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Biological Effects of

Low Level Exposures

A Publication of the Northeast Regional Environmental Public Health Center, University of Massachusetts, School of Public Health, Amherst, MA 01003
Vol. 13 No. 2 Part I, September 2005, ISSN 1092-4736

BIOMEDICAL IMPLICATIONS OF
HORMESIS – PART 1

INTRODUCTION
While the hormesis concept has often been TABLE OF CONTENTS
assessed within the context of its risk
assessment implications, it is becoming INTRODUCTION: BIOMEDICAL IMPLICATIONS OF
more widely recognized that will also have HORMESIS – PART1 Edward Calabrese...............................1
at least as large and significant an
SHOULD WE EXPLORE THE CLINICAL UTILITY OF
impact on the biomedical sciences. Con-
HORMESIS? Wayne B. Jonas................................................2
sequently, this issue of the BELLE News-
letter is devoted to an exploration of some THE MANAGED IMMUNE SYSTEM: PROTECTING THE
of the biomedical implications of hormesis. WOMB TO DELAY THE TOMB Rodney R. Dietert and
Since we believe that these articles repre- Michael S. Piepenbrink..........................................................7
sent only the so-called tip of the iceberg in
LOW-DOSE RADIATION AND ITS CLINICAL IMPLICA-
terms of biomedical implications of TIONS: DIABETES Guan-Jun Wang, Xiao-Kun Li,
hormesis, we hope that this issue will Kazuo Sakai and Lu Cai.....................................................12
encourage others to explore their areas of
investigation. It is our hope that im- BREAST CANCER, CHEMOTHERAPY AND HORMESIS
Lorne J. Brandes.................................................................22
proved knowledge of the dose response and
their interactions with adaptive mecha- NONLINEARITY IN BIOLOGY, TOXICOLOGY AND
nisms will enable researchers to explore MEDICINE JOURNAL.....................................................28
and find practical ways to enhance the
health of patients and entire populations. INTERNATIONAL HORMESIS SOCIETY .......................28
The present contributions not only provide
IHS APPLICATION FOR MEMBERSHIP..........................29
detailed and integrative information on
this topic but also often point the direction ADVISORY COMMITTEE................................................31
where important developments are likely.
hormesis with the fringe medical system called homeopa-
SHOULD WE thy, the powerful effects of pharmacology at high doses,
and the disastrous effects of early, unscientific attempts
EXPLORE THE to clinically apply radiation hormesis.

CLINICAL UTILITY Use and Definitions of Hormesis in Toxicology

OF HORMESIS? The term hormesis was coined by two toxicologists in


1943 and its discussion has, until recently, remained as a
small discussion in the toxicology literature. 1 Its implica-
tions remain focused mostly around environmental risk
Wayne B. Jonas, MD
assessment. Only recently has the term been used in a
Director, Samueli Institute for Information Biology standard textbook of pharmacology, yet most pharma-
1700 Diagonal Road cologists we speak to are not familiar with the term. The
Suite 400 initial definitions of hormesis revolved around stimula-
tory effects of low-doses of toxins often emphasizing an
Alexandria, Virginia 22314
apparent positive rather than adaptive, nature of sub-
Phone: 703-299-4800 stances that were normally associated with adverse
Fax: 703-535-6752 effects. 2 This was interpreted by some skeptics as an
Email: wjonas@siib.org attempt to push the beneficial nature of the area rather
than more precisely define and understand the science.
When Ed Calabrese and Linda Baldwin, two toxicolo-
John A. Ives, PhD gists, began to show that hormetic dose-responses were
Samueli Institute for Information Biology widespread outside the field of toxiciology the discussion
1700 Diagonal Road began to take on a more interdisciplinary nature, with
the recent creation of the professional association the
Suite 400
International Hormesis Society. 3 Still, few physicians or
Alexandria, Virginia 22314 clinical investigators are involved in this Society or the
Phone: 703-299-4800 field.
Fax: 703-535-6752
Association with Homeopathy
Email: jives@siib.org
In contrast to toxicologists’ failure to discuss the clinical
ABSTRACT implications of hormesis, practitioners of the fringe
medical system called homeopathy were more than
The idea that low-dose adaptive effects as described in willing to use the concept in an attempt to justify their
hormesis can be used clinically has been discussed for practice. Schulz, one of the first to describe the
hundreds if not thousands of years. Paracelsus famous hormetic phenomenon believed he had discovered the
adage that “the dose makes the poison” and the common underlying mechanism of homeopathy. This further
folk saying that one can be cured by “the hair of the dog contaminated any discussion of possible clinical use of
that bit you” speak to this idea. So why has so little the concept. 2 Homeopaths were ousted from main-
research been done on the possible clinical utility of stream medicine and often fought with conventional
hormesis? What areas of clinical hormesis seem to be the practitioners. In addition, they held to the irrational
most promising to explore? This article examines these claim that dilutions beyond Avogadro’s number still had
concepts and proposes some initial areas of research effects. 4 Some of their drugs were eventually found
where the possible utility of hormeiss might be investi- useful in conventional medicine, although at higher
gated. doses. Instead of clearly differentiating the study of
clinical hormesis from homeopathy, however, many in
WHY HAS CLINICAL HORMESIS NOT the field of hormesis avoided the concept all together,
refusing to discuss or explore any clinical applications.
BEEN DEVELOPED? This is unfortunate since the rising use of complemen-
Given the growing literature on hormesis and its poten- tary and alternative medicine has created an increased
tially wide clinical utility, why has research on the clinical interest in the low-dose effects of chemicals in foods,
effects of hormetic dose-responses not been more herbs, and homeopathic substances as well as other
extensively explored? We propose that a number of stimulatory interventions such as exercise and psycho-
obstacles to the investigation of clinical hormesis have therapy. 5, 6 Hormesis may offer insights into the mecha-
prevented its development. These include an almost nisms of some of these therapies. For example, it is
exclusive use of the term in toxicology, the inaccurate possible that the reported effects from ultra-high dilu-
definition of hormesis in its early years, the association of tions in homeopathy are due to hormetic dose-responses

2 BELLE Newsletter
secondary to the borosilicate contaminants derived from , as well as ionizing radiation 16 and in trauma. 17, 18
15

the glass in which these preparations are made. Most


homeopathic medicines are made in glass and significant Exposure to low-level stressors can induce both general
amounts of borosilicates contaminate their solutions. 7 and specific protective effects. Studies have demon-
Silicates are often bioactive. Thus, a likely explanation strated this occurs from exposure to ischemia, heat,
for the reported effects in homeopathy is secondary hydrogen peroxide, nicotine, oxygen radicals, alcohol,
silicate contamination. heavy metals (e.g., cadmium, arsenic, lead), cytotoxic
and carcinogenic agents used for chemotherapy (e.g.,
The Power of Pharmacology adriamycin, cisplatinum), interleukin-1 (and other
cytokines), gram-negative organisms and other stressors.
It was around the same time the phenomenon of 3, 18, 19
Reduced mortality as well as reduced cellular and
hormesis was being explored in toxicology, that the organ damage has been found in brain, liver, kidney,
powerful effects of high dose pharmacology was being lung, muscle, and in a number of isolated cell lines. Is it
demonstrated and widely used. These discoveries over- possible to use such low-dose exposures to rapidly induce
shadowed any interest in the clinical effects of low doses. protective and therapeutic effects to toxic exposures and
Antibiotics, anesthetics, analgesics and chemotherapeu- stresses without causing harm? 20 Protective effects can
tic agents produced such dramatic effects that the almost occur well below the no observable adverse effect level
exclusive focus in pharmacology was on the discovery of (NOAEL). Could hormesis offer an alternative approach
new therapeutic agents and agents with lower toxicity, for the mitigation of a number of toxic and infectious
not the potential use of low-doses of drugs. At the same agents but with potentially wider application, safety and
time, misguided attempts to apply radiation hormesis flexibility than current vaccine and anti-toxin ap-
resulted in disaster. When Eben Byers, a millionaire proaches?
promoter of a radioactive “longevity tonic” called
Radithor, died of radiation poisoning in 1932, the idea of There are a number of examples whereby exposure to
clinical applications of hormesis took another hit, since sub-toxic doses of otherwise toxic compounds confers
he had promoted the tonic as scientifically proven protection and treatment against higher toxic doses of
because of hormesis. 8 the same or similar harmful compounds. 20 We call this
concept Rapid Induction of Protective Tolerance
RESEARCH ON THE POSSIBLE (RIPT). RIPT occurs by inducing a stimulatory effect on
cell repair, tolerance and protective processes. One
CLINICAL UTILITY OF HORMESIS challenge in the study of this area is that significant
clinical effects would likely arise from a coordinated
There is a growing literature on exploring the possible whole organism response of inherent [self-derived]
utility of hormetic dose-response effects. Ed Calabrese healing and defense processes that are complex to
and Linda Baldwin have summarized several areas of investigate. The clinical value of hormesis may be most
hormesis that may have clinical implications and applica- evident if multiple, redundant mechanisms are induced.
tions. Alzheimer’s, bone remineralization, tumor growth 21, 9
Many cellular protective mechanisms are distinct from
and revascularization, hair growth, and viral infections immune stimulation, like that produced by vaccines, yet
all have evidence of hormesis as an approach to treat- immune mechanisms may enhance and extend a RIPT
ment. 9 A recent special issue in Critical Reviews in Toxicol- effect. 10 If true, this would allow rapid use of hormesis in
ogy focused on hormetic dose-response relationships in a wide variety of situations including terrorism, environ-
immunology including its use in bacterial and viral mental toxicity, drug toxicity, cancer and emerging
disease, lupus, Grave’s disease, acute respiratory diseases, infections such as influenza, SARS and Avian flu.
and cancer. 10 Hormetic dose-response relationships may
be the basis for treatment outside toxicology in areas of RECENT RESEARCH ON POTENTIAL
psychology and stress management. 11 APPLICATIONS OF HORMESIS
There may be wide potential for clinical applications of
hormesis. It is now well established that low-doses of We have been investigating the potential protective
toxic and infectious agents often stimulate growth, repair effects of low level exposure using a number of toxins in
and protective processes in cells, animals and humans. a variety of studies. Our program on protective and
These effects are found to occur with a number of treatment effects examines the biological effects of low
toxins, drugs, viral, and bacterial agents including level exposures to physical, chemical, and biological
environmental toxins and those used for chemical, agents as a simple method for modulating the adverse
biological, nuclear and radiation [CBRN] terrorist effects from exposure to higher doses of the same toxins.
purposes. 12 Hormetic responses occur in various cell
22
The method could be applicable to self-treatment of
lines, tissues, animal and plant species and humans and toxin exposure by soldiers on the battlefield and for
have been observed after exposure to low levels of toxic protecting civilian populations from terrorist
chemicals 3, 13, including heavy metals 14, infectious agents

Vol. 13, No. 2 Part I, September 2005 3


attack as well as in other biomedical areas. Potential toxins worldwide. Low dose arsenic and mercury en-
areas of application in need of further investigation hanced toxin excretion up to 40% and reduced mortality
include the following. to lethal doses by 19%. These findings have recently
been confirmed by others 31. Similar work with cadmium
Terrorism and Biowarfare Protection is reported in several studies. 32, 33 As with CBRN and
brain injury agents, the rapid induction of protective
There is evidence that rapid induction of protective proteins appears to be an important mechanism. Van
tolerance (RIPT) against biowarfare and terrorists agents Wijk demonstrated that specific patterns of heat shock
may be feasible. 23 An early double-blind clinical study of proteins [hsp] predicted cross protection to a variety of
the biowarfare agent mustard gas demonstrated that low- environmental toxins. 22 We have shown in our laborato-
dose mustard gas and similar blistering agents reduced ries that non-toxic, low-dose cadmium exposure rapidly
damage to mustard in humans. 24 Little research on the stimulates specific methallothienien production [a
concept followed, however. We recently did a compre- protective protein] and its mRNA signal, which can be
hensive, systematic review of the CBRN literature for maintained for weeks 32 with no adverse effects on cell
studies examining the stimulatory and protective effects growth, replication, function or mortality. Subsequent
for the top 10 CBRN terrorist agents. 25 The area is rarely exposure of the same cells to higher doses of cadmium
investigated, but most studies that specifically looked for showed delayed transformation into cancer usually
stimulatory or protective effects, found them, including produced by cadmium. Thus, a “window of protection”
with the potent neurotoxins soman and sarin. Jonas and to specific agents can be turned on and off for weeks at a
Dillner 15 investigated whether low-dose preparations of time apparently without harm.
infected tissue given to mice could induce protection
against a higher infectious challenge by the same organ- Emerging Infections
ism. Their data demonstrated that these preparations
consistently increase mean survival time and decrease Many infectious viral and bacterial organisms rapidly
the mortality from Francisella tualrensis infection, a top mutate and evolve into either more virulent or drug-
biowarfare threat agent. resistant forms. With increasingly mobile world popula-
tions and wide use of anti-viral and anti-bacterial drugs
Brain Injury the stage is set for an accelerated emergence of more
virulent viruses that are resistant to treatment. Examples
Recently, Jonas, Tortella and Ives 17, 18, 26, 27 have shown that include SARS, Avian flu, influenza, tuberculosis and
RIPT can be used to reduce brain injury after trauma. malaria. The possible emergence of Avian flu in Vietnam
Low dose glutamate [the primary toxin released during further highlights the urgent need for alternative
brain injury] reduces core brain damage by 40% in approaches to protection and treatment. For over a
animal brain injury models. By complexing glutamate hundred years certain physicians have claimed, with no
with low-dose silica particles its effectiveness was mark- scientific evidence, that low-dose preparations of such
edly enhanced through induction of several classes of agents can protect and mitigate the effects of infectious
proteins. 18 28 Importantly, brain damage was reduced disease 34. Veterinarians routinely use such agents to
even when low dose glutamate/silica was administered induce herd immunity in agriculture. However, there is a
after the trauma providing evidence that the RIPT paucity of research and the reports from scientific
concept may be a useful approach for both prevention studies are mixed. 35, 36 Several double-blind trials on the
and treatment in brain injury and stroke. The combina- prevention and treatment of influenza appear to support
tion of a low-dose toxin with silica appears to be a key such claims and call for further investigation. 37 As
mechanism for enhancement of the effects of various mentioned previously, these effects may be due to the
toxic agents when given at low-dose and through the immunostimulatory effects produced by silica and glass
stimulation of protective proteins. As mentioned above, contaminates in the preparations. Other recent research
silica-toxin complexes may also provide a rational has demonstrated that a reduced dose of influenza
explanation for the reported effects of homeopathy vaccine can be as effective as higher doses when properly
rather than unplausible explanations such as “memory administered. 38 More research investigating the possibil-
in water.” ity of using a RIPT approach to emerging infections is
needed.
Environmental Toxins and Cancer
Research is required on the low dose induction of the
The RIPT approach may also help mitigate the effects of body’s protective mechanisms to explore the possible use
environmental toxins such as arsenic, mercury and of RIPT on the battlefield, against bioterrorism, and for
cadmium. We conducted a meta-analysis of the literature other purposes. The major challenges in the study of
on the low-dose protective effects of environmental RIPT include: 1) the need for a sound mechanistic basis
toxins of various types. 29, 30 Significant protective effects for the study of low-dose stimulation, 2) difficulty in
were demonstrated in repeated studies with arsenic and optimizing low-dose effects, and 3) the failure to exam-
mercury, two of the most important environmental ine the entire dose-response range for various toxins. 30
RIPT research could produce an internal “cellular
4 BELLE Newsletter
bioshield” against toxins. programs involve the application of small inter-
mittent “doses” of stressful stimulation as an
PROPOSED AREAS OF STUDY FOR THE effective method for inducing increased tolerance
CLINICAL UTILITY OF HORMESIS to stress. Calabrese and others have suggested this
may represent a clinical hormetic application. 11
We propose that a research effort to investigate the
clinical utility of hormesis be developed and focus on the The clinical utility of hormesis is a vast, largely un-
following areas. charted area, yet the potential clinical implications of
low-dose effects are great. These areas should be investi-
Toxins. Examination of the protective effects and gated using rigorous scientific methods in both basic
cellular mechanisms of low-doses in cellular and clinical studies.
systems using several types of cell stressors (tox-
ins). An initial focus might be toxins with high REFERENCES
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should be investigated in an effort to develop low 2. Calabrese EJ. Toxicological awakenings: the
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influenza and emerging infectious agents such as ogy. Toxicol Appl Pharmacol. Apr 1 2005;204(1):1-
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Brain injury. Protection against brain injury due to
3. Calabrese E, Baldwin L. Hormesis: a generalizable
ischemia and neurotransmitter poisoning should
and unifying hypothesis. Crit Rev Toxicol. July
be investigated using glutamate and low doses of
2001;31(4-5):353-424.
silica. Proteometric and immunostaining methods
could be used to elucidate molecular mecha- 4. Jonas W, Kaptchuk T, Linde K. Critical overview of
nisms. homeopathy. Ann Intern Med. 2003;138:393-399.
Cancer. Studies that will screen a variety of chemicals 5. White House Commission of Complementary and
for their potential protective effects against cancer Alternative Medicine Policy. Final Report. Wash-
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Effective substances would be further studied 6. Committee on the Use of Complementary and
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responses should be explored.
7. Rana M, Douglas R. Physics and Chemistry of Glasses.
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These include:
8. Stipp D. A little poison can be good for you: the
Food and Diet. Are the salutogenic effects of low- received wisdom about toxins and radiation may
calorie diets a hormetic response? If so, what be all wet. Fortune. 2003;May 28, 2003
chemicals in foods might account for these (www.fortune.com/fortune/brainstorm/
effects? This area would examine the value of 0,15704,454888,00.html)
therapeutic food from the hormetic perspective. 39 9. Calabrese E, Baldwin L. Applications of hormesis
Exercise. Are the salutogenic effects of exercise due in toxicology, risk assessment and chemothera-
to hormesis? If so, we should explore the genomic peutics. Trends in Pharmacological Sciences.
and proteomic markers that correlate with this 2002;23:331-337.
effect so as to individualize the amount of exercise 10. Calabrese E. Hormetic dose-response relationships
optimal for each individual. in immunology: occurrence, quantitative
Herbs. Many herbal preparations use low-doses of features of the dose-response, mechanistic
multiple substances to achieve their effects. Are foundations, and clinical implications. Clinical
these effects hormetic in nature? Reviews in Toxicology. 2005;35:89-295.
Homeopathy. Notwithstanding the criticism of
11. Calabrese E, Baldwin L. Hormesis: The dose-
homeopathy above, many homeopathic sub-
response revolution. Annual Rev. Pharmacol.
stances are not given in ultra-low doses. These
Toxicol. 2003;43:175-197.
substances may produce hormetic effects at low-
doses like herbal preparations. 12. Calabrese E, Baldwin L. Toxicology rethinks its
Stress management. Many stress management central belief: Hormesis demands a reappraisal

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of the way risks are assessed. Nature. 2003;421:891-892. involvement of glass-derived silicates in "homeo-
13. Calabrese E, Baldwin L. Hormesis as a biological pathic neuroprotection". Proc Natl Acad Sci.
hypothesis. Environ Health Perspect. Feb Currently Under Review.
1998;106(Suppl 1):357-362. 29. Linde K, Jonas WB, Melchart D, Worku F, Wagner
14. Damelin L, Alexander J. Metal-induced hormesis H, Eitel F. Critical review and meta-analysis of
requires cPKC-dependent glucose transport and serial agitated dilutions in experimental toxicol-
lowered respiration. Hum Exp Toxicol. July ogy. Hum Exp Toxicol. 1994;13(7):481-492.
2001;20(7):347-358. 30. Calabrese E, Baldwin L. Tales of two similar
15. Jonas W, Dillner D. Protection of mice from hypotheses: The rise and fall of chemical and
Tularemia infection with ultra-low, serial agitated radiation hormesis. Hum Exp Toxicol. Jan
dilutions prepared from Francisella tularensis- 2000;19(1):85-97.
infected tissue. J Sci Explor. 2000;14(1):35-52. 31. Mallick P, Mallick J, Guha B, Khuda-Bukhsh A.
16. Lee Y, Sung F, Lin R, et al. Peripheral blood cells Ameliorating effect of microdoses of a
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in experiemntal rat brain injury with ultra high dose cadmium exposure reduces human pros-
dilution glutamate but not potassium chloride. tate cell transformation in culture and up-
Soc Neurosci Abst. 2001;27:557. regulates metallothionein and MT-1G mRNA.
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Treatment of experimental stroke with low-dose 33. Delbancut A, Barouillet M, Cambar J. Evidence
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Perfusion. 1999;12:452-462. effects of heavy metal high dilutions in rodents
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38. Belshe R, Newman F, Cannon J, et al. Serum
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a systematic review of low- and ultra-low dose
Health promoting compounds in vegetables and
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glutamate toxicity with ultra-low dose glutamate. Trends in Food Science and Technology. 2004;15:384-
NeuroReports. 2001;12:335-339. 393.
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28. Ives J, Moffett J, Peethambaran A, et al. Potential

6 BELLE Newsletter
THE MANAGED required for adverse effects on a young adult woman is
much different than the amount that can impact the
fetus if exposure occurs during specific vulnerable
IMMUNE SYSTEM: periods of gestation. So does this mean we have taken
this lesson to heart?
PROTECTING THE As a society, we expend countless dollars, Euros, etc. on
WOMB TO DELAY various micronutrients, dietary supplements and nutri-
tive compounds that we hope will encourage our im-

THE TOMB mune systems to perform better against the latest viral or
bacterial infection crossing our path at that time. But
this “pop a pill-immediately lose the ill” approach to
better health masks a broader issue concerning optimum
immune health over the course of a lifetime, a course
Rodney R. Dietert and Michael S. Piepenbrink
most of us hope is long indeed. The question must be
Department of Microbiology and Immunology raised whether the science is now in place or at least
College of Veterinary Medicine accumulating to encourage a more comprehensive and
Cornell University lasting approach to managing the immune system with
the individual and our most sensitive sub-populations in
Ithaca, NY 14853
mind.
Phone: 607 253-4015
Fax: 607 253-3384 The recent comprehensive review of hormesis and the
Email: rrd1@cornell.edu immune system (4) suggests that it is not simply life-stage
based immunotoxicity where there is a need to improve
our understanding and predictability of outcome.
Key Words: Immune balance, Skewed responses, Indeed, understanding immunomodulatory exposures
Perinatal development, Environmental management and the range of doses that impact the immune system
by age and gender is the broader goal. This article will
discuss the possible benefits arising from early attention
to immune health and the application of fundamental
ABSTRACT developmental immunology to the neonatal, adolescent,
adult and geriatric stages of life.
It is likely to come as a surprise to most lay audiences
that much of our safety net for ensuring protection Immune Balance
against the adverse effects of chemicals in the environ-
ment or drugs is based on evaluations performed largely Over a lifetime of health challenges, we face the need to
using adult animals. Of course in the case of drugs, mount robust immune responses against a variety of
clinical trials are also required, but again this usually infectious agents and potential cancer cells. We are
means testing for unanticipated and undesired side presented with wildly different classes of viruses, bacte-
effects on adult human populations. Certainly, multi- ria, parasites and tumor cells each with their own host
generation studies are performed to test chemical safety defense challenges. Additionally, it is important to
levels, but these usually require chemicals or drugs to respond to vaccinations with effective, immediate
induce profound teratogenic (disruption of early responses and robust immunological memory to ensure
development) or reproductive alterations to trigger a adequate long-term protection. To meet such challenges,
concern. The potential jeopardy lies with more subtle it is helpful to have effective immune balance among the
effects of chemicals on non-adults that could neverthe- distinct segments of the immune system that afford
less adversely impact health. So in extrapolating safety protection against different categories of disease-induc-
data derived largely from adults, we have presumed to ing agents. Today’s infection is not necessarily
understand and fully accept the spectrum of risks to tomorrow’s health challenge
non-adults.
While immune balance is a potential paradigm to
Yet, where the human experiment has been carried out promote life-long health, historically, it has not been on
on the largest scale, as in the case of fetal exposure to the radar screen. This is particularly evident when one
alcohol or environmental tobacco smoke, we know that realizes that drugs and herbs promising immune en-
the fetus is particularly sensitive (1-3). The effects of hancement may not be the universal panacea desired
these agents on the fetus are not fully predicted based either in the individual or across a population. Certainly
on similar adult exposures, nor do they have identical a better understanding of dose-response toxicity,
consequences in terms of dose response and persistence hormetic responses and genetic variation must be paired
of effects. The bottom line is that the amount of alcohol with intended immunomodulation. Immune enhanced

Vol. 13, No. 2 Part I, September 2005 7


relief from viral infections in one person might mean reactions must be minimized. One hallmark of preg-
increased risk of autoimmune reactions in another. So nancy is a strong skewing toward Th2 cytokines, which
“enhancement” is not necessarily effective balance and enables the survival of the fetus in the genetically-
enhancement for one person may mean disease for dissimilar (i.e. allogeneic) maternal environment (7).
another. Placental trophoblasts seem to help determine the Th2
nature of the maternal-fetal interface. When these cells
The Paradigm Shift: Immune Skewing vs. Immunosup- express Th1 cytokines and receptors such as interferon-
pression gamma and its receptor, there is an increased risk of
preeclampsia, a pregnancy complication also called
Historically, immunotoxicologists focused on profound toxemia and characterized by high blood pressure,
generalized immunosuppression as the primary concern. swelling, and fever (8). Using a rodent model, Sefrioui et
It was relatively easy to identify toxicants that at relevant al. (9) showed that the Th1 vs. Th2 cytokine pattern in
doses caused atrophy of the thymus or significant utero was critical in determining whether tolerance or
population loss within the spleen. With the increased immunity developed. Leibnitz (10) recently discussed
incidence of atopy, asthma, and certain autoimmune the fact that, at birth, humans have a T cell system that is
diseases in recent years, researchers are now focused on reduced in Th1 functional capacity. This is the capacity
targeted immunosuppression and targeted immune- that is necessary for effective anti-viral defense but also
mediated damage resulting from autoimmune or inflam- promotes tissue/organ rejection. Aggressive Th1 func-
matory responses. Changes associated with these tion, in utero, would jeopardize maternal-fetal compatibil-
different health risks can be subtle involving little to no ity and increase the risk of pregnancy complications.
loss of immune cells or histopathological alterations to Evidence for the reduced Th1 capacity of newborns is
immune tissues. The goal then is to avoid imbalance and reflected in the fact that the neonate is severely reduced
either the lack of certain required responses or the in the production of interferon-gamma, the hallmark
promotion of responses that are undesirable and might Th1 cytokine (11). For the neonate to thrive, develop-
compromise host tissue integrity. But emphasizing ment of Th1 must proceed at a rapid pace shortly after
immune balance as the ultimate goal requires a different birth. Transplantation studies suggest that the newborn
mind set and potentially new approaches for immune is far more accepting of transplants than a child six
assessment. It also requires the recognition that across a months or more of age because it is essentially Th1
heterogeneous human population, individuals start at deficient compared to an adult (12).
different places on an immune balance curve based on
genetic heterogeneity. Therefore, the one-recipe-for-all All of this leads to the conclusion that the late fetus and
approach has obvious pitfalls and should immediately be early newborn have a highly skewed immune capacity
viewed with considerable skepticism. compared with the final balance that will be obtained in
most juveniles and adults. In effect, desired immune
The importance of immune balance and the potential balance will only exist in the newborn if and when the
mechanistic bases for skewing were discussed in several Th1 capacity matures effectively. Clearly, our attention
recent reviews (5,6). The precise mechanisms and needs to be directed at those environmental factors (e.g.
pathways for controlling T helper 1 (Th1) vs. T helper 2 diet, toxicants, infections, and vaccinations) and the
(Th2) responses among dendritic cells and T lympho- relevant doses that allow the fetus to thrive but also
cytes are still the subjects of active ongoing research. promote much needed Th1 maturation immediately
One thing is very clear from these reviews. While it is following birth. Conversely, we need to identify factors
challenging to dissect all of the components influencing and dose ranges that have the capacity to delay and/or
immune balance in a fully matured adult, it is a com- impair neonatal Th1 function.
pletely different set of issues to consider immune bal-
ance within a moving target, as is the case with the Windows of Opportunity/Vulnerability
developing immune system. The following section
illustrates this point as well as the important windows of Given that the late fetus and early newborn lacks the
opportunity or, in some cases, vulnerability that appear desired immune balance necessary to meet later life
to exist. disease challenges, this represents a window in which
attention to environment and immune maturation is
The Immune Maturation Dilemma likely to reap life long rewards. Delayed or impaired
Th1 maturation would be expected to leave the indi-
The developing fetus presents a remarkable paradox in vidual with a potentially life-long immune imbalance. In
terms of immune cell differentiation, functional develop- contrast, promotion of optimum Th1 capacity immedi-
ment, and tissue integrity (i.e. homeostatic) consider- ately after birth would increase the likelihood of effective
ations. For example, the T cell system needs to mature viral vaccine responses, reduce the risk of childhood
efficiently to meet the challenges presented by the asthma and atopy and potentially influence the risk of
neonatal environment at birth; but during the course of later life cancer. Considering the major differences
maturation, the potential for maternal-fetal allogeneic between the adult and fetal immune systems and the

8 BELLE Newsletter
different strategies needed to achieve immune balance argues that it is the retention of the fetal immune
in each, it is hardly surprising that adult safety data have imbalance that is the hallmark of early asthma. The
only minimal application to the fetal/early neonatal life tenet has also been advanced by Bousquest et al. (18)
stage. The inherently skewed immune system of the who discuss the likelihood that fetal-expressed genes
fetus and newborn provides an ideal opportunity for promoting Th2 may continue to be inappropriately
direct evaluation of environmental conditions that expressed in some neonates increasing the risk of
promote effective juvenile immune balance vs. those that asthma. Additionally, maternal immune responses
interfere with this outcome. However, to accomplish this during pregnancy appear to have the potential to help
we will need directly applicable dose response data shape the subsequent Th profile of the neonate (19).
including knowledge of potential hormetic responses One perinatal indicator of subsequent risk of asthma
rather than information extrapolated from the adult appears to be the serum immunoglobulin E levels of
immune system. cord blood at birth (20).

Furthermore, the opportunity to truly manage the In the newborn, those environmental factors that
immune system may best be directed toward the early promote strong early life Th1 responses tend to be
(non-adult) stages of development. Developmental protective against childhood asthma while those that
immunotoxicity results, to date, suggest that in utero and impair effective Th1 maturation seem to contribute to
early neonatal effects tend to be more persistent than elevated incidence of the disease. Several studies from
those induced in adults (13). So the idea that one Europe have indicated that exposure of the newborn to
should attempt late-life corrections to an unbalanced barnyard environments (including endotoxin-laden
immune system (skewed at birth) when adult health bacteria) was highly protective against childhood asthma
problems arise may be too little too late. The early- (21,22). These results are compatible with the concept
managed immune system is simply the most efficient and that stimulating Th1 cytokines and responses at key
cost effective approach in terms of a reducing a lifetime periods of early development can help effective immune
of health care costs. balance to be achieved. On the reverse side of this
equation, exposure to environmental contaminants that
Early Environment-Later Life Disease? impair Th1 functional development could leave adoles-
cents with an increased risk of asthma. Based on their
One question surrounding the concept of increased immunotoxic effect, certain heavy metals such as lead
sensitivity of the developing immune system to environ- would be candidates to promote the risk of asthma via
mental modulation is the question of evidence for actual the persistent Th2 bias they can create (23-26).
impact on human health. Because non-teratogenic
immune changes would result in a greater risk of disease, Dietary intake, both maternally and in the neonate, is
the challenge is to look at epidemiological patterns in important in immune balance. Early malnourishment
human disease in concert with mechanistic animal seems to allow Th2 polarization to be maintained (27).
studies. Altered patterns of disease associated with Vitamin A deficiency can also contribute to Th2 skewing
immunomodulation is a matter of discerning population (28). In contrast, consumption of dietary nucleic acids
shifts imposed on an already existing incidence of appears to skew the profile toward Th1 (29). Glu-
disease. Perhaps the most readily accessible examples tathione levels in antigen presenting cells seem to help
concern the increased incidence in asthma, atopy and steer responses toward Th1 or Th2. Depletion of
certain autoimmune diseases. For this mini-review, glutathione depresses Th1 responses skewing the re-
disease consideration will be restricted to childhood sponse in favor of Th2 (30).
asthma.
Genetics can also play a role overlaying the environmen-
According to a recent Pew Foundation report (14), the tal exposure issue. Among farming-family children, the
incident of asthma in industrialized counties has in- genotype of an important cell surface receptor for
creased dramatically in recent decades. This has resulted immune signaling, Toll-like receptor-2 (TLR-2), influ-
in a significant public health cost. In 2002, there were enced the risk of asthma (31). Another factor influenc-
approximately 16 million adolescents with asthma (15). ing Th1/Th2 balance as well as risk of asthma appears to
The impact of the increase has been dramatic. For be the cytotoxic T-lymphocyte antigen 4 (CTLA-4) gene
example, there were 14 million missed school days in and its polymorphisms in the human population (32).
1996 up from 6.6 million in 1980 (16). The environmen- This suggests that segments of the human population are
tal causes for this increase are certainly multi-factorial likely to respond differently when exposed to specific
and involving various toxins, infectious agents, and air- environmental risk factors based on the genetics of the
born pollutants, the latter that can exacerbate symptoms. immune cell signaling as well as their inherited immune
However, there is one common theme in terms of the balance capacities. Such genotype-by-environment
type of immunomodulatory change contributing to interactions indicate the challenges in conducting
increased incidence. That change is a shift in immune appropriate analyses that have the statistical power to
balance toward a Th2 bias (17). In fact, Anderson (17) assess changes within sub-populations. Futhermore, it

Vol. 13, No. 2 Part I, September 2005 9


suggests the importance of employing animal models immune imprint becomes established; one that impacts
that can mimic potentially vulnerable human sub- greatly on postnatal health and well being.
populations. Given this genetic heterogeneity, we should
not expect positive or adverse risk factors to shift more
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6. Pulendran, B. Variegation of the immune re-
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22457-2465, 2005.
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Rather, it reflects the extreme dearth of comprehensive S., and Nicholaides, K. Placental expression of
dose response comparisons that exist for different interferon-gamma (IFN-gamma) and its receptor
windows of immune development. If we err by univer- IFN-gamma R2 fail to switch from early hypoxic
sally applying adult safety results to the fetus, then we to late normotensive development in preeclamp-
also must be cautious about applying hormetic dose sia. Journal of Clinical Endocrinology and
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system. A.S., and Carrier, E. Tolerance and immunity
following in utero transplantation of allogeneic
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11. Holt, P.G., Clough, J.B., Holt, B.J., Baron-Hay, M.J.,
Instead, the use of direct exposure information leading
Rose, A.H., Robinson, B.W., and Thomas, w.R.
to timely and effective neonatal T helper 1 maturation
Genetic “risk” of atopy is associated with delayed
appears key to long-term immune balance. While focus
postnatal maturation or T cell competence.
on the early immune system has not been a traditional
Clinical and Experimental Allergy 22: 1093-1099,
safety approach, it seems clear that this is when an

10 BELLE Newsletter
1992. Pharmacology 111: 13-23, 1991.
12. Morrow, W.R. and Chinnock, R.E. Survival after 24. Miller, T.E., Golemboski, K.A., Ha, R.S., Bunn,
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W.E. and Fine R.N. (Eds.) Pediatric Solid Organ tal exposure to lead causes persistent
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and Humbert, M. Epigenetic inheritance of and intestinal microbiota synergistically promote
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Th2 immunity on T cell deviation and subse- Gluathione levels in antigen-presenting cells
quent immediate-type hypersensitivity in the modulate Th1 versus Th2 response patterns.
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714-718, 2000. USA 95: 3071-3076, 1998.
20. Sadeghnejad, A., Karmaus, W., David, s., 31. Eder, W., Klimecki, W., Yu, L., von Mutius, E.,
Kurukulaaratchy, J., Matthew, S and Hasan Riedler, J., Braun-Fahtlander, C., Nowak, d.,
Arshad, S. Raised cord serum immunoglobulin Martinex, F.D., and the ALEX Study Team. Toll-
E increases the risk of allergic sensitization at like receptor 2 as a major gene for asthma in
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Baumann, l., Bohm, O., and Von Kreis, R. 32. Munthe-Kass,, M.C., carlson, K.H., Helms, P.J.,
Reduced risk of hay fever and asthma among Gerritsen, J., Whyte, M., Feijen, M.,
children of farmers. Clinical and Experimental Skinningsrud, B., Main, M., Kwong, G.N., Lie,
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CTLA-4 polymorphisms in allergy and asthma
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23. McCabe, M. J. Jr, and Lawrence D.A. Lead, a
major environmental pollutant, is
immunomodulatory by its differential effects on
CD4+ T cell subsets. Toxicology and Applied

Vol. 13, No. 2 Part I, September 2005 11


ABSTRACT
LOW-DOSE
RADIATION AND ITS Induction of hormesis and adaptive response by low-dose
radiation (LDR) has been extensively indicated. Adaptive

CLINICAL response induced by LDR was not only resistant to


damage caused by subsequently high-dose radiation, but
also cross resistant to other non-radiation challenges
IMPLICATIONS: such as chemicals. Mechanisms by which LDR induces
the preventive effect on radiation- or chemical-induced
DIABETES tissue damage include induced or up-regulated expres-
sion of protective proteins such as heat shock proteins
and antioxidants. Since oxidative damage to tissues is a
major pathogenesis of many human diseases including
Guan-Jun Wang 1, Xiao-Kun Li 2, Kazuo Sakai 3 and Lu diabetes, this review will summarize available data with
Cai 1,2,4,* an emphasis on the preventive effect of LDR on the
development of diabetes and the therapeutic effect of
LDR on diabetic cardiovascular complications. The
1
Department of Hematology and Oncology available data indicated that pre-exposure of mice to
The First University Hospital LDR reduced the incidence of alloxan-induced diabetes,
Jilin University Medical College and also delayed the onset of hyperglycemia in diabetes-
prone non-obese diabetic mice. Experiments with
Changchun 130021
animals indicated the therapeutic effect of low-intensity
P.R. China or power laser (LIL or LPL) radiation on skin wound
healing, which has stimulated clinical use of LIL to cure
2
Department of Biopharmacy skin ulcer in diabetic patients. Mechanisms by which
LDR prevents diabetes, though they are unclear now,
Collage of Pharmacy
may include the induction of pancreatic antioxidants to
and Biopharmaceutical Research & Development Center prevent β cells from oxidative damage and immuno-
Jinan University modulation to preserve pancreatic function. For LIL
Guangzhou 510080 therapeutic effects on diabetic wound healing, mecha-
nisms may include its antioxidant action, immuno-
P.R. China
modulation, cell-proliferation stimulation as well as
improvement of systemic and wound-regional microcir-
3
Low Dose Radiation Research Center culation. Therefore, although there are only a few
Central Research Institute of Electric Power Industry studies indicating LDR prevention of the development of
diabetes, many studies have demonstrated LDR, specifi-
2-11-1 Iwado-Kita, Kome
cally LIL, therapeutic effectiveness of diabetic wound
Tokyo, 201-8511 healing. These preliminary results encourage further
assessment of the clinical implications of LDR to diabe-
4
Departments of Medicine, Pharmacology and tes-related areas.
Toxicology,
Key words: Low-dose radiation, hormesis, adaptive
and Radiation Oncology response, diabetes, diabetic complications
the University of Louisville School of Medicine
Louisville 40202
INTRODUCTION
USA

Low-dose radiation (LDR)-induced hormesis has been


Corresponding author at Department of Medicine
extensively studied for the last two decades (Luckey
University of Louisville 1982). It includes stimulation of DNA, RNA, and protein
511 South Floyd Street synthesis as well as DNA repair activity, increase in
MDR 533, Louisville cellular antioxidant capacity, prolongation of life span
and activation of immune functions (Cai 1999; Calabrese
KY 40202
2002; Calabrese and Baldwin 2003). These cellular
Phone: 502-852-5215 hormetic effects contribute to a protection of cells in
Fax: 502-852-6904 vitro or in vivo against gene mutation, DNA damage, and
Email: Lcai1@hotmail.com chromosome aberrations caused by subsequent radiation
or toxic chemicals, which was called an adaptive re-

12 BELLE Newsletter
sponse (Olivieri et al., 1984; Cai and Liu 1990; Cai et al., type 1 diabetes.
1994; Cai and Jiang 1995; Cai and Wang 1995; Cai and
Cherian 1996). Oxidative stress is now known to be involved in almost of
all pathological states of pancreatic β-cells either in Type
Since extensive scientific evidence shows the stimulation 1 or Type 2 diabetes (Shafrir 1990; Haskins et al., 2003).
of immunological function, antioxidant activity and DNA Oxidative stress is characterized by increased production
repair ability, an important issue is whether LDR-induced of reactive oxygen or nitrogen species (ROS or RNS)
hormesis or adaptive response can be manipulated for such as superoxide, hydrogen peroxide, nitric oxide and
medical and other benefits, as discussed six years ago in a peroxynitrite and/or decreased concentrations of
special issue of Belle 1999 (Cai et al., 1999) and ad- antioxidants and antioxidant enzymes including glu-
dressed recently by Dr. Calabrese and his associates tathione (GSH), vitamin E, ascorbate, glutathione
(Calabrese and Baldwin 2002; Calabrese 2004). In peroxidase (Gpx), superoxide dismutases (SOD), and
clinical implication, LDR has been introduced as an catalase. The β cell destruction by ROS and/or RNS,
effective therapy of non-Hodgkin's lymphoma (Richaud whether induced by STZ or ALX given exogenously or
et al., 1998; Kennerdell et al., 1999; Girinsky et al., 2001). elicited by cytokines, is a process that occurs through
For instance, in the study by Richaud et al., (1998), most both apoptotic and necrotic mechanisms. After diabetes
patients treated by LDR showed efficient response, in onset, the secondary oxidative stress caused by diabetic
particular for follicular lymphoma. They lived without hyperglycemia, hyperlipidemia and even inflammation
any acute nonlymphoblastic leukemia or myelodysplasic also play a critical role for most diabetic complications
syndrome with a median follow-up of 88 months. Al- (Rosen et al., 2000; Cai and Kang 2001).
though they did not discuss any issues related to LDR-
induced adaptive response or hormesis for the mecha- Therefore, this review assessed the available data with
nism of this beneficial effect, this could not exclude the emphasis on: (1) Effects of LDR on the development of
role of LDR hormesis in immunity and adaptive response diabetes; (2) Effects of LDR on diabetic complications;
in the hematopoietic tolerance in this efficient treat- and (3) Possible mechanisms by which LDR prevents the
ment. In addition, since Alzheimer's disease (AD) is development of diabetes and diabetic complications.
related to oxidative damage to neurons leading to cell Finally, the clinical diabetes-related implications of LDR
loss and LDR enhances brain antioxidant activity are discussed.
(Kojima et al., 1999; Yamaoka et al., 2002), whether LDR-
enhanced activity of antioxidants in brain could protect EFFECTS OF LDR ON THE
brain cells from oxidative damage to prevent AD has DEVELOPMENT OF DIABETES
been discussed. Human epidemiological study showed a
low incidence (4.39%, 25/570) of AD in the population
Takehara et al. (1995) performed the first investigation
of high natural radiation background area as compared
of the effects of LDR on ALX-induced diabetes in the rat
to that (4.95%, 25/505) of control population (Wei et al.,
model. ALX caused a significant degranulation of β cells
1996). Therefore, the similar mechanisms of LDR-
in the pancreas along with an increase in fasting blood
induced hormesis and adaptive response may be also
glucose. These changes were significantly prevented by
clinically implicated for prevention or therapy of other
LDR. The preventive effect of LDR on the development
disorders.
of diabetes was further supported by subsequent experi-
ments (Yamaoka et al., 1996; Takahashi et al., 2000; Sakai
Diabetes mellitus has dramatically increased globally, and
et al., 2004). These studies indicate the following fea-
affects 18 millions of Americans (Bardsley and Want
tures:
2004). Type 1 diabetes is a lack of insulin production and
Type 2 diabetes is predominantly due to resistance to the
LDR prevented ALX-induced diabetes in a rat model and
effects of insulin. Both Type 1 and Type 2 have the same
also in a spontaneously developed non-obese diabetic
long-term complications including skin ulcer (Bardsley
(NOD) mouse model (Takehara et al., 1995; Takahashi et
and Want 2004). Type 1 diabetes occurs because the
al., 2000). LDR which induced the protection against the
insulin-producing cells of the pancreas (called β cells)
development of diabetes could be acute exposure
are destroyed by the body's own immune system for
(Takehara et al., 1995; Takahashi et al., 2000) and also be
unknown reasons. There are other people who develop
chronic exposure (Sakai et al., 2004). For acute exposure
a condition similar to type 1 diabetes - characterized by
with gamma rays, among doses of 0.25, 0.5, 1.0 and 2.0
destruction of the β cells but without autoimmune
Gy used, only exposure to 0.5 Gy provided the significant
reaction, as the streptozotocin (STZ)- or alloxan (ALX)-
protection against ALX-induced diabetes (Takehara et
induced diabetes in animal models (Shafrir 1990). Type
al., 1995). There was no significant difference for use of
2 diabetes is the most common form of diabetes, and its
one or two doses of 0.5 Gy gamma-rays in the protective
cause is more complex. In type 2 diabetes, high blood
effect against the development of diabetes (Takahashi et
glucose arises despite an initial abundance of the hor-
al., 2000). However, the time interval between LDR and
mone insulin. With progression of the disease they can
diabetes onset seems an important factor to determine
develop a deficiency of insulin similar to people with

Vol. 13, No. 2 Part I, September 2005 13


the protective effect against the development of diabetes. radon producing radioactive spring, diabetes patients
As shown in Figure 1, non-LDR treated NOD mice along with other patients with pain and hypertension
developed diabetes starting at 15 wks of age (panel A) were noted. The hot-spring treatment with radon was
and the incidence of diabetes was 60% (panel B), while found to significantly improve the vasodilation and
LDR treated NOD mice at 12, 13 or 14 wks of age alleviated diabetic symptoms. In the animal studies by
developed diabetes starting at 3 to 7 wks later and also Takahashi et al. (2000) and Sakai et al. (2004), LDR not
showed low incidence of diabetes. The most effective only decreased the incidence and percentage of develop-
protection was noted in the group of mice irradiated by ing diabetic mice, but also enhanced the surviving rate
LDR at 13 wk of age. of these type 1 and type 2 diabetic animals. For instance,
at the age of 90 weeks animal survival was 75 % in the
The decreased blood glucose and increased plasma LDR-treated NOD mice and only 40 % in the non-LDR-
insulin suggest a protection of LDR against β-cell dam- treated NOD mice. Mortality was delayed and the
age in NOD diabetic mice (Takahashi et al., 2000). healthy appearance was prolonged in the irradiated mice
Examination of β cells performed for the untreated by about 20-30 weeks compared with non-LDR-treated
NOD mice and LDR-treated mice (irradiated at 13 weeks NOD mice. For the study using chronic LDR, survival
of age) showed a significant increase in apoptotic β cell rates of both LDR-treated and non-LDR-treated diabetic
death in the pancreases of untreated NOD mice was mice were 100% at 30 weeks of age (these mice devel-
evident, but not in the LDR-treated NOD mice. This oped diabetes at 10 weeks of age), but 33% in LDR-
observation is keeping with other studies indicating that treated diabetic mice and 0% in non-LDR-treated
apoptosis of pancreatic β cells are responsible for the diabetic mice at 120 weeks of age (Sakai et al., 2004).
development of diabetes in NOD mice (Kurrer et al., Although these indications are not direct parameters of
1997; Nakayama et al., 2002). diabetic complications, these indications may result from
the protective effects of LDR against diabetes-initiated
In addition to the protective effect of LDR against the various complications.
development of diabetes, LDR was found to provide a
therapeutic effect on diabetic hyperglycemia. Recently Non-ionizing radiation
Sakai et al. (2004) investigated the effects of chronic LDR
on C57BL/KsJ-db/db mice with Type 2 diabetes. These Low-intensity or –power laser (LIL or LPL) radiation has
mice develop Type 2 diabetes by 10 weeks of age, due to been extensively used for therapy of diabetic patients. In
obesity, and are characterized by hyperinsulinemia. A recent years, LIL has gained considerable recognition
group of 10-week old female mice was irradiated for life and importance among treatment modalities for various
at dose rate of 0.7 mGy/hr. The urine glucose levels of medical problems including wound repair processes,
all of the mice were strongly positive at the beginning of musculoskeletal complications and pain control (Reddy
the irradiation. In the LDR-treated diabetic mice, 2003). In diabetic conditions, LIL successfully enhanced
however, a decrease in the urine glucose level was wound healing, tensile strength and systemic or local
observed in three mice, one in the 35th week, one in the microcirculation in the diabetic animal models (Stadler
52nd week and one in the 80th week. No recovery from et al., 2001; Reddy 2003; Byrnes et al., 2004; Kawalec et
the diabetes was observed in the 12 mice of non-LDR- al., 2004) and diabetic patients (Schindl et al.,
irradiated diabetic group. These preliminary results 1997,1998,1999a,b,2002; Zinman et al., 2004).
suggest that LDR provides a therapeutic effect on
diabetes. Although different kinds of lasers have been used for this
therapy, the efficient therapy depends on the wavelength
EFFECTS OF LDR ON DIABETIC of the electromagnetic radiation (Stadler et al., 2001;
COMPLICATIONS Reddy 2003; Kawadec et al., 2004). For instance, the
ability of photostimulation to promote healing of
The major pathogenic cause for various diabetic compli- impaired wounds using a Ga-As laser in rats with STZ-
cations is attributed to diabetes-overproduced ROS/RNS induced diabetes was compared with the effects of a He-
and diabetes-impaired antioxidants in tissues (Rosen et Ne laser. Reddy (2003) found that the He-Ne laser
al., 2000; Cai and Kang 2001). Whether LDR is able to appears to be superior to the Ga-As laser in promoting
prevent or cure various complications of diabetes wound healing in diabetic animal models.
mellitus is a very interesting issue. Although there was no
study directly using low-dose ionizing radiation, there Low-power electromagnetic field was also used for a
were several studies using low levels of non-ionizing therapeutic purpose. Chebotar'ova and Chebotar'ov HIe
irradiation such as laser radiation and magnetic field. (2003) investigate the effectiveness of combinations of
low-power electromagnetic therapy and low-power
Ionizing radiation variable magnetic field on the clinical-
electroneuromyography in 12 patients with diabetic
In an early study by Yamaoka and Komoto (1996), polyneuropathies. Exposure to both provided significant
indications for treatment at the Misasa Hot Spring, a decreases in neurological deficit and required insulin

14 BELLE Newsletter
daily dose and significant increases in nerve conduction hyperglycemia and complications in diabetic patients
velocity, the muscle compound action potentials (muscle who received radon hot spring, Yamaoka et al (2004b)
power) and peripheral outflow in some patients. found that the radon therapy enhanced the antioxidant
functions, such as the activities of SOD and catalase,
POSSIBLE MECHANISMS FOR LDR along with inhibition of lipid peroxidation and total
PREVENTIVE AND THERAPEUTIC cholesterol produced in the body, although the therapy
EFFECTS also increased the levels of plasma insulin and glucose-6-
phosphate dehydrogenase. This study further supports
LDR-enhanced endogenous antioxidant activity
the concept that LDR protects against diabetes and its
complications probably through induction of antioxi-
Oxidative stress is the critical factor responsible for
dants.
diabetic onset and complications, while antioxidants can
prevent both diabetic onset and complications (Cai and
LDR-modulated immune function
Kang 2001; Rosen et al., 2001). Development of diabetes
induced either by T cell-mediated inflammatory autoim-
Type 1 diabetes loses the ability to produce insulin due
mune reaction or chemicals such as STZ and ALX is
to the destruction of the insulin-producing β cells in the
largely attributed to ROS and RNS formation leading to
pancreas. The β cells are targets of an autoimmune
β-cell destruction (Fig. 2). In addition, low concentra-
attack during which the diabetic's own immune cells,
tions of antioxidants exists in animal pancreatic islets
especially the T cells, recognize unique proteins in the β
also make it vulnerable to oxidative damage (Lenzen et
cells as foreign and go about ridding the β cells from the
al., 1996; Tiedge et al., 1997). There is evidence indicat-
pancreas. Like other autoimmune diseases, type 1
ing that up-regulation of SOD made mice resistant to
diabetes can be caused by defects in the primitive cells
diabetes development (Kubisch et al., 1997).
that are the precursor cells of the blood and immune
Thioredoxin (Trx), a redox (reduction/oxidation)-
system called hematopoietic stem cells (HSC). HSCs are
active protein, protects cells from oxidative stress.
capable of producing the entire set of cells that com-
Transgenic mice with specific expression of Trx in
prises the immune system, as well as red blood cells and
pancreatic islets showed a significantly lower incidence of
platelets. To support of the importance of normal
spontaneously developed and STZ-induced diabetes as
hematopoietic system for maintaining a normal immune
compared to their wild-type counterparts (Hotta et al.,
function to avoid the development of type 1 diabetes,
1998).
bone marrow transplantation was shown to halt autoim-
mune processes and reverse the damage caused by
LDR significantly increases endogenous antioxidants in
autoimmune cells in NOD mice (Li et al., 1996; Chilton
different tissues including liver, spleen, brain and testes
et al., 2004; Nikolic et al., 2004). We have demonstrated
(Yamaoko et al., 1991,1998,1999,2002,2004a; Kojima et
that LDR can stimulate HSC proliferation and mobilizes
al., 1998,1999; Zhang et al., 1998). The activation and/or
HSCs into peripheral circulation (Li et al., 2004). This
induction of antioxidants include SOD, GSH, Gpx,
HSC stimulating and mobilizing effect of LDR may be
glutathione reductase (GR), catalase and Trx. In these
one of the mechanisms to maintain a normal immune
tissues, the increased antioxidants by LDR significantly
function to avoid the development of Type 1 diabetes
prevents tissue damage from various oxidative stresses,
such as in the case of NOD mice (Takahashi et al., 2000).
for instance, cardon tetrachloride-induced liver damage
(Kojima et al., 1998; Yamaoka et al., 2004a), 1-methyl-4-
Ina and Sakai (2004) have shown the possibility for LDR
phenyl-1,2,3,6-tetrahydropyrine- or Fe-NTA-induced
to ameliorate severe autoimmune diseases. In their
brain damage (Kojima et al., 1999; Yamaoka et al., 2002),
experiment, chronic low-dose-rate γ irradiation at 0.35 or
and radiation-induced testis damage (Zhang et al.,
1.2 mGy/h was found to significantly prolong the life
1998). In studies by Takehara et al. (1995) and Takhashi
span of MRL-lpr/lpr mice carrying a deletion in the
et al. (2000), LDR (0.5 Gy) also significantly increases
apoptosis-regulating Fas gene that markedly shortens life
the SOD activity in the pancreas of non-diabetic mice.
due to severe autoimmune disease. Immunological
The activity of pancreatic SOD in ALX-induced or NOD
modifications were indicated by a significant increase of
diabetic mice was significantly decreased, but this
CD8+ T cells and a significant decrease of CD3+ CD45R/
decrease could be prevented by LDR. In addition, in
B220+ as well as CD45R/B220+ CD40+ cells, along with
ALX-induced diabetic mice, plasma and pancreatic lipid
amelioration of total-body lymphadenopathy, splenom-
peroxide levels were also significantly increased, but not
egaly, proteinuria, and kidney and brain syndromes. In
in LDR-irradiated diabetic mice (Takehara et al. 1995).
another clinical study in which an attenuation of diabetic
These results suggest that the increased antioxidant
hyperglycemia and complications were observed in the
capacity of pancreases by LDR is one of the major
diabetic patients received radon hot spring (Yamaoka et
mechanisms to prevent ALX-induced or spontaneously
al., 2004b), radon-got spring significantly increased
developed diabetes (Fig. 2).
patient’s immune response such as enhanced concanava-
lin A-induced mitogen response. Therefore, LDR-
For the mechanisms of the attenuation of diabetic
modulated immune function may be one of the mecha-

Vol. 13, No. 2 Part I, September 2005 15


nisms underlying LDR prevention of type 1 diabetes (Fig. Calabrese 2004). Among the several issues raised in these
2). debates, one is how the adaptive response or hormesis
interacts with the bystander effect in determining
Multiple mechanisms involved in LIL improvement of biological responses at low doses of radiation and the
diabetic wound healing shape of the dose-response relationship (Zhou et al.,
2003). Although the epidemiological and experimental
The mechanisms discussed above are predominantly for studies remain not strong enough to change the current
the preventive or therapeutic action of low-dose ionizing policy of radiation safety, the phenomenon of LDR-
radiation. However, we do not exclude their roles in the induced hormesis and adaptive response could not be
therapeutic effect of LIL on diabetic wound healing negative. Definitively large epidemiological studies and
since LIL acts as similar function in certain aspects more detail experimental studies with new and accurate
(Wilden and Karthein 1998). Small amount of ROS/ techniques remain required before determining whether
RNS generation is one of the factors responsible for the current linear non-threshold model needs to be
LDR- induced hormesis and adaptive response (Cai changed.
1999; Cai et al., 1999). Exposure of cells to LIL also
generates certain amounts of ROS/RNS (Callaghan et However, clinical application of LDR is a different
al., 1996; Vladimirov et al. 2004), which may stimulate situation. The targets of clinical application with LDR
adaptive mechanisms, shown by increased antioxidant would be mainly patients with various disorders. It is
activities (Karageuzyan et al., 1998; Fujimaki et al., 2003; clear that none of the medications used in clinics is
Kao and Sheen 2003). absolutely non-toxic. Therefore, evaluation of LDR for its
clinical application should be also realistic and parallel
Besides antioxidant action of LIL, the directly stimulat- as evaluation of other new medications. If LDR can play
ing cell proliferation and procollagen synthesis through a critical approach in prevention or therapy of certain
activation of signaling pathways are also important disorders, such as diabetes, we should not ignore it.
mechanisms for the diabetic wound healing (Duan et al.,
2001; Pereira et al., 2002; Schindl et al., 2003; Vinck et al., This short review collected the available data demonstrat-
2003). Whether stimulating HSCs by LIL is also involved ing possible implications for the prevention of diabetes
in the enhancing effect on diabetic wound healing development and therapy of diabetic complications.
remains unclear; however, direct exposure of wound These preliminary results showed that pre-exposure of
tissues to growth factors promoted wound healing animals to LDR significantly prevented ALX-induced or
processes of diabetic animals (Galeano et al., 2004a,b), spontaneously developed diabetes. Although there was
and basic fibroblast growth factor was found to be no experiments of using low-dose ionizing radiation to
increased in the wound tissue of diabetic rats in response cure any diabetic complications, clinical observation
to LIL (Byrnes et al., 2004). implied a therapeutic effect of low-dose radon on
diabetic complications in the patients. More importantly,
A specific mechanism for LIL to enhance diabetic wound effective therapeutic effect of LIL on skin wound healing
healing may be the improvement of systemic and wound of diabetic subjects has attracted the attention of investi-
regional microcirculation (Schindl et al., 1998,2002). For gators and clinicians. Although exact mechanisms by
instance, in the patients with diabetic microangiopathy which LDR prevents the development of diabetes and
receiving a single LIL irradiation, skin blood circulation, provides the therapeutic effect on diabetic complication
by means of temperature recordings detected by infrared remain largely unknown, several possibilities may be
thermography, significantly increased as compared to included, such as the increase in antioxidants, immuno-
non-LIL treated diabetic patients. modulation, HSC stimulation and peripheral mobiliza-
tion, stimulation of target cells and improvement of
PROSPEROUS REMAKERS systemic and wound-regional microcirculation as out-
lined in Figure 2. Therefore, further experiments on this
Radiation is known to have significant effects on living topic remain required, and we believe that LDR implica-
organisms dependent on the dose received. At high tions in diabetes-related areas is an important area of
doses, radiation destroys cells in tissue. At low doses, on research.
the other hand, radiation is no longer considered to be
as harmful as once thought. Hormesis and adaptive ACKNOWLEDGEMENTS
response of cells or tissues in response to LDR were
extensively documented (Luckey 1982; Cai 1999; Cai et The work cited in this review is supported in part by
al., 1999; Calabrese 2002; Calabrese and Baldwin 2002). research grants from Philip Morris USA, Inc. and
However, debates for the induction and importance of American Diabetes Association to LC.
hormetic effects and adaptive responses still exist, in
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Vol. 13, No. 2 Part I, September 2005 19


Figure 1. LDR prevention of the development of diabetes in NOD mice. Pane A represents the time point at which
the first mouse from the groups treated with LDR (0.5 Gy) at 12, 13 or 14 weeks (w) of age and without LDR (control
group) spontaneously developed diabetes (hyperglycemia). Results indicate that the first mouse developed diabetes is
at 22 weeks of age in the group of mice with LDR at 13 weeks of age (13 w), which is 7 weeks later than that(15 weeks
of age) in control group. Panel B represents the incidence of diabetic mice in different groups. Results indicate that
10 % of mice with LDR at 13 weeks of age (13 w) developed diabetes at 24 weeks of age, which is much lower than
those in the control and other LDR-treated groups. Figures were made by the authors, based on the results from the
study by Takahashi et al. (2000).

20 BELLE Newsletter
Figure 2. Outlines of the possible mechanisms underlying LDR’s protective effect against the development of diabetes
and therapeutic effect on diabetic complications. IR: ionizing radiation; NIR: non-ionizing radiation. Solid line and
dash line indicate the increasing and decreasing effect, respectively.

Vol. 13, No. 2 Part I, September 2005 21


are generally preferred in the treatment of estrogen-
BREAST CANCER, receptor (ER)-positive breast cancer in the metastatic
setting, especially in older women [2]. The use of
CHEMOTHERAPY chemotherapy is reserved for the approximately fifty
percent of pre- or post-menopausal women who have
AND HORMESIS more aggressive tumors that are generally not hormon-
ally-responsive, or in cases where anti-hormonal agents
fail to control the disease.

Lorne J. Brandes, MD II. Chemotherapy and survival in MBC


Departments of Medicine
Despite the availability of highly potent cytotoxic drugs,
and Pharmacology/Therapeutics including anthracycline derivatives (doxorubicin and
University of Manitoba epirubicin) [3] and taxanes (paclitaxel and docetaxel)
and Section of Hematology/Oncology [4], significant improvement in survival is rarely ob-
CancerCare Manitoba served in metastatic breast cancer, even though major
tumor responses (shrinkage of 50% or more in size) and
675 McDermot Avenue an increase in the time to progression (TTP; the period
Winnipeg MB R3E0V9 from starting on treatment until disease progression) are
Canada often observed. A minority of patients with aggressive
Phone: 204-787-2139 breast cancer whose tumors overexpress type 2 human
epidermal growth factor (Her-2) [5], benefit from the
Fax: 204-786-0196 addition of the specific Her-2 antibody, trastuzumab
Email: brandes@cc.umanitoba.ca (Herceptin), to taxane therapy, resulting in increased (≤
25%) survival [6].
ABSTRACT
III. Increased survival in MBC when DPPE is co-adminis-
N,N-diethyl-2-[4-(phenylmethyl) phenoxy] ethanamine tered with doxorubicin
(DPPE; tesmilifene) is a novel antihistaminic and
chemopotentiating agent that has a hormetic effect on In a prospective randomized international phase three
DNA synthesis in MCF-7 human breast cancer cells in study (MA.19) conducted by the National Cancer
vitro and stimulates the growth of experimental tumors Institute of Canada Clinical Trials Group, 152 women
in rodents. In a prospectively randomized phase three with metastatic breast cancer who received the combina-
trial (NCIC MA.19), 152 patients who were co-adminis- tion of doxorubicin and the experimental
tered DPPE and doxorubicin survived 50% longer chemopotentiating drug, N,N-diethyl-2-[4-
(P<0.03) than 153 patients who were administered the (phenylmethyl) phenoxy] ethanamine (DPPE;
same dose and schedule of doxorubicin alone. At tesmilifene), survived 50% longer than 153 women who
clinically relevant in vitro concentrations that do not received the same dose and schedule of doxorubicin
inhibit the P-glycoprotein (P-gp) pump, DPPE selectively alone (23.6 months vs. 15.6 months, respectively; p<0.03)
sensitizes cancer cells that express the multiple drug [7]. Contrary to earlier phase two studies [8,9], the
resistance (MDR+) phenotype, making them more overall survival benefit in DPPE-treated patients resulted
susceptible to the cytotoxic effects of chemotherapeutic despite the absence of an improvement in tumor re-
agents, including anthracyclines and taxanes. Based on sponse rates or TTP.
its previously demonstrated interaction with histamine at
CYP3A4, a P450 that metabolizes arachidonic acid, and An independently conducted sub-group analysis (unpub-
its induction of high levels of PGI2 in the gut of rodents, lished) revealed that a significant survival benefit of the
modulation by DPPE of the intracellular concentration DPPE/doxorubicin combination occurred mainly in
of arachidonate products, such as patients with a short (≤ 36 months) disease-free interval
hydroxyeicosatetraeinoic acids (HETEs), implicated in (DFI; the time from diagnosis to disease recurrence) and
increased cancer cell proliferation and metastasis, is those with ER-negative tumors, both surrogates for
postulated. aggressive disease [10]. Recent in vitro studies (unpub-
lished) suggest a selective chemopotentiating effect of
I. Treatment of metastatic breast cancer (MBC) clinically relevant concentrations of DPPE on cancer
cells expressing the multiple drug resistant (MDR+)
Historically, the systemic treatment of metastatic breast phenotype, common in aggressive cancer [11].
cancer (MBC) has been predicated on achieving a
cytotoxic effect to shrink tumors [1]. Anti-hormonal Based on the results of MA.19, a confirmatory phase
therapies, such as tamoxifen and aromatase inhibitors, three international study (YMB 1002-02) in 700 women
with metastatic breast cancer is currently comparing the

22 BELLE Newsletter
combination of DPPE, epirubicin and cyclophosphamide mines such as diphenhydramine and hydroxyzine, but is
to the same dose and schedule of epirubicin and cyclo- much weaker than these agents in classical assays of H1-
phosphamide alone in patients with DFI ≤ 36 months, activity that measure antagonism of histamine-induced
stratified for ER status (positive or negative). The muscle contraction [21]. In contrast, DPPE competes
primary endpoint of this new pivotal study is survival; more strongly than conventional H1 and H2 antagonists
secondary endpoints are TTP, response rates and quality for the binding of 3H-histamine to microsomal AEBS/
of life. Accrual is expected to be completed by late 2005, P450, an interaction that correlates with cytotoxicity to
with survival outcome known as early as late 2006. breast cancer cells in vitro [22]. Histamine binding to
AEBS/P450 results from its affinity for the heme iron
IV. Pharmacology of DPPE moiety of the enzymes [16]. Through binding to the
P450 substrate site, “AEBS” ligands such as DPPE,
A. DPPE binding to “antiestrogen binding sites” on P450 tamoxifen and many other arylalkylamines [23] sterically
enzymes hinder histamine binding to the heme iron.

Although its mechanism(s) of action remain to be fully A role for intracellular histamine in promoting normal
elucidated, the pharmacological profile of DPPE may and malignant growth was originally proposed by
provide important clues to its chemopotentiating action. Kahlson and Rosengren [24]. P450 enzymes are also
A diphenylmethane derivative that resembles tamoxifen, important regulators of cell function, including prolif-
DPPE lacks the stilbene bridge and third phenyl ring eration [25], and may be overexpressed in malignant
necessary to bind the ER [12]. The drug was synthesized cells of breast origin [26]. We have recently identified an
in an effort to determine a biological role for in situ histamine/P450 complex in rat liver microsomes
antiestrogen binding sites (AEBS) that also bind [27], and amplified upon Kahlson’s original hypothesis
tamoxifen [13]. As opposed to the ER, which is located with the suggestion that histamine may modulate growth
primarily in the nucleus in breast and uterine tissue, the by regulating the catalytic activity of various P450s
AEBS is located in the microsomal fraction, derived from [16,27].
endoplasmic reticulum, and is found in most tissues,
although most abundantly in liver [14]. Because At non-cytotoxic concentrations that correlate with its
tamoxifen binds to both sites, an assessment of a putative inhibition of 3H-histamine binding to P450, DPPE
role for AEBS in its antiestrogenic/antitumor action inhibits DNA synthesis in mitogen stimulated normal
could only be discerned with a selective agent. spleen cells in vitro [28]. In contrast, DPPE exerts a
hormetic (biphasic) effect on DNA synthesis in trans-
Radioligand binding studies revealed DPPE does not formed and malignant cells, killing them at high concen-
bind to the ER in rat uterine cytosol, but is equipotent to trations in vitro [28]. DPPE stimulates tumor growth in
tamoxifen to bind the AEBS in rat liver microsomes [12]. mice (L5178Y lymphoma) and rats (DMBA-induced
DPPE also antagonizes the uterotropic effects of exog- mammary carcinoma) [29]. Correlating with this find-
enous estrogen in vivo, suggesting a role for AEBS in the ing, systemic administration of DPPE markedly increases
antiestrogenic action of tamoxifen [15]. Spectral analysis inflammation and mitosis in rat skin painted with the
assessing DPPE binding to purified human isozymes tumor promoting phorbol ester, PMA [29].
ultimately led to the determination that the AEBS
represents the “substrate” site on certain microsomal C. L-histidinol and DPPE: Dissimilar agents with similar
cytochromes P450, including CYP3A4, CYP2D6 and effects on histamine binding, DNA synthesis,
CYP1A1 [16]. cytoprotection and chemopotentiation

The 3A4 isozyme is important in the metabolism of Warrington [30] showed that L-histidinol, the alcohol
arachidonic acid, lipids, hormones and many drugs [17], precursor to histidine (that, in turn, may be converted to
including antineoplastic agents such as taxanes, vinca histamine by histidine decarboxylase) [31], potentiates
alkyloids, etoposide and cyclophosphamide/ chemotherapy to effect cures in experimental murine
ifosphamide. Substrates for CYP3A4 are usually also tumors, while protecting the bone marrow. In collabora-
substrates for the co-regulated P-glycoprotein (P-gp) tive studies with Warrington [28], L-histidinol was
membrane pump [18]. When overexpressed in cancer demonstrated to compete for 3H- histamine binding in
cells, P-gp contributes to multiple drug resistance [19]. microsomes, to inhibit DNA synthesis in normal mitogen
High (50µM) concentrations of DPPE have been shown stimulated spleen cells and to have a biphasic effect on
to inhibit P-gp in vitro, overcoming drug resistance to DNA synthesis in transformed and malignant cells. Like
paclitaxel [20]. L-histidinol, DPPE was observed to protect the bone
marrow of mice from high doses of daunorubicin and 5-
B. Histamine and proliferation: Interactive binding of fluorouracil, while increasing tumor-free survival in mice
DPPE and histamine at P450 administered doxorubicin [28]. In addition to its
protection of the bone marrow, a cytoprotective effect of
The structure of DPPE is also similar to H1-antihista- DPPE in the gut of rats exposed to cold-restraint stress

Vol. 13, No. 2 Part I, September 2005 23


has been linked to the induction of a 10-fold increase in implications for the treatment of humans with aggressive
levels of prostacyclin (PGI2) [32]. forms of breast cancer. Chemopotentiation of other
antineoplastic drugs by DPPE in patients with various
V. DPPE sensitization of MDR+ cells appears to be refractory cancers has been reported [33], including
independent of P-gp inhibition cyclophosphamide in patients with androgen-indepen-
dent prostate cancer [38]. These findings raise the hope
At clinically relevant concentrations (3-5 µM), signifi- that DPPE may have the potential to increase survival in
cantly lower than those required to inhibit the P-gp [33], many types of chemotherapy-responsive cancer.
DPPE appears to selectively potentiate chemotherapy
drugs in MDR+ cells in vitro. This finding suggests some
alternative, possibly novel, mechanism by which DPPE Statement of potential conflict of interest:
overcomes drug resistance. Warrington previously
reported a similar profile for L-histidinol in overcoming Dr. Brandes is the inventor of DPPE (tesmilifene) and
MDR [34]. could benefit financially from its successful commercial-
ization. DPPE is licensed by the University of Manitoba
VI. Hormetic effect on DNA synthesis and to YM Biosciences, Mississauga, ON.
chemopotentiation by DPPE may be linked to the
modulation of arachidonate metabolism
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24 BELLE Newsletter
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26 BELLE Newsletter
Vol. 13, No. 2 Part I, September 2005 27
NONLINEARITY IN BIOLOGY, TOXICOLOGY AND MEDICINE JOURNAL

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epidemiologists, occupational and environmental dealing with the dose response.
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