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I - V characteristics in Reverse Bias


A PN Junction is said to be in Forward Bias when the P-type region (Anode) is made positive with respect to the N-
type region (Cathode).

A PN Junction is said to be in Reverse Bias when the P-type region (Anode) is made negative with respect to the N-
type region (Cathode).

Let us consider the Forward bias first and examine qualitatively the mode of operation

The holes are required to move from and electrons from .

There are plenty of holes in P-type region and would like to move to N-region via diffusion but are prevented by the
electric field (or the energy barrier) at equilibrium. The drift and diffusion currents cancel each other

Similarly, there are plenty of electrons in N-type region and would like to move to P-region via diffusion but are
prevented by the electric field (or the energy barrier) at equilibrium. The drift and diffusion currents again cancel each
other.

The application of forward bias reduces the barrier and the electric field allowing significant electron and hole current
to flow:

The fraction of electrons that are able to cross over to the P-side or the fraction of holes that are able to cross over

to the N-side and contribute to current goes exponentially with the barrier height (remember, )

Current increases exponentially with the applied forward bias.

Reverse Bias:

The holes are now required by the applied bias to move from and electrons from as shown below:

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Although the electric field favors the flow of holes to the P-region, there are very few holes in N-region to begin with!

The number of holes in N-region is , a very small number.

Further, the number of holes is fixed and unaffected by the bias.

Similarly, the number of available electrons in P-region for current flow is very small and unaffected by the applied
bias.

The only thing that the applied reverse bias does is to increase the junction electric field or the barrier height as
shown below

The increased electric field does not alter the current flow because the bottleneck is the small number of carriers
available for current conduction.

Current in Reverse bias is very small and almost constant

Static I-V Characteristics:

The dc current-voltage characteristics of the PN junction diode will be obtained using the semiconductor equations
listed below:

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In steady state, the continuity equation reduces to

Since for every electron lost/generated due to recombination/generation, there is a corresponding hole lost/generated
also

In other words, the net current flowing through the device is the same everywhere.

Since the current is the same everywhere, one can choose the region within the device for calculation of current-
voltage characteristics.

Big Question : Where in the device should the current be calculated such that its computation besides being easy is
also accurate ?

Let us consider some alternatives: (i) At the junction:

To appreciate the ease or difficulty of carrying out the computation in this case, let us consider a symmetric junction
with

The net electron current is equal to:

The drift and diffusion currents oppose each other so that

Let us try to estimate the magnitude of the drift component:

Because of symmetry n(0) = p(0) at the junction

Further :

Assumption (i) : All the voltage is dropped across the junction:


with the junction
Net voltage across the junction =

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Assumption (ii) : Depletion approximation

For a forward bias of 0.6V, the electron drift current can be calculated using the results obtained as equal to

As we shall see later, the net electron current flowing through the junction for this device at a forward bias of 0.6V is

Because the drift current( ) is five orders of magnitude larger than the net current, the drift and diffusion
currents would have to be calculated to an accuracy of .001% to obtain a correct estimate of the net electron current!

This makes the estimation of total current via an analysis at the junction virtually impossible!

Let us consider a region for estimation of current which is far from the junction in say N-type semiconductor.

Far from the junction, on the N-side, the current is expected to be primarily an electron current. Any holes which are
injected from the P-side would recombine and disappear away from the junction.

The electron density being constant, the electron current would be primarily a drift current so that

It might appear that this is a very good place for estimation of current because we have just one component and only
one unknown , the electric field .

However, this electric field is extremely difficult to estimate because of its very small value.

The voltage applied across the diode gets dropped partially across the junction and partially outside it

where the last two terms represent the voltage dropped across the neutral N and P-regions

The bottleneck for current flow in a PN junction is the space charge region where the potential barrier exists. As a
result, is almost equal to the applied voltage

While it is easy to compute the junction voltage fairly accurately, the estimation of residual drops in the neutral
regions becomes very difficult.

The two examples discussed earlier illustrate that the choice of position in the PN junction for computation of its I-V
characteristics is very important.

As first demonstrated by Shockley, the computation of currents in PN junction diode is best done at the edges of
depletion region as explained below:

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During the course of the analysis, several assumptions will be made. There are two ways of justifying these
assumptions. One of them is:

(i) Make the assumption


(ii) Solve the resulting simplified equations to obtain the current-voltage characteristics
(iii) Check that the assumptions made are consistent with the results obtained.

The assumptions made will be consistent only for certain range of currents, so that the range of validity of the model
will be obtained.

The other approach is to justify the assumptions in the beginning of the analysis, based on available device
characteristics. These assumptions would define the range of validity of the obtained model.

We shall follow a mix of these two approaches

Assumption (1): Negligible recombination within the Junction


We shall justify this assumption using the first approach, namely that the assumption would be shown to be
consistent with the results obtained within certain limits.
All the ho;es that are injected at reach the point so that

Similarly all the electrons that are injected at reach the point , so that

This allows the total current to be expressed as :

The total current can be computed by computing the minority carrier currents at the edges of depletion region in N
and P-regions

Assumption (2) : Minority carrier current is largely diffusive


We shall justify this assumption using the second approach, namely that the validity of this assumption will be
demonstrated prior to analysis. This is described in Appendix A.

The assumption implies :

The task of computing the currents boils down to the computation of minority carrier profiles: p(x) in N-region and
n(x) in P-region.

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The minority carrier profile can be determined by solving the continuity equation with appropriate boundary conditions

For hole density in N-region:

In Silicon, the dominant recombination mechanism is the Shockley-Hall-Read recombination which can be described
by the relation

under low level injection conditions. is the hole recombination lifetime in N-type material.

The hole continuity equation can be re-written as

where has the units of length and as we shall see later is appropriately called the hole diffusion length

Boundary Conditions:

assuming ideal ohmic contact .

Solution:

Similarly for the N-side:

where is called the electron diffusion length.

Boundary conditions:

assuming ideal ohmic contact

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There are two extreme cases:


(i) Wide Base diode:
For this case, the minority carrier densities can be simplified to:

The minority carrier densities decay exponentially with the distance from the junction, with a characteristics decay
length of for holes and for electrons.

It can be shown that the average distance a hole diffuses before recombining is equal to so that it is called the
diffusion length.

The other extreme case is :

(ii) Narrow Base diode:

The minority carrier profile can be simplified to

The carrier densities vary linearly with position now !

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The total diode current for wide and narrow base diodes can be expressed as

Wide base diode:

Narrow base diode:

The task of determining the I-V Characteristics now reduces to finding a relationship between the minority carrier
densities at the edges of depletion region and the applied voltage.

We start with the relation:

where quasi-neutrality

The low level injection assumption invoked earlier can be used here also for simplification. The first obvious
consequence is that

So that the first term on the LHS of the above expression can be neglected.

The second consequence of low level injection, explained in detail in Appendix A is that

for in the N-region and the depletion region


for in the P-region and the depletion region
The quasi-Fermi level on the N-side must coincide with the Fermi level of the metal forming the ohmic contact
to the N-side if an ideal contact with no voltage drop across it is assumed.

Similarly, the quasi-Fermi level on the P-side must coincide with the Fermi level of the metal forming the ohmic
contact to the P-side if an ideal contact with no voltage drop across it is assumed.

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Since a voltage V is applied between the two ohmic contacts:

This allows the minority carrier densities at the edges of depletion region to be expressed as

The total current density for the diode at a bias of V volts can now be expressed as

Wide base diode:

Narrow base diode:

The current varies exponentially with applied voltage when the diode is forward biased (V > 0)

The current is constant and small when the diode is reverse biased (V < 0)

Example 2.1 A uniformly doped Silicon PN junction with very thick P and N regions has the following characteristics:

For a forward bias of 0.626 Volts, calculate, excess minority carrier concentrations and minority carrier currents at
the edges of depletion region. Calculate also the net current flowing through the device.

Solution : The wide-base diode is model valid here. Using the expressions derived earlier:

The net current is the sum of electron and hole current = 0.56+0.44 = 1 mA.

Example 2.2 For the example above, determine expressions for

(a) majority carrier currents in N and P-regions


(b) majority carrier diffusion currents in N and P regions

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(c) majority carrier drift currents in N and P regions


(d) electric field in the N-region
(e) minority carrier drift currents. Confirm that they are much smaller than minority carrier diffusion currents
calculated in example 2.1

Solution: We will carry out the solution for the N-region since the solution for P-region is similar. The minority hole
current in N-region can be written using the results of previous example as:

The hole current is primarily diffusion current and the sum of hole and electron currents is equal to the total current.
The electron current on the N-side is therefore simply:

The electron diffusion current can be written as:

Using the concept of quasi-neutrality in the N-region : , so that

The electron diffusion current can therefore be expressed as

The term in the bracket is simply the hole diffusion current which has already been obtained earlier:

The electron drift current can be written as

The low level injection assumption holds true in this case because
so that

An electron mobility of 800 was assumed. Let us calculate the hole drift current at the depletion edge where
there is an electric field of 28.7 mV/cm. The hole drift current is

which is much smaller than the diffusion current component.

Example 2.3 A PN junction diode has the same characteristics as that of example 2.1 except that the thickness of
the N region The thickness of the P-region remains very long. Calculate the total current flowing
through the diode.

Solution : This is an example of a diode that can neither be considered a fully wide-base
diode nor a fully narrow-base diode. On the P-side, the diode is very thick so that we can
use the expression for electron current valid for wide base diodes. Therefore

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as before.
On the N-side so that the narrow-base model can be used

The net current will be 0.44 + 25.2 mA = 25.64 mA.


The current is predominantly determined by the narrow base side of the junction.

Example 2.4 Suppose the P-side thickness is also reduced to . Calculate the total current flowing through the
diode again.

Solution: This diode can be modeled as a narrow-base diode. We have already calculated the hole current in
example 2.3 which remains the same. The electron can similarly be calculated as

The net current will be 12.32+25.2 = 37.5 mA

This current is significantly higher than that calculated for wide-base diode in
example 2.1. This illustrates that for comparable doping values, narrow-base diodes provide higher current for the
same bias or equivalently have a smaller turn-on voltage.

The expression for current was derived on the basis of two assumptions:

(i) negligible recombination within the depletion region


(ii) low level injection within N and P-regions

These assumptions limit the range of validity of the derived expression. The first assumption determines the lower
limit, while the second assumption determines the upper limit.

Lower limit: As stated earlier, this is determined by neglect of space charge recombination.

If the hole continuity equation is integrated across the depletion region, we obtain the relation

where
Eq.(80) implies that the correct expression for total current should be

In other words

So as long as , the neglect of SCR recombination is justified

So what we need to do first is to get an estimate for the SCR recombination current:

We shall use a simple model for the Shockley-Hall-Read recombination:

The recombination is assumed to take place via a single deep level at the midgap with equal hole and electron
recombination lifetimes

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Within the depletion region:

where the definition has been used

Noting that either p(x) or :

Because of the exponential dependence of p and n on the voltage (which varies quadratically with x ), the function
is a rapidly varying function of the form shown below:

The recombination rate would have a peak value where the factor attains a maximum value. Since pn =
constant,this would occur when

The sharp variation of U implies that most of the recombination current comes from a small region around the peak
value. This allows the following simplification to be performed:

In appendix C, this relation is derived more rigorously, where it is also shown that

where is the magnitude of the electric field at the place where peak recombination occurs.

Let us now determine the condition under which

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Substituting the expressions for and derived earlier, we obtain the following condition:

So as long as

recombination within the SCR can be neglected within ~10% accuracy and the ideal diode equation can be used.

For values of current , the diode current would be determined primarily by the SCR recombination current.
If we compare this recombination current with ideal diode current, we can see two major differences:
(i) The ideal diode current increases as while the recombination current increases as

The other way of stating this is that the ideality factor defined as

is unity for ideal diode current and 2 for SCR recombination current.

(ii) The SCR current goes as , while the ideal current goes as for wide base diode and is independent of
lifetime for narrow base diodes.

It is for this reason that the SCR current is considered as an index of material quality because the recombination
lifetime is very sensitive to fabrication conditions.

The upper limit for the validity of ideal diode equation is determined by the assumption of low level injection
condition.

This low level injection condition will first break down for the region which has the smaller doping level. We shall
assume, for the sake of discussion, that N-region is the lightly doped region.

The low level injection assumption had allowed the following simplifications to be made:

(i) Minority carrier current is diffusive

(ii) The expression to be simplified as

(iii)

The major departure in I-V Characteristics is caused by the breakdown of (ii) and (iii) relations because they are
associated with an exponential factor.

When , the actual minority carrier density at the depletion edge is about 10 % smaller than that predicted

by the simplified expression.

The (iii) simplification amounted to neglect of the IR drop in the N-region. This drop is negligible when

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The expression for current under these conditions remains valid so that
for wide base diode

for wide base diode

All these limits are comparable in nature so that for , the ideal diode equation ca be assumed to be
valid.

The upper limit for the validity of the ideal equation is then:
for wide base diode (95)

for wide base diode (96)

So for , the ideal diode equation remains valid.

Example 2.5 Calculate the range of validity for ideal diode equation for a wide base diode described in Example 2.1.

Solution : For simplicity, we take in Eq. (88) to be at V=0.6Volts

For this example, the ideal diode equation is valid over five orders of magnitude variation of current. It is because of
the wide range of validity of the final equation, that the assumptions of negligible SCR recombination and low level
injection are such good assumptions!

Example 2.6 For a forward bias of 0.326 Volts, calculate the ideality factor of the current for a PN junction described
in Example 2.1

Solution : In general, the current consists of two components; one kT-like ideal diode current with ideality factor 1
and another 2kT-like space charge generation/recombination current with ideality factor 2:

Using Eq. (78) and Eq. (89) we obtain I(kT) = 10 nA and I(2kT) = 11 nA
n = 1.35

Example 2.7 Determine expression for current in a wide-base junction illuminated with light. For simplicity
assume that there is a uniform carrier generation rate .

Solution : For a diode, the current would be determined primarily by hole injection into the N-region so that
under low level injection conditions:

The hole continuity equation now includes an additional term due to optical generation rate:

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The hole continuity equation can be re-written as

The solution of this equation gives:

As before:

The net current can be written as:

Thus the current includes an additional component due to light which represents the current due to flow of carriers
generated effectively within a distance of one diffusion length of the depletion edge. There would be an optical
generation current due to generation within the depletion region as well which can be written as , where W is
the total depletion width. Since depletion width is often much smaller than diffusion length, this component can be
neglected. However, in some especially designed PIN diode structures, this component is the dominant current.

Example 2.8 In the analysis of narrow base diodes, it was assumed that the excess carrier density at the contact is
zero. This however is true only if the contact can be assumed to be ideal. For practical contacts, the excess carrier
density may be small but is nonzero. These contacts are characterized by a parameter called surface recombination
velocity, which for holes can be defined as

(a) Derive an expression for current in a diode using the above boundary condition
(b) Determine the value of SP that is needed for a contact to be considered ideal.
Assume a diode with

Solution :

Using the boundary condition at the contact: , we obtain the final expression for current:

(b) The first term represents the standard current expression, while the second term represents the modification due
to finite recombination velocity. The equation above shows that as , the expression becomes identical with
that derived for ideal contacts. Thus an ideal contact is one with an infinite recombination velocity. More
practically when the factor , then the contact could be considered almost

ideal. This condition for the values given translates into .

Appendix A

The assumption that minority carrier current is largely diffusive can be shown to be true provided low level injection
conditions prevail within the device:

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Consequences of Low Level Injection:


In the N-region:
In the P-region:

We will need another result before we can demonstrate the soundness of our assumption: The regions outside the
space charge region are quasi-neutral so that:

In the N-region:

Similarly,
In the P-region:

We will now show that the minority carrier currents can be assumed to be diffusive provided low level injection
condition prevails. Although this result is general, we shall assume that the N and P regions are of comparable
doping. This implies that the electron and hole currents close to the depletion edge will also be comparable.

We have already shown that electron and hole diffusion currents are comparable and that for low level injection
electron drift current is much larger than the hole drift current in the N-region so that

Appendix B

To show that in the P-region and within the depletion region.


Similarly, in the N-region and within the depletion region.

We shall first consider the neutral P-region and show that for low level injection conditions, the hole quasi Fermi level
can be considered to be almost flat.

We start with the expression:

Noting that :

where the integral is over the entire length of the neutral P-region.
Since

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Noting that the resistance of the neutral p-region is

where A is the device crossectional area, we can obtain

Therefore, as long as the IR drop is sufficiently small, the hole quasi-Fermi level can be assumed to be constant.

How much is sufficiently small ?

As shown in the main text, the expression which results from making the assumption is

Therefore, as long as , the error will be less than 10%.

What is this constraint in terms of injection level?

Since we obtain the constraint:

This constraint would be satisfied if : the low level injection condition!

That hole and electron quasi-Fermi levels can be assumed to be flat within the depletion region can be demonstrated
as follows:

As before, we start with the expression:

Noting that within the depletion region

where W is the depletion width

Since,

We obtain

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So as long as , The assumption is fine

Since the depletion width is of the order and diffusion length , the assumption is very well
satisfied.

Appendix C

Substitution of the expressions for electron and hole densities in the expression for current results in

Since most of the recombination occurs within a very narrow spatial region and electric field is a slowly varying
function, it can be taken out of the integral with a value at the position of maximum recombination rate ( ).

Substitution of in the above expression allows the integral to be re-written

The limits of integration correspond to and . Upon Integration , one obtains

Substitution of the limits of integration gives

Using the approximation that , we obtain the final expression for the integral as

The required expression for current can now be obtained by substituting this expression in Eq. (C5)

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