NOTIFICATION O F TRANSACTIONS O F DIRECTORS,

DISCHARGING MANAGERIAL RESPONSIBILITY AND/OR

PERSONS
T h i s f o r m i s i n t e n d e d f o r u s e b y a n issuerto
m a k e a Regulatory
Information Service
notification
r e q u i r e d b y t h e U K F i n a n c i a l C o n d u c t A u t h o r i t y ' s Disclosure
and Transparency
Rule
1. N a m e o f t h e

issuer

Standard Chartered P L C
2. S t a t e w h e t h e r t h e n o t i f i c a t i o n r e l a t e s t o :
(i) a t r a n s a c t i o n n o t i f i e d i n a c c o r d a n c e w i t h t h e U K D i s c l o s u r e a n d T r a n s p a r e n c y R u l e
(ii) a d i s c l o s u r e m a d e i n a c c o r d a n c e w i t h s e c t i o n 7 9 3 o f t h e U K C o m p a n i e s A c t ( 2 0 0 6 ) ; o r
(iii) i n a c c o r d a n c e w i t h p a r a g r a p h 2 6 o f t h e M o d e l C o d e o f t h e U K L i s t i n g R u l e s .
T h i s notification relates t o a transaction notified in a c c o r d a n c e with the U KDisclosure a n d T r a n s p a r e n c y
Rule 3.1.2R
3 . N a m e o f person

discharging

managerial

Sir J o h n P e a c e , Bill W i n t e r s , A n d y

Mike Rees, Tracy Clarke

4 . S t a t e w h e t h e r n o t i f i c a t i o n r e l a t e s t o a person c o n n e c t e d w i t h a person
n a m e d i n 3 a n d i d e n t i f y t h e connected
person

discharging

managerial

N/A
I n d i c a t e w h e t h e r t h e n o t i f i c a t i o n i s i n r e s p e c t o f a h o l d i n g o f t h e person
above o ri nrespect o fa non-beneficial interest

referred t oi n3 o r 4

T h i s notification is m a d e i n respect of a holding of persons referred t o i n3 . above.

6 . D e s c r i p t i o n o f shares
r e l a t i n g t o shares

( i n c l u d i n g class),

d e b e n t u r e s o r derivatives o rfinancial i n s t r u m e n t s

Ordinary s h a r e s o f U S $ 0 . 5 0 e a c h fully paid

7 . N a m e o f r e g i s t e r e d s h a r e h o l d e r s ( s ) a n d , i f m o r e t h a n o n e , t h e n u m b e r o f shares
of t h e m

held b y each

Sir J o h n P e a c e - s h a r e s h e l d t h r o u g h B B H I S L N o m i n e e s L i m i t e d
Bill W i n t e r s - s h a r e s h e l d t h r o u g h C h a s e N o m i n e e s L i m i t e d a n d B e d e l l T r u s t e e s L i m i t e d
Mike R e e s - shares held through
C o m p a n y N o m i n e e s Limited and Bedell Trustees
Limited
Andy Halford - shares held through Mership Nominees and Bedell Trustees Limited
Tracy Clarke - shares in o w n n a m e , husband's n a m e , W e a l t h N o m i n e e s Limited and Bedell Trustees
Limited
8. S t a t e t h e n a t u r e o f t h e t r a n s a c t i o n
(i)

Allocation o f s h a r e s t o Sir J o h n P e a c e a spart of his b a s e fee, a sprovided for under his

contract of employment.

(ii)

Allocation of fixed pay allowance delivered i nshares which are released over a five year
Annual
period. F u r t h e r details are contained inthe directors' r e m u n e r a t i o n report in t h e
Report and Accounts.

(iii)

A restricted s h a r e a w a r d t othe G r o u p Chief Executive. T h i s a w a r d provides compe nsation for

the value ofshare interests in his previous firm, forfeited on joining the Group in M a y

(iv)

M o v e m e n t of s h a r e s b yT r a c y Clarke into a n I S A account through a sale & purchase.

9 . N u m b e r o f shares,

d e b e n t u r e s o r f i n a n c i a l i n s t r u m e n t s r e l a t i n g t o shares

acquired

STANDARD C H A R T E R E D

below
Standard Chartered PLC

PLC

Avenue
wL wo nw d. so tna nEd Ca r2 dVc h5aDr tDe r e d . c o m
Registered Office at 1 Basinghall A v e n u e L o n d o n E C 2 V 5 D D
Registered England 966425

Tel +44 (0)20

Here for good

Standard
P e r c e n t a g e o f i s s u e d class a c q u i r e d (treasury
account w h e n calculating percentage)

shares

of t h a t class

should not

See clause 2 0 below

N u m b e r o f shares,

d e b e n t u r e s o r f i n a n c i a l i n s t r u m e n t s r e l a t i n g t o shares

disposed

S e e clause 2 0 below
P e r c e n t a g e o f i s s u e d class d i s p o s e d (treasury
account w h e n calculating percentage)

shares

of t h a t class

should n o tb e taken into

See clause 2 0 below

P r i c e p e r share o r v a l u e o f t r a n s a c t i o n
R e l a t i n g t o (i) & (ii) o f c l a u s e 8 a b o v e
R e l a t i n g t o (iii) o f c l a u s e 8 a b o v e
R e l a t i n g t o (iv) o f c l a u s e 8 a b o v e

6 .93
7 .23
6 .95

Date a n dplace o f transaction

22 September

- London

15. Total holding f o l l o w i n g notification a n dtotal percentage holding f o l l o w i n g notification (any

treasury shares s h o u l d n o t b e t a k e n i n t o a c c o u n t w h e n c a l c u l a t i n g p e r c e n t a g e )
Name

Total

%ISC

holding

0.005

Sir John Peace

61,035

0.002

Andy Halford

109,550

0.004

Mike Rees

268,747

Tracy Clarke

139,000

Bill W i n t e r s

0.005

Date issuer informed o f transaction

22 September
If a person discharging
following boxes

managerial

responsibilities

h a s b e e n g r a n t e d o p t i o n s b y t h e issuer c o m p l e t e t h e

17. Date o f grant

22 September
Period during which o rdate o nwhich

exercisable

N/A
T o t a l a m o u n t paid (ifa n y ) f o rgrant o ft h e o p t i o n
N/A

STANDARD
1 BASINGH
LONDON E

Standard Chartered P L C
1 Basinghall Avenue
London EC2V 5 D D
www.standardchartered.com
R e g i s t e r e d Office at 1 Basinghall A v e n u e L o n d o n E C 2 V 5 D D
Registered England 966425

Tel

RTERED PLG
AVENUE
5DD

+ 4 4(0)20 7 8 8 5 8 8 8 8

Here for g o o d

2 0 . D e s c r i p t i o n o f shares

o r d e b e n t u r e s i n v o l v e d (class

Award

Name

and

Standard
Chartered

number)

% o f ISC

granted/awarded

type

B a s e fee in shares

19,841

0.0008

Bill W i n t e r s

Fixed pay allowance

59,035

0.0023

Andy Halford

Fixed pay allowance

17,495

0.0007

Mike Rees

Fixed pay allowance

24,993

0.0010

Tracy Clarke

Fixed pay allowance

14,371

0.0006

Sir John Peace

Award

Name
Bill W i n t e r s

Number of shares
granted/awarded

type

899,031

Buyout

Name
Tracy Clarke

Share
purchased

% of ISC

Shares sold

0.0001

2,176

0.0001

2,199

% o f ISC

Exercise price (iffixed a t t i m e o f grant) o r indication that price i s t o b e fixed a t the t i m e o f

exercise
N/A
2 2 . T o t a l n u m b e r o f shares

o r debentures over which options held following

Number of shares

Name

33,977

Sir J o h n P e a c e
Bill W i n t e r s

899,031

Andy

219,783

Halford

Mike Rees

851,649

Tracy Clarke

269,885

23. A n y additional

notification

information

None

24. N a m e o f contact and telephone n u m b e r for queries

Lee Davis, Assistant Group Secretary, 020
N a m e o f a u t h o r i s e d o f f i c i a l o f issuer
Barbara

responsible f o rmaking

notification

Deputy Group Secretary

Date of notification
23 September

STANDARD
1 BASING
LONDON
Standard Chartered

PLC

1 Basinghall Avenue
London EC2V 5DD
www.standardchartered.com
Regist ered Office at 1
Registered England 966425

RTERED PLC
AVENUE
5DD

Avenue London E C 2 V 5DD

Tel

+ 4 4(0)20 7 8 8 5

8888

Here for g o o d