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foundation and the soil which will produce shear failure in the soil. Ultimate bearing
capacity is the theoretical maximum pressure which can be supported without
failure. Allowable bearing capacity is what is used in geotechnical design, and is the
ultimate bearing capacity divided by a factor of safety.
Theoretical (Ultimate) and allowable bearing capacity can be assessed for the following:
Shallow Foundations
o
strip footings
square footings
circular footings
Deep foundations
o
end bearing
skin friction
Where:
Qu = ultimate bearing capacity (kN/m2) or (lb/ft2)
*See below for theory
F.S. = Factor of Safety
*See information on factor of safety
Qu = c Nc + D Nq + 0.5 B N
= Ultimate bearing capacity equation for shallow strip footings, (kN/m2)
(lb/ft2)
Qu = 1.3 c Nc + D Nq + 0.4 B N
= Ultimate bearing capacity equation for shallow square footings, (kN/m2)
(lb/ft2)
Qu = 1.3 c Nc + D Nq + 0.3 B N
= Ultimate bearing capacity equation for shallow circular footings, (kN/m2)
(lb/ft2)
Where:
c = Cohesion of soil (kN/m2) (lb/ft2),
= effective unit weight of soil (kN/m3) (lb/ft3), *see note below
D = depth of footing (m) (ft),
B = width of footing (m) (ft),
Nc=cot(Nq 1),
*see typical bearing
capacity factors
Nq=e2(3/4-/2)tan / [2 cos2(45+/2)],
*see typical bearing
capacity factors
N =(1/2) tan(kp /cos2 - 1),
*see typical bearing
capacity factors
e = Napier's constant = 2.718...,
kp = passive pressure coefficient, and
= angle of internal friction (degrees).
Notes:
Effective unit weight, , is the unit weight of the soil for soils above the water
table and capillary rise. For saturated soils, the effective unit weight is the unit
weight of water, w, 9.81 kN/m3 (62.4 lb/ft3), subtracted from the saturated unit
weight of soil. Find more information in the foundations section.
(kN/m2)
(metric)
Qu = NB
10
(tons/ft2)
(standard)
+ ND
10
(kN/m2)
(metric)
Qa = 1.25N
10
(tons/ft2)
(standard)
(kN/m2)
(metric)
Qa = N
10
(tons/ft2)
(standard)
Where:
N = N value derived from Standard Penetration Test (SPT)
D = depth of footing (m) (ft), and
B = width of footing (m) (ft).
Note: All Meyerhof equations are for foundations bearing on clean sands. The
first equation is for ultimate bearing capacity, while the second two are factored
within the equation in order to provide an allowable bearing capacity. Linear
interpolation can be performed for footing widths between 1.2 meters (4 feet) and
3 meters (10 feet). Meyerhof equations are based on limiting total settlement to
25 cm (1 inch), and differential settlement to 19 cm (3/4 inch).
(Pile)
Qult = Qp + Qf
Where:
Qult = Ultimate bearing capacity of pile, kN (lb)
Qp = Theoretical bearing capacity for tip of foundation, or end bearing, kN (lb)
Qf = Theoretical bearing capacity due to shaft friction, or adhesion between
foundation shaft and soil, kN (lb)
Qf = Afqf
Qf = pqfL
Where:
Qf = Theoretical bearing capacity due to shaft friction, or adhesion between
foundation shaft and soil, kN (lb)
Af = pL; Effective surface area of the pile shaft, m2 (ft2)
qf = k tan = Theoretical unit friction capacity for cohesionless soils,
kN/m2 (lb/ft2)
qf = cA + k tan = Theoretical unit friction capacity for silts, kN/m2 (lb/ft2)
qf = Su = Theoretical unit friction capacity for cohesive soils, kN/m2 (lb/ft2)
p = perimeter of pile cross-section, m (ft)
for a circular pile; p = (B/2)
for a square pile; p = 4B
L = Effective length of pile, m (ft)
*See Notes below
2
2
= 1 - 0.1(Suc) = adhesion factor, kN/m (ksf), where Suc < 48 kN/m2 (1 ksf)
= 1 [0.9 + 0.3(Suc - 1)] kN/m2, (ksf) where Suc > 48 kN/m2, (1 ksf)
Suc
Suc = 2c = Unconfined compressive strength , kN/m2 (lb/ft2)
cA = adhesion
= c for rough concrete, rusty steel, corrugated metal
0.8c < cA < c for smooth concrete
0.5c < cA < 0.9c for clean steel
c = cohesion of soil, kN/m2 (lb/ft2)
= external friction angle of soil and wall contact (deg)
= angle of internal friction (deg)
= D = effective overburden pressure, kN/m2, (lb/ft2)
k = lateral earth pressure coefficient for piles
= effective unit weight of soil, kN/m3 (lb/ft3)
*See notes below
B = diameter or width of pile, m (ft)
D = Effective depth of pile, m (ft), where D < Dc
Dc = critical depth for piles in loose silts or sands m (ft).
Dc = 10B, for loose silts and sands
Dc = 15B, for medium dense silts and sands
Dc = 20B, for dense silts and sands
= summation of differing soil layers (i.e. a1 + a2 + .... + an)
Notes: Determining effective length requires engineering judgment. The effective
length can be the pile depth minus any disturbed surface soils, soft/ loose soils, or
seasonal variation. The effective length may also be the length of a pile segment
within a single soil layer of a multi layered soil. Effective unit weight,, is the
unit weight of the soil for soils above the water table and capillary rise. For
saturated soils, the effective unit weight is the unit weight of water, w, 9.81
kN/m3 (62.4 lb/ft3), subtracted from the saturated unit weight of soil.
************
Meyerhof Method for Determining qp and qf in Sand
Theoretical unit tip-bearing capacity for driven piles in sand, when D > 10:
B
qp = 4Nc tons/ft2
standard
Theoretical unit tip-bearing capacity for drilled piles in sand:
qp = 1.2Nc tons/ft2
standard
standard
standard
Where:
D = pile embedment depth, ft
B = pile diameter, ft
Nc = Cn(N)
Cn = 0.77 log 20
unit weight of soil, = 21 kN/m3 (132 lbs/ft3) *from soil testing, see
typical values
Cohesion, c = 0
typical cvalues
Solution
Try a minimal footing width, B = 0.3 m (B = 1 foot).
Use a factor of safety, F.S = 3. Three is typical for this type of application. See factor of
safety for more information.
Determine bearing capacity factors N, Nc and Nq. See typical bearing
capacity factors relating to the soils' angle of internal friction.
N = 22
Nc = 35.5
Nq = 23.2
metric
standard
not o.k.
not o.k.
metric
standard
Since Qa < required 144 kN/m2 (3000 lbs/ft2) bearing pressure, increase footing width, B
or foundation depth, D to increase bearing capacity.
Try footing width, B = 0.61 m (B = 2 ft).
Qu = 0 + 21 kN/m3(0.61 m)(23.2) + 0.5(21 kN/m3)(0.61 m)(22)
Qu = 438 kN/m2
metric
standard
o.k.
o.k.
metric
standard
Conclusion
Footing shall be 0.61 meters (2 feet) wide at a depth of 0.61 meters (2 feet) below
ground surface. Many engineers neglect the depth factor (i.e. D Nq = 0) for shallow
foundations. This inherently increases the factor of safety. Some site conditions that may
negatively effect the depth factor are foundations established at depths equal to or less
than 0.3 meters (1 feet) below the ground surface, placement of foundations on fill, and
disturbed/ fill soils located above or to the sides of foundations.
********************************
Example #2: Determine allowable bearing capacity of a shallow, 0.3 meter (12inch) square isolated footing bearing on saturated cohesive soil. The frost
penetration depth is 0.61 meter (2 feet). Structural parameters require the
foundation to withstand 4.4 kN (1000 lbs) of force on a 0.3 meter (12-inch) square
column.
Given
bearing pressure from building column = 4.4 kN/ (0.3 m x 0.3 m) = 48.9 kN/m2
bearing pressure from building column = 1000 lbs/ (1 ft x 1 ft) = 1000 lbs/ft2
*see
*constant
Solution
Try a footing depth, D = 0.61 meters (2 feet), because foundation should be below frost
depth.
Use a factor of safety, F.S = 3. See factor of safety for more information.
Determine bearing capacity factors N, Nc and Nq. See typical bearing
N = 0
Nc = 5.7
Nq = 1
Qu =1.3(21.1kN/m2)5.7+(20.3kN/m3-9.81kN/m3)(0.61m)1+0.4(20.3kN/m3-9.81kN/m3)
(0.3m)0
Qu = 163 kN/m2
metric
Qu = 1.3(440lbs/ft2)(5.7) + (129lbs/ft3 - 62.4lbs/ft3)(2ft)(1) + 0.4(129lbs/ft3 - 62.4lbs/ft3)
(1ft)(0)
Qu = 3394 lbs/ft2
standard
Solve for allowable bearing capacity,
Qa = Qu
F.S.
Qa = 163 kN/m2 = 54 kN/m2
3
Qa = 3394lbs/ft2 = 1130 lbs/ft2
3
o.k.
o.k.
metric
standard
Conclusion
The 0.3 meter (12-inch) isolated square footing shall be 0.61 meters (2 feet) below the
ground surface. Other considerations may be required for foundations bearing on
moisture sensitive clays, especially for lightly loaded structures such as in this example.
Sensitive clays could expand and contract, which could cause structural damage. Clay
used as bearing soils may require mitigation such as heavier loads, subgrade removal and
replacement below the foundation, or moisture control within the subgrade.
********************************
Example #3: Determine allowable bearing capacity and width for a foundation
using the Meyerhof Method. Soils consist of poorly graded sand. Footing must
withstand a 144 kN/m2 (1.5 tons/ft2) building pressure.
Given
Solution
Try a minimal footing width, B = 0.3 m (B = 1 foot) at a depth, D = 0.61 meter (2 feet).
Footings for single family residences are typically 0.3m (1 ft) to 0.61m (2ft) wide. This
depth was selected because soil density greatly increases (i.e. higher N-value) at a depth
of 0.61 m (2 ft).
Use a factor of safety, F.S = 3. Three is typical for this type of application. See factor of
safety for more information.
Solve for ultimate bearing capacity
Qu = 31.417(NB + ND)
(kN/m2)
(metric)
Qu = NB
10
(tons/ft2)
(standard)
+ ND
10
(metric)
(standard)
o.k.
o.k.
(metric)
(standard)
3
Conclusion
Footing shall be 0.3 meters (1 feet) wide at a depth of 0.61 meters (2 feet) below the
ground surface. A footing width of only 0.3 m (1 ft) is most likely insufficient for the
structural engineer when designing the footing with the building pressure in this
problem.
********************************
unit weight, = 19.6 kN/m3 (125 lbs/ft3) *from soil testing, see
typical values
Pile Information
o
driven
steel
plugged end
Solution
Try a pile depth, D = 1.5 meters (5 feet)
Try pile diameter, B = 0.61 m (2 ft)
Use a factor of safety, F.S = 3. Smaller factors of safety are sometimes used if piles are
load tested, or the engineer has sufficient experience with the regional soils.
Determine ultimate end bearing of pile,
Qp = Apqp
Ap = (B/2)2(0.61m/2)2 = 0.292 m2
Ap (B/2)2(2ft/2)2 = 3.14 ft2
metric
standard
qp = DNq
= 19.6 kN/m3 (125 lbs/ft3); given soil unit weight
= 30 degrees; given soil angle of internal friction
B = 0.61 m (2 ft); trial pile width
D = 1.5 m (5 ft); trial depth, may need to increase or decrease depending on capacity
check to see if D < Dc
Dc = 15B = 9.2 m (30 ft); critical depth for medium dense silts.
If D > Dc, then use Dc
Nq = 25; Meyerhof bearing capacity factor for driven piles, based on
qp = 19.6 kN/m3(1.5 m)25 = 735 kN/m2
qp = 125 lb/ft3(5 ft)25 = 15,625 lb/ft2
Qp = Apqp = (0.292 m2)(735 kN/m2) = 214.6 kN
Qp = Apqp = (3.14 ft2)(15,625 lb/ft2) = 49,063 lb
metric
standard
metric
standard
metric
standard
metric
standard
qf = cA + k tan = cA + kD tan
k = 0.5; lateral earth pressure coefficient for piles, value chosen from Broms low density
steel
= 19.6 kN/m3 (125 lb/ft3); given effective soil unit weight. If water table, then - w
D = L = 1.5 m (5 ft); pile length. Check to see if D < Dc
Dc = 15B = 9.2 m (30 ft); critical depth for medium dense silts. If D > Dc, then use Dc
= 20 deg; external friction angle, equation chosen from Broms steel piles
B = 0.61 m (2 ft); selected pile diameter
cA = 0.5c; for clean steel. See adhesion in pile theories above.
= 24 kN/m2 (500 lb/ft2)
qf = 24 kN/m2 + 0.5(19.6 kN/m3)(1.5m)tan 20 = 29.4 kN/m2
qf = 500 lb/ft2 + 0.5(125 lb/ft3)(5ft)tan 20 = 614 lb/ft2
Qf = Afqf = 2.88 m2(29.4 kN/m2) = 84.7 kN
Qf = Afqf = 31.4 ft2(614 lb/ft2) = 19,280 lb
metric
standard
metric
standard
metric
standard
299.3 kN = 99.8 kN; Qa > applied load (66.7 kN) o.k. metric
3
68,343 lbs = 22,781 lbs Qa > applied load (15 kips) o.k. standard
3
Conclusion
A 0.61 m (2 ft) steel pile shall be plugged and driven 1.5 m (5 feet) below the ground
surface. Many engineers neglect the skin friction within the upper 1 to 5 feet of subgrade
due to seasonal variations or soil disturbance. Seasonal variations may include freeze/
thaw or effects from water. The end bearing alone (neglect skin friction) is sufficient for
this case. Typical methods for increasing the pile capacity are increasing the pile
diameter or increasing the embedment depth of the pile.
********************************
unit weight, = 19.6 kN/m3 (125 lbs/ft3) *from soil testing, see
typical values
cohesion, c = 0
typical cvalues
Pile Information
driven
wood
closed end
Solution
Try a pile depth, D = 2.4 meters (8 feet)
Try pile diameter, B = 0.61 m (2 ft)
Use a factor of safety, F.S = 3. Smaller factors of safety are sometimes used if piles are
load tested, or the engineer has sufficient experience with the regional soils.
Determine ultimate end bearing of pile,
Qp = Apqp
Ap = (B/2)2(0.61m/2)2 = 0.292 m2
Ap (B/2)2(2ft/2)2 = 3.14 ft2
qp = 9c = 9(47.9 kN/m2) = 431.1 kN/m2
qp = 9c = 9(1000 lb/ft2) = 9000 lb/ft2
Qp = Apqp = (0.292 m2)(431.1 kN/m2) = 125.9 kN
Qp = Apqp = (3.14 ft2)(9000 lb/ft2) = 28,260 lb
metric
standard
metric
standard
metric
standard
metric
standard
metric
standard
metric
standard
metric
standard
metric
standard
222.5 kN = 74.2 kN; Qa > applied load (66.7 kN) o.k. metric
3
50,275 lbs = 16,758 lbs Qa > applied load (15 kips) o.k. standard
3
Conclusion
Wood pile shall be driven 8 feet below the ground surface. Many engineers neglect the
skin friction within the upper 1 to 5 feet of subgrade due to seasonal variations or soil
disturbance. Seasonal variations may include freeze/ thaw or effects from water. Notice
how the soil properties within the pile tip location is used in the end bearing calculations.
End bearing should also consider the soil layer(s) directly beneath this layer. Engineering
judgment or a change in design is warranted if subsequent soil layers are weaker than the
soils within the vicinity of the pile tip. Typical methods for increasing the pile capacity
are increasing the pile diameter or increasing the embedment depth of the pile.
********************************