Career Resources to Get You There

explore. experience. expand.

UCLA Extension certificate students have ongoing access to a number of career

related resources that can help move their finance career forward. Our programs work
closely with employers, advisory boards, and professional associations to assure students
have the opportunity to network both in and outside the classroom. Career changers
or those early in their finance careers also are encouraged to consider internships and
seeking mentoring opportunities to help successfully transition into the profession.

Career Events
UCLA Extension participates in a number of annual career
events where students can meet and network with industry
veterans as well as representatives from professional
associations and organizations. Career panels are included
to help students learn more about the finance profession.

CareerSpot
Special career services are available to our current
Certificate Students and Certificate Graduates. This
includes access to BruinView, UCLAs job board, online
resume critique service and virtual 1:1 career counseling.

Internships
The Internship in Finance provides students with practical
experience in a variety of finance and investment job
functions and provides the opportunity to apply the materials

studied in the classroom. Certificate students must

complete a minimum of 5 courses in their respective program
before enrolling in the internship. Non-certificate students
may also enroll in the internship based upon prior academic
coursework completed.

Professional Associations
Students are encouraged to join and participate in
relevant professional associations to help further expand
their career development skills and engage in networking
opportunities. UCLA Extension works closely with a
number of organizations, including CalCPA, Institute of
Management Accountants (IMA), and Financial Planning
Association (FPA) by promoting student membership and
participation in chapter meetings and events. Members
of these organizations also receive discounted fees to
UCLA Extension finance and investment courses.

Start Your Journey to Success

Contact a UCLA Extension representative
today for more information on the following:
Certificates
(310) 206-1654
bamcertificate@uclaextension.edu

This unit provides many services to students enrolled

in certificates, including course selection and advisement,
record maintenance, transcript evaluations, problem
resolutions, and internships.

Individual Courses
(310) 206-1689
pwilliams@uclaextension.edu

For questions about course content, instructors,

textbooks, location, and advance course scheduling.

Industry Resource Guide

Corporate Training
(310) 206-7248

CFA Institute

California Bankers Association

(800) 247-8132 | www.cfainstitute.org

(916) 438-4400 | www.calbankers.com

Institute of Management
Accountants (IMA)

Global Association of Risk

Professionals (GARP)

(800) 638-4427 | www.imanet.org

(201) 719-7210 | www.garp.org

Association for Financial

Professionals (AFP)

Financial Industry Regulatory

Authority (FINRA)

(301) 907-2862 | www.afponline.org

(301) 590-6500 | www.finra.org

getty rM
(95605642)
Need to purchase

Securities and Exchange

Commission (SEC)
(800) 732-0330 | www.sec.gov

Securities Industry and Financial

Markets Association

rburnes@uclaextension.edu

Company discounts are available to employers sending

3 or more employees to any individual course. Also
learn how our courses can be brought to your site and
custom-tailored to meet your organizations specific
training needs.

About UCLA Extension

UCLA Extension is the continuing education division of
the University of California at Los Angeles (UCLA). We
offer courses evenings and weekends in Westwood and
Downtown LA, plus online classes available around the
globe. Courses range from business, arts, engineering,
and IT to entertainment studies, public policy, public health,
the humanities, and more. Explore UCLA Extension at:
uclaextension.edu

(212) 313-1000 | www.sifma.org

Investment Management
Consultants Association
(303) 770-3377 | www.imca.org

alamy rM
(AG9621)
Need to purchase

Business, Management & Legal

Finance & Investment Programs

Advance Your Career in the World of Finance

10995 Le Conte Avenue, Suite 515, Los Angeles, CA 90024-1333 | uclaextension.edu/finance

14331-13. Not printed at state expense. Printed with green ink on recycled paper.

Career Resources to Get You There

explore. experience. expand.

UCLA Extension certificate students have ongoing access to a number of career

related resources that can help move their finance career forward. Our programs work
closely with employers, advisory boards, and professional associations to assure students
have the opportunity to network both in and outside the classroom. Career changers
or those early in their finance careers also are encouraged to consider internships and
seeking mentoring opportunities to help successfully transition into the profession.

Career Events
UCLA Extension participates in a number of annual career
events where students can meet and network with industry
veterans as well as representatives from professional
associations and organizations. Career panels are included
to help students learn more about the finance profession.

CareerSpot
Special career services are available to our current
Certificate Students and Certificate Graduates. This
includes access to BruinView, UCLAs job board, online
resume critique service and virtual 1:1 career counseling.

Internships
The Internship in Finance provides students with practical
experience in a variety of finance and investment job
functions and provides the opportunity to apply the materials

studied in the classroom. Certificate students must

complete a minimum of 5 courses in their respective program
before enrolling in the internship. Non-certificate students
may also enroll in the internship based upon prior academic
coursework completed.

Professional Associations
Students are encouraged to join and participate in
relevant professional associations to help further expand
their career development skills and engage in networking
opportunities. UCLA Extension works closely with a
number of organizations, including CalCPA, Institute of
Management Accountants (IMA), and Financial Planning
Association (FPA), by promoting student membership and
participation in chapter meetings and events. Members
of these organizations also receive discounted fees to
UCLA Extension finance and investment courses.

Start Your Journey to Success

Contact a UCLA Extension representative
today for more information on the following:
Certificates
(310) 206-1654
bamcertificate@uclaextension.edu

This unit provides many services to students enrolled

in certificates, including course selection and advisement,
record maintenance, transcript evaluations, problem
resolutions, and internships.

Individual Courses
(310) 206-1689
pwilliams@uclaextension.edu

For questions about course content, instructors,

textbooks, location, and advance course scheduling.

Industry Resource Guide

Corporate Training
(310) 206-7248

CFA Institute

California Bankers Association

(800) 247-8132 | www.cfainstitute.org

(916) 438-4400 | www.calbankers.com

Institute of Management
Accountants (IMA)

Global Association of Risk

Professionals (GARP)

(800) 638-4427 | www.imanet.org

(201) 719-7210 | www.garp.org

Association for Financial

Professionals (AFP)

Financial Industry Regulatory

Authority (FINRA)

(301) 907-2862 | www.afponline.org

(301) 590-6500 | www.finra.org

getty rM
(95605642)
Need to purchase

Securities and Exchange

Commission (SEC)
(800) 732-0330 | www.sec.gov

Securities Industry and Financial

Markets Association

rburnes@uclaextension.edu

Company discounts are available to employers sending

3 or more employees to any individual course. Also
learn how our courses can be brought to your site and
custom-tailored to meet your organizations specific
training needs.

About UCLA Extension

UCLA Extension is the continuing education division of
the University of California at Los Angeles (UCLA). We
offer courses evenings and weekends in Westwood and
Downtown LA, plus online classes available around the
globe. Courses range from business, arts, engineering,
and IT to entertainment studies, public policy, public health,
the humanities, and more. Explore UCLA Extension at:
uclaextension.edu

(212) 313-1000 | www.sifma.org

Investment Management
Consultants Association
(303) 770-3377 | www.imca.org

alamy rM
(AG9621)
Need to purchase

Business, Management & Legal

Finance & Investment Programs

Advance Your Career in the World of Finance

10995 Le Conte Avenue, Suite 515, Los Angeles, CA 90024-1333 | uclaextension.edu/finance

14331-13. Not printed at state expense. Printed with green ink on recycled paper.

Financial Professionals Are in High Demand

Finance and Investment Programs

Effective financial decision making and proper management of financial resources can make or break

Todays businesses and organizations are looking for financial professionals who can fill roles
that complement their teams and, perhaps most critically, support expansion. UCLA Extensions
comprehensive finance and investment curriculum is designed for real-world application, providing
practical skills to help students meet the increasing demands of the finance profession while also
preparing individuals for industry certifications.

a business or individuals life plan. In an era of burgeoning investment opportunities, expanding globalization,
and technological advances, well-trained professionals with a strong grasp of financial operations and
strategies will be the best candidates for career advancement.

The Finance Profession

Career Path

Almost every business firm,

government agency, or other
type of organization is in need of
experienced and knowledgeable
financial managers. The role of
the financial manager is changing
rapidly. In the past, financial
managers primary responsibility
was to monitor company finances.

Financial professionals can choose

from a number of exciting career
paths, including:

Today, successful financial

professionals conduct more
data analysis and advise senior
management on strategies to
help maximize profits. In addition,
financial managers often work
on cross-functional teams, acting
as trusted business advisors to
top executives.

Corporate
Financial

Finance
Management & Analysis

Advising

Commercial Banking

Investment

Banking

International
Real

Having strong analytical skills

and financial knowledge is only
part of being successful in finance.
Financial professionals must also:

Analysis & Budgeting

Investment
Financial

Qualities & Skills

to Succeed

Finance

Estate Finance & Investments

Most financial managers need

a bachelors degree in finance,
accounting, economics, or business
administration, and many have a
masters degree or professional
certification. Continuing education
and Professional Industry Credentials
are also vital to financial managers
who want to advance their careers,
given the growing complexity of
financial laws and regulations.

Embody creative thinking and

problem-solving, with the ability
to apply analytical skills to solve
business challenges

Demonstrate

strong organizational
skills and attention to detail

Comprehend

international finance
and be familiar with global
business operations

Know

regulatory compliance
procedures and have high
ethical standards

Possess

excellent relationship
management, marketing, and
sales skills

Finance Certificate

Self-Study Online Series

This 9-course certificate program provides a comprehensive

curriculum covering core aspects of financial theory and
practice. The Finance Certificate is designed to meet the
market demand for qualified financial professionals and the
desire by individuals to increase their knowledge in finance and
investments. The program also provides foundation coursework
for students considering the CFA and CMA certifications.

Offered in collaboration with Global Window Partners,

these sequential programs consist of a series of online
self-study modules. Many of the materials for these
courses are adapted from teachings of prominent faculty
at UCLAs Anderson Graduate School of Management.

All candidates completing the program are awarded a

certificate that bears the gold seal of the University of
California and is signed by the Dean of UCLA Extension.

Curriculum
Students must successfully complete five core courses
and four electives for a total of 36 units. A one-day Business
Ethics seminar must also be completed at any time during
the program.

Required Core Courses

X 130A

Basic Managerial Finance

X 433.01 Introduction to Investments

X 432.3

Financial Statement Analysis

X 430.135 Money and Banking

Advance Your Financial Career with UCLA Extension

UCLA Extensions broad curriculum in finance and investments is recognized by businesses and organizations throughout the
U.S. and abroad based on their academic excellence and emphasis on real-world learning. Our programs are designed to meet the
market demand for qualified financial professionals and the desire by individuals to increase their skills and knowledge.

The programs are intended for:

Working

financial professionals who want

to expand their current career prospects

Individuals

who are looking for a career

transition into a finance-related position

Candidates

who are preparing for the

CFA or CMA designations as well
as other industry-related certifications

Recent

college graduates who are

planning to pursue careers in the
financial segment or need specific
course work for pre-MBA requirements
To meet the busy schedules of working
professionals, students have the flexibility
to complete their coursework through
live classroom sessions or through our
instructor-led online classes.

X 430.134 Financial Risk Management

Ethics Requirement
891.02

Business Ethics

Electives (four required)

Students may enroll in the certificate program without a
concentration or with a concentration in:

Corporate Finance

Investment Management and Analysis

Real Estate Finance

Learn More
To view full certificate details, including full listings of elective
courses, please visit: uclaextension.edu/FinCert

Available offerings:
Online Series in Investment Banking; for further details,
please visit: uclaextension.edu/TT305
Online Series in Mergers and Acquisitions; for further
details, please visit: uclaextension.edu/TT324

CMA Exam Review

Offered in collaboration with the Institute of Management
Accountants (IMA), UCLA Extension offers instructor-led
exam preparation courses that are designed to help fully
prepare students for the Certified Management Accountant
(CMA) examination. The centerpiece of our offering is
the IMAs Wiley CMA Learning System, a comprehensive
program that includes textbooks and online practice tests.
For further details, please visit: uclaextension.edu/cmareview

Individual Courses
Explore our nearly 70 finance & investment courses taught
by instructors who will share their expertise, experience, and
networks of opportunity. Courses are open to all students,
certificate candidacy is not required. Our courses are ideal for
certificate students, as well as individuals who want to expand
their knowledge in a particular area, to fulfill CE credits, or
possibly satisfy pre-MBA requirements.
To meet the busy schedules of working professionals, students
may complete their coursework live in the classroom or via our
instructor-led online format.

I gained tremendous analytical skills from the Finance

Certificate Program. These skills have helped me in my
position as an associate at an energy hedge fund. Overall, I
think the level of education offered in the Finance Certificate
Program prepared me well for a successful career.
Michael A. Reich
UCLA Extension Certificate Graduate

Financial Industry Credentials

Financial industry credentials and certifications provide improved career and income prospects,
greater networking opportunities, increased respect among peers, and higher self-confidence.
Today, more and more leading companies are encouraging employees to obtain relevant industry
certifications to ensure that their key staff members are highly skilled, motivated, and committed
to their profession.

In Demand Certifications
Chartered Financial Analyst (CFA):
The Chartered Financial Analyst (CFA) designation is recognized
worldwide, giving employers and investors a globally relevant
standard for measuring the competence and integrity of
investment professionals. Employers recognize the CFA charter
as the definitive standard by which to measure the competence,
integrity, and dedication of serious investment professionals.
Certified Management Accountant (CMA):
The CMA is specifically designed to measure the advanced
accounting and financial management skills that drive
business performance. The CMA is tailor-made for financial
professionals at all levels, and will enhance your value and
allow for expanding career potential.
Certified Treasury Professional (CTP):
The CTP certification serves as a benchmark of competency
in the finance profession and is recognized as the leading
credential in corporate treasury worldwide. The Association
for Financial Professionals (AFP) confers the CTP credential
to those who pass a computer-based exam that is focused on
treasury management concepts and who meet a two-year
work experience requirement.

Financial Risk Manager (FRM):

The Global Association of Risk Professionals (GARP)
awards the FRM certification which is recognized among
financial risk professionals worldwide. FRM holders must
undergo a comprehensive examination and meet a two year
work experience requirement.
Certified Financial Planner (CFP):
Recognized as the standard in the financial planning
profession, The Certified Financial Planner (CFP)
certification is highly regarded by both industry and
consumers. Candidates must go through a rigorous
certification process that encompasses the following four
areas: Education, Experience, Examination, and Ethics.
Series 7 and Series 63 or 66:
The Financial Industry Regulatory (FINRA) is the main
licensing organization for the securities industry. Many
financial professionals will need the Series 7 and Series 63
or 66 licenses in order to act as registered representatives
or to give financial advice.

Financial Professionals Are in High Demand

Finance and Investment Programs

Effective financial decision making and proper management of financial resources can make or break

Todays businesses and organizations are looking for financial professionals who can fill roles
that complement their teams and, perhaps most critically, support expansion. UCLA Extensions
comprehensive finance and investment curriculum is designed for real-world application, providing
practical skills to help students meet the increasing demands of the finance profession while also
preparing individuals for industry certifications.

a business or individuals life plan. In an era of burgeoning investment opportunities, expanding globalization,
and technological advances, well-trained professionals with a strong grasp of financial operations and
strategies will be the best candidates for career advancement.

The Finance Profession

Career Path

Almost every business firm,

government agency, or other
type of organization is in need of
experienced and knowledgeable
financial managers. The role of
the financial manager is changing
rapidly. In the past, financial
managers primary responsibility
was to monitor company finances

Financial professionals can choose

from a number of exciting career
paths, includng:

Today, successful financial

professionals conduct more
data analysis and advise senior
management on strategies to
help maximize profits. In addition,
financial managers often work
on cross-functional teams, acting
as trusted business advisors to
top executives.

Corporate
Financial

Finance
Management & Analysis

Advising

Commercial Banking

Investment

Banking

International
Real

Having strong analytical skills

and financial knowledge is only
part of being successful in finance.
Financial professionals must also:

Analysis & Budgeting

Investment
Financial

Qualities & Skills

to Succeed

Finance

Estate Finance & Investments

Most financial managers need

a bachelors degree in finance,
accounting, economics, or business
administration, and many have a
masters degree or professional
certification. Continuing education
and Professional Industry Credentials
are also vital to financial managers
who want to advance their careers,
given the growing complexity of
financial laws and regulations.

Embody creative thinking and

problem-solving, with the ability
to apply analytical skills to solve
business challenges

Demonstrate

strong organizational
skills and attention to detail

Comprehend

international finance
and be familiar with global
business operations

Know

regulatory compliance
procedures and have high
ethical standards

Possess

excellent relationship
management, marketing, and
sales skills

Finance Certificate

Self-Study Online Series

This 9-course certificate program provides a comprehensive

curriculum covering core aspects of financial theory and
practice. The Finance Certificate is designed to meet the
market demand for qualified financial professionals and the
desire by individuals to increase their knowledge in finance and
investments. The program also provides foundation coursework
for students considering the CFA and CMA certifications.

Offered in collaboration with Global Window Partners,

these sequential programs consist of a series of online
self-study modules. Many of the materials for these
courses are adapted from teachings of prominent faculty
at UCLAs Anderson Graduate School of Management.

All candidates completing the program are awarded a

certificate that bears the gold seal of the University of
California and is signed by the Dean of UCLA Extension.

Curriculum
Students must successfully complete five core courses
and four electives for a total of 36 units. A one-day Business
Ethics seminar must also be completed at any time during
the program.

Required Core Courses

X 130A

Basic Managerial Finance

X 433.01 Introduction to Investments

X 432.3

Financial Statement Analysis

X 430.135 Money and Banking

Advance Your Financial Career with UCLA Extension

UCLA Extensions broad curriculum in finance and investments is recognized by businesses and organizations throughout the
U.S. and abroad based on their academic excellence and emphasis on real-world learning. Our programs are designed to meet the
market demand for qualified financial professionals and the desire by individuals to increase their skills and knowledge.

The programs are intended for:

Working

financial professionals who want

to expand their current career prospects

Individuals

who are looking for a career

transition into a finance-related position

Candidates

who are preparing for the

CFA or CMA designations as well
as other industry-related certifications

Recent

college graduates who are

planning to pursue careers in the
financial segment or need specific
course work for pre-MBA requirements
To meet the busy schedules of working
professionals, students have the flexibility
to complete their coursework through
live classroom sessions or through our
instructor-led online classes.

X 430.134 Financial Risk Management

Ethics Requirement
891.02

Business Ethics

Electives (four required)

Students may enroll in the certificate program without a
concentration or with a concentration in:

Corporate Finance

Investment Management and Analysis

Real Estate Finance

Learn More
To view full certificate details, including full listings of elective
courses, please visit: uclaextension.edu/FinCert

Available offerings:
Online Series in Investment Banking; for further details,
please visit: uclaextension.edu/TT305
Online Series in Mergers and Acquisitions; for further
details, please visit: uclaextension.edu/TT324

CMA Exam Review

Offered in collaboration with the Institute of Management
Accountants (IMA), UCLA Extension offers instructor-led
exam preparation courses that are designed to help fully
prepare students for the Certified Management Accountant
(CMA) examination. The centerpiece of our offering is
the IMAs Wiley CMA Learning System, a comprehensive
program that includes textbooks and online practice tests.
For further details, please visit: uclaextension.edu/cmareview

Individual Courses
Explore our nearly 70 finance & investment courses taught
by instructors who will share their expertise, experience, and
networks of opportunity. Courses are open to all students,
certificate candidacy is not required. Our courses are ideal for
certificate students, as well as individuals who want to expand
their knowledge in a particular area, to fulfill CE credits, or
possibly satisfy pre-MBA requirements.
To meet the busy schedules of working professionals, students
may complete their coursework live in the classroom or via our
instructor-led online format.

I gained tremendous analytical skills from the Finance

Certificate Program. These skills have helped me in my
position as an associate at an energy hedge fund. Overall, I
think the level of education offered in the Finance Certificate
Program prepared me well for a successful career.
Michael A. Reich
UCLA Extension Certificate Graduate

Financial Industry Credentials

Financial industry credentials and certifications provide improved career and income prospects,
greater networking opportunities, increased respect among peers, and higher self-confidence.
Today, more and more leading companies are encouraging employees to obtain relevant industry
certifications to ensure that their key staff members are highly skilled, motivated, and committed
to their profession.

In Demand Certifications
Chartered Financial Analyst (CFA):
The Chartered Financial Analyst (CFA) designation is recognized
worldwide, giving employers and investors a globally relevant
standard for measuring the competence and integrity of
investment professionals. Employers recognize the CFA charter
as the definitive standard by which to measure the competence,
integrity, and dedication of serious investment professionals.
Certified Management Accountant (CMA):
The CMA is specifically designed to measure the advanced
accounting and financial management skills that drive
business performance. The CMA is tailor-made for financial
professionals at all levels, and will enhance your value and
allow for expanding career potential.
Certified Treasury Professional (CTP):
The CTP certification serves as a benchmark of competency
in the finance profession and is recognized as the leading
credential in corporate treasury worldwide. The Association
for Financial Professionals (AFP) confers the CTP credential
to those who pass a computer-based exam that is focused on
treasury management concepts and who meet a two-year
work experience requirement.

Financial Risk Manager (FRM):

The Global Association of Risk Professionals (GARP)
awards the FRM certification which is recognized among
financial risk professionals worldwide. FRM holders must
undergo a comprehensive examination and meet a two year
work experience requirement.
Certified Financial Planner (CFP):
Recognized as the standard in the financial planning
profession, The Certified Financial Planner (CFP)
certification is highly regarded by both industry and
consumers. Candidates must go through a rigorous
certification process that encompasses the following four
areas: Education, Experience, Examination, and Ethics.
Series 7 and Series 63 or 66:
The Financial Industry Regulatory (FINRA) is the main
licensing organization for the securities industry. Many
financial professionals will need the Series 7 and Series 63
or 66 licenses in order to act as registered representatives
or to give financial advice.

Financial Professionals Are in High Demand

Finance and Investment Programs

Effective financial decision making and proper management of financial resources can make or break

Todays businesses and organizations are looking for financial professionals who can fill roles
that complement their teams and, perhaps most critically, support expansion. UCLA Extensions
comprehensive finance and investment curriculum is designed for real-world application, providing
practical skills to help students meet the increasing demands of the finance profession while also
preparing individuals for industry certifications.

a business or individuals life plan. In an era of burgeoning investment opportunities, expanding globalization,
and technological advances, well-trained professionals with a strong grasp of financial operations and
strategies will be the best candidates for career advancement.

The Finance Profession

Career Path

Almost every business firm,

government agency, or other
type of organization is in need of
experienced and knowledgeable
financial managers. The role of
the financial manager is changing
rapidly. In the past, financial
managers primary responsibility
was to monitor company finances

Financial professionals can choose

from a number of exciting career
paths, includng:

Today, successful financial

professionals conduct more
data analysis and advise senior
management on strategies to
help maximize profits. In addition,
financial managers often work
on cross-functional teams, acting
as trusted business advisors to
top executives.

Corporate
Financial

Finance
Management & Analysis

Advising

Commercial Banking

Investment

Banking

International
Real

Having strong analytical skills

and financial knowledge is only
part of being successful in finance.
Financial professionals must also:

Analysis & Budgeting

Investment
Financial

Qualities & Skills

to Succeed

Finance

Estate Finance & Investments

Most financial managers need

a bachelors degree in finance,
accounting, economics, or business
administration, and many have a
masters degree or professional
certification. Continuing education
and Professional Industry Credentials
are also vital to financial managers
who want to advance their careers,
given the growing complexity of
financial laws and regulations.

Embody creative thinking and

problem-solving, with the ability
to apply analytical skills to solve
business challenges

Demonstrate

strong organizational
skills and attention to detail

Comprehend

international finance
and be familiar with global
business operations

Know

regulatory compliance
procedures and have high
ethical standards

Possess

excellent relationship
management, marketing, and
sales skills

Finance Certificate

Self-Study Online Series

This 9-course certificate program provides a comprehensive

curriculum covering core aspects of financial theory and
practice. The Finance Certificate is designed to meet the
market demand for qualified financial professionals and the
desire by individuals to increase their knowledge in finance and
investments. The program also provides foundation coursework
for students considering the CFA and CMA certifications.

Offered in collaboration with Global Window Partners,

these sequential programs consist of a series of online
self-study modules. Many of the materials for these
courses are adapted from teachings of prominent faculty
at UCLAs Anderson Graduate School of Management.

All candidates completing the program are awarded a

certificate that bears the gold seal of the University of
California and is signed by the Dean of UCLA Extension.

Curriculum
Students must successfully complete five core courses
and four electives for a total of 36 units. A one-day Business
Ethics seminar must also be completed at any time during
the program.

Required Core Courses

X 130A

Basic Managerial Finance

X 433.01 Introduction to Investments

X 432.3

Financial Statement Analysis

X 430.135 Money and Banking

Advance Your Financial Career with UCLA Extension

UCLA Extensions broad curriculum in finance and investments is recognized by businesses and organizations throughout the
U.S. and abroad based on their academic excellence and emphasis on real-world learning. Our programs are designed to meet the
market demand for qualified financial professionals and the desire by individuals to increase their skills and knowledge.

The programs are intended for:

Working

financial professionals who want

to expand their current career prospects

Individuals

who are looking for a career

transition into a finance-related position

Candidates

who are preparing for the

CFA or CMA designations as well
as other industry-related certifications

Recent

college graduates who are

planning to pursue careers in the
financial segment or need specific
course work for pre-MBA requirements
To meet the busy schedules of working
professionals, students have the flexibility
to complete their coursework through
live classroom sessions or through our
instructor-led online classes.

X 430.134 Financial Risk Management

Ethics Requirement
891.02

Business Ethics

Electives (four required)

Students may enroll in the certificate program without a
concentration or with a concentration in:

Corporate Finance

Investment Management and Analysis

Real Estate Finance

Learn More
To view full certificate details, including full listings of elective
courses, please visit: uclaextension.edu/financeCert

Available offerings:
Online Series in Investment Banking; for further details,
please visit: uclaextension.edu/TT305
Online Series in Mergers and Acquisitions; for further
details, please visit: uclaextension.edu/TT324

CMA Exam Review

Offered in collaboration with the Institute of Management
Accountants (IMA), UCLA Extension offers instructor-led
exam preparation courses that are designed to help fully
prepare students for the Certified Management Accountant
(CMA) examination. The centerpiece of our offering is
the IMAs Wiley CMA Learning System, a comprehensive
program that includes textbooks and online practice tests.
For further details, please visit: uclaextension.edu/cmareview

Individual Courses
Explore our nearly 70 finance & investment courses taught
by instructors who will share their expertise, experience, and
networks of opportunity. Courses are open to all students,
certificate candidacy is not required. Our courses are ideal for
certificate students, as well as individuals who want to expand
their knowledge in a particular area, to fulfill CE credits, or
possibly satisfy pre-MBA requirements.
To meet the busy schedules of working professionals, students
may complete their coursework live in the classroom or via our
instructor-led online format.

I gained tremendous analytical skills from the Finance

Certificate Program. These skills have helped me in my
position as an associate at an energy hedge fund. Overall, I
think the level of education offered in the Finance Certificate
Program prepared me well for a successful career.
Michael A. Reich
UCLA Extension Certificate Graduate

Financial Industry Credentials

Financial industry credentials and certifications provide improved career and income prospects,
greater networking opportunities, increased respect among peers, and higher self-confidence.
Today, more and more leading companies are encouraging employees to obtain relevant industry
certifications to ensure that their key staff members are highly skilled, motivated, and committed
to their profession.

In Demand Certifications
Chartered Financial Analyst (CFA):
The Chartered Financial Analyst (CFA) designation is recognized
worldwide, giving employers and investors a globally relevant
standard for measuring the competence and integrity of
investment professionals. Employers recognize the CFA charter
as the definitive standard by which to measure the competence,
integrity, and dedication of serious investment professionals.
Certified Management Accountant (CMA):
The CMA is specifically designed to measure the advanced
accounting and financial management skills that drive
business performance. The CMA is tailor-made for financial
professionals at all levels, and will enhance your value and
allow for expanding career potential.
Certified Treasury Professional (CTP):
The CTP certification serves as a benchmark of competency
in the finance profession and is recognized as the leading
credential in corporate treasury worldwide. The Association
for Financial Professionals (AFP) confers the CTP credential
to those who pass a computer-based exam that is focused on
treasury management concepts and who meet a two-year
work experience requirement.

Financial Risk Manager (FRM):

The Global Association of Risk Professionals (GARP)
awards the FRM certification which is recognized among
financial risk professionals worldwide. FRM holders must
undergo a comprehensive examination and meet a two year
work experience requirement.
Certified Financial Planner (CFP):
Recognized as the standard in the financial planning
profession, The Certified Financial Planner (CFP)
certification is highly regarded by both industry and
consumers. Candidates must go through a rigorous
certification process that encompasses the following four
areas: Education, Experience, Examination, and Ethics.
Series 7 and Series 63 or 66:
The Financial Industry Regulatory (FINRA) is the main
licensing organization for the securities industry. Many
financial professionals will need the Series 7 and Series 63
or 66 licenses in order to act as registered representatives
or to give financial advice.

Career Resources to Get You There

explore. experience. expand.

UCLA Extension certificate students have ongoing access to a number of career

related resources that can help move their finance career forward. Our programs work
closely with employers, advisory boards, and professional associations to assure students
have the opportunity to network both in and outside the classroom. Career changers
or those early in their finance careers also are encouraged to consider internships and
seeking mentoring opportunities to help successfully transition into the profession.

Career Events
UCLA Extension participates in a number of annual career
events where students can meet and network with industry
veterans as well as representatives from professional
associations and organizations. Career panels are included
to help students learn more about the finance profession.

CareerSpot
Special career services are available to our current
Certificate Students and Certificate Graduates. This
includes access to BruinView, UCLAs job board, online
resume critique service and virtual 1:1 career counseling.

Internships
The Internship in Finance provides students with practical
experience in a variety of finance and investment job
functions and provides the opportunity to apply the materials

studied in the classroom. Certificate students must

complete a minimum of 5 courses in their respective program
before enrolling in the internship. Non-certificate students
may also enroll in the internship based upon prior academic
coursework completed.

Professional Associations
Students are encouraged to join and participate in
relevant professional associations to help further expand
their career development skills and engage in networking
opportunities. UCLA Extension works closely with a
number of organizations, including CalCPA, Institute of
Management Accountants (IMA), and Financial Planning
Association (FPA) by promoting student membership and
participation in chapter meetings and events. Members
of these organizations also receive discounted fees to
UCLA Extension finance and investment courses.

Start Your Journey to Success

Contact a UCLA Extension representative
today for more information on the following:
Certificates
(310) 206-1654
bamcertificate@uclaextension.edu

This unit provides many services to students enrolled

in certificates, including course selection and advisement,
record maintenance, transcript evaluations, problem
resolutions, and internships.

Individual Courses
(310) 206-1689
pwilliams@uclaextension.edu

For questions about course content, instructors,

textbooks, location, and advance course scheduling.

Industry Resource Guide

Corporate Training
(310) 206-7248

CFA Institute

California Bankers Association

(800) 247-8132 | www.cfainstitute.org

(916) 438-4400 | www.calbankers.com

Institute of Management
Accountants (IMA)

Global Association of Risk

Professionals (GARP)

(800) 638-4427 | www.imanet.org

(201) 719-7210 | www.garp.org

Association for Financial

Professionals (AFP)

Financial Industry Regulatory

Authority (FINRA)

(301) 907-2862 | www.afponline.org

(301) 590-6500 | www.finra.org

getty rM
(95605642)
Need to purchase

Securities and Exchange

Commission (SEC)
(800) 732-0330 | www.sec.gov

Securities Industry and Financial

Markets Association

rburnes@uclaextension.edu

Company discounts are available to employers sending

3 or more employees to any individual course. Also
learn how our courses can be brought to your site and
custom-tailored to meet your organizations specific
training needs.

About UCLA Extension

UCLA Extension is the continuing education division of
the University of California at Los Angeles (UCLA). We
offer courses evenings and weekends in Westwood and
Downtown LA, plus online classes available around the
globe. Courses range from business, arts, engineering,
and IT to entertainment studies, public policy, public health,
the humanities, and more. Explore UCLA Extension at:
uclaextension.edu

(212) 313-1000 | www.sifma.org

Investment Management
Consultants Association
(303) 770-3377 | www.imca.org

alamy rM
(AG9621)
Need to purchase

Business, Management & Legal

Finance & Investment Programs

Advance Your Career in the World of Finance

10995 Le Conte Avenue, Suite 515, Los Angeles, CA 90024-1333 | uclaextension.edu/finance

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