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Deputy Secretary. support a minimum of 145 fellows for the Project Objectives, Goals, and
[FR Doc. E7–6378 Filed 4–4–07; 8:45 am] Master’s level fellowships under the FY Implementation (POGI), which is part of
BILLING CODE 8010–01–P 2008 program. Every effort should be the formal solicitation package.
made to maximize the number of Interested organizations should read the
12 17 CFR 200.30–3(a)(12). awards granted. entire Federal Register announcement
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Federal Register / Vol. 72, No. 65 / Thursday, April 5, 2007 / Notices 16849
for all information prior to preparing III. Eligibility Information IV.1. Contact Information To Request an
proposals. Application Package
III.1. Eligible Applicants
The Bureau will award one Please contact the Office of Academic
cooperative agreement for this program. Applications may be submitted by Exchange Programs, ECA/A/E/EUR,
Should an applicant organization wish public and private non-profit Room 246, U.S. Department of State,
to work with other organizations in the organizations meeting the provisions SA–44, 301 4th Street, SW.,
implementation of this program, the described in Internal Revenue Code Washington, DC 20547, (202) 453–8522,
Bureau requests that a sub-grant section 26 U.S.C. 501(c)(3). fax: (202) 453–8520, e-mail:
agreement be developed. The same iovinems@state.gov to request a
requirements apply to the sub-grantee as III.2. Cost Sharing or Matching Funds Solicitation Package. Please refer to the
to the grantee organization. Funding Opportunity Number ECA/A/
In a cooperative agreement, the Office There is no minimum or maximum
percentage required for this E/EUR–08–01 located at the top of this
of Academic Exchange Programs, announcement when making your
European and Eurasian Branch (ECA/E/ competition. However, the Bureau
encourages applicants to provide request. Alternatively, an electronic
E/EUR) is substantially involved in application package may be obtained
program activities above and beyond maximum levels of cost sharing and
funding in support of its programs. from Grants.gov. Please see section IV.3f
routine grant monitoring. ECA/A/E/EUR for further information.
activities and responsibilities for this When cost sharing is offered, it is The Solicitation Package contains the
program are as follows: understood and agreed that the Proposal Submission Instruction (PSI)
1. Participating in the design and applicant must provide the amount of document which consists of required
direction of program activities; cost sharing as stipulated in its proposal application forms, and standard
2. Approval of key personnel; and later included in an approved grant guidelines for proposal preparation. It
3. Approval and input for all program agreement. Cost sharing may be in the also contains the Project Objectives,
agendas and timelines; form of allowable direct or indirect Goals and Implementation (POGI)
4. Providing guidance in execution of costs. For accountability, you must document, which provides specific
all project components; maintain written records to support all information, award criteria and budget
5. Monitoring the target goal for costs which are claimed as your instructions tailored to this competition.
number of participants and expenditure contribution, as well as costs to be paid Please specify Bureau Program
of funds toward meeting that goal; by the Federal Government. Such Manager Micaela Iovine and refer to the
6. Providing guidance on content and records are subject to audit. The basis Funding Opportunity Number ECA/A/
speakers for workshops; for determining the value of cash and E/EUR–08–01 located at the top of this
7. Assisting with SEVIS-related in-kind contributions must be in announcement on all other inquiries
issues; accordance with OMB Circular A–110, and correspondence.
8. Assistance with participant (Revised), Subpart C.23—Cost Sharing
IV.2. To Download a Solicitation
emergencies; and Matching. In the event you do not
Package Via Internet
9. Providing background information provide the minimum amount of cost
related to participants’ home countries sharing as stipulated in the approved The entire Solicitation Package may
and cultures; budget, ECA’s contribution will be be downloaded from the Bureau’s Web
10. Providing liaison with Public reduced in like proportion. site at http://exchanges.state.gov/
Affairs Sections of the U.S. Embassies education/rfgps/menu.htm, or from the
III.3. Other Eligibility Requirements Grants.gov Web site at http://
and country desk officers at the State
Department; Bureau grant guidelines require that www.grants.gov.
organizations with less than four years Please read all information before
11. Providing ECA evaluation
experience in conducting international downloading.
mechanisms.
exchanges be limited to $60,000 in IV.3. Content and Form of Submission
II. Award Information
Bureau funding. ECA anticipates
Applicants must follow all
Type of Award: Cooperative awarding one grant, in an amount up to
instructions in the Solicitation Package.
Agreement. $8,500,000, to support program and The application should be submitted
ECA’s level of involvement in this administrative costs required to per the instructions under IV.3f.
program is listed under number I above. implement this exchange program. ‘‘Application Deadline and Methods of
Fiscal Year Funds: 2008. Therefore, organizations with less than Submission’’ section below.
Approximate Total Funding: four years experience in conducting IV.3a. You are required to have a Dun
$8,500,000, pending availability of FY international exchanges are ineligible to and Bradstreet Data Universal
2008 funds. apply under this competition. The Numbering System (DUNS) number to
Approximate Number of Awards: 1. Bureau encourages applicants to apply for a grant or cooperative
Ceiling of Award Range: $8,500,000. provide maximum levels of cost sharing agreement from the U.S. Government.
Anticipated Award Date: Pending and funding in support of its programs. This number is a nine-digit
availability of funds, October 1, 2007. IV. Application and Submission identification number, which uniquely
Anticipated Project Completion Date: Information identifies business entities. Obtaining a
06/30/2011. DUNS number is easy and there is no
Additional Information: Pending Note: Please read the complete charge. To obtain a DUNS number,
successful implementation of this announcement before sending inquiries or access http://
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program and the availability of funds in submitting proposals. Once the RFGP www.dunandbradstreet.com or call
subsequent fiscal years, it is ECA’s deadline has passed, Bureau staff may not 1–866–705–5711. Please ensure that
intent to renew this grant for two discuss this competition with applicants your DUNS number is included in the
additional fiscal years, before openly until the proposal review process has been appropriate box of the SF–424 which is
competing it again. completed. part of the formal application package.
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16850 Federal Register / Vol. 72, No. 65 / Thursday, April 5, 2007 / Notices
IV.3b. All proposals must contain an life. ‘‘Diversity’’ should be interpreted Your monitoring and evaluation plan
executive summary, proposal narrative in the broadest sense and encompass should clearly distinguish between
and budget. differences including, but not limited to program outputs and outcomes. Outputs
Please Refer to the Solicitation ethnicity, race, gender, religion, are products and services delivered,
Package. It contains the mandatory geographic location, socio-economic often stated as an amount. Output
Proposal Submission Instructions (PSI) status, and disabilities. Applicants are information is important to show the
document and the Project Objectives, strongly encouraged to adhere to the scope or size of project activities, but it
Goals and Implementation (POGI) advancement of this principle both in cannot substitute for information about
document for additional formatting and program administration and in program progress towards outcomes or the
technical requirements. content. Please refer to the review results achieved. Examples of outputs
IV.3c. You must have nonprofit status criteria under the ‘‘Support for include the number of people trained or
with the IRS at the time of application. Diversity’’ section for specific the number of seminars conducted.
If your organization is a private suggestions on incorporating diversity Outcomes, in contrast, represent
nonprofit which has not received a grant into your proposal. Public Law 104–319 specific results a project is intended to
or cooperative agreement from ECA in provides that ‘‘in carrying out programs achieve and is usually measured as an
the past three years, or if your of educational and cultural exchange in extent of change. Findings on outputs
organization received nonprofit status countries whose people do not fully and outcomes should both be reported,
from the IRS within the past four years, enjoy freedom and democracy,’’ the but the focus should be on outcomes.
you must submit the necessary Bureau ‘‘shall take appropriate steps to We encourage you to assess the
documentation to verify nonprofit status provide opportunities for participation following four levels of outcomes, as
as directed in the PSI document. Failure in such programs to human rights and they relate to the program goals set out
to do so will cause your proposal to be democracy leaders of such countries.’’ in the RFGP (listed here in increasing
declared technically ineligible. Public Law 106–113 requires that the order of importance):
IV.3d. Please take into consideration governments of the countries described 1. Participant satisfaction with the
the following information when above do not have inappropriate program and exchange experience.
preparing your proposal narrative: 2. Participant learning, such as
influence in the selection process.
IV.3d.1. Adherence to All Regulations increased knowledge, aptitude, skills,
Proposals should reflect advancement of
Governing the J Visa. The Bureau of and changed understanding and
Educational and Cultural Affairs is these goals in their program contents, to
the full extent deemed feasible. attitude. Learning includes both
placing renewed emphasis on the secure substantive (subject-specific) learning
and proper administration of Exchange IV.3d.3. Program Monitoring and
and mutual understanding.
Visitor (J visa) Programs and adherence Evaluation. Proposals must include a 3. Participant behavior, concrete
by grantees and sponsors to all plan to monitor and evaluate the actions to apply knowledge in work or
regulations governing the J visa. project’s success, both as the activities community; greater participation and
Therefore, proposals should unfold and at the end of the program. responsibility in civic organizations;
demonstrate the applicant’s capacity to The Bureau recommends that your interpretation and explanation of
meet all requirements governing the proposal include a draft survey experiences and new knowledge gained;
administration of the Exchange Visitor questionnaire or other technique plus a continued contacts between
Programs as set forth in 22 CFR Part 62, description of a methodology to use to participants, community members, and
including the oversight of Responsible link outcomes to original project others.
Officers and Alternate Responsible objectives. The Bureau expects that the 4. Institutional changes, such as
Officers, screening and selection of grantee will track participants or increased collaboration and
program participants, provision of pre- partners and be able to respond to key partnerships, policy reforms, new
arrival information and orientation to evaluation questions, including programming, and organizational
participants, monitoring of participants, satisfaction with the program, learning improvements.
proper maintenance and security of as a result of the program, changes in
Please note: Consideration should be given
forms, record-keeping, reporting and behavior as a result of the program, and
to the appropriate timing of data collection
other requirements. The Grantee will be effects of the program on institutions for each level of outcome. For example,
responsible for issuing DS–2019 forms (institutions in which participants work satisfaction is usually captured as a short-
to participants in this program. or partner institutions). The evaluation term outcome, whereas behavior and
A copy of the complete regulations plan should include indicators that institutional changes are normally
governing the administration of measure gains in mutual understanding considered longer-term outcomes.
Exchange Visitor (J) programs is as well as substantive knowledge. Overall, the quality of your
available at http://exchanges.state.gov Successful monitoring and evaluation monitoring and evaluation plan will be
or from: United States Department of depend heavily on setting clear goals judged on how well it (1) specifies
State, Office of Exchange Coordination and outcomes at the outset of a program. intended outcomes; (2) gives clear
and Designation, ECA/EC/ECD–SA–44, Your evaluation plan should include a descriptions of how each outcome will
Room 734, 301 4th Street, SW., description of your project’s objectives, be measured; (3) identifies when
Washington, DC 20547, Telephone: your anticipated project outcomes, and particular outcomes will be measured;
(202) 203–5029, Fax: (202) 453–8640. how and when you intend to measure and (4) provides a clear description of
Please refer to Solicitation Package for these outcomes (performance the data collection strategies for each
further information. indicators). The more that outcomes are outcome (i.e., surveys, interviews, or
IV.3d.2. Diversity, Freedom and ‘‘smart’’ (specific, measurable, focus groups). (Please note that
Democracy Guidelines. Pursuant to the attainable, results-oriented, and placed evaluation plans that deal only with the
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Bureau’s authorizing legislation, in a reasonable time frame), the easier first level of outcomes [satisfaction] will
programs must maintain a non-political it will be to conduct the evaluation. You be deemed less competitive under the
character and should be balanced and should also show how your project present evaluation criteria.)
representative of the diversity of objectives link to the goals of the Grantees will be required to provide
American political, social, and cultural program described in this RFGP. reports analyzing their evaluation
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findings to the Bureau in their regular identification and tracking systems that the application and the speed of your
program reports. All data collected, may be accessed via the Internet and internet connection. Therefore, we
including survey responses and contact delivery people who are identifiable by strongly recommend that you not wait
information, must be maintained for a commonly recognized uniforms and until the application deadline to begin
minimum of three years and provided to delivery vehicles. Proposals shipped on the submission process through
the Bureau upon request. or before the above deadline but Grants.gov.
IV.3e. Please take the following received at ECA more than seven days Direct all questions regarding
information into consideration when after the deadline will be ineligible for Grants.gov registration and submission
preparing your budget: further consideration under this to: Grants.gov Customer Support,
IV.3e.1. Applicants must submit a competition. Proposals shipped after the Contact Center Phone: 800–518–4726,
comprehensive budget for the entire established deadlines are ineligible for Business Hours: Monday–Friday, 7
program. Awards may not exceed consideration under this competition. a.m.–9 p.m. Eastern Time, E-mail:
$8,500,000. There must be a summary ECA will not notify you upon receipt of support@grants.gov.
budget as well as breakdowns reflecting application. It is each applicant’s Applicants have until midnight (12
both administrative and program responsibility to ensure that each a.m.), Washington, DC time of the
budgets. Applicants may provide package is marked with a legible closing date to ensure that their entire
separate sub-budgets for each program tracking number and to monitor/confirm application has been uploaded to the
component, phase, location, or activity delivery to ECA via the Internet. Grants.gov site. There are no exceptions
to provide clarification. A Delivery of proposal packages may not to the above deadline. Applications
comprehensive narrative must be made via local courier service or in uploaded to the site after midnight of
accompany the budget, clearly person for this competition. Faxed the application deadline date will be
explaining all proposed costs (staff documents will not be accepted at any automatically rejected by the grants.gov
salaries and time on task must be time. Only proposals submitted as system, and will be technically
supported by appropriate stated above will be considered. ineligible.
documentation and certified as true and Important Note: When preparing your Applicants will receive a
accurate representations of actual costs submission please make sure to include one confirmation e-mail from grants.gov
and percentage of task). extra copy of the completed SF–424 form and upon the successful submission of an
The Bureau encourages applicant place it in an envelope addressed to ‘‘ECA/ application. ECA will not notify you
organizations to provide maximum EX/PM’’. upon receipt of electronic applications.
levels of cost sharing and funding from The original and eight copies of the It is the responsibility of all
private sources in support of its application should be sent to: applicants submitting proposals via the
programs. U.S. Department of State, SA–44, Grants.gov web portal to ensure that
IV.3e.2. Allowable costs for the proposals have been received by
Bureau of Educational and Cultural
program include the following: Grants.gov in their entirety, and ECA
Affairs, Ref.: ECA/A/E/EUR 08–01,
(1) Program Expenses bears no responsibility for data errors
(2) Domestic Administration Program Management, ECA/EX/PM,
Room 534, 301 4th Street, SW., resulting from transmission or
(3) Overseas Administration conversion processes.
Please refer to the Solicitation Washington, DC 20547.
Applicants submitting hard-copy Optional—IV.3f.3. You may also state
Package for complete budget guidelines here any limitations on the number of
and formatting instructions. applications must also submit the
‘‘Executive Summary’’ and ‘‘Proposal applications that an applicant may
IV.3f. Application Deadline and submit and make it clear whether the
Methods of Submission: Narrative’’ sections of the proposal in
text (.txt) format on a PC-formatted disk. limitation is on the submitting
Application Deadline Date: 06/01/ organization, individual program
2007. The Bureau will provide these files
electronically to the appropriate Public director or both.
Reference Number: ECA/A/E/EUR 08– IV.3g. Intergovernmental Review of
01. Affairs Section(s) at the U.S. embassies
for their review. Applications: Executive Order 12372
Methods of Submission: Electronic does not apply to this program.
and Hard Copy. IV.3f.2.—Submitting Electronic
Applications may be submitted in one Applications V. Application Review Information
of two ways: Applicants have the option of
submitting proposals electronically V.1. Review Process
(1) In hard-copy, via a nationally
recognized overnight delivery service through Grants.gov (http:// The Bureau will review all proposals
(i.e., DHL, Federal Express, UPS, www.grants.gov). Complete solicitation for technical eligibility. Proposals will
Airborne Express, or U.S. Postal Service packages are available at Grants.gov in be deemed ineligible if they do not fully
Express Overnight Mail, etc.), or the ‘‘Find’’ portion of the system. Please adhere to the guidelines stated herein
(2) electronically through http:// follow the instructions available in the and in the Solicitation Package. All
www.grants.gov. ‘‘Get Started’’ portion of the site (http:// eligible proposals will be reviewed by
Along with the Project Title, all www.grants.gov/GetStarted). the program office, as well as the Public
applicants must enter the above Several of the steps in the Grants.gov Diplomacy section overseas, where
Reference Number in Box 11 on the SF– registration process could take several appropriate. Eligible proposals will be
424 contained in the mandatory weeks. Therefore, applicants should subject to compliance with Federal and
Proposal Submission Instructions (PSI) check with appropriate staff within their Bureau regulations and guidelines and
of the solicitation document. organizations immediately after forwarded to Bureau grant panels for
IV.3f.1. Submitting Printed reviewing this RFGP to confirm or advisory review. Proposals may also be
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Applications determine their registration status with reviewed by the Office of the Legal
Applications must be shipped no later Grants.gov. Once registered, the amount Adviser or by other Department
than the above deadline. Delivery of time it can take to upload an elements. Final funding decisions are at
services used by applicants must have application will vary depending on a the discretion of the Department of
in-place, centralized shipping variety of factors including the size of State’s Assistant Secretary for
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16852 Federal Register / Vol. 72, No. 65 / Thursday, April 5, 2007 / Notices
Educational and Cultural Affairs. Final honoraria, should be kept as low as (1) A final program and financial
technical authority for cooperative possible. All other items should be report no more than 90 days after the
agreements resides with the Bureau’s necessary and appropriate. Proposals expiration of the award;
Grants Officer. should maximize cost-sharing through (2) 10 interim reports for the Muskie
other private sector support as well as Graduate Fellowship Program.
Review Criteria Financial reports must adhere to the
institutional direct funding
Technically eligible applications will contributions. quarterly reporting requirements
be competitively reviewed according to mandated by Congress and be submitted
the criteria stated below. These criteria VI. Award Administration Information
quarterly. Please note that all program
are not rank ordered and all carry equal VI.1a. Award Notices and financial reports should be sent to
weight in the proposal evaluation: the Grants Division.
Final awards cannot be made until
1. Program Development and Grantees will be required to provide
funds have been appropriated by
Management: Proposals should exhibit reports analyzing their evaluation
Congress, allocated and committed
originality, substance, precision, and findings to the Bureau in their regular
through internal Bureau procedures.
relevance to the Bureau’s mission. program reports. (Please refer to IV.
Successful applicants will receive an
Objectives should be reasonable, Application and Submission
Assistance Award Document (AAD)
feasible, and flexible. Detailed agenda Instructions (IV.3.d.3) above for Program
from the Bureau’s Grants Office. The
and relevant work plan should Monitoring and Evaluation information.
AAD and the original grant proposal
demonstrate substantive undertakings All data collected, including survey
with subsequent modifications (if
and logistical capacity. Agenda and plan applicable) shall be the only binding responses and contact information, must
should adhere to the program overview authorizing document between the be maintained for a minimum of three
and guidelines described above. recipient and the U.S. Government. The years and provided to the Bureau upon
Proposals should clearly demonstrate AAD will be signed by an authorized request.
how the institution will meet the Grants Officer, and mailed to the All reports must be sent to the ECA
program’s objectives and plan. recipient’s responsible officer identified Grants Officer and ECA Program Officer
2. Multiplier Effect/Impact: Proposed listed in the final assistance award
in the application.
programs should strengthen long-term Unsuccessful applicants will receive document.
mutual understanding, including notification of the results of the
maximum sharing of information and Program Data Requirements
application review from the ECA
establishment of long-term institutional program office coordinating this Organizations awarded grants will be
and individual linkages. competition. required to maintain specific data on
3. Support of Diversity: Proposals program participants and activities in an
should demonstrate substantive support VI.2 Administrative and National Policy electronically accessible database format
of the Bureau’s policy on diversity. Requirements that can be shared with the Bureau as
Achievable and relevant features should Terms and Conditions for the required. As a minimum, the data must
be cited in both program administration Administration of ECA agreements include the following:
(selection of participants, program include the following: (1) Name, address, contact
venue and program evaluation) and Office of Management and Budget information and biographic sketch of all
program content (orientation and wrap- Circular A–122, ‘‘Cost Principles for persons who travel internationally on
up sessions, program meetings, resource Nonprofit Organizations.’’ funds provided by the grant or who
materials and follow-up activities). Office of Management and Budget benefit from the grant funding but do
4. Institutional Capacity and Record: Circular A–21, ‘‘Cost Principles for not travel.
Proposed personnel and institutional Educational Institutions.’’ (2) Itineraries of international and
resources should be adequate and OMB Circular A–87, ‘‘Cost Principles domestic travel, providing dates of
appropriate to achieve the program or for State, Local and Indian travel and cities in which any exchange
project’s goals. Governments.’’ experiences take place. Final schedules
Proposals should demonstrate an OMB Circular No. A–110 (Revised), for in-country and U.S. activities must
institutional record of successful Uniform Administrative be received by the ECA Program Officer
exchange programs, including Requirements for Grants and at least three work days prior to the
responsible fiscal management and full Agreements with Institutions of official opening of the activity.
compliance with all reporting Higher Education, Hospitals, and
requirements for past Bureau grants as VII. Agency Contacts
other Nonprofit Organizations.
determined by Bureau Grants Staff. The OMB Circular No. A–102, Uniform For questions about this
Bureau will consider the past Administrative Requirements for announcement contact: Program
performance of prior recipients and the Grants-in-Aid to State and Local Manager Micaela Iovine, Office of
demonstrated potential of new Governments. Academic Exchange Programs, ECA/A/
applicants. OMB Circular No. A–133, Audits of E/EUR, Room 246, Reference Number:
5. Project Evaluation: Proposals States, Local Government, and Non- ECA/A/E/EUR–08–01, U.S. Department
should include a plan to evaluate the profit Organizations. of State, SA–44, 301 4th Street, SW.,
activity’s success, both as the activities Please reference the following Web Washington, DC 20547, (202) 453–8522,
unfold and at the end of the program. A sites for additional information: fax: (202) 453–8520, e-mail:
draft survey questionnaire or other http://www.whitehouse.gov/omb/grants. iovinems@state.gov.
technique plus description of a http://exchanges.state.gov/education/ All correspondence with the Bureau
methodology used to link outcomes to grantsdiv/terms.htm#articleI. concerning this RFGP should reference
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Moscow and Kyiv Offices must submit ensure the smooth and continued and indicate the percentage of time
two discrete proposals for addressing operations of the Fulbright Program required for each activity for all program
the particular budgetary guidelines and Offices. The specific duties of the ECA staff, charged to each specific project.
any other country-specific requirements recipient organization requested in the The budget should also include any cost
for each Office outlined in the RFGP. RFGP are outlined below. sharing in the form of allowable direct
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