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Federal Register / Vol. 72, No.

68 / Tuesday, April 10, 2007 / Notices 17849

negligible impact on this species. In Harassment Authorization (IHA) to take (where relevant), and if the permissible
addition, NMFS has determined that marine mammals incidental to methods of taking and requirements
bearded and spotted seals, if present conducting a low-energy marine seismic pertaining to the mitigation, monitoring
within the vicinity of the project area survey in the northeastern Indian Ocean and reporting of such takings are set
could also be taken incidentally, by no during May-August 2007. Pursuant to forth. NMFS has defined ‘‘negligible
more than Level B harassment and that the Marine Mammal Protection Act impact’’ in 50 CFR 216.103 as ’’...an
such taking would have a negligible (MMPA), NMFS is requesting comments impact resulting from the specified
impact on such species or stocks. on its proposal to issue an IHA to SIO activity that cannot be reasonably
Although there is not a specfic number to incidentally take, by Level B expected to, and is not reasonably likely
assessed for the taking of bearded and harassment only, several species of to, adversely affect the species or stock
spotted seals due to their rare marine mammals during the through effects on annual rates of
occurrence in the project area, NMFS aforementioned activity. recruitment or survival.’’
believes that any take would be DATES: Comments and information must Section 101(a)(5)(D) of the MMPA
significantly lower than those of ringed be received no later than May 10, 2007. established an expedited process by
seals. NMFS also finds that the action ADDRESSES: Comments on the
which citizens of the United States can
will not have an unmitigable adverse application should be addressed to apply for an authorization to
impact on the availability of such Michael Payne, Chief, Permits, incidentally take small numbers of
species or stocks for taking for Conservation and Education Division, marine mammals by harassment. Except
subsistence uses. with respect to certain activities not
Office of Protected Resources, National
In addition, no take by Level A pertinent here, the MMPA defines
Marine Fisheries Service, 1315 East-
harassment (injury) or death is ‘‘harassment’’ as:
West Highway, Silver Spring, MD any act of pursuit, torment, or annoyance
anticipated or authorized, and 20910–3225. The mailbox address for
harassment takes should be at the which (i) has the potential to injure a marine
providing email comments is mammal or marine mammal stock in the wild
lowest level practicable due to PR1.040307B@noaa.gov. NMFS is not [Level A harassment]; or (ii) has the potential
incorporation of the mitigation responsible for e-mail comments sent to to disturb a marine mammal or marine
measures described in this document. addresses other than the one provided mammal stock in the wild by causing
Authorization here. Comments sent via e-mail, disruption of behavioral patterns, including,
but not limited to, migration, breathing,
NMFS has issued an IHA to SOI for including all attachments, must not
nursing, breeding, feeding, or sheltering
the potential Level B harassment of exceed a 10–megabyte file size. [Level B harassment].
A copy of the application containing Section 101(a)(5)(D) establishes a 45–
small number of ringed seals, and
a list of the references used in this day time limit for NMFS review of an
potential Level B harassment of bearded
document may be obtained by writing to application followed by a 30–day public
and spotted seals incidental to
the address specified above, telephoning notice and comment period on any
conducting on-ice seismic R&D program
the contact listed below (see FOR proposed authorizations for the
in the U.S. Beaufort Sea, provided the
FURTHER INFORMATION CONTACT), or incidental harassment of marine
previously mentioned mitigation,
visiting the internet at: http:// mammals. Within 45 days of the close
monitoring, and reporting requirements
www.nmfs.noaa.gov/pr/permits/ of the comment period, NMFS must
are incorporated.
incidental.htm#applications. either approve or deny the
Dated: March 30, 2007. Documents cited in this notice may be authorization.
Angela Somma, viewed, by appointment, during regular
Acting Director, Office of Protected Resources, business hours, at the aforementioned Summary of Request
National Marine Fisheries Service. address. On January 5, 2007, NMFS received
[FR Doc. E7–6653 Filed 4–9–07; 8:45 am] FOR FURTHER INFORMATION CONTACT: Jolie an application from SIO for the taking,
BILLING CODE 3510–22–S Harrison, Office of Protected Resources, by Level B harassment only, of 32
NMFS, (301) 713–2289, ext 166. species of marine mammals incidental
SUPPLEMENTARY INFORMATION: to conducting, with research funding
DEPARTMENT OF COMMERCE from the National Science Foundation
Background (NSF), a low-energy marine seismic
National Oceanic and Atmospheric
Sections 101(a)(5)(A) and (D) of the survey in the northeastern Indian Ocean
Administration
MMPA (16 U.S.C. 1361 et seq.) direct from May-August 2007. The purpose of
[I.D. 040307B] the Secretary of Commerce to allow, the research program is to conduct a
upon request, the incidental, but not scientific rock-dredging, magnetic,
Small Takes of Marine Mammals intentional, taking of marine mammals bathymetric, and seismic survey
Incidental to Specified Activities; Low- by U.S. citizens who engage in a program at nine sites on the Ninety East
Energy Marine Seismic Survey in the specified activity (other than Ridge in the northeastern Indian Ocean.
Northeastern Indian Ocean, May- commercial fishing) within a specified The results will be used to (1) determine
August 2007 geographical region if certain findings the morphology, structure, and tectonics
AGENCY: National Marine Fisheries are made and either regulations are of ridge volcanoes to see whether they
Service (NMFS), National Oceanic and issued or, if the taking is limited to reflect centralized (plume) or
Atmospheric Administration (NOAA), harassment, a notice of a proposed distributed (crack) eruptions; (2) infer
Commerce. authorization is provided to the public the magmatic evolution of the ridge,
for review. whether it fits the plume hypothesis,
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ACTION: Notice; proposed incidental


take authorization; request for Authorization shall be granted if and its connection to existing hotspots;
comments. NMFS finds that the taking will have a (3) examine the duration of volcanism at
negligible impact on the species or the various sites and along the ridge to
SUMMARY: NMFS has received an stock(s), will not have an unmitigable see whether the age progression fits the
application from Scripps Institute of adverse impact on the availability of the simple plume model; and (4) survey
Oceanography (SIO) for an Incidental species or stock(s) for subsistence uses broad characteristics of subseafloor in

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17850 Federal Register / Vol. 72, No. 68 / Tuesday, April 10, 2007 / Notices

order to refine the planning of the IODP powered by two 3,000 hp Propulsion the peak or peak to peak values
drilling proposal. Included in the General Electric motors and an 1180–hp normally used to characterize source
research planned for 2007 are scientific Azimuthing jet bow thruster. An levels of airgun arrays. The
rock dredging at all nine sites, high- operation speed of 11.1 km/h (6 knots) measurement units used to describe
resolution seismic methods to image the is used during seismic acquisition. airgun sources, peak or peak-to-peak
subsea floor at five of the sites, and the When not towing seismic survey gear, decibels, are always higher than the
use of a magnetometer, gravimeter, the Roger Revelle cruises at 22.2–23.1 ‘‘root mean square’’ (rms) decibels
multi-beam sonar, and sub-bottom km/h (12–12.5 knots) and has a referred to in biological literature. A
profiler throughout the cruise. maximum speed of 27.8 km/h (15 measured received level of 160 dB rms
knots). It has a normal operating range in the far field would typically
Description of the Activity
of approximately 27,780 km (17,262 mi). correspond to a peak measurement of
The seismic surveys will involve one approximately 170 to 172 dB, and to a
vessel, the R/V Roger Revelle (Roger Acoustic Source Specifications peak-to-peak measurement of
Revelle), which is scheduled to depart Seismic Airguns approximately 176 to 178 dB, as
from Fremantle, Australia, between May measured for the same pulse received at
22 and June 19, 2007. The Roger Revelle The vessel Roger Revelle will tow a
the same location (Greene 1997;
will conduct the cruise in the Indian pair of GI airguns and an 800 m-long
McCauley et al., 1998, 2000). The
Ocean and arrive at Colombo, Sri Lanka, (2624–ft), 48–channel hydrophone
precise difference between rms and
between July 16 and August 13, 2007. streamer. Seismic pulses will be emitted
peak or peak-to-peak values depends on
The exact dates of the activities may at intervals of 6–10 seconds, which
the frequency content and duration of
vary by a few days because of weather corresponds to a shot interval of
the pulse, among other factors.
conditions, repositioning, streamer approximatley 18.5–31 m (61–102 ft) (at
However, the rms level is always lower
operations and adjustments, airgun a speed of 6 knots (11.1 km/h). The
than the peak or peak-to-peak level for
deployment, or the need to repeat some generator chamber of each GI gun, the an airgun-type source.
lines if data quality is substandard. one responsible for introducing the
Additional seismic operations may be sound pulse into the ocean, is 45 in3 Bathymetric Sonar
occasionally needed to investigate (total air discharge approximately 90 The Roger Revelle will utilize the
significant new findings as revealed by in3). The larger (105 in3) injector Kongsberg-Simrad EM120 multi-beam
the other survey systems. The overall chamber injects air into the previously- sonar, which operates at 11.25–12.6 kHz
area within which the seismic surveys generated bubble to maintain its shape, and is mounted in the hull. It operates
will occur is located between and does not introduce more sound into in several modes, depending on water
approximately 5° N. and 25° S., along the water. The two 45 in3 GI guns will depth. In the proposed survey, it will be
approximately 90o E. (Figure 1 in the be towed 8 m (26 ft) apart side by side, used in deep (>800–m (2625 ft)) water,
application), in the Indian Ocean. The 21 m (69 ft) behind the Roger Revelle, and will operate in ‘‘Deep’’ mode. The
surveys will be conducted entirely in at a depth of 2 m (6.6 ft). The dominant beam width is 1° or 2° fore-aft and a
International Waters. frequency components are 0–188 Hz. total of 150° athwartship. Estimated
The Roger Revelle will deploy a pair The sound pressure field of that GI maximum source levels are 239 and 233
of low-energy Generator-Injector (GI) gun variation has not been modeled, but dB at 1° and 2° beam widths,
airguns as an energy source (each with that for two 45 in3 Nucleus G guns respectively. Each ‘‘ping’’ consists of
a discharge volume of 45 in3), plus a (which actually have more energy than nine successive fan-shaped
800 m-long (2625–ft long), 48–channel, GI guns of the same size) has been transmissions, each ensonifying a sector
towed hydrophone. The program will modeled by the Lamont-Doherty Earth that extends 1° or 2° fore-aft. In the
consist of approximately 2700 km (1678 Observatory (L-DEO) in relation to ‘‘Deep’’ mode, the total duration of the
mi) of surveys, including turns. Water distance and direction from the airguns. transmission into each sector is 15 ms.
depths within the seismic survey areas This source, which is directed The nine successive transmissions span
are 1600–5100 m (1750–5577 yd). The downward, was found to have an output an overall cross-track angular extent of
GI guns will be operated on a small grid (0–peak) of 230.6 dB re 1 µPa m. The about 150 degrees, with 16 ms gaps
for approximately 49 hours at each of 5 nominal downward-directed source between the pulses for successive
sites over a approximately 50–day levels indicated above do not represent sectors. A receiver in the overlap area
period during May-August 2007, actual sound levels that can be between two sectors would receive two
commencing between May 22 and June measured at any location in the water. 15–ms pulses separated by a 16–ms gap.
19. There will be additional seismic Rather, they represent the level that The ‘‘ping’’ interval varies with water
operations associated with equipment would be found 1 m from a hypothetical depth, from approximately 5 s at 1000
testing, start-up, and repeat coverage of point source emitting the same total m (3280 ft) to 20 s at 4000 m (13120 ft).
any areas where initial data quality is amount of sound as is emitted by the
combined GI guns. The actual received Sub-bottom Profiler
sub-standard.
In addition to the operations of the GI level at any location in the water near The Roger Revelle will utilize the
guns, a 3.5–kHz sub-bottom profiler , a the GI guns will not exceed the source Knudsen Engineering Model 320BR sub-
Kongsberg-Simrad EM–120 multi-beam level of the strongest individual source. bottom profiler, which is a dual-
sonar, and a gravimeter will be used In this case, that will be about 224.6 dB frequency transceiver designed to
continuously throughout the cruise, and re 1 µPa-m peak, or 229.8 dB re 1 µPa- operate at 3.5 and/or 12 kHz. It is used
passive geophysical sensors will be m peak-to-peak. Actual levels in conjunction with the multi-beam
experienced by any organism more than sonar to provide data about the
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deployed to conduct magnetic surveys


at all times except during dredging. 1 m from either GI gun will be sedimentary features that occur below
significantly lower. the sea floor. The energy from the sub-
Vessel Specifications A further consideration is that the rms bottom profiler is directed downward
The Roger Revelle has a length of 83 (root mean square) received levels that (in an 80–degree cone) via a 3.5–kHz
m (272 ft), a beam of 16 m (52 ft), and are used as impact criteria for marine transducer array mounted in the hull.
a maximum draft of 5.2 m. The ship is mammals are not directly comparable to The maximum power output of the

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Federal Register / Vol. 72, No. 68 / Tuesday, April 10, 2007 / Notices 17851

320BR is 10 kilowatts for the 3.5–kHz The model does not allow for bottom Although there have been several
section and 2 kilowatts for the 12–kHz interactions, and is most directly surveys of marine mammals in the
section. (The 12–kHz section is seldom applicable to deep water. Based on the Indian Ocean (e.g., Keller et al., 1982;
used in survey mode on Roger Revelle modeling, estimates of the maximum Leatherwood et al., 1984; Eyre 1995;
because of overlap with the operating distances from the GI guns where sound Baldwin et al., 1998; de Boer 2000; de
frequency of the Kongsberg Simrad EM– levels of 190, 180, and 160 dB re 1 µPa Boer et al., 2003), data on the
120 multi-beam sonar.) (rms) are predicted to be received in occurrence, distribution, and abundance
The pulse length for the 3.5 kHz deep (≤1000–m (3280–ft)) water are 10, of odontocetes and mysticetes in the
section of the 320BR is 0.8–24 ms, 40, and 400 m (33, 131, and 1312 ft), northeastern Indian Ocean,
controlled by the system operator in respectively. Because the model results encompassing the proposed seismic
regards to water depth and reflectivity are for G guns, which have more energy survey area along the Ninety East Ridge,
of the bottom sediments, and will than GI guns of the same size, those are limited or lacking. Commercial
usually be 12 or 24 ms in this survey. distances are overestimates of the whaling severely depleted all the large
The system produces one sound pulse distances for the 45–in3 GI guns. whale populations in this region, and
and then waits for its return before Empirical data concerning the 180- subsequently, in 1979, the International
transmitting again. Thus, the pulse and 160- dB distances have been Whaling Commission declared the
interval is directly dependent upon acquired based on measurements during Indian Ocean north of 55° S. latitude a
water depth, and in this survey is 4.5– the acoustic verification study whale sanctuary. The majority of recent
8 sec. Using the Sonar Equations and conducted by L-DEO in the northern detailed information on whales within
assuming 100 percent efficiency in the Gulf of Mexico from 27 May to 3 June the Indian Ocean Sanctuary (IOS) comes
system (impractical in real world 2003 (Tolstoy et al., 2004). Although the
from
applications), the source level for the results are limited, the data showed that
radii around the airguns where the (1) A United Nations Environment
320BR is calculated to be 211 dB re 1
µPa-m. In practice, the system is rarely received level would be 180 dB re 1 µPa Programme (UNEP) Report summarizing
(rms) vary with water depth. Similar cetacean research in the western IOS
operated above 80 percent power level.
depth-related variation is likely in the (Leatherwood and Donovan 1991);
Safety Radii 190–dB distances applicable to (2) A compilation of sightings for the
NMFS has determined that for pinnipeds. Correction factors were entire IOS produced by the Whale and
acoustic effects, using acoustic developed for water depths 100–1000 m Dolphin Conservation Society (de Boer
thresholds in combination with (328–3280 ft) and <100 m (328 ft). The et al., 2003); and
corresponding safety radii is the most proposed survey will occur in depths
1600–5100 m (5249–16732 ft), so the (3) A review of marine mammals
effective way to consistently apply records in India (Sathasivam 2004); and
measures to avoid or minimize the correction factors are not relevant here.
impacts of an action, and to The empirical data indicate that, for (4) A series of research cruises within
quantitatively estimate the effects of an deep water (>1000 m (3280 ft)), the L- the IOS (Keller et al., 1982;
DEO model tends to overestimate the Leatherwood et al., 1984; Corbett 1994;
action. Thresholds are used in two
received sound levels at a given Eyre 1995; Ballance and Pitman 1998;
ways: (1) to establish a mitigation shut-
distance (Tolstoy et al., 2004). However, de Boer 2000).
down or power down zone, i.e., if an
to be precautionary pending acquisition Because the proposed survey area
animal enters an area calculated to be
of additional empirical data, it is spans such a wide range of latitudes
ensonified above the level of an
proposed that safety radii during airgun
established threshold, a sound source is (approximately 5° N.-25° S.), tropical
operations in deep water will be the
powered down or shut down; and (2) to and temperate species are found there.
values predicted by L-DEO’s model
calculate take, in that a model may be The survey area is all in deep-water
(above). Therefore, the assumed 180-
used to calculate the area around the habitat but is close to oceanic island
and 190–dB radii are 40 m and 10 m
sound source that will be ensonified to (131 and 33 ft), respectively. habitats (i.e., Andaman, Nicobar, and
that level or above, then, based on the Airguns will be shut down Cocos (Keeling) Islands), so both coastal
estimated density of animals and the immediately when cetaceans or and oceanic species might be
distance that the sound source moves, pinnipeds are detected within or about encountered, although species that stay
NMFS can estimate the number of to enter the appropriate 180–dB (rms) or in very shallow water (e.g., Indian
marine mammals that may be ‘‘taken’’. 190–dB (rms) radius, respectively. hump-backed dolphin, Irrawaddy
NMFS believes that to avoid permanent dolphin, and finless porpoise) would
physiological damage (Level A Description of Marine Mammals in the not. Abundance and density estimates
Harassment), cetaceans and pinnipeds Activity Area of cetaceans found in areas other than
should not be exposed to pulsed Thirty-two species of cetacean, the northeastern and central Indian
underwater noise at received levels including 25 odontocete (dolphins and Ocean are provided for reference only,
exceeding, respectively, 180 and 190 dB small and large toothed whales) species and are not necessarily the same as
re 1 µPa (rms). NMFS also assumes that and seven mysticete (baleen whales) those in the survey area. Table 1 also
cetaceans or pinnipeds exposed to species, are thought to occur in the shows the estimated abundance of the
levels exceeding 160 dB re 1 µPa (rms) proposed seismic survey areas along the marine mammals likely to be
may experience Level B Harassment. Ninety East Ridge in the northeastern encountered during the Roger Revelle’s
Received sound levels have been Indian Ocean (Table 1). Several are cruise. Additional information regarding
modeled by L-DEO for a number of listed under the U.S. Endangered the distribution of these species and
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airgun configurations, including two Species Act (ESA) as Endangered: the how the estimated densities were
45–in3 Nucleus G-guns, in relation to sperm whale, humpback whale, blue calculated may be found in SIO’s
distance and direction from the airguns. whale, fin whale, and sei whale. application.

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17852 Federal Register / Vol. 72, No. 68 / Tuesday, April 10, 2007 / Notices

Species Habitat Occurrence Rqstd Take

Mysticetes

Humpback whale (Megaptera Mainly nearshore waters and banks Common 5(0)**
novaeangliae)*

Minke whale (Balaenoptera acutorostrata) Pelagic and coastal Uncommon 5

Antarctic minke whale (Balaenoptera Coastal and oceanic Uncommon 5


bonaerensis)

Bryde’s whale (Balaenoptera edeni) Pelagic and coastal Very common 5

Sei whale (Balaenoptera borealis) * Primarily offshore, pelagic Uncommon 5(0)**

Fin whale (Balaenoptera physalus)* Continental slope, mostly pelagic Common 5(0)**

Blue whale (Balaenoptera musculus)* Pelagic and coastal Very common 5(1)**

Odontocetes

Sperm whale (Physeter macrocephalus)* Usually pelagic and deep seas Common 5(1)**

Pygmy sperm whale (Kogia breviceps) Deep waters off the shelf Common 5

Dwarf sperm whale (Kogia sima) Deep waters off the shelf Common 5

Cuvier’s beaked whale (Ziphius cavirostris) Pelagic Common 5

Shepherd’s beaked whale (Tasmacetus Pelagic Rare 5


shepherdi))

Longman’s beaked whale (Indopacetus Pelagic Common? 1


pacificus)

Southern bottlenose whale (Hyperoodon Pelagic Uncommon 5


planifrons)

True’s beaked whale (Mesoplodon mirus) Pelagic Rare 5

Gray’s beaked whale (Mesoplodon grayi) Pelagic Uncommon 5

Ginkgo-toothed whale (Mesoplodon Pelagic Common 5


ginkgodens)

Blainville’s beaked whale (Mesoplodon Pelagic Very common 5


densirostris)

Rough-toothed dolphin (Steno bredanensis) Deep water Uncommon 69

Bottlenose dolphin (Tursiops truncatus) Coastal and oceanic, shelf break Common 129

Pantropical spotted dolphin (Stenella Coastal and pelagic Uncommon 65


attenuata)

Spinner dolphin (Stenella longirostris) Coastal and pelagic Abundant 215

Striped dolphin (Stenella coeruleoalba) Off continental shelf Common 86

Fraser’s dolphin (Lagenodelphis hosei) Waters >1000 m Rare 22

Common dolphin (Delphinus delphis) Shelf and pelagic, seamounts Very common 151

Risso’s dolphin (Grampus griseus) Waters >1000 m, seamounts Very common 151

Melon-headed whale (Peponocephala Oceanic Very common 50


electra)

Pygmy killer whale (Feresa attenuata) Deep, pantropical waters Common 25


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False killer whale (Pseudorca crassidens) Pelagic Common 15

Killer whale (Orcinus orca) Widely distributed Common 5

Long-finned pilot whale (Globicephala Mostly pelagic Rare 30


melas)

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Federal Register / Vol. 72, No. 68 / Tuesday, April 10, 2007 / Notices 17853

Species Habitat Occurrence Rqstd Take

Short-finned pilot whale (Globicephala Mostly pelagic, high-relief topog- Very common 15
macrorhynchus) raphy
Table 1. Species expected to be encountered (and potentially harassed) during SIO’s Indian Ocean cruise
*Species are listed as endangered under the Endangered Species Act
**Parenthetical numbers represent numbers of takes NMFS proposes to authorize (we may not authorize take ofspecies, or take of numbers of
species, that we are not exempted pursuant to our internal ESA consultation)

Potential Effects on Marine Mammals than might be the case for a larger affect the stock or the species as a
airgun source typical of most seismic whole. Alternatively, if a sound source
Potential Effects of Airguns
surveys. displaces marine mammals from an
The effects of sounds from airguns important feeding or breeding area,
might include one or more of the Masking
effects on the stock or species could
following: tolerance, masking of natural Masking effects of pulsed sounds potentially be more than negligible.
sounds, behavioral disturbance, and (even from large arrays of airguns) on Given the many uncertainties in
temporary or permanent hearing marine mammal calls and other natural predicting the quantity and types of
impairment (Richardson et al., 1995). sounds are expected to be limited, impacts of noise on marine mammals, it
Given the small size of the GI guns although there are very few specific data is common practice to estimate how
planned for the present project, effects on this. Some whales are known to many mammals are likely to be present
are anticipated to be considerably less continue calling in the presence of within a particular distance of industrial
than would be the case with a large seismic pulses. Their calls can be heard activities, or exposed to a particular
array of airguns. It is very unlikely that between the seismic pulses (e.g., level of industrial sound. This practice
there would be any cases of temporary Richardson et al., 1986; McDonald et al., potentially overestimates the numbers
or, especially, permanent hearing 1995; Greene et al., 1999; Nieukirk et of marine mammals that are affected in
impairment. Also, behavioral al., 2004). Although there has been one some biologically important manner.
disturbance is expected to be limited to report that sperm whales cease calling The sound criteria used to estimate
relatively short distances. when exposed to pulses from a very how many marine mammals might be
distant seismic ship (Bowles et al., disturbed to some biologically-
Tolerance important degree by a seismic program
1994), a recent study reports that sperm
Numerous studies have shown that whales off northern Norway continued are based on behavioral observations
pulsed sounds from airguns are often calling in the presence of seismic pulses during studies of several species.
readily detectable in the water at (Madsen et al., 2002c). That has also However, information is lacking for
distances of many kilometers. For a been shown during recent work in the many species. Detailed studies have
summary of the characteristics of airgun Gulf of Mexico (Tyack et al., 2003). been done on humpback, gray, and
pulses, see Appendix A of SIO’s Given the small source planned for use bowhead whales, and on ringed seals.
application. However, it should be here, there is even less potential for Less detailed data are available for some
noted that most of the measurements of masking of baleen or sperm whale calls other species of baleen whales, sperm
airgun sounds that have been reported during the present study than in most whales, and small toothed whales. Most
concerned sounds from larger arrays of seismic surveys. Masking effects of of those studies have focused on the
airguns, whose sounds would be seismic pulses are expected to be impacts resulting from the use of much
detectable considerably farther away negligible in the case of the smaller larger airgun sources than those planned
than the GI guns planned for use in the odontocete cetaceans, given the for use in the present project. Thus,
present project. intermittent nature of seismic pulses effects are expected to be limited to
Numerous studies have shown that and the relatively low source level of considerably smaller distances and
marine mammals at distances more than the airguns to be used here. Also, the shorter periods of exposure in the
a few kilometers from operating seismic sounds important to small odontocetes present project than in most of the
vessels often show no apparent are predominantly at much higher previous work concerning marine
response-see Appendix A (e) of SIO’s frequencies than are airgun sounds. mammal reactions to airguns.
application. That is often true even in Masking effects, in general, are Baleen Whales – Baleen whales
cases when the pulsed sounds must be discussed further in Appendix A (d) of generally tend to avoid operating
readily audible to the animals based on SIO’s application. airguns, but avoidance radii are quite
measured received levels and the variable. Whales are often reported to
hearing sensitivity of that mammal Disturbance Reactions show no overt reactions to pulses from
group. Although various baleen whales, Disturbance includes a variety of large arrays of airguns at distances
toothed whales, and (less frequently) effects, including subtle changes in beyond a few kilometers, even though
pinnipeds have been shown to react behavior, more conspicuous changes in the airgun pulses remain well above
behaviorally to airgun pulses under activities, and displacement. ambient noise levels out to much longer
some conditions, at other times Disturbance is one of the main concerns distances. However, as reviewed in
mammals of all three types have shown in this project. Reactions to sound, if Appendix A (e) of SIO’s application,
no overt reactions. In general, pinnipeds any, depend on species, state of baleen whales exposed to strong noise
and small odontocetes seem to be more maturity, experience, current activity, pulses from airguns often react by
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tolerant of exposure to airgun pulses reproductive state, time of day, and deviating from their normal migration
than are baleen whales. Given the many other factors. If a marine mammal route and/or interrupting their feeding
relatively small and low-energy airgun responds to an underwater sound by activities and moving away from the
source planned for use in this project, changing its behavior or moving a small sound source. In the case of the
mammals (and sea turtles) are expected distance, the response may or may not migrating gray and bowhead whales, the
to tolerate being closer to this source rise to the level of harassment, let alone observed changes in behavior appeared

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17854 Federal Register / Vol. 72, No. 68 / Tuesday, April 10, 2007 / Notices

to be of little or no biological Data on short-term reactions (or lack beaked whales tend to avoid
consequence to the animals. They of reactions) of cetaceans to impulsive approaching vessels of other types (e.g.,
simply avoided the sound source by noises do not necessarily provide Kasuya, 1986; Wursig et al., 1998).
displacing their migration route to information about long-term effects. It is Several beaked whale strandings have
varying degrees, but within the natural not known whether impulsive noises been associated with naval mid-
boundaries of the migration corridors. affect reproductive rate or distribution frequency sonar exercises, however, the
Studies of gray, bowhead, and and habitat use in subsequent days or sounds produced by seismic airguns are
humpback whales have determined that years. However, gray whales continued quite different from tactical sonar (see
received levels of pulses in the 160–170 to migrate annually along the west coast Appendix A (g) of SIO’s application).
dB re 1 µPa rms range seem to cause of North America despite intermittent The strandings mentioned above are
obvious avoidance behavior in a seismic exploration and much ship apparently at least in part a disturbance
substantial fraction of the animals traffic in that area for decades response, although auditory or other
exposed. In many areas, seismic pulses (Appendix A in Malme et al., 1984). injuries may also be a factor. Whether
from large arrays of airguns diminish to Bowhead whales continued to travel to beaked whales would ever react
those levels at distances ranging from the eastern Beaufort Sea each summer similarly to seismic surveys is unknown
4.5–14.5 km (2.8–9 mi) from the source. despite seismic exploration in their (see ‘‘Strandings and Mortality’’, below).
A substantial proportion of the baleen summer and autumn range for many Sperm whales have been reported to
whales within those distances may years (Richardson et al., 1987). In any show avoidance reactions to standard
show avoidance or other strong event, the brief exposures to sound vessels not emitting airgun sounds, and
disturbance reactions to the airgun pulses from the present small airgun it is to be expected that they would tend
array. Subtle behavioral changes source are highly unlikely to result in to avoid an operating seismic survey
sometimes become evident at somewhat prolonged effects. vessel. There were some limited early
lower received levels, and recent Toothed Whales – Little systematic observations suggesting that sperm
studies, reviewed in Appendix A (e) of information is available about reactions whales in the Southern Ocean and Gulf
SIO’s application, have shown that of toothed whales to noise pulses. Few of Mexico might be fairly sensitive to
some species of baleen whales, notably studies similar to the more extensive airgun sounds from distant seismic
bowheads and humpbacks, at times baleen whale/seismic pulse work surveys. However, more extensive data
show strong avoidance at received summarized above have been reported from recent studies in the North
levels lower than 160–170 dB re 1 µPa for toothed whales. However, systematic Atlantic suggest that sperm whales in
rms. Reaction distances would be work on sperm whales is underway those areas show little evidence of
considerably smaller during the present (Tyack et al., 2003). avoidance or behavioral disruption in
project, in which the 160–dB radius is Seismic operators sometimes see
the presence of operating seismic
predicted to be approximately 0.40 km dolphins and other small toothed
vessels (McCall Howard, 1999; Madsen
(0.9 mi), as compared with several whales near operating airgun arrays, but
et al., 2002c; Stone, 2003).
kilometers when a large array of airguns in general there seems to be a tendency
is operating. for most delphinids to show some Odontocete reactions to large arrays of
Humpback whales summering in limited avoidance of seismic vessels airguns are variable and, at least for
southeast Alaska did not exhibit operating large airgun systems. small odontocetes, seem to be confined
persistent avoidance when exposed to However, some dolphins seem to be to a smaller radius than has been
seismic pulses from a 1.64–L (100 in3) attracted to the seismic vessel and observed for mysticetes. Thus,
airgun (Malme et al., 1985). Some floats, and some ride the bow wave of behavioral reactions of odontocetes to
humpbacks seemed ‘‘startled’’ at the seismic vessel even when large the small airgun source to be used here
received levels of 150–169 dB re 1 µPa arrays of airguns are firing. Nonetheless, are expected to be very localized,
on an approximate rms basis. Malme et there have been indications that small probably to distances <0.40 km (.25 mi).
al. (1985) concluded that there was no toothed whales sometimes tend to head Pinnipeds – Pinnipeds are not likely
clear evidence of avoidance, despite the away, or to maintain a somewhat greater to show a strong avoidance reaction to
possibility of subtle effects, at received distance from the vessel, when a large the small airgun source that will be
levels up to 172 re 1 µPa (approximately array of airguns is operating than when used. Visual monitoring from seismic
rms). More detailed information on it is silent (e.g., Goold, 1996; vessels, usually employing larger
responses of humpback whales to Calambokidis and Osmek, 1998; Stone, sources, has shown only slight (if any)
seismic pulses during studies in 2003). Similarly, captive bottlenose avoidance of airguns by pinnipeds, and
Australia can be found in Appendix A dolphins and beluga whales exhibit only slight (if any) changes in behavior-
(a) of SIO’s application. changes in behavior when exposed to see Appendix A (e) of SIO’s application.
Malme et al. (1986, 1988) studied the strong pulsed sounds similar in Those studies show that pinnipeds
responses of feeding eastern gray whales duration to those typically used in frequently do not avoid the area within
to pulses from a single 100 in3 airgun seismic surveys (Finneran et al., 2000, a few hundred meters of operating
off St. Lawrence Island in the northern 2002). However, the animals tolerated airgun arrays, even for arrays much
Bering Sea. They estimated, based on high received levels of sound (pk-pk larger than the one to be used here (e.g.,
small sample sizes, that 50 percent of level >200 dB re 1 µPa) before exhibiting Harris et al., 2001). However, initial
feeding gray whales ceased feeding at an aversive behaviors. With the presently- telemetry work suggests that avoidance
average received pressure level of 173 planned small airgun system, such and other behavioral reactions to small
dB re 1 µPa on an (approximate) rms levels would only be found within a few airgun sources may be stronger than
basis, and that 10 percent of feeding meters of the airguns. evident to date from visual studies of
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whales interrupted feeding at received There are no specific data on the pinniped reactions to airguns
levels of 163 dB. Those findings were behavioral reactions of beaked whales to (Thompson et al., 1998). Even if
generally consistent with the results of seismic surveys. A few beaked whale reactions of the species occurring in the
experiments conducted on larger sightings have been reported from present study area are as strong as those
numbers of gray whales that were seismic vessels (Stone, 2003), however, evident in the telemetry study, reactions
migrating along the California coast. based on limited observations most are expected to be confined to relatively

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small distances and durations, with no Possible types of non-auditory For baleen whales, there are no data,
long-term effects on pinnipeds. physiological effects or injuries that direct or indirect, on levels or properties
Additional details on the behavioral theoretically might occur in mammals of sound that are required to induce
reactions (or the lack thereof) by all close to a strong sound source include TTS. However, no cases of TTS are
types of marine mammals to seismic stress, neurological effects, bubble expected given the small size of the
vessels can be found in Appendix A (e) formation, resonance effects, and other source, and, as mentioned previously,
of SIO’s application. types of organ or tissue damage. It is there is a strong likelihood that baleen
Hearing Impairment and Other Physical possible that some marine mammal whales would avoid the approaching GI
Effects species (i.e., beaked whales) may be gun (or vessel), with the sound source
especially susceptible to injury and/or operating, before being exposed to levels
Temporary or permanent hearing stranding when exposed to strong high enough for there to be any
impairment is a possibility when marine pulsed sounds. However, as discussed possibility of TTS.
mammals are exposed to very strong below, there is no definitive evidence In pinnipeds, TTS thresholds
sounds, but there has been no specific that any of these effects occur even for associated with exposure to brief pulses
documentation of this for marine marine mammals in close proximity to (single or multiple) of underwater sound
mammals exposed to sequences of large arrays of airguns. It is especially have not been measured. Initial
airgun pulses. Current NMFS policy unlikely that any effects of these types evidence from prolonged exposures
regarding exposure of marine mammals would occur during the present project suggested that some pinnipeds may
to high-level sounds is that cetaceans given the small size of the source, the incur TTS at somewhat lower received
and pinnipeds should not be exposed to brief duration of exposure of any given levels than do small odontocetes
impulsive sounds of 180 and 190 dB re mammal, and the planned monitoring exposed for similar durations (Kastak et
1 µPa (rms), respectively. Those criteria and mitigation measures (see below). al., 1999; Ketten et al., 2001; cf. Au et
have been used in defining the safety The following subsections discuss in al., 2000). However, more recent
(shut-down) radii planned for the somewhat more detail the possibilities indications are that TTS onset in the
proposed seismic survey. The of TTS, permanent threshold shift most sensitive pinniped species studied
precautionary nature of these criteria is (PTS), and non-auditory physical (harbor seal) may occur at a similar
discussed in Appendix A (f) of SIO’s effects. sound exposure level as in odontocetes
application, including the fact that the Temporary Threshold Shift (TTS) – (Kastak et al., 2004).
minimum sound level necessary to TTS is the mildest form of hearing A marine mammal within a radius of
cause permanent hearing impairment is impairment that can occur during 100 m (328 ft) around a typical large
higher, by a variable and generally exposure to a strong sound (Kryter, array of operating airguns might be
unknown amount, than the level that 1985). While experiencing TTS, the exposed to a few seismic pulses with
induces barely-detectable temporary hearing threshold rises and a sound levels of 205 dB, and possibly more
threshold shift (TTS) (which NMFS’ must be stronger in order to be heard. pulses if the mammal moved with the
criteria are based on) and the level TTS can last from minutes or hours to seismic vessel. (As noted above, most
associated with the onset of TTS is often (in cases of strong TTS) days. For sound cetacean species tend to avoid operating
considered to be a level below which exposures at or somewhat above the airguns, although not all individuals do
there is no danger of permanent damage. TTS threshold, hearing sensitivity so.) In addition, ramping up airgun
NMFS is presently developing new recovers rapidly after exposure to the arrays, which is standard operational
noise exposure criteria for marine noise ends. Only a few data on sound protocol for large airgun arrays,
mammals that take account of the now- levels and durations necessary to elicit provides an opportunity for cetaceans to
available data on TTS in marine (and mild TTS have been obtained for marine move away from the seismic source and
terrestrial) mammals. mammals, and none of the published to avoid being exposed to the full
Because of the small size of the airgun data concern TTS elicited by exposure acoustic output of the airgun array.
source in this project (two 45–in3 GI to multiple pulses of sound. However, several of the considerations
guns), along with the planned For toothed whales exposed to single that are relevant in assessing the impact
monitoring and mitigation measures, short pulses, the TTS threshold appears of typical seismic surveys with arrays of
there is little likelihood that any marine to be, to a first approximation, a airguns are not directly applicable here:
mammals will be exposed to sounds function of the energy content of the (1) The planned GI gun source is
sufficiently strong to cause hearing pulse (Finneran et al., 2002). Given the much smaller, with correspondingly
impairment. Several aspects of the available data, the received level of a smaller radii within which received
planned monitoring and mitigation single seismic pulse might need to be sound levels could exceed any
measures for this project are designed to approximately 210 dB re 1 µPa rms particular level of concern.
detect marine mammals occurring near (approximately 221–226 dB pk-pk) in (2) With a large airgun array, it is
the two GI airguns (and multi-beam order to produce brief, mild TTS. unlikely that cetaceans would be
bathymetric sonar), and to avoid Exposure to several seismic pulses at exposed to airgun pulses at a
exposing them to sound pulses that received levels near 200–205 dB (rms) sufficiently high level for a sufficiently
might, at least in theory, cause hearing might result in slight TTS in a small long period to cause more than mild
impairment. In addition, many odontocete, assuming the TTS threshold TTS, given the relative movement of the
cetaceans are likely to show some is (to a first approximation) a function vessel and the marine mammal. In this
avoidance of the area with high received of the total received pulse energy. project, the gun source is much smaller,
levels of airgun sound (see above). In Seismic pulses with received levels of so the radius of influence and duration
those cases, the avoidance responses of 200–205 dB or more are usually of exposure to strong pulses is much
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the animals themselves will reduce or restricted to a radius of no more than smaller, especially in deep and
(most likely) avoid any possibility of 100 m (328 ft) around a seismic vessel intermediate-depth water.
hearing impairment. operating a large array of airguns. Such (3) With a large array of airguns, TTS
Non-auditory physical effects may levels would be limited to distances would be most likely in any odontocetes
also occur in marine mammals exposed within a few meters of the small GI-gun that bow-ride or otherwise linger near
to strong underwater pulsed sound. source to be used in this project. the airguns. In the present project, the

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17856 Federal Register / Vol. 72, No. 68 / Tuesday, April 10, 2007 / Notices

anticipated 180–dB distance in deep impairment during a project employing Gas-filled structures in marine
water is 40 m (131 ft), and the waterline two 45–in3 GI guns. In the present animals have an inherent fundamental
at the bow of the Roger Revelle will be project, marine mammals are unlikely to resonance frequency. If stimulated at
approximately 97 m (318 ft) ahead of the be exposed to received levels of seismic that frequency, the ensuing resonance
GI gun. pulses strong enough to cause TTS, as could cause damage to the animal. A
To avoid injury, NMFS has they would probably need to be within workshop (Gentry [ed.] 2002) was held
determined that cetaceans and a few meters of the airguns for that to to discuss whether the stranding of
pinnipeds should not be exposed to occur. Given the higher level of sound beaked whales in the Bahamas in 2000
pulsed underwater noise at received necessary to cause PTS, it is even less (Balcomb and Claridge, 2001; NOAA
levels exceeding, respectively, 180 and likely that PTS could occur. In fact, and USN, 2001) might have been related
190 dB re 1 µPa (rms). The predicted even the levels immediately adjacent to to air cavity resonance or bubble
180- and 190–dB distances for the GI the airguns may not be sufficient to formation in tissues caused by exposure
guns operated by SIO are 40 m (131 ft) induce PTS, especially since a mammal to noise from naval sonar. A panel of
and 10 m (33 ft), respectively, in water would not be exposed to more than one experts concluded that resonance in air-
depths >1000 m (3280 ft). [Those strong pulse unless it swam filled structures was not likely to have
distances actually apply to operations immediately alongside an airgun for a caused this stranding. Opinions were
with two 45–in3 G guns, and smaller period longer than the inter-pulse less conclusive about the possible role
distances would be expected for the two interval (6–10 s). Baleen whales of gas (nitrogen) bubble formation/
45–in3 GI guns to be used here.] These generally avoid the immediate area growth in the Bahamas stranding of
sound levels are the received levels around operating seismic vessels. The beaked whales.
above which, in the view of a panel of planned monitoring and mitigation Until recently, it was assumed that
bioacoustics specialists convened by measures, including visual monitoring, diving marine mammals are not subject
NMFS, one cannot be certain that there ramp ups, and shut downs of the to the bends or air embolism. However,
will be no injurious effects, auditory or airguns when mammals are seen within a short paper concerning beaked whales
otherwise, to marine mammals. More the ‘‘safety radii’’, will minimize the stranded in the Canary Islands in 2002
recent TTS data imply that, at least for already-minimal probability of exposure suggests that cetaceans might be subject
dolphins, TTS is unlikely to occur of marine mammals to sounds strong to decompression injury in some
unless the dolphins are exposed to enough to induce PTS. situations (Jepson et al., 2003). If so, that
airgun pulses notably stronger than 180 Non-auditory Physiological Effects – might occur if they ascend quickly
dB re 1 µPa rms. However NMFS Non-auditory physiological effects or when exposed to aversive sounds.
utilizes a precautionary approach of injuries that theoretically might occur in However, the interpretation that the
requiring shut down at received levels marine mammals exposed to strong effect was related to decompression
above which we cannot be certain there underwater sound include stress, injury is unproven (Piantadosi and
will be no injurious effects to the most neurological effects, bubble formation, Thalmann 2004; Fernandez et al., 2004).
sensitive species. resonance effects, and other types of Even if that effect can occur during
Permanent Threshold Shift (PTS) – organ or tissue damage. There is no exposure to mid-frequency sonar, there
When PTS occurs, there is physical evidence that any of these effects occur is no evidence that this type of effect
damage to the sound receptors in the in marine mammals exposed to sound occurs in response to airgun sounds. It
ear. In some cases, there can be total or from airgun arrays (even large ones) and is especially unlikely in the case of the
partial deafness, while in other cases, there have been no direct studies of the proposed survey, involving only two GI
the animal has an impaired ability to potential for airgun pulses to elicit any guns.
hear sounds in specific frequency of those effects. NMFS does not In general, little is known about the
ranges. There is no specific evidence anticipate that marine mammals would potential for seismic survey sounds to
that exposure to pulses of airgun sound experience any of these effects in cause auditory impairment or other
can cause PTS in any marine mammal, response to being exposed to the airguns physical effects in marine mammals.
even with large arrays of airguns. in this proposed study, especially Available data suggest that such effects,
However, given the possibility that considering the small size of the if they occur at all, would be limited to
mammals close to an airgun array might airguns. If any such effects do occur, short distances and probably to projects
incur TTS, there has been further they would probably be limited to involving large arrays of airguns.
speculation about the possibility that unusual situations when animals might However, the available data do not
some individuals occurring very close to be exposed at close range for unusually allow for meaningful quantitative
airguns might incur PTS. Single or long periods. predictions of the numbers (if any) of
occasional occurrences of mild TTS are Exposure of laboratory animals, marine mammals that might be affected
not indicative of permanent auditory wildlife, and humans to strong noise in those ways. Marine mammals that
damage in terrestrial mammals. often results in significant increases in show behavioral avoidance of seismic
Relationships between TTS and PTS adrenal activity, including cortisol and/ vessels, including most baleen whales,
thresholds have not been studied in or catecholamine release and related some odontocetes, and some pinnipeds,
marine mammals, but are assumed to be measures of stress (see Appendix A of are especially unlikely to incur auditory
similar to those in humans and other SIO’s application). However, it is impairment or other physical effects.
terrestrial mammals. PTS might occur at doubtful that any single marine Also, the planned mitigation measures,
a received sound level 20 dB or more mammal would be exposed to strong including ramp ups and shut downs,
above that inducing mild TTS if the seismic sounds for sufficiently long that will reduce any such effects that might
animal were exposed to the strong significant physiological stress would
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otherwise occur.
sound for an extended period, or to a develop. That is especially so in the
strong sound with rather rapid rise time- case of the present project where the Strandings and Mortality
see Appendix A (f) of SIO’s application. airguns are small, the ship’s speed is Marine mammals close to underwater
It is highly unlikely that marine relatively fast (5–8 knots or 9.3–14.8 detonations of high explosives can be
mammals could receive sounds strong km/h), and each survey does not killed or severely injured, and their
enough to cause permanent hearing encompass a large area. auditory organs are especially

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susceptible to injury (Ketten et al., 1993; a need for caution in conducting seismic all of those observations are of limited
Ketten 1995). Airgun pulses are less surveys in areas occupied by beaked relevance to the present situation. Pulse
energetic and have slower rise times, whales. durations from those sonars were much
and there is no proof that they can cause The present project will involve a longer than those of the SIO multi-beam
serious injury, death, or stranding even much smaller sound source than used in sonar, and a given mammal would have
in the case of large airgun arrays. typical seismic surveys. That, along received many pulses from the naval
However, the association of several with the monitoring and mitigation sonars. During SIO’s operations, the
strandings of beaked whales with naval measures that are planned, are expected individual pulses will be very short, and
exercises and, in one case, an L-DEO to minimize any possibility for a given mammal would not receive
seismic survey, has raised the strandings and mortality. many of the downward-directed pulses
possibility that beaked whales exposed as the vessel passes by.
to strong pulsed sounds may be Potential Effects of Other Acoustic Captive bottlenose dolphins and a
especially susceptible to injury and/or Devices white whale exhibited changes in
behavioral reactions that can lead to Bathymetric Sonar Signals behavior when exposed to 1 s pulsed
stranding. Appendix A (g) of SIO’s sounds at frequencies similar to those
A multi-beam bathymetric sonar
application provides additional details. that will be emitted by the multi-beam
(Simrad EM120, 11.25–12.6 kHz) will be
Seismic pulses and mid-frequency sonar used by SIO, and to shorter
operated from the source vessel during
sonar pulses are quite different. Sounds broadband pulsed signals. Behavioral
much of the planned study. Sounds
produced by airgun arrays are changes typically involved what
broadband with most of the energy from the multi-beam sonar are very appeared to be deliberate attempts to
below 1 kHz. Typical military mid- short pulses. Most of the energy in the avoid the sound exposure (Schlundt et
frequency sonars operate at frequencies sound pulses emitted by the multi-beam al., 2000; Finneran et al., 2002). The
of 2–10 kHz, generally with a relatively is at moderately high frequencies, relevance of those data to free-ranging
narrow bandwidth at any one time. centered at 12 kHz. The beam is narrow odontocetes is uncertain, and in any
Thus, it is not appropriate to assume (1° or 2°) in fore-aft extent, and wide case, the test sounds were quite
that there is a direct connection between (150°) in the cross-track extent. Each different in either duration or
the effects of military sonar and seismic ping consists of nine successive bandwidth as compared with those from
surveys on marine mammals. However, transmissions (segments) at different a bathymetric sonar.
evidence that sonar pulses can, in cross-track angles. Any given mammal Because of the shape of the beam,
special circumstances, lead to physical at depth near the track line would be in NMFS believes it unlikely that marine
damage and mortality (NOAA and USN the main beam for only a fraction of a mammals will be exposed to the
2001; Jepson et al., 2003), even if only second. bathymetric sonar at levels at or above
indirectly, suggests that caution is Tactical Navy sonars that have been those likely to cause harassment.
warranted when dealing with exposure linked to avoidance reactions and Further, NMFS believes that the brief
of marine mammals to any high- stranding of cetaceans (1) generally are exposure of cetaceans or pinnipeds to
intensity pulsed sound. more powerful than the Simrad EM120, one pulse, or small numbers of signals,
In May 1996, 12 Cuvier’s beaked (2) have a longer pulse duration, and (3) from the multi-beam bathymetric sonar
whales stranded along the coasts of are directed close to omnidirectionally, system are not likely to result in the
Kyparissiakos Gulf in the Mediterranean vs. downward for the Simrad EM120. harassment of marine mammals.
Sea. That stranding was subsequently The area of possible influence of the
linked to the use of low- and medium- Simrad EM120 is a much smaller Sub-bottom Profiler Signals
frequency active sonar by a North narrow band oriented in the cross-track A sub-bottom profiler will be operated
Atlantic Treaty Organization (NATO) direction below the source vessel. from the source vessel at all times
research vessel in the region (Frantzis Marine mammals that encounter the during the planned study. Sounds from
1998). In March 2000, a population of Simrad EM120 at close range are the sub-bottom profiler are very short
Cuvier’s beaked whales being studied in unlikely to be subjected to repeated pulses, occurring for 12 or 24 ms once
the Bahamas disappeared after a U.S. pulses because of the narrow fore-aft every 4.5–8 seconds. Most of the energy
Navy task force using mid-frequency width of the beam, and will receive only in the sound pulses emitted by this sub-
tactical sonars passed through the area; limited amounts of pulse energy bottom profiler is at mid frequencies,
some beaked whales stranded (Balcomb because of the short pulses. In assessing centered at 3.5 kHz. The beam width is
and Claridge, 2001; NOAA and USN, the possible impacts of the 15.5 kHz approximately 80o (cone-shaped) and is
2001). Atlas Hydrosweep (a similar model), directed downward.
In September 2002, a total of 14 Boebel et al. (2004) noted that the The sub-bottom profiler on the Roger
beaked whales of various species critical sound pressure level at which Revelle has a stated maximum source
stranded coincident with naval TTS may occur is 203.2 dB re 1 µPa level of 211 dB re 1 µPa m (see section
exercises in the Canary Islands (Martel (rms). The critical region included an I of SIO’s application). Thus, the
n.d.; Jepson et al., 2003; Fernandez et area of 43 m (141 ft) in depth, 46 m (151 received level would be expected to
al., 2003). Also in Sept. 2002, there was ft) wide athwartship, and 1 m (3.3 ft) decrease to 180 dB and 160 dB
a stranding of two Cuvier’s beaked fore-and-aft (Boebel et al., 2004). approximately 35 m and 350 m below
whales in the Gulf of California, Mexico, Behavioral reactions of free-ranging the transducer, respectively, assuming
when the L-DEO vessel Maurice Ewing marine mammals to military and other spherical spreading. Corresponding
was operating a 20–gun, 8490–in3 array sonars appear to vary by species and distances in the horizontal plane would
in the general area. The link between circumstance. Observed reactions have be substantially lower, given the
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the stranding and the seismic surveys included silencing and dispersal by directionality of this source.
was inconclusive and not based on any sperm whales (Watkins et al., 1985), Marine mammal behavioral reactions
physical evidence (Hogarth, 2002; increased vocalizations and no dispersal to other pulsed sound sources are
Yoder, 2002). Nonetheless, that plus the by pilot whales (Rendell and Gordon, discussed above, and responses to the
incidents involving beaked whale 1999), and the previously-mentioned sub-bottom profiler are likely to be
strandings near naval exercises suggests beachings by beaked whales. However, similar to those for other pulsed sources

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if received at the same levels. However, densities in the proposed survey area, Few systematic aircraft- or ship-based
the pulsed signals from the sub-bottom densities were used from two of surveys have been conducted for marine
profiler are weaker than those from both Longhurst’s (2007) biogeographic mammals in offshore waters of the
the multi-beam sonar and the two GI provinces in the ETP that are Indian Ocean, and the species of marine
guns. Behavioral responses are not oceanographically similar to the two mammals that occur there are not well
expected unless marine mammals are provinces in which the seismic known. The density estimates used in
very close to the source, e.g., within activities will take place (see further, this assessment are from two sources, as
approximately 350 m below the vessel, below). noted above. The most comprehensive
or a lesser distance to the side. It is SIO’s application presents two types and recent density data available for
unlikely that the sub-bottom profiler of estimates: estimates of the number of cetaceans of the ETP are from 1986 1996
produces pulse levels strong enough to potential ‘‘exposures’’, and estimates of NMFS ship surveys reported by
cause hearing impairment or other the number of different individual Ferguson and Barlow (2001).
physical injuries even in an animal that marine mammals that might potentially (1) Some of those waters are in
is (briefly) in a position near the source. be exposed to sound levels ≥160 dB re Longhurst’s (2007) Pacific Equatorial
The sub-bottom profiler is usually 1 µPa (rms). The distinction between Divergence Province (PEQD), which is
operated simultaneously with other ‘‘exposures’’ and ‘‘number of different similar to the Indian Monsoon Gyres
higher-power acoustic sources. Many individuals exposed’’ is marginally Province (MONS), in which 3 of the 5
marine mammals will move away in relevant in this project, because the plan proposed seismic surveys in the
response to the approaching higher- does not call for repeated GI gun northeastern Indian Ocean will occur.
power sources or the vessel itself before operations through the same or adjacent The similarities are that they are both
the mammals would be close enough for waters, and the 2 GI guns that will be high-nitrate, low-chlorophyll regions of
there to be any possibility of effects used ensonify a relatively small area. the oceans that support relatively large
from the less intense sounds from the Estimates of the number of exposures populations of yellowfin, bigeye, and
sub-bottom profiler. In the case of are considered precautionary skipjack tuna. SIO used the 1986 1996
mammals that do not avoid the overestimates of the actual numbers of data from blocks 162–170, 202–209, and
approaching vessel and its various different individuals potentially 213–216 of Ferguson and Barlow (2001)
sound sources, mitigation measures that exposed to seismic sounds, because in for the species group density estimates
would be applied to minimize effects of all likelihood, exposures represent given in Table 3 of SIO’s application
the higher-power sources would further repeated exposures of some of the same
(and used to calculate the take estimates
reduce or eliminate any minor effects of in Table 1 here).
individuals as discussed in the sections
the sub-bottom profiler. (2) Some of the surveys conducted by
that follow. Because of their
Because of the shape of the conical Ferguson and Barlow (2001) in the ETP
beam and the power of the source, precautionary nature, the fact that they are in Longhurst’s (2007) North Pacific
NMFS believes it unlikely that marine are the numbers SIO requested Tropical Gyre Province (NPTG), which
mammals will be exposed to the authorization for, and the fact that they is similar to the Indian South
bathymetric sonar at levels at or above differ only slightly from the estimated Subtropical Gyre Province (ISSG), in
those likely to cause harassment. number of individuals, NMFS will use which 2 of the 5 proposed seismic
Further, NMFS believes that the brief the estimated number of exposures for surveys will occur. The similarities are
exposure of cetaceans or pinnipeds to the take estimate. that they are both low-nitrate, low-
small numbers of signals from the multi- The following estimates are based on chlorophyll regions of the oceans that
beam bathymetric sonar system are not a consideration of the number of marine support relatively large bigeye and
likely to result in the harassment of mammals that might be disturbed yellowfin tuna populations. SIO used
marine mammals. appreciably by operations with the 2 GI the 1986 1996 data from blocks 105,
guns to be used during approximately 106, 111, 112, and 125 131 of Ferguson
Estimated Take by Incidental 2700 line-km of surveys at five sites on and Barlow (2001) to compute the
Harassment the Ninety East Ridge in the species group densities in Table 4 of
All anticipated takes would be ‘‘takes northeastern Indian Ocean. The their application (and used to calculate
by harassment’’, involving temporary anticipated radii of influence of the the take estimates in Table 1 here).
changes in behavior. The proposed multi-beam sonar and sub-bottom The species that will be encountered
mitigation measures are expected to profiler are less than those for the GI during the Indian Ocean survey will be
minimize the possibility of injurious guns. It is assumed that, during different than those sighted during the
takes. (However, as noted earlier, there simultaneous operations of the multi- surveys in the ETP. However, the
is no specific information demonstrating beam sonar and airguns, any marine overall abundance of species groups
that injurious ‘‘takes’’ would occur even mammals close enough to be affected by with generally similar habitat
in the absence of the planned mitigation the sonar would already be affected by requirements are expected to be roughly
measures.) In the sections below, we the airguns. No animals are expected to similar. No density data were available
describe methods to estimate ‘‘take by exhibit more than short-term and for any cetacean species in the proposed
harassment’’, and present estimates of inconsequential responses to the multi- seismic survey area. Thus, data from
the numbers of marine mammals that beam sonar and sub-bottom profiler, offshore areas of the ETP to estimate the
might be affected during the proposed given their characteristics (e.g., narrow densities of beaked whales, delphinids,
seismic survey in the northeast Indian downward-directed beam) and other small whales, and mysticetes in the
Ocean. The estimates are based on the considerations described previously. northeastern Indian Ocean were used.
best available data concerning marine Therefore, no additional allowance is SIO then estimated the relative
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mammal densities (numbers per unit included for animals that might be abundance of individual species within
area) and estimates of the size of the affected by those sources. Any effects of the species groups on a scale of 1 (rare)
area where effects potentially could the multi-beam sonar and sub-bottom to 10 (abundant) using various surveys
occur. profiler during times when they are and other information from areas near
Because there is very little operating but the airguns are silent are the study area, and general information
information on marine mammal not considered. on species such as latitudinal ranges,

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water depth preferences, and group maximum estimates are based on the based on the mean group size. Where
sizes (see Column 1 in Tables 3 and 4 average and maximum estimates of group sizes are less than five, SIO
of SIO’s application). Finally, SIO densities reported in the selected assigned a group size of five. However,
estimated the density of each species datasets that were used from Ferguson for endangered species, NMFS only
expected to occur in the survey area and Barlow (2001) described above. SIO plans to authorize take for one sperm
from the densities for species groups in has requested authorization for the take whale and one blue whale.
Tables 3 and 4 of their application by of the maximum estimates and NMFS The best and maximum estimates are
multiplying their relative abundance/ has analyzed the maximum estimate for based on 160–dB distances predicted
the relative abundance for all species in it’s effect on the species or stock. from the acoustic model applied by L-
the species group times the density for The potential number of occasions DEO. Based on the empirical calibration
the species group. when members of each species might be data collected in the Gulf of Mexico in
Tables 3 and 4 in SIO’s application exposed to received levels ≥160 dB re 1 2003 for L-DEO’s 2 GI guns in deep
give the average and maximum densities µPa (rms) was calculated by multiplying water (510 m (1673 ft)), actual 160–dB
for each species group of marine • Its expected density, either distances in deep water are likely to be
mammals reported in the PEQD and ‘‘average’’ (i.e., best) or ‘‘maximum’’, less than predicted (Tolstoy et al.,
NPTG provinces of the ETP, corrected corrected as described above, times 2004). Additionally, the requested take
for effort, based on the densities • The anticipated total line- is based on maximum exposure
reported in Ferguson and Barlow (2001). kilometers of operations with the 2 GI estimates (based on maximum density
The densities from those studies had guns (including turns and additional estimates). Given these considerations,
been corrected, by the original authors, buffer line km to allow for repeating of the predicted numbers of marine
for both detectability bias and lines due to equipment malfunction, mammals that might be exposed to
availability bias. Detectability bias is bad weather, etc.), times sounds ≥160 dB may be somewhat
associated with diminishing sightability • The cross-track distances within overestimated.
with increasing lateral distance from the which received sound levels are The stock structures of the marine
track line [f(0)]. Availability bias refers predicted to be ≥160 dB. mammals present in the Indian Ocean
to the fact that there is less-than 100 For the 2 GI guns, that cross track have not been identified by NMFS;
percent probability of sighting an distance is 2x the predicted 160–dB therefore, NMFS must make the
animal that is present along the survey radii of 400 m (1312 ft) in water depths necessary findings based on the species
track line, and it is measured by g(0). >1000 m (3280 ft). as a whole. The species anticipated to
It should be noted that the following Based on that method, the ‘‘best’’ and be affected during the proposed
estimates of ‘‘takes by harassment’’ ‘‘maximum’’ estimates of the number of activities are wide-ranging species.
assume that the seismic surveys will be marine mammal exposures to airgun Though worldwide abundance (or
undertaken and completed; in fact, the sounds ≥160 dB re 1 µPa (rms) were abundance outside of that estimated for
planned number of line-kms has been obtained for each of the ecological the U.S. stocks) has not been estimated,
increased by 25 percent to accommodate provinces using the reported average localized surveys in the west tropical
lines that may need to be repeated, and maximum densities from Tables 3 Indian Ocean and elsewhere have been
equipment testing, etc. As is typical on and 4 of SIO’s application. The two conducted. Since the take estimates
offshore ship surveys, inclement estimates were then added to give totals. proposed in this document fall largely
weather, equipment malfunctions, and Of the five endangered cetacean species within 6 percent (all but common
other survey priorities (rock dredging, that could be present, the best and dolphin (21 percent) and rough-toothed
magnetic surveys) may cause delays and maximum estimates show that only one dolphin (14 percent)) of the numbers
may limit the number of useful line-kms blue whale and one sperm whale may estimated to be present during a
of seismic operations that can be be exposed to such noise levels (Table localized survey of the west tropical
undertaken. Furthermore, any marine 5 of SIO’s application). The vast Indian Ocean, and the species range far
mammal sightings within or near the majority of the best and maximum beyond the Indian Ocean (i.e., the
designated safety zones will result in exposures to seismic sounds ≥160 dB abundance of the species is notably
the shut down of seismic operations as would involve delphinids. Maximum larger), NMFS believes that the
a mitigation measure. Thus, the estimates of exposures for the species estimated take numbers for these are
following estimates of the numbers of with the highest numbers are, in small relative both to the worldwide
marine mammals potentially exposed to descending order, spinner dolphin (215 abundance of these species and to
160–dB sounds are precautionary, and exposures), common and Risso’s numbers taken in other activities that
probably overestimate the actual dolphins (151 exposures), and have been authorized for incidental take
numbers of marine mammals that might bottlenose dolphin (129 exposures). of these species.
be involved. The estimates assume that Estimates for other species are lower
there are no conflicts in survey (Table 1). Potential Effects on Habitat
priorities or weather, equipment, or The far right column in Table 1, The proposed airgun operations will
mitigation delays, which is unlikely, ‘‘Requested Take Authorization’’, shows not result in any permanent impact on
particularly given the complexity of the the numbers for which ‘‘take habitats used by marine mammals, or to
tasks and equipment involved. authorization’’ is requested. The the food sources they use. The main
There is some uncertainty about the requested take authorization numbers impact issue associated with the
representativeness of the data and the are calculated as indicated above based proposed activities will be temporarily
assumptions used in the take on the maximum densities reported by elevated noise levels and the associated
calculations. However, the approach Ferguson and Barlow (2001) in any of direct effects on marine mammals, as
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used here is believed to be the best the survey blocks included in the discussed above.
available approach. Also, to provide average density estimates. For those One of the reasons for the adoption of
some allowance for the uncertainties, species for which very low numbers to airguns as the standard energy source
‘‘maximum estimates’’ as well as ‘‘best none are estimated to be exposed to for marine seismic surveys was that they
estimates’’ of the numbers potentially seismic sounds ≥160 dB, SIO included (unlike the explosives used in the
affected have been derived. Best and allowance for encountering one group distant past) do not result in any

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17860 Federal Register / Vol. 72, No. 68 / Tuesday, April 10, 2007 / Notices

appreciable fish kill. However, the 1973; Holliday et al., 1987; La Bella et result such as this does point to the
existing body of information relating to al., 1996; Santulli et al., 1999; McCauley need for further study.
the impacts of seismic on marine fish et al., 2000a, 2000b; Bjarti, 2002; IMG, Pearson et al. (1994) exposed Stage II
and invertebrate species is very limited. 2002; McCauley et al., 2003; Hassel et larvae of the Dungeness crab to single
The various types of potential effects of al., 2003). discharges from a seven-airgun seismic
exposure to seismic on fish and There are examples of damage to fish array and compared their mortality and
invertebrates can be considered in three ear structures from exposure to seismic development rates with those of
categories: (1) pathological, (2) airguns (McCauley et al., 2000a, 2000b, unexposed larvae. For immediate and
physiological, and (3) behavioral. 2003), but it should be noted the long-term survival and time to molt, this
Pathological effects include lethal and experimental fish were caged and field experiment did not reveal any
sub-lethal damage to the animals, exposed to high cumulative levels of statistically-significant differences
physiological effects include temporary seismic energy. Atlantic salmon were between the exposed and unexposed
primary and secondary stress responses, exposed within 1.5 m (4.9 ft) of larvae, even those exposed within 1 m
and behavioral effects refer to changes underwater explosions (Sverdrup et al., (3.3 ft) of the seismic source.
in exhibited behavior of the fish and 1994). Compared to airgun sources, Bivalves of the Adriatic Sea were also
invertebrates. The three categories are explosive detonations are characterized exposed to seismic energy and
interrelated in complex ways. For by higher peak pressures and more subsequently assessed (LaBella et al.,
example, it is possible that certain rapid rise and decay times, and are 1996). No effects of the exposure were
physiological and behavioral changes considered to have greater potential to noted.
could potentially lead to the ultimate damage marine biota. In spite of this, no To date, there have not been any well-
pathological effect on individual salmon mortality was observed documented cases of acute post-larval
animals (i.e., mortality). immediately after exposure or during fish or invertebrate mortality as a result
The available information on the the seven-day monitoring period of exposure to seismic sound under
impacts of seismic surveys on marine following exposure. normal seismic operating conditions.
fish and invertebrates provides limited Some studies have also provided Sub-lethal injury or damage has been
insight on the effects only at the some information on the effects of observed, but generally as a result of
individual level. Ultimately, the most seismic exposure on fish eggs and larvae exposure to very high received levels of
important knowledge in this area relates (Kostyuchenko, 1972; Dalen and sound, significantly higher than the
to how significantly seismic affects Knutsen, 1986; Holliday et al., 1987; received levels generated by the single
animal populations. Matishov, 1992; Booman et al., 1996; GI gun sound source to be used in the
The following sections provide an Dalen et al., 1996). Overall, impacts proposed study. Acute mortality of eggs
overview of the information that exists appeared to be minimal and any and larvae have been demonstrated in
on the effects of seismic surveys on fish mortality was generally not significantly experimental exposures, but only when
and invertebrates. The information different from the experimental the eggs and larvae were exposed very
comprises results from scientific studies controls. Generally, any observed larval close to the seismic sources and the
of varying degrees of soundness and mortality occurred after exposures received pressure levels were
some anecdotal information. within 0.5 3 m (1.6–9.8 ft) of the airgun presumably very high. Limited
Pathological Effects – In water, acute source. Matishov (1992) did report some information has not indicated any
injury and death of organisms exposed retinal tissue damage in cod larvae chronic mortality as a direct result of
to seismic energy depends primarily on exposed at 1 m (3.3 ft) from the airgun exposure to seismic.
two features of the sound source: (1) the source. Saetre and Ona (1996) applied a Physiological Effects – Biochemical
received peak pressure, and (2) the time ’worst-case scenario’ mathematical responses by marine fish and
required for the pressure to rise and model to investigate the effects of invertebrates to acoustic stress have also
decay (Hubbs and Rechnitzer, 1952 in seismic energy on fish eggs and larvae, been studied, although in a limited way.
Wardle et al., 2001). Generally, the and concluded that mortality rates Studying the variations in the
higher the received pressure and the caused by exposure to seismic are so biochemical parameters influenced by
less time it takes for the pressure to rise low compared to natural mortality that acoustic stress might give some
and decay, the greater the chance of the impact of seismic surveying on indication of the extent of the stress and
acute pathological effects. Considering recruitment to a fish stock must be perhaps forecast eventual detrimental
the peak pressure and rise/decay time regarded as insignificant. effects. Such stress could potentially
characteristics of seismic airgun arrays The pathological impacts of seismic affect animal populations by reducing
used today, the pathological zone for energy on marine invertebrate species reproductive capacity and adult
fish and invertebrates would be have also been investigated. Christian et abundance.
expected to be within a few meters of al. (2003) exposed adult male snow McCauley et al. (2000a, 2000b) used
the seismic source (Buchanan et al., crabs, egg-carrying female snow crabs, various physiological measures to study
2004). For the proposed survey, any and fertilized snow crab eggs to energy the physiological effects of exposure to
injurious effects on fish would be from seismic airguns. Neither acute nor seismic energy on various fish species,
limited to very short distances, chronic (12 weeks after exposure) squid, and cuttlefish. No significant
especially considering the small source mortality was observed for the adult physiological stress increases
planned for use in this project (two 45– male and female crabs. There was a attributable to seismic energy were
in3 GI guns). significant difference in development detected. Sverdrup et al. (1994) found
Matishov (1992) reported that some rate noted between the exposed and that Atlantic salmon subjected to
cod and plaice died within 48 hours of unexposed fertilized eggs. The egg mass acoustic stress released primary stress
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exposure to seismic pulses 2 m (6.5 ft) exposed to seismic energy had a higher hormones, adrenaline and cortisol, as a
from the source. No other details were proportion of less-developed eggs than biochemical response although there
provided by the author. On the other the unexposed mass. It should be noted were different patterns of delayed
hand, there are numerous examples of that both egg masses came from a single increases for the different indicators.
no fish mortality as a result of exposure female and that any measure of natural Caged European sea bass were exposed
to seismic sources (Falk and Lawrence variability was unattainable. However, a to seismic energy and numerous

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biochemical responses were indicated. fishes, resulting in audiograms of over pressure sensitivity is high and their
All returned to their normal 50 species. These data reveal great upper frequency range of detection is
physiological levels within 72 hours of diversity in fish hearing ability, mostly extended above those species that hear
exposure. attributable to various peripheral modes only by the direct pathway. Typically,
Stress indicators in the haemolymph of coupling the ear to internal most fish detect sounds of frequencies
of adult male snow crabs were structures, including the swim bladder. up to 2,000–Hz but, as indicated, others
monitored after exposure of the animals However, the general auditory have detection ranges that extend to
to seismic energy (Christian et al., capabilities of <0.2 percent of fish much higher frequencies.
2003). No significant differences species are known so far. Fish also possess lateral lines that
between exposed and unexposed For many years, studies of fish detect water movements. The essential
animals were found in the stress hearing have reported that the hearing stimulus for the lateral line consists of
indicators (e.g., proteins, enzymes, cell bandwidth typically extends from below differential water movement between
type count). 100 Hz to approximately 1 kHz in fishes the body surface and the surrounding
Primary and secondary stress without specializations for sound water. The lateral line is typically used
responses of fish after exposure to detection, and up to approximately 7 in concert with other sensory
seismic energy all appear to be kHz in fish with specializations that information, including hearing (Sand,
temporary in any studies done to date. enhance bandwidth and sensitivity. 1981; Coombs and Montgomery, 1999).
The times necessary for these Recently there have been suggestions Elasmobranchs (sharks and skates)
biochemical changes to return to normal that certain fishes, including many lack any known pressure-to-
are variable depending on numerous clupeiforms (herring, shads, anchovies, displacement transducers such as swim
aspects of the biology of the species and etc.) may be capable of detecting bladders. Therefore, they presumably
of the sound stimulus. ultrasonic signals with frequencies as must rely on the displacement
Summary of Physical (Pathological high as 126 kHz (Dunning et al., 1992; sensitivity of their mechanoreceptive
and Physiological) Effects – As Nestler et al., 1992). Studies on Atlantic cells. Unlike acoustic pressure, the
indicated in the preceding general cod, a non-clupeiform fish, suggested kinetic stimulus is inherently
discussion, there is a relative lack of that this species could detect ultrasound directional but its magnitude rapidly
knowledge about the potential physical at almost 40 kHz (Astrup and M hl, decreases relative to the pressure
(pathological and physiological) effects 1993). component as it propagates outward
of seismic energy on marine fish and Mann et al. (2001) showed that the from the sound source in the near field.
invertebrates. Available data suggest American shad is capable of detecting It is believed that elasmobranches are
that there may be physical impacts on sounds up to 180 kHz. They also most sensitive to low frequencies, those
egg, larval, juvenile, and adult stages at demonstrated that the gulf menhaden is <1 kHz (Corwin 1981).
very close range. Considering typical also able to detect ultrasound, whereas Because they lack air-filled cavities
source levels associated with other species such as the bay anchovy, and are often the same density as water,
commercial seismic arrays, close scaled sardine, and Spanish sardine invertebrates detect underwater
proximity to the source would result in only detect sounds with frequencies up acoustics differently than fish. Rather
exposure to very high energy levels. to approximately 4 kHz. than being pressure sensitive,
Again, this study will employ a sound Among fishes, at least two major invertebrates appear to be most sensitive
source that will generate low energy pathways for sound transmission to the to particle displacement. However, their
levels. Whereas egg and larval stages are ear have been identified. The first and sensitivity to particle displacement and
not able to escape such exposures, most primitive is the conduction of hydrodynamic stimulation seem poor
juveniles and adults most likely would sound directly from the water to tissue compared to fish. Decapods, for
avoid it. In the case of eggs and larvae, and bone. The fish’s body takes up the example, have an extensive array of
it is likely that the numbers adversely sound’s acoustic particle motion and hair-like receptors both within and
affected by such exposure would not be subsequent hair cell stimulation occurs upon the body surface that could
that different from those succumbing to because of the difference in inertia potentially respond to water- or
natural mortality. Limited data between the hair cells and their substrate-borne displacements. They are
regarding physiological impacts on fish overlying otoliths. These species are also equipped with an abundance of
and invertebrates indicate that these known as ’hearing generalists’ (Fay and proprioceptive organs that could serve
impacts are short term and are most Popper, 1999). The second sound secondarily to perceive vibrations.
apparent after exposure at close range. pathway to the ears is indirect. The Crustaceans appear to be most sensitive
The proposed seismic program for swim bladder or other gas bubble near to sounds of low frequencies, those
2007 is predicted to have negligible to the ears expands and contracts in <1000 Hz (Budelmann, 1992; Popper et
low physical effects on the various life volume in response to sound pressure al., 2001).
stages of fish and invertebrates for its fluctuations, and the motion is then Many fish and invertebrates are also
short duration (approximately 49 hours transmitted to the otoliths. While capable of sound production. It is
at each of five sites on the Ninety East present in most bony fishes, the swim believed that these sounds are used for
Ridge) and 2700–km extent. Therefore, bladder is absent or reduced in many communication in a wide range of
physical effects of the proposed program other fish species. Only some species of behavioral and environmental contexts.
on the fish and invertebrates would be fish with a swim bladder appear to be The behaviors most often associated
not significant. sound-pressure sensitive via this with acoustic communication include
Fish and Invertebrate Acoustic indirect pathway to the ears; they are territorial behavior, mate finding,
Detection and Production – Hearing in called ’hearing specialists’. Hearing courtship, and aggression. Sound
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fishes was first demonstrated in the specialists have some sort of connection production provides a means of long-
early 1900s through studies involving with the inner ear, either via bony distance communication and
cyprinids (Parker, 1903 and Bigelow, structures known as Weberian ossicles, communication when underwater
1904 in Kenyon et al., 1998). Since that extensions of the swim bladder, or a visibility is poor (Zelick et al., 1999).
time, numerous methods have been swim bladder more proximate to the Behavioral Effects – Because of the
used to test auditory sensitivity in inner ear. Hearing specialists’ sound- apparent lack of serious pathological

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and physiological effects of seismic (Pearson et al., 1992), Pacific herring documented observations of fish and
energy on marine fish and invertebrates, (Schwarz and Greer, 1984), and Atlantic invertebrates exhibiting behaviors that
most concern now centers on the herring (Blaxter et al., 1981). The appeared to be responses to exposure to
possible effects of exposure to seismic responses observed in these studies seismic energy (i.e., startle response,
surveys on the distribution, migration were relatively temporary. What is not change in swimming direction and
patterns, and catchability of fish. There known is the effect of exposure to speed, and change in vertical
is a need for more information on seismic energy on fish and invertebrate distribution), but the ultimate
exactly what effects such sound sources behaviors that are associated with importance of those behaviors is
might have on the detailed behavior reproduction and migration. unclear. Some studies indicate that such
patterns of fish and invertebrates at Studies on the effects of sound on fish behavioral changes are very temporary,
different ranges. Studies investigating behavior have also been conducted whereas others imply that fish might not
the possible effects of seismic energy on using caged or confined fish. Such resume pre-seismic behaviors or
fish and invertebrate behavior have been experiments were conducted in distributions for a number of days.
conducted on both uncaged and caged Australia using fish, squid, and There appears to be a great deal of inter-
animals. Studies of change in catch rate cuttlefish as subjects (McCauley et al. and intra-specific variability. In the case
regard potential effects of seismic (2000a,b). Common observations of fish of finfish, three general types of
energy on larger spatial and temporal behavior included startle response, behavioral responses have been
scales than are typical for close-range faster swimming, movement to the part identified: startle, alarm, and avoidance.
studies that often involve caged animals of the cage furthest from the seismic The type of behavioral reaction appears
(Hirst and Rodhouse, 2000). Hassel et al. source (i.e., avoidance), and eventual to depend on many factors, including
(2003) investigated the behavioral habituation. Fish behavior appeared to the type of behavior being exhibited
effects of seismic pulses on caged sand return pre-seismic state 15 30 min after before exposure, and proximity and
lance in Norwegian waters. The sand cessation of seismic shooting. Squid energy level of sound source.
lance did exhibit responses to the exhibited strong startle responses to the During the proposed study, only a
seismic, including an increase in onset of proximate airgun firing by small fraction of the available habitat
swimming rate, an upwards vertical releasing ink and/or jetting away from would be ensonified at any given time,
shift in distribution, and startle the source. The squid consistently made and fish species would return to their
responses. Normal behaviors were use of the ’sound shadow’ at the surface, pre-disturbance behavior once the
resumed shortly after cessation of the where the sound intensity was less than seismic activity ceased. The proposed
seismic source. None of the observed at 3–m (9.8 ft) depth. These Australian seismic program is predicted to have
sand lance reacted by burying into the experiments provided more evidence negligible to low behavioral effects on
sand. that fish and invertebrate behavior will the various life stages of the fish and
Engas et al. (1996) assessed the effects be modified at some received sound invertebrates during its short duration
of seismic surveying on Atlantic cod level. Again, the behavioral changes (approximately 49 hours at each of 5
and haddock behavior using acoustic seem to be temporary. sites on the Ninety East Ridge) and
mapping and commercial fishing Christian et al. (2003) conducted an 2700–km extent.
techniques. Results indicated that fish experimental commercial fishery for Changes in behavior in fish near the
abundance decreased at the seismic snow crab before and after the area was airguns might have short-term impacts
survey area, and that the decline in exposed to seismic shooting. Although on the ability of cetaceans to feed near
abundance and catch rate lessened with the resulting data were not conclusive, the survey area. However, only a small
distance from the survey area. Fish no drastic decrease in catch rate was fraction of the available habitat would
abundance and catch rates had not observed after seismic shooting be ensonified at any given time, and fish
returned to pre-shooting levels five days commenced. Another behavioral species would return to their pre-
after cessation of shooting. In other investigation by Christian et al. (2003) disturbance behavior once the seismic
airgun experiments, catch per unit effort involved caging snow crabs, positioning activity ceased. Thus, the proposed
(CPUE) of demersal fish declined when the cage 50 m (164 ft) below a seven-gun survey would have little impact on the
airgun pulses were emitted, particularly array, and observing the immediate abilities of marine mammals to feed in
in the immediate vicinity of the seismic responses of the crabs to the onset of the area where seismic work is planned.
survey (Dalen and Raknes, 1985; Dalen seismic shooting by remote underwater Some of the fish that do not avoid the
and Knutsen, 1986; L kkeborg, 1991; camera. No obvious startle behaviors approaching airguns (probably a small
Skalski et al., 1992). Reductions in the were observed. Anecdotal information number) may be subject to auditory or
catch may have resulted from a change from Newfoundland, Canada, indicated other injuries.
in behavior of the fish. The fish schools that snow crab catch rates showed a Zooplankters that are very close to the
descended to near the bottom when the significant reduction immediately source may react to the shock wave.
airgun was firing, and the fish may have following a pass by a seismic survey These animals have an exoskeleton and
changed their swimming and schooling vessel. Other anecdotal information no air sacs. Little or no mortality is
behavior. Fish behavior returned to from Newfoundland indicated that a expected. Many crustaceans can make
normal minutes after the sounds ceased. school of shrimp showing on a fishing sounds and some crustaceans and other
Marine fish inhabiting an inshore reef vessel sounder shifted downwards and invertebrates have some type of sound
off the coast of Scotland were monitored away from a nearby seismic source. receptor. However, the reactions of
by telemetry and remote camera before, Effects were temporary in both the snow zooplankters to sound are not known.
during, and after airgun firing (Wardle crab and shrimp anecdotes (Buchanan et Some mysticetes feed on concentrations
et al., 2001). Although some startle al., 2004). of zooplankton. A reaction by
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responses were observed, the seismic Summary of Behavioral Effects – As is zooplankton to a seismic impulse would
gun firing had little overall effect on the the case with pathological and only be relevant to whales if it caused
day-to-day behavior of the resident fish. physiological effects of seismic on fish a concentration of zooplankton to
Other species involved in studies that and invertebrates, available information scatter. Pressure changes of sufficient
have indicated fish behavioral responses is relatively scant and often magnitude to cause this type of reaction
to underwater sound include rockfish contradictory. There have been well- would probably occur only very close to

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the source. Impacts on zooplankton The Roger Revelle is a suitable standardized format. Data will be
behavior are predicted to be negligible, platform for marine mammal entered into a custom database using a
and this would translate into negligible observations, and has been used for that notebook computer when observers are
impacts on feeding mysticetes. purpose during the routine CalCOFI off duty. The accuracy of the data entry
Because of the reasons noted above (California Cooperative Oceanic will be verified by computerized data
and the nature of the proposed activities Fisheries Investigations). Observing validity checks as the data are entered,
(small airguns and limited duration), the stations will be at the 02 level, with and by subsequent manual checking of
proposed operations are not expected to observers’ eyes approximately 10.4 m the database. Those procedures will
have any habitat-related effects that (34 ft) above the waterline: one forward allow initial summaries of data to be
could cause significant or long-term on the 02 deck commanding a forward- prepared during and shortly after the
consequences for individual marine centered, approximately 240° view, and field program, and will facilitate transfer
mammals or their populations or stocks. one atop the aft hangar, with an aft- of the data to statistical, graphical, or
centered view that includes the 60–m other programs for further processing
Monitoring radius area around the airguns. The eyes and archiving.
Either dedicated marine mammal of the bridge watch will be at a height Results from the vessel-based
observers (MMOs) or other vessel-based of approximately 15 m (49 ft); marine observations will provide:
personnel will watch for marine mammal observers will repair to the • The basis for real-time mitigation
mammals near the seismic source vessel enclosed bridge and adjoining aft (airgun shut down).
during all daytime and nighttime airgun steering station during any inclement • Information needed to estimate the
operations. GI airgun operations will be weather (unlikely at this place and number of marine mammals potentially
suspended when marine mammals are season), and as necessary to use the 50 taken by harassment, which must be
observed within, or about to enter, X ‘‘big-eye’’ binoculars that are mounted reported to NMFS.
designated safety radii where there is a there. • Data on the occurrence,
possibility of significant effects on Standard equipment for marine distribution, and activities of marine
hearing or other physical effects. At mammal observers will be 7 X 50 reticle mammals in the area where the seismic
least one dedicated vessel-based MMO binoculars and optical range finders. At study is conducted.
will watch for marine mammals near the night, night vision equipment will be • Information to compare the distance
seismic vessel during daylight periods available. The observers will be in and distribution of marine mammals
wireless communication with ship’s relative to the source vessel at times
when shooting is being conducted, and
officers on the bridge and scientists in with and without seismic activity.
two MMOs will watch for marine
the vessel’s operations laboratory, so • Data on the behavior and movement
mammals for at least 30 min prior to
they can advise promptly of the need for patterns of marine mammals seen at
start-up of airgun operations.
avoidance maneuvers or airgun power- times with and without seismic activity.
Observations of marine mammals will
down or shut-down.
also be made and recorded during any The vessel-based monitoring will Mitigation
daytime periods without airgun provide data required to estimate the For the proposed seismic surveys in
operations. At night, the forward- numbers of marine mammals exposed to the Northeastern Indian Ocean during
looking bridge watch of the ship’s crew various received sound levels, to May August 2007, SIO will deploy two
will look for marine mammals that the document any apparent disturbance GI airguns as an energy source, with a
vessel is approaching, and execute reactions, and thus to estimate the total discharge volume of 90 in3. The
avoidance maneuvers; the 180dB/190dB numbers of mammals potentially energy from the airguns will be directed
safety radii around the airguns will be ‘‘taken’’ by harassment. It will also mostly downward. The small size of the
continuously monitored by an aft- provide the information needed in order airguns to be used during the proposed
looking member of the scientific party, to shut down the GI airguns at times study will reduce the potential for
who will call for shutdown of the guns when mammals are present in or near effects relative to those that might occur
if mammals are observed within the the safety zone. When a mammal with a large airgun arrays.
safety radii. Nighttime observers will be sighting is made, the following In addition to marine mammal
aided by (aft-directed) ship’s lights and information about the sighting will be monitoring, the following mitigation
night vision devices (NVDs). recorded: measures will be adopted during the
Observers will be appointed by SIO (1) Species, group size, age/size/sex proposed seismic program, provided
with NMFS concurrence. Two observers categories (if determinable), behavior that doing so will not compromise
will be on the vessel, and both will have when first sighted and after initial operational safety requirements.
gone through NOAA/NMFS training for sighting, heading (if consistent), bearing Although power-down procedures are
marine mammal observations. Observers and distance from seismic vessel, often standard operating practice for
will be on duty in shifts usually of sighting cue, apparent reaction to seismic surveys, it will not be used here
duration no longer than two hours. Use seismic vessel (e.g., none, avoidance, because powering down from two guns
of two simultaneous observers prior to approach, paralleling, etc.), and to one gun would make only a small
start up will increase the detectability of behavioral pace. difference in the 180- or 190–dB radius
marine mammals present near the (2) Time, location, heading, speed, – probably not enough to allow
source vessel, and will allow activity of the vessel (shooting or not), continued one-gun operations if a
simultaneous forward and rearward sea state, visibility, cloud cover, and sun mammal came within the safety radius
observations. Bridge personnel glare. for two guns. Mitigation measures that
additional to the dedicated marine The data listed under (2) will also be
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will be adopted are:


mammal observers will also assist in recorded at the start and end of each (1) Speed or course alteration;
detecting marine mammals and observation watch and during a watch, (2) Ramp-up and shut-down
implementing mitigation requirements, whenever there is a change in one or procedures; and
and before the start of the seismic more of the variables. (3) Night operations;
survey will be given instruction in how All mammal observations and airgun Speed or Course Alteration – If a
to do so. shutdowns will be recorded in a marine mammal is detected outside the

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17864 Federal Register / Vol. 72, No. 68 / Tuesday, April 10, 2007 / Notices

safety radius and, based on its position near the operations. The report will be by trained observers is high at that short
and the relative motion, is likely to submitted to NMFS, providing full distance from the vessel. As a result, no
enter the safety radius, the vessel’s documentation of methods, results, and take by injury or death is anticipated
speed and/or direct course may, when interpretation pertaining to all and the potential for temporary or
practical and safe, be changed in a monitoring. The 90–day report will permanent hearing impairment is very
manner that also minimizes the effect to summarize the dates and locations of low and will be avoided through the
the planned science objectives. The seismic operations, marine mammal incorporation of the proposed
marine mammal activities and sightings (dates, times, locations, mitigation measures.
movements relative to the seismic vessel activities, associated seismic survey While the number of potential
will be closely monitored to ensure that activities), and estimates of the amount incidental harassment takes will depend
the animal does not approach within the and nature of potential ‘‘take’’ of marine on the distribution and abundance of
safety radius. If the animal appears mammals by harassment or in other marine mammals in the vicinity of the
likely to enter the safety radius, further ways. survey activity, the number of potential
mitigative actions will be taken, i.e. harassment takings is estimated to be
Endangered Species Act small, less than a few percent of any of
either further course alterations or shut
down of the airguns. Under section 7 of the Endangered the estimated population sizes, and has
Shut-down Procedures - If a marine Species Act (ESA) the NSF has begun been mitigated to the lowest level
mammal is detected outside the safety consultation on this proposed seismic practicable through incorporation of the
radius but is likely to enter the safety survey. NMFS will also consult on the measures mentioned previously in this
radius, and if the vessel’s course and/or issuance of an IHA under section document.
speed cannot be changed to avoid 101(a)(5)(D) of the MMPA for this
having the animal enter the safety activity. Consultation will be concluded Proposed Authorization
radius, the airguns will be shut down prior to a determination on the issuance As a result of these preliminary
before the animal is within the safety of the IHA. determinations, NMFS proposes to issue
radius (10 m (33 ft) for pinnipeds (190– an IHA to SIO for conducting a low-
National Environmental Policy Act energy seismic survey in the Indian
dB isopleth) or 40 m (131 ft) for
(NEPA) Ocean from May - August, 2007,
cetaceans (180–dB isopleth)). Likewise,
if a marine mammal is already within NSF prepared an Environmental provided the previously mentioned
the safety radius when first detected, the Assessment of a Planned Low-Energy mitigation, monitoring, and reporting
airguns will be shut down immediately. Marine Seismic Survey by the Scripps requirements are incorporated.
Airgun activity will not resume until Institution of Oceanography in the Dated: April 4, 2007.
the animal has cleared the safety radius. Northeast Indian Ocean, May July 2007.
David Cottingham,
The animal will be considered to have NMFS will either adopt NSF’s EA or
Acting Deputy Director, Office of Protected
cleared the safety radius if it is visually conduct a separate NEPA analysis, as
Resources, National Marine Fisheries Service.
observed to have left the safety radius, necessary, prior to making a
[FR Doc. E7–6750 Filed 4–9–07; 8:45 am]
or if it has not been seen within the determination on the issuance of the
BILLING CODE 3510–22–S
radius for 15 min (small odontocetes IHA.
and pinnipeds) or 30 min (mysticetes Preliminary Determinations
and large odontocetes, including sperm, DEPARTMENT OF COMMERCE
pygmy sperm, dwarf sperm, beaked, and NMFS has preliminarily determined
bottlenose whales). that the impact of conducting the National Oceanic and Atmospheric
Ramp-up Procedures – A ‘‘ramp-up’’ seismic survey in the northeast Indian Administration
procedure will be followed when the Ocean may result, at worst, in a
airguns begin operating after a period temporary modification in behavior [I.D. 010207B]
without airgun operations. The two GI (Level B Harassment) of small numbers
of 29 species of cetaceans. Further, this Small Takes of Marine Mammals
guns will be added in sequence 5
activity is expected to result in a Incidental to Specified Activities;
minutes apart. During ramp-up
negligible impact on the affected species Seismic Surveys in the Beaufort and
procedures, the safety radius for the two
or stocks. The provision requiring that Chukchi Seas off Alaska
GI guns will be maintained.
Night Operations – At night, vessel the activity not have an unmitigable AGENCY: National Marine Fisheries
lights and/or night vision devices adverse impact on the availability of the Service (NMFS), National Oceanic and
(NVDs) could be useful in sighting some affected species or stock for subsistence Atmospheric Administration (NOAA),
marine mammals at the surface within uses does not apply for this proposed Commerce.
a short distance from the ship (within action. ACTION: Notice of receipt of application
the safety radii for the two GI guns in For reasons stated peviously in this and proposed incidental take
deep water). Start up of the airguns will document, this determination is authorization; request for comments.
only occur in situations when the entire supported by: (1) the likelihood that,
safety radius is visible with vessel lights given sufficient notice through SUMMARY: NMFS has received an
and NVDs. relatively slow ship speed and rampup, application from Shell Offshore, Inc.
marine mammals are expected to move (SOI) for an Incidental Harassment
Reporting away from a noise source that is Authorization (IHA) to take small
A report will be submitted to NMFS annoying prior to its becoming numbers of marine mammals, by
within 90 days after the end of the potentially injurious; (2) the fact that harassment, incidental to conducting
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cruise. The end of the northeastern marine mammals would have to be open-water offshore exploratory drilling
Indian Ocean cruise is predicted to closer than 40 m from the vessel to be on Outer Continental Shelf (OCS) oil
occur between July 16 and August 13, exposed to levels of sound (180 dB) lease blocks in the Beaufort Sea off
2007. The report will describe the believed to have even a minimal chance Alaska. Under the Marine Mammal
operations that were conducted and the of causing TTS; and (3) the likelihood Protection Act (MMPA), NMFS is
marine mammals that were detected that marine mammal detection ability requesting comments on its proposal to

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