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Federal Register / Vol. 72, No.

96 / Friday, May 18, 2007 / Notices 28085

five groups. The first group contains or the guidelines are adequately Yerokun at (301) 415–0585 or by e-mail
approximately 30 RGs that needed to be addressed elsewhere and should be to JTY@nrc.gov.
revised or developed by March 2007 to withdrawn (added to group 4)? (If the Dated at Rockville, Maryland, this 10th day
support anticipated new reactor guidelines are addressed elsewhere, of May, 2007.
licensing activities later this year. The please state specifically where they are For the U.S. Nuclear Regulatory
second group includes RGs that are located.) Commission.
planned to be revised or developed, and 4. Which, if any, RGs that are not Farouk Eltawila,
published by December 2008. The third identified as group 2 or 3 need to be Director, Division of Risk Assessment and
group contains RGs that are planned to developed or revised by December Special Projects, Office of Nuclear Regulatory
be revised or developed, and published 2009? (Please include specific reasons.) Research.
by December 2009. The fourth group 5. Which, if any, RGs identified in [FR Doc. E7–9658 Filed 5–17–07; 8:45 am]
includes RGs that will be considered for group 4 should not be considered for BILLING CODE 7590–01–P
withdrawal. The fifth group contains all withdrawal? (Please provide specific
remaining RGs that are not planned to examples which demonstrate the need
be updated by December 2009. to maintain the RG.)
The lists of RGs for each of these five SECURITIES AND EXCHANGE
Comments are requested within 30 COMMISSION
groups, including publication schedules days from the date of this Federal
and public comment periods, can be Register notice. The list of the RGs in Proposed Collection; Comment
found at the NRC’s Electronic Reading each group and by division can be Request
Room on the agency’s public Web site found at the NRC’s Electronic Reading
at http://www.nrc.gov/reading-rm/doc- Room on the agency’s public Web site Upon Written Request, Copies Available
collections/reg-guides/ and in the at http://www.nrc.gov/reading-rm/doc- From: Securities and Exchange
Agencywide Document Access and collections/reg-guides/. The RG status Commission, Office of Filings and
Management System (ADAMS) at information on the NRC’s Web site will Information Services, Washington, DC
ML071230154. The RG status be updated periodically. 20549.
information on the NRC’s Web site will Comment Procedures: Comments Extension:
be updated periodically. should be accompanied by relevant Regulation S–AM; SEC File No. 270–548;
Discussion: Through the years, the OMB Control No. 3235–0609.
information or supporting data. Please
NRC has established 10 broad divisions
mention RG Prioritization in the subject Notice is hereby given that pursuant
of RGs. RGs in all 10 divisions were
line of your comments. Comments to the Paperwork Reduction Act of 1995
considered for updating under this
submitted in writing or in electronic (44 U.S.C. 3501 et seq.), the Securities
program. The RG divisions can be found
form will be made available to the and Exchange Commission
at the NRC’s Electronic Reading Room
public in their entirety through the (‘‘Commission’’) is soliciting comments
on the agency’s public Web site at
www.nrc.gov/reading-rm/doc- NRC’s ADAMS. Personal information on the collection of information
collections/reg-guides/ and are as will not be removed from your summarized below. The Commission
follows: comments. You may submit comments plans to submit this existing collection
• Division 1, Power Reactors by any one of the following methods: of information to the Office of
• Division 2, Research and Test • Mail comments to Rulemaking, Management and Budget for extension
Reactors Directives and Editing Branch, Office of and approval.
• Division 3, Fuels and Materials Administration, U.S. Nuclear Regulatory
Facilities Commission, Washington, DC 20555– Regulation S–AM: Limitations on
• Division 4, Environmental and 0001 (MS T–6 D59). Affiliate Marketing
Siting • Hand-deliver comments to Regulation S–AM implements the
• Division 5, Materials and Plant Rulemaking, Directives and Editing requirements of Section 214 of the Fair
Protection Branch, Office of Administration, U.S. and Accurate Credit Transactions Act of
• Division 6, Products Nuclear Regulatory Commission, 11555 2003 (Pub. L. 108–159) (‘‘FACT Act’’) as
• Division 7, Transportation Rockville Pike, Rockville, Maryland applied to brokers, dealers, and
• Division 8, Occupational Health 20852, between 7:30 a.m. and 4:15 p.m. investment companies, as well as
• Division 9, Antitrust and Financial on Federal workdays. investment advisers and transfer agents
Review • Fax comments to Rulemaking,
• Division 10, General that are registered with the Commission
Solicitation of Comments and Dates: Directives and Editing Branch, Office of (collectively, ‘‘Covered Persons’’). As
The NRC is soliciting comments on the Administration, U.S. Nuclear Regulatory directed by Section 214 of the FACT
NRC’s proposed prioritization of the Commission, at (301) 415–5144. Act, before a receiving affiliate may
groups 2, 3, 4 and 5 RGs. Specifically, • E-mail comments to make marketing solicitations based on
comments are solicited for the following NRCREP@nrc.gov. the communication of certain consumer
questions. Each comment should • Submit comments via the NRC’s financial information from a Covered
include supporting basis or rationale to rulemaking Web site at http:// Person, the Covered Person must
enable the staff to fully understand the ruleforum.llnl.gov. provide a notice to each affected
point of view being provided. Contact Information: Comments and individual informing the individual of
1. Which, if any, RGs identified as questions about our rulemaking website his or her right to prohibit such
group 3 need to be developed or revised should be addressed to Carol A. marketing. The regulation potentially
sooner, and thus, should be in group 2? Gallagher at (301) 415–5905 or by e-mail applies to all of the approximately
2. Which, if any, RGs identified as to CAG@nrc.gov. Contact information 22,106 Covered Persons registered with
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group 2 should not be developed or for use in submitting comments is the Commission, although only
revised until after some other action is provided in the section on Comment approximately 15,474 of them have one
taken, and thus, should be in group 3? Procedures. Comments or questions or more corporate affiliates, and the
3. Which, if any, RGs identified as about the NRC’s revision of regulatory regulation would require only
groups 2, 3 and 5 are no longer useful guides should be addressed to Jimi T. approximately 2,211 of them to provide

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28086 Federal Register / Vol. 72, No. 96 / Friday, May 18, 2007 / Notices

consumers with notice and an opt-out summarized below. The Commission comments and suggestions submitted in
opportunity. plans to submit this existing collection writing within 60 days of this
The Commission has estimated that of information to the Office of publication.
each of the approximately 15,474 Management and Budget for extension Direct your written comments to R.
Covered Persons having one or more and approval. Corey Booth, Director/Chief Information
affiliates would require an average one- Form BD (17 CFR 249.501) under the Officer, Securities and Exchange
time burden of 1 hour to review affiliate Securities Exchange Act of 1934 (17 Commission, c/o Shirley Martinson,
marketing practices, for a total of 15,474 U.S.C. 78a et seq.) is the application 6432 General Green Way, Alexandria,
hours, at a total staff cost of form used by firms to apply to the VA 22312 or send an e-mail to:
approximately $3,791,130. Commission for registration as a broker- PRA_Mailbox@sec.gov. Comments must
Approximately 2,211 Covered Persons dealer. Form BD also is used by firms be submitted to OMB within 60 days of
would be required to provide notice and other than banks and registered broker- this notice.
opt-out and would incur an average dealers to apply to the Commission for
Dated: May 11, 2007.
first-year burden of 6 hours in doing so, registration as a municipal securities
Jill M. Peterson,
for a total estimated first-year burden of dealer or a government securities
broker-dealer. In addition, Form BD is Assistant Secretary.
13,266 hours, at a total staff cost of
approximately $2,510,590.50. With used to change information contained in [FR Doc. E7–9572 Filed 5–17–07; 8:45 am]
regard to continuing notice burdens, a previous Form BD filing that becomes BILLING CODE 8010–01–P

each of the approximately 2,211 inaccurate.


Covered Persons required to provide The total annual burden imposed by
Form BD is approximately 6,808 hours, SECURITIES AND EXCHANGE
notice and opt-out would incur a one-
based on approximately 18,174 COMMISSION
time first-year burden of 2 hours to
develop notices for new consumers and responses (335 initial filings + 17,839
amendments). Each initial filing Proposed Collection; Comment
an annual burden of 2 hours to deliver Request
the notices and record any opt-outs, at requires approximately 2.75 hours to
a total staff cost of approximately complete and each amendment requires Upon Written Request, Copies Available
$1,673,727. Averaged across the first approximately 20 minutes to complete. From: Securities and Exchange
three years for which compliance would There is no annual cost burden. Commission, Office of Filings and
The Commission uses the information Information Services, Washington, DC
be required, the total average yearly
disclosed by applicants in Form BD: (1) 20549.
burden would be approximately 12,528
To determine whether the applicant
hours and $7,975,447.50 in staff costs. Extension:
meets the standards for registration set
Direct your written comments to R. Regulation 12B; OMB Control No.
forth in the provisions of the Exchange
Corey Booth, Director/Chief Information 3235–0062; SEC File No. 270–70.
Act; (2) to develop a central information
Officer, Securities and Exchange Notice is hereby given that pursuant
resource where members of the public
Commission, C/O Shirley Martinson, to the Paperwork Reduction Act of 1995
may obtain relevant, up-to-date
6432 General Green Way, Alexandria, (44 U.S.C. 3501 et seq.) the Securities
information about broker-dealers,
Va. VA 22312 or send an e-mail to: and Exchange Commission
municipal securities dealers and
PRA_Mailbox@sec.gov. Comments must (‘‘Commission’’) is soliciting comments
government securities broker-dealers,
be submitted to OMB within 60 days of on the collection of information
and where the Commission, other
this notice. regulators and SROs may obtain summarized below. The Commission
Dated: May 11, 2007. information for investigatory purposes plans to submit this existing collection
Jill M. Peterson, in connection with securities litigation; of information to the Office of
Assistant Secretary. and (3) to develop statistical Management and Budget for extension
[FR Doc. E7–9568 Filed 5–17–07; 8:45 am] information about broker-dealers, and approval.
BILLING CODE 8010–01–P
municipal securities dealers and Regulation 12B (17 CFR 240.12b–1—
government securities broker-dealers. 12b–37) includes rules governing all
Without the information disclosed in registration statements pursuant to
SECURITIES AND EXCHANGE Form BD, the Commission could not Sections 12(b) and 12(g) (U.S.C. 78l(b)
COMMISSION effectively implement policy objectives and 78l(g)) of the Securities Exchange
of the Exchange Act with respect to its Act of 1934 (15 U.S.C. 78a et seq.)
Proposed Collection; Comment investor protection function. (‘‘Exchange Act’’), including all
Request Written comments are invited on: (a) amendments to such statements and
Whether the proposed collection of reports. The purpose of the regulation is
Upon Written Request, Copies Available information is necessary for the proper to set forth guidelines for the uniform
From: Securities and Exchange performance of the functions of the preparation of Exchange Act documents.
Commission, Office of Filings and agency, including whether the Regulation 12B is assigned one burden
Information Services, Washington, DC information shall have practical utility; hour for administrative convenience
20549. (b) the accuracy of the agency’s estimate because the regulation simply prescribes
Extension: of the burden of the proposed collection the disclosure that must appear in other
Form BD/Rule 15b1–1; SEC File No. of information; (c) ways to enhance the filings under the federal securities laws.
270–19; OMB Control No. 3235– quality, utility and clarity of the Written comments are invited on: (a)
0012. information to be collected; and (d) Whether this proposed collection of
Notice is hereby given that, pursuant ways to minimize the burden of the information is necessary for the proper
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to the Paperwork Reduction Act of 1995 collection of information on performance of the functions of the
(44 U.S.C. 3501 et seq.), the Securities respondents, including through the use agency, including whether the
and Exchange Commission of automated collection techniques or information will have practical utility;
(‘‘Commission’’) is soliciting comments other forms of information technology. (b) the accuracy of the agency’s estimate
on the collection of information Consideration will be given to of the burden imposed by the collection

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