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Federal Register / Vol. 71, No.

2 / Wednesday, January 4, 2006 / Notices 373

respondents are strongly encouraged to more information is Beatrice Ezerski, 9303. Applicants: (1) Greenhouse:
submit comments electronically to Secretary to the Board, Phone No. 312– Greenhouse Associates, LLC, c/o Dudley
ensure timely receipt. We cannot 751–4920. & Shanley, LLC, 130 Maple Avenue,
guarantee that comments mailed will be Dated: December 28, 2005. Suite EB–2, Red Bank, NJ 07701–1735;
received before the comment closing Beatrice Ezerski, (2) Superior: Superior Partners, LP, c/o
date. Electronic comments may be Dudley & Shanley, LLC, 130 Maple
Secretary to the Board.
submitted to: OMB_GGP@omb.eop.gov. Avenue, Suite EB–2, Red Bank, NJ
Please put the full body of your [FR Doc. 06–14 Filed 1–3–06; 8:45 am]
07701–1735.
comments in the text of the electronic BILLING CODE 7901–05–M
FOR FURTHER INFORMATION CONTACT:
message and as an attachment. Please
include your name, title, organization, Jamey Basham, Branch Chief, Division
postal address, telephone number, and SECURITIES AND EXCHANGE of Investment Management, Office of
e-mail address in the text of the COMMISSION Investment Adviser Regulation, at (202)
message. Comments also may be 551–6787.
[Release No. IA–2469/803–181]
submitted via facsimile to (202) 395– SUPPLEMENTARY INFORMATION: The
7245. Greenhouse Associates, LLC and following is a summary of the
FOR FURTHER INFORMATION CONTACT: Lisa Superior Partners, LP; Notice of application. The complete application
Jones, Office of Information and Application may be obtained for a fee at the SEC’s
Regulatory Affairs, Office of Public Reference Branch.
December 28, 2005.
Management and Budget, 725 17th AGENCY: Securities and Exchange Applicants’ Representations
Street, NW., New Executive Office Commission (‘‘SEC’’).
Building, Room 9013, Washington, DC 1. Greenhouse is a Delaware limited
ACTION: Notice of Application for
20503. Telephone (202) 395–5897. liability company operating as a private
Exemption under the Investment
SUPPLEMENTARY INFORMATION: OMB is investment company exempt from
Advisers Act of 1940 (‘‘Advisers Act’’ or
seeking comments on its Proposed registration under section 3(c)(1) of the
‘‘Act’’).
Bulletin for Good Guidance Practices by Investment Company Act of 1940
January 9, 2006. The draft Bulletin for APPLICANT: Greenhouse Associates, LLC (‘‘Investment Company Act’’).1
Good Guidance Practices is posted on (‘‘Greenhouse’’) and Superior Partners Greenhouse represents that it serves in
OMB’s Web site, http:// LP (‘‘Superior’’) (collectively, essence as a family investment vehicle
www.whitehouse.gov/omb/inforeg/ ‘‘Applicants’’). to manage, facilitate, and simplify the
regpol.html. This draft Bulletin provides RELEVANT ADVISERS ACT SECTIONS:
investments of family members and
a definition of guidance; describes the Exemption requested under section their trusts and custodial arrangements.
legal effect of guidance documents 205(e) of the Advisers Act from section The twelve current members of
establishes practices for developing 205(a)(1) of that Act. Greenhouse (‘‘Current Greenhouse
guidance documents and receiving Members’’) are (i) Henry C. Dudley
SUMMARY OF APPLICATION: Applicants
public input; and establishes ways for (‘‘Mr. Dudley’’); (ii) Mr. Dudley’s mother
request an order under section 205(e) of
making guidance documents available and two sisters; (iii) a trust for the
the Advisers Act to permit registered
to the public. benefit of Mr. Dudley’s mother; (iv) six
investment advisers to charge each of
Dated: December 19, 2005. custodial arrangements (under the
the Applicants performance-based
Uniform Transfers to Minors Act) for the
John D. Graham, advisory fees notwithstanding the
exclusive benefit of one or more of the
Administrator, Office of Information and prohibition set forth in section 205(a)(1)
Regulatory Affairs.
lineal descendants of Mr. Dudley or his
of the Act.
sisters; and (v) Frank E. Shanley (‘‘Mr.
[FR Doc. 06–32 Filed 1–3–06; 8:45 am] FILING DATES: The application was filed Shanley’’). Greenhouse represents that it
BILLING CODE 3110–01–M on February 16, 2005, and amended on may admit new members in the future,
December 8, 2005. but that future members (‘‘Future
HEARING OR NOTIFICATION OF HEARING: An Greenhouse Members’’) will be limited
RAILROAD RETIREMENT BOARD order granting the application will be to (a) lineal descendants of Mr. Dudley’s
issued unless the SEC orders a hearing. mother (including Mr. Dudley and his
Notification of Meeting Interested persons may request a two sisters) and spouses of such
The Railroad Retirement board hearing by writing to the SEC’s descendents; (b) lineal descendants of
heredby gives notice that the Board will Secretary and serving each of the Mr. Shanley and spouses of such
meet at 9 a.m., December 29, 2005, in Applicants with a copy of the request, descendents; (c) trusts and custodial
the Board Room on the 8th floor of the either personally or by mail. Hearing arrangements exclusively for the benefit
agency’s headquarters building located requests should be received by the SEC of family members described in (a) and
at 844 N. Rush Street, Chicago, Illinois. by 5:30 p.m., on January 20, 2006, and (b); (d) partnerships or other entities
A majority of the Board, by recorded should be accompanied by proof of owned exclusively by family members
vote, has determined that agency service on each of the Applicants, in the described in (a) and (b) or the entities
business requires the scheduling of this form of an affidavit or, for lawyers, a described in (c); and (v) charitable
meeting with less than one week notice. certificate of service. Hearing requests foundations and organizations
The subject to be addressed at this should state the nature of the writer’s controlled exclusively by family
meeting is a discussion of issues relating interest, the reason for the request, and
to the pending procurement, the section the issues contested. Persons may 1 15 U.S.C. 80a–3(c)(1). Section 3(c)(1) generally
wwhite on PROD1PC61 with NOTICES

of a contractor and the request for request notification of a hearing by excepts from the definition of investment company
dunding approval to implement Phase I writing to the SEC’s Secretary. under the Investment Company Act any issuer
whose outstanding securities are beneficially
of the Field Office Study. ADDRESSES: SEC: Secretary, Securities
owned by not more than 100 persons and which is
The entire meeting will be closed to and Exchange Commission, 100 F not making, and does not presently propose to
the public. The person to contact for Street, NE., Washington, DC 20549– make, a public offering of its securities.

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