Kahan,
approval). developed at that time. (See, e.g.,
Under section 513 of the act, devices Holland Rantos v. United States
Deputy Director, Center for Devices and
Radiological Health.
that were in commercial distribution Department of Health, Education, and
before May 28, 1976 (the date of Welfare, 587 F.2d 1173, 1174 n.1 (D.C.
[FR Doc. E7–12883 Filed 7–3–07; 8:45 am]
enactment of the amendments), Cir. 1978); Upjohn v. Finch, 422 F.2d
BILLING CODE 4160–01–S
generally referred to as preamendments 944 (6th Cir. 1970); Bell v. Goddard, 366
devices, are classified after FDA has F.2d 177 (7th Cir. 1966).)
DEPARTMENT OF HEALTH AND done the following: (1) Received a Reevaluation of the data previously
HUMAN SERVICES recommendation from a device before the agency is an appropriate basis
classification panel (an FDA advisory for subsequent regulatory action where
Food and Drug Administration committee); (2) published the panel’s the reevaluation is made in light of
recommendation for comment, along newly available regulatory authority
[Docket No. 2005P–0213] with a proposed regulation classifying (see Bell v. Goddard, supra, 366 F.2d at
Neurological Devices; Denial of the device type; and (3) published a 181; Ethicon, Inc. v. FDA, 762 F.Supp.
Request for Change in Classification of final regulation classifying the device 382, 389–91 (D.D.C. 1991)), or in light
Cutaneous Electrode type. FDA has classified most of changes in ‘‘medical science.’’ (See
preamendments devices under these Upjohn v. Finch, supra, 422 F.2d at
AGENCY: Food and Drug Administration, procedures. 951.) Regardless of whether data before
HHS. Devices that were not in commercial the agency are past or new data, the
ACTION: Notice; denial of petition. distribution prior to May 28, 1976, ‘‘new information’’ upon which
generally referred to as postamendments reclassification under section 513(e) of
SUMMARY: The Food and Drug devices, are classified automatically by the act is based must consist of ‘‘valid
Administration (FDA) is denying the statute (section 513(f) of the act) into scientific evidence,’’ as defined in
petition submitted by Scientific class III without any FDA rulemaking section 513(a)(3) of the act and
Laboratory Products LTD., to reclassify process. Those devices remain in class § 860.7(c)(2) (21 CFR 860.7(c)(2)). (See,
electroencephalogram (EEG) electrodes III and require premarket approval, e.g., General Medical Co. v. FDA, 770
from class II to class I. The agency is unless: (1) The device type is F.2d 214 (D.C. Cir. 1985); Contact Lens
denying the petition because the reclassified into class I or II; (2) FDA Assoc. v. FDA, 766 F.2d 592 (D.C. Cir.),
Scientific Laboratory Products LTD., issues an order classifying the device cert. denied, 474 U.S. 1062 (1985)). In
failed to provide sufficient new into class I or II in accordance with addition, § 860.123(a)(6) (21 CFR
information to establish that general section 513(f)(2) of the act; or (3) FDA 860.123(a)(6)) provides that a
controls would provide reasonable issues an order finding the device to be reclassification petition must include a
assurance of the safety and effectiveness substantially equivalent, under section ‘‘full statement of the reasons, together
of the devices. This document also 513(i) of the act, to a predicate device with supporting data satisfying the
summarizes the basis for the agency’s that does not require premarket requirements of § 860.7, why the device
jlentini on PROD1PC65 with NOTICES

decision. approval. The agency determines should not be classified into its present
FOR FURTHER INFORMATION CONTACT: whether new devices are substantially classification, and how the proposed
Heather S. Rosecrans, Center for Devices equivalent to previously marketed classification will provide reasonable
and Radiological Health (HFZ–404), devices by means of premarket assurance of the safety and effectiveness
Food and Drug Administration, 9200 notification procedures in section 510(k) of the device.’’ (§ 860.123(a)(6).) The

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