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71772 Federal Register / Vol. 70, No.

229 / Wednesday, November 30, 2005 / Rules and Regulations

create a safe harbor for non- Register, interested persons may obtain imminent and the patient is not
jurisdictional utilities that wish to this document from the Commission’s physically able to sign an advance
interconnect new generation without Public Reference Room during normal directive form, or the appropriate form
jeopardizing their non-jurisdictional business hours (8:30 a.m. to 5 p.m. is not readily available. This is intended
status. Eastern Time) at 888 First Street, NE., to help ensure that VA acts in
Room 2A, Washington, DC. This compliance with patients’ wishes
Request for Rehearing
document is also available concerning future health care.
107. NRECA repeats here the same electronically from the Commission’s DATES: Effective Date: December 30,
request it made in the Large Generator eLibrary system (http://www.ferc.gov/ 2005.
Interconnection proceeding that the docs-filing/elibrary.asp) in PDF and FOR FURTHER INFORMATION CONTACT:
Commission create a safe harbor to Microsoft Word format. To access this
allow non-jurisdictional utilities to Ruth Cecire, Ph.D., Policy Analyst,
document in eLibrary, type ‘‘RM02– Ethics Policy Service, National Center
avoid the sometimes cumbersome 12–’’ in the docket number field and for Ethics in Health Care (10E), Veterans
process of interconnecting new specify a date range that includes this Health Administration, Department of
generators under FPA sections 210, 211, document’s issuance date. User Veterans Affairs, 810 Vermont Avenue,
and 212. NRECA also points out that assistance is available for eLibrary and NW., Washington, DC 20420; 202–501–
many cooperatives are not ‘‘transmitting the Commission’s website during 0364 (this is not a toll-free number).
utilities’’ as defined in the FPA and that normal business hours from the SUPPLEMENTARY INFORMATION: In a
section 211 only applies to Commission’s Help Line at 202–502–
interconnections with ‘‘transmitting document published in the Federal
8222 or the Public Reference Room at Register on November 2, 1998 (63 FR
utilities.’’ Specifically, NRECA asks the 202–502–8371 Press 0, TTY 202–502–
Commission to clarify that a cooperative 58677), the Department of Veterans
8659. E-Mail the Public Reference Room Affairs (VA) proposed to amend its
may settle a section 211 case and agree at public.referenceroom@ferc.gov.
to provide wheeling services without medical regulations (38 CFR part 17) to
that settlement being considered a VI. Effective Date codify VA policy concerning advance
‘‘voluntary’’ service offering. health care planning. Advance health
111. Changes to Order No. 2006 made care planning provides an opportunity
Commission Conclusion in this Order on Rehearing will become for patients to give guidance to their
effective on December 30, 2005. caregivers regarding their treatment
108. As the Commission stated in
Order No. 2006, FPA section 211 List of Subjects in 18 CFR Part 35 preferences for the future should they
already allows a non-public utility to become incapable of participating fully
Electric power rates, Electric utilities,
safeguard its non-jurisdictional status. in the decision-making process. We
Reporting and recordkeeping
We see no need to create a second requested comments for a 60-day period
requirements.
method of doing the same thing. NRECA that ended January 4, 1999. We received
By the Commission. three comments. Based on the rationale
also asks whether a cooperative may
settle a section 211 case and agree to Magalie R. Salas, set forth in the proposed rule and this
provide wheeling services without that Secretary. document, we are adopting the
settlement being considered a The Appendices will not be published in proposed rule as a final rule with the
‘‘voluntary’’ service offering. That issue the Federal Register or the Code of Federal changes indicated below.
is outside the scope of this rulemaking. Regulations. This final rule sets forth a mechanism
In this rulemaking proceeding, the [FR Doc. 05–23461 Filed 11–29–05; 8:45 am] for the use of written advance
Commission is acting under its FPA BILLING CODE 6717–01–P directives, i.e., a VA living will, a VA
section 205 authority, and does not durable power of attorney for health
address obligations under sections 210, care, and a State-authorized advance
211, or 212. DEPARTMENT OF VETERANS directive. The rule also sets forth a
AFFAIRS mechanism for honoring verbal or non-
IV. Information Collection Statement verbal instructions from a patient when
109. Order No. 2006 contains 38 CFR Part 17 the patient is admitted to care when
information collection requirements for critically ill and loss of capacity may be
RIN 2900–AJ28 imminent and the patient is not
which the Commission obtained
approval from the Office of Management physically able to sign an advance
Medical: Advance Health Care
and Budget (OMB). The OMB Control directive form, or the appropriate form
Planning
Number for this collection of is not readily available. The advance
information is 1902–0203. This order AGENCY: Department of Veterans Affairs. health care planning discussion and
denies most rehearing requests, clarifies ACTION: Final rule. completion of a written advance
the provisions of Order No. 2006, and directive ideally would take place prior
grants rehearing on only three minor SUMMARY: This document amends VA to a patient being admitted to care in a
issues. This order does not make medical regulations to codify VA policy crisis situation. However, we recognize
substantive modifications to the regarding advance health care planning. that this is not always the case. The
Commission’s information collection The final rule sets forth a mechanism for mechanism for honoring the verbal and
requirements and, accordingly, OMB the use of written advance directives, non-verbal instructions of patients in
approval for this order is not necessary. i.e., a VA living will, a VA durable this circumstance enables such patients
However, the Commission will send a power of attorney for health care, and a to communicate their preferences
copy of this order to OMB for State-authorized advance directive. The regarding their future health care and
informational purposes. final rule also sets forth a mechanism ensures this information will be
for honoring verbal or non-verbal carefully documented in the patient’s
V. Document Availability instructions from a patient when the health record and available to guide
110. In addition to publishing the full patient is admitted to care when caregivers should the patient lose
text of this document in the Federal critically ill and loss of capacity may be capacity. The final rule also states that

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Federal Register / Vol. 70, No. 229 / Wednesday, November 30, 2005 / Rules and Regulations 71773

a patient who has decision-making care, should not sign as witnesses on the the law of the State that gives effect to
capacity may revoke an advance advance directive form. In the final rule the expressed wishes in the advance
directive or instructions in a critical we are removing the proposed rule’s directive.’’ We also are making changes
situation at any time by using any requirement that the witness not be in the opening paragraph of § 17.32(h) to
means expressing the intent to revoke. ‘‘entitled to, or a claimant against, any clarify that ‘‘[a]n advance directive that
In addition, the final rule emphasizes portion of the patient’s estate; or be is valid in one or more States under
the obligation of any surrogate, financially responsible for the patient’s applicable State law, as defined in
including a health care agent named in care’’ and replacing it with the paragraph (a) of this section, will be
the advance directive, making decisions requirement that the witness not ‘‘to the recognized throughout the VA health
on behalf of a patient who lacks witnesses’’ knowledge be named in the care system.’’
decision-making capacity, to act in patient’s will, appointed as health care We are also adding in the final rule
compliance with the patient’s clearly agent in the advance directive, or nonsubstantive changes for purposes of
expressed wishes. The term surrogate is financially responsible for the patient’s clarification. These include adding a
defined in 38 CFR 17.32(a). Those care.’’ The VA Advance Directive: revision of the authority citation for
authorized to act as surrogates under VA Living Will and Durable Power of § 17.32 to reflect that this rule is issued
policy are identified in 38 CFR 17.32(e). Attorney for Health Care form expressly under the authority of 38 U.S.C. 7331
One commenter requested provides that by signing the form, the through 7334.
clarification regarding proposed witness attests to the fact that he or she
§ 17.32(h)(2), which describes Unfunded Mandates
lacks such knowledge. In the final rule,
‘‘Instructions in Critical Situations,’’ we are also removing, because we have The Unfunded Mandates Reform Act
particularly with respect to the meaning concluded that it is unnecessarily of 1995 requires, at 2 U.S.C. 1532, that
of ‘‘non-verbal instructions.’’ The restrictive, the proposed rule’s agencies prepare an assessment of
commenter suggests that ‘‘specific requirement that VA employees of the anticipated costs and benefits before
guidelines must be established’’ to Chaplain Service, Psychology Service, issuing any rule that may result in an
define what would constitute acceptable Social Work Service, or nonclinical expenditure by State, local, or tribal
instructions. We agree with the employees (e.g., Medical Administration governments, in the aggregate, or by the
commenter’s point that this paragraph Service, Voluntary Service or private sector, of $100 million or more
could be more explicit, but do not Environmental Management Service) (adjusted annually for inflation) in any
believe it would be possible, for may serve as witnesses only ‘‘when given year. This rule would have no
example, to specify all of the possible other witnesses are not reasonably such effect on State, local, or tribal
variety and appearances in the way that available.’’ governments, or the private sector.
a patient who is unable to speak or write
might use to communicate. In the final The third commenter expressed Paperwork Reduction Act of 1995
rule we are modifying this paragraph to concern that the proposed rule ‘‘is Two collection of information
state more clearly the circumstances and supposed to address VA employees’ requirements that are related to 38 CFR
types of instructions to which this responsibilities in following patient’s 17.32 are currently approved by the
paragraph would apply. Those changes expressed desires in end-of-life Office of Management and Budget
include adding that the patient must decisions,’’ but did not go far enough to (OMB) under the provisions of the
have decision-making capacity and the clarify the weight carried by the Paperwork Reduction Act (44 U.S.C.
patient’s verbal or non-verbal patient’s expressed desires, e.g., when 3501–3521). OMB has approved
instructions must be unambiguous. there is a dispute about the legitimacy collection of information requirements
A second commenter suggested that of a State-authorized advance directive. for § 17.32 under OMB control number
the language in proposed § 17.32(h)(1), Such a dispute might occur, for 2900–0583. In addition, OMB has
which describes ‘‘Witnesses,’’ was example, if the veteran completed the approved the information collection
overly restrictive, and could be State-authorized advance directive requirements in VA Form 10–0137, VA
interpreted to prevent appropriate while living in one State and later Advance Directive: Living Will and
individuals from serving as a witness. relocated to another jurisdiction. It is Durable Power of Attorney for Health
The commenter stated: ‘‘Since a our intention that the reference to Care, under OMB control number 2900–
witness’’ sole function is to attest to the ‘‘applicable State law’’ in the definition 0556. The references in the final rule to
fact that the witness saw the patient sign of State-authorized advance directive be a VA Living Will or to a VA Durable
the VA Living Will or VA Durable broadly interpreted for the convenience Power of Attorney for Health Care are to
Power of Attorney for Health Care, the and benefit of VA patients. Indeed, the that form. No new collections of
general rule should be that a witness’ chief purpose of the rule is to assure information are associated with this
potential conflict of interest in making that VA employees and surrogates final rule.
that attestation may be raised by any comply with patients’ clearly expressed
person seeking to challenge the validity wishes to the greatest extent possible. Executive Order 12866
and enforceability of the VA Living Will We are therefore in the final rule This document has been reviewed by
or VA Durable Power of Attorney for specifying that, ‘‘[f]or the purposes of the Office of Management and Budget
Health Care, as part of an attempt to this paragraph and paragraph (h) of this under Executive Order 12866.
discredit the truth of the witness’ section, ‘applicable State law’ means the
attestation.’’ We agree and in the final law of the State where the advance Regulatory Flexibility Act
rule are modifying this paragraph to directive was signed, the State where The Secretary hereby certifies that
make the requirements less restrictive. the patient resided when the advance this final rule will not have a significant
However, we continue to think it best, directive was signed, the State where economic impact on a substantial
in order to avoid even the appearance of the patient now resides, or the State number of small entities as they are
a conflict of interest, that persons where the patient is receiving treatment. defined in the Regulatory Flexibility
named in the patient’s will, or as health VA will resolve any conflict between Act, 5 U.S.C. 601–612. The rule will
care agent in the advance directive, or those State laws regarding the validity affect only individuals and will not
financially responsible for the patient’s of the advance directive by following directly affect any small entities.

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71774 Federal Register / Vol. 70, No. 229 / Wednesday, November 30, 2005 / Rules and Regulations

Therefore, pursuant to 5 U.S.C. 605(b), power of attorney for health care, or care team. The substance of the patient’s
this rule is exempt from the initial and other advance health care planning instructions must be recorded in a
final regulatory flexibility analysis document, the validity of which is progress note in the patient’s medical
requirements of sections 603 and 604. determined pursuant to applicable State record and must be co-signed by at least
law. For the purposes of this paragraph two members of the health care team
Catalog of Federal Domestic Assistance
and paragraph (h) of this section, who were present and can attest to the
There are no applicable Catalog of ‘‘applicable State law’’ means the law of wishes expressed by the patient. These
Federal Domestic Assistance program the State where the advance directive instructions will be given effect only if
numbers. was signed, the State where the patient the patient loses decision-making
List of Subjects in 38 CFR Part 17 resided when the advance directive was capacity during the presenting situation.
signed, the State where the patient now (3) Revocation. A patient who has
Administrative practice and resides, or the State where the patient is decision-making capacity may revoke an
procedure, Alcohol abuse, Alcoholism, receiving treatment. VA will resolve any advance directive or instructions in a
Claims, Day care, Dental health, Drug conflict between those State laws critical situation at any time by using
abuse, Foreign relations, Government regarding the validity of the advance any means expressing the intent to
contracts, Grant programs-health, Grant directive by following the law of the revoke.
programs-veterans, Health care, Health State that gives effect to the expressed (4) VA policy and disputes. Neither
facilities, Health professions, Health wishes in the advance directive. the treatment team nor surrogate may
records, Homeless, Medical and dental override a patient’s clear instructions in
* * * * *
schools, Medical devices, Medical an Advance Directive or in instructions
(h) Advance health care planning.
research, Mental health programs, in critical situations, except that those
Subject to the provisions of paragraphs
Nursing homes, Philippines, Reporting portions of an Advance Directive or
(h)(1) through (h)(4) of this section, VA
and recordkeeping requirements, instructions given in a critical situation
will follow the wishes of a patient
Scholarships and fellowships, Travel that are not consistent with VA policy
expressed in an Advance Directive
and transportation expenses, Veterans. will not be given effect.
when the attending physician
Approved: July 15, 2005. determines and documents in the * * * * *
R. James Nicholson, patient’s medical record that the patient (Authority: 38 U.S.C. 7331 through 7334)
Secretary of Veterans Affairs. lacks decision-making capacity and is [FR Doc. 05–23505 Filed 11–29–05; 8:45 am]
■ For the reasons set out above, 38 CFR not expected to regain it. An advance BILLING CODE 8320–01–P
part 17 is amended to read as follows: directive that is valid in one or more
States under applicable State law, as
PART 17—MEDICAL defined in paragraph (a) of this section, ENVIRONMENTAL PROTECTION
will be recognized throughout the VA AGENCY
■ 1. The authority citation for part 17 is health care system.
revised to read as follows: (1) Witnesses. A VA Advance 40 CFR Part 52
Authority: 38 U.S.C. 501, 1721, and as Directive: Living Will and Durable
stated in specific sections. Power of Attorney for Health Care must [Region 2 Docket No. R02–OAR–2005–NJ–
0002, FRL–7999–8]
be signed by the patient in the presence
■ 2. Section 17.32 is amended by:
of two witnesses. Neither witness may Approval and Promulgation of
■ a. Revising the section heading and
to the witness’ knowledge be named in Implementation Plans; New Jersey
authority citation.
■ b. In paragraph (a), adding a new
the patient’s will, appointed as health Architectural Coatings Rule
definition in alphabetical order. care agent in the advance directive, or
financially responsible for the patient’s AGENCY: Environmental Protection
■ c. Adding paragraph (h) immediately
care. VA employees of the Chaplain Agency (EPA).
following paragraph (g)(4).
The revisions and additions read as Service, Psychology Service, Social ACTION: Final rule.
follows: Work Service, or nonclinical employees
(e.g., Medical Administration Service, SUMMARY: The Environmental Protection
§ 17.32 Informed consent and advance Voluntary Service, or Environmental Agency (EPA) is approving a revision to
health care planning. Management Service) may serve as the New Jersey State Implementation
(a) * * * witnesses. Other individuals employed Plan (SIP) for ozone concerning the
Advance Directive. Specific written by the VA facility in which the patient control of volatile organic compounds.
statements made by a patient who has is being treated may not sign as The SIP revision consists of
decision-making capacity regarding witnesses to the advance directive. amendments to Subchapter 23
future health care decisions in any of Witnesses are attesting only to the fact ‘‘Prevention of Air Pollution From
the following: that they saw the patient sign the form. Architectural Coatings’’ of 7:27 of the
(i) VA Living Will. A written statement (2) Instructions in critical situations. New Jersey Administrative Code, which
made by a patient on an authorized VA VA will follow the unambiguous verbal are needed to meet the shortfall in
form which sets forth the patient’s or non-verbal instructions regarding emissions reduction identified by EPA
wishes regarding the patient’s health future health care decisions of a patient in New Jersey’s 1-hour ozone attainment
care treatment preferences including the who has decision-making capacity when demonstration SIP. The intended effect
withholding and withdrawal of life- the patient is admitted to care when of this action is to approve a control
sustaining treatment. critically ill and loss of capacity may be strategy required by the Clean Air Act,
(ii) VA Durable Power of Attorney for imminent and the patient is not which will result in emission reductions
Health Care. A written instruction on a physically able to sign an advance that will help achieve attainment of the
VA form which designates the patient’s directive form, or the appropriate form national ambient air quality standard for
choice of health care agent. is not readily available. The patient’s ozone.
(iii) State-Authorized Advance instructions must have been expressed DATES: Effective Date: This rule will be
Directive. A non-VA living will, durable to at least two members of the health effective December 30, 2005.

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