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London School of Hygiene & Tropical Medicine

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MSc Public Health

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Immunology of Infection & Vaccines

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Is it theoretically possible to generate a vaccine that is more effective at


inducing protective immunity than the infection itself?
Immunity as evolutionary contest between pathogen and host
The ecological interaction between infectious pathogen and host is one where
the pathogens evolutionary goal is continued reproduction. Many infections result in
complete elimination of pathogen with subsequent lifelong immunity against
reinfection. Evolutionary considerations may suggest that natural immunity has been
optimized over long periods and artificial vaccines are likely to be inferior. The second
category includes diseases and vaccines under consideration in this essay, namely
those in which the immune system is either unable to fully eliminate primary
infection or is unable to prevent subsequent reinfection of the same species of
infectious agent through immunological memory. This limitation of protective
immunity allows a theoretical possibility of designing a vaccine to provide greater
efficacy at inducing protective immunity than natural infection.

Epidemiological evidence
Assessing natural immunity compared to vaccine-mediated immunity is by no
means simple. Aside from challenge experiments, which are an ethical quagmire, the
next best estimates would come from epidemiological surveys. True estimates would
require large samples including adequate unvaccinated cases, problematic for diseases
with widespread vaccine coverage, in order to pick up rare cases of actual infection.
Further, detailed lifelong histories together with laboratory confirmed status of past
infection (including ideally molecular typing and serological correlates) would be
necessary to compare against vaccination histories, if possible along with exposure
histories. For many diseases, based on limited evidence, there is a widespread
understanding that natural immunity is better than vaccine-mediated immunity (1,2).
Unfortunately this is dependent on surveillance for repeat infections, which is of a
different quality in the pre-vaccination era compared to the present.
Tetanus may provide the strongest example for the possibility of better
vaccine-mediated immunity than natural immunity using epidemiological evidence,
while comparing to a well-described example of where natural immunity is usually
said to be better than vaccine-mediated immunity, namely varicella. For tetanus,
received wisdom is that infection does not confer immunity (3) . Series of repeated
infections have been reported (4). Irreversible binding and rapid sequestration of the
tetanus toxin tetanospasmin into neurons may be responsible for the short exposure
of the toxin to the immune system and thus minimizing time for generation of an
adaptive immune response. Together with the small doses required for a severe, often
fatal clinical course, few people develop antibodies, as serosurveys in non-immunized
populations have shown (5). In contrast, the formaldehyde treated tetanus toxoid has a
virtually 100% seroconversion rate, and while [e]fficacy of the toxoid has never been

studied in a vaccine trial. It can be inferred from protective antitoxin levels that a
complete tetanus toxoid series has a clinical efficacy of virtually 100%(6) . Reasons for
higher vaccine-mediated than natural immunity in this case may include a higher dose
of antigen in the vaccine and a longer period of time in the bloodstream for generation
of an adaptive immune response.
In contrast, taking varicella as typical of many other diseases where natural
immunity is taken to be superior to vaccine-mediated immunity, clinical chickenpox
after reinfection is considered extremely rare. There are only a handful of case reports
with serological correlates (7,8). Considering the historically widespread risk, this,
together with an upper estimate of a 7% attack rate in an outbreak setting for children
with a clinical history of previous varicella (9), itself prone to misreporting,
demonstrates the very high rate of natural immunity. In contrast, clinical efficacy of
the varicella vaccine has been reported in a meta-analysis at 84.5% (95% CI 44-100%)
and vaccine failures are constantly reported (10).
As these contrasting examples may show, evaluating natural vs vaccinemediated immunity from epidemiologic evidence alone is not without problems.
However, they also demonstrate that there does exist the possibility that vaccines can
lead to better immunity than natural infection.

Host-pathogen interaction with compromised immunity


Having discussed epidemiologic evidence, the rest of the essay will concentrate
on potential areas of impaired host immune response to pathogen where there is at
least a theoretical possibility of a vaccine performing better than natural infection in
protecting the host from clinical infection. Broadly, immune evasion will be discussed
in terms of a) host immune pathways evaded, b) host life stage-dependent immune
status, and c) vector and life-cycle issues. Aspects of vaccine formulation will be
covered, including quantity, specificity and presentation of antigen, the use of
adjuvants to enhance immune response, and the route of vaccine delivery. Also,
examples from all three classes of infections in which compromised immunity is
prominent will be used, namely multiple repeated infections, chronic infections, and
infections cycles with latent and reactivation phases.

Evasion of host immune pathways


Minimizing inflammation
Human papillomavirus is typical of viruses that evades the immune system
through avoiding exposure to the bloodstream, reproducing in the epithelium without
causing inflammation so avoiding detection. Vaccines can induce better protective
immunity as administration is intramuscular thus in a context permissive to immune
recognition, virus-like particles (VLPs) have capsids exposed to the immune system,

VLPs are able to elicit high titres of neutralizing antibodies (two orders of magnitude
more than natural infection), and antigen dose exceeds that in natural infection (11).

Th1 vs Th2 responses


One classic example of a pathogen biasing the TH1:TH2 response ratio is in
leishmaniasis, where diffuse cutaneous leishmaniasis is one manifestation of a bias to
a CD4 (Th2) dominated response with a lack of efficient CD8-mediated (Th1) killing of
parasites. Protective immunity is thus limited in this more chronic form of infection.
Attempts have been made to induce a Th1 bias in the response when using vaccine
approaches, including live attenuated, killed and antigen-based methods, by utilising
BCG as an adjuvant to enhance CD8 (ie TH1) response(12). In this case, such a Th1 bias
can lead to better protective immunity than natural infection, within the constraints
of the model used.

Antigen variation
Influenza virus uses antigenic shift and antigenic drift to evade host immune
response, allowing for repeated infections(13). To avoid lack of immune memory, or
confounding effects of original antigenic sin, one strategy is to use conserved epitopes
of the influenza virus to generate a universal vaccine (14).

Immune privilege
In chronic infections, and those with a period of latency, pathogens may enter
immune-privileged sites to reduce host immune response. Varicella zoster virus (VZV)
after primary infection as varicella enters dorsal nerve root ganglia and is latent,
reactivating sporadically as herpes zoster. During the period of central nervous
system (CNS) latency, minimal protective immunity is elicited due to immune
privilege. By introducing high antigen loads into the bloodstream with zoster
vaccination, the immune system is stimulated above the level of natural infection to
generate protective immunity against the latent VSV (15). Another example of relative
immune privilege is the liver (16) . Plasmodia have a liver stage where they are
relatively protected from the immune system. Vaccine strategies have included using
liver stage antigen 1 (LSA-1), the only P. falciparum antigen expressed exclusively by
hepatocytes in vaccination strategies by presenting it outside the tolerogenic
environment of the liver in order to stimulate the immune system into acting against
liver-stage parasites, over and above the level of protective immunity generated by
natural infection (17).

Granuloma formation
Organisms may subvert natural protective immunity through stimulating
immunopathologic responses that serve to evade host defences. Granuloma formation
by pathogens in the Mycobacterium tuberculosis (Mtb) complex demonstrates this. Upon
initial infection, inflammatory reaction often leads to a granuloma containing
dormant mycobacteria that are inaccessible to elimination by the immune system (18).

It can be conceived that vaccines leading to sterile eradication of Mtb can be designed,
that overcome the suboptimal natural immunity leading to latent infection. Kaufmann
suggests a vaccine strategy of stimulating different T cell populations that can in
concert eliminate latent Mtb: chemoattractant Th17 cells, Th1 cells that activate
macrophages, cytotoxic CD8 T cells that attack intracellular Mtb, and antibodies to
opsonize released Mtb(19).

Host life stage-dependent immune status


Relative infantile immunodeficiency
A few infections are prominent in neonates and infants, among them
Haemophilus influenzae type B (Hib) which is encapsulated and for which immunity is
dependent on a thymus-independent polysaccharide antigen (20). Under 2 years of
age, the immune system is not sufficiently matured to naturally resist invasive
infection by Hib, thus causing high rates of morbidity and mortality in this age group
(21). The recent use of a conjugated vaccine (with diphtheria or tetanus toxoid)
enhances immunogenicity in this age group over that of natural infection leading to
protection against invasive disease (22).

Immunosenescence
Immunosenescence constitutes a major deficiency of natural protective
immunity against infectious disease. In the older adult, a whole array of changes to
innate and adaptive immune mechanisms contribute to a poorer protective response
than in younger adults. Work on this phenomenon in the context of influenza has been
active, with demonstrable poor cellular immunity to natural infection in the elderly
(23). While current influenza vaccination strategies in the elderly remain suboptimal
(24), there is the potential to improve these potentially over the response to natural
infection by modulating the immunosenescent phenotype: Cell-intrinsic changes
that impair the activation and differentiation of T cells and B cells are rather subtle
and may be overcome by temporally limited interventions at the time of vaccination.
(25).

Pathogen-vector and life-cycle influences


Vector-associated immunomodulation
Apart from the pathogen itself, the arthropod vector may also contribute to
evading host immune protection. Classically, sandfly saliva inoculated
transcutaneously during transmission of Leishmania parasites increase infectivity (26)
by modulating host immune response including downregulation of TH1 and
suppression of TNF- (27). Vaccines have been tested which incorporate immunogenic
salivary antigens, enhancing protective immunity over and above that of natural
infection(28) .

Tissue-specific life-stages
Schistosomes infect humans via the skin as cercarial larvae, transiting through
the skin as schistosomlae before maturing to adult worms with associated
immunopathology. Repeated infections are common, which indicates that adaptive
immunity against larval forms is not effective. One mechanism by which cercariae
avoid stimulating the immune system is by secretion of immune modulators including
prostaglandins which inhibit antigen-presentation by Langerhans cells in the skin (29).
The increased efficacy of irradiated cercariae in inducing protective immune in mouse
models(30) demonstrates how artificial vaccine formulations focusing on particular
parasite life-stages may improve on natural immunity.

Conclusion
This essays aims to demonstrate that not only is it theoretically possible but,
given definitional constraints, that vaccine-mediated immunity has already surpassed
natural immunity in a few cases by epidemiologic and immunologic criteria. Both
clinical endpoints and immune correlates such as seroconversion have been used in
the discussion. Further theoretical extensions to the principle have been proposed
within a typology of compromised natural immune responses and suggestions of
potential vaccine strategies made.

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