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The draft guidance is being issued DEPARTMENT OF HEALTH AND FR 64607), modified annual report
consistent with FDA’s good guidance HUMAN SERVICES requirements for new drug applications
practices regulation (21 CFR 10.115). (NDAs) and abbreviated new drug
The draft guidance, when finalized, will Food and Drug Administration applications (ANDAs) by revising
represent the agency’s current thinking [Docket No. 2005N–0049] § 314.81(b)(2)(vii) (21 CFR
on this topic. It does not create or confer 314.81(b)(2)(vii)). The rule also created
any rights for or on any person and does Report on the Performance of Drug a new annual reporting requirement for
not operate to bind FDA or the public. and Biologics Firms in Conducting biologics license applications (BLAs) by
An alternative approach may be used if Postmarketing Commitment Studies; establishing § 601.70 (21 CFR 601.70).
Availability These regulations became effective on
such approach satisfies the requirement
April 30, 2001. The regulations apply
of the applicable statutes and AGENCY: Food and Drug Administration, only to human drug and biological
regulations. HHS. products. They do not apply to animal
II. Comments ACTION: Notice of availability. drug or to biological products that also
meet the definition of a medical device.
SUMMARY: The Food and Drug
The draft guidance is being Sections 314.81(b)(2)(vii) and 601.70
Administration (FDA) is required, under
distributed for comment purposes only apply to postmarketing commitments
the Food and Drug Administration
and is not intended for implementation made on or before enactment of the
Modernization Act of 1997
at this time. Interested persons may Modernization Act (November 21, 1997)
(Modernization Act), to report annually
submit to the Division of Dockets as well as those made after that date.
in the Federal Register on the status of
Management (see ADDRESSES) written or Sections 314.81(b)(2)(vii) and 601.70
postmarketing study commitments
electronic comments regarding the draft require applicants of approved drug and
made by sponsors of approved drug and
guidance. Submit written or electronic biological products to submit annually a
biological products. This is the agency’s
comments to ensure adequate report on the status of each clinical
report on the status of the studies safety, clinical efficacy, clinical
consideration in preparation of the final sponsors have agreed to or are required pharmacology, and nonclinical
guidance. Submit a single copy of to conduct. toxicology study that is required by FDA
electronic comments or two paper FOR FURTHER INFORMATION CONTACT: Beth (e.g., accelerated approval clinical
copies of any mailed comments, except Duvall-Miller, Center for Drug benefit studies) or that they have
that individuals may submit one paper Evaluation and Research (HFD–20), committed to conduct either at the time
copy. Comments are to be identified Food and Drug Administration, 5515 of approval or after approval of their
with the docket number found in the Security Lane, Rockville, MD 20852, NDA, ANDA, or BLA. The status of
brackets in the heading of this 301–594–3937; or Robert Yetter, Center other types of postmarketing
document. A copy of the draft guidance for Biologics Evaluation and Research commitments (e.g., those concerning
and received comments are available for (HFM–25), Food and Drug chemistry, manufacturing, production
public examination in the Division of Administration, 1400 Rockville Pike, controls, and studies conducted on an
Dockets Management between 9 a.m. Rockville, MD 20852, 301–827–0373. applicant’s own initiative) are not
and 4 p.m., Monday through Friday. SUPPLEMENTARY INFORMATION: required to be reported under
I. Background §§ 314.81(b)(2)(vii) and 601.70, and are
III. The Paperwork Reduction Act of not addressed in this report. It should be
1995 Section 130(a) of the Modernization noted, however, that applicants are
Act (Public Law 105–115) amended the required to report to FDA on these
This guidance contains information Federal Food, Drug, and Cosmetic Act commitments made for NDAs and
collection provisions that are subject to (the act) by adding a new provision ANDAs under § 314.81(b)(2)(viii).
review by the Office of Management and requiring reports of certain According to the regulations, once a
Budget (OMB) under the Paperwork postmarketing studies (section 506B of postmarketing study commitment has
Reduction Act of 1995 (44 U.S.C. 3501– the act (21 U.S.C. 356b)) for human drug been made, an applicant must report on
3520). The collection(s) of information and biological products. Section 506B of the progress of the commitment on the
mentioned in the guidance regarding the the act provides FDA with additional anniversary of the product’s approval
submission of manufacturer’s authority to monitor the progress of a until the postmarketing study
information in an IND was approved postmarketing study commitment that commitment is completed or
under OMB control number 0910–0014. an applicant has been required or has terminated, and FDA determines that
agreed to conduct by requiring the the postmarketing study commitment
IV. Electronic Access applicant to submit a report annually has been fulfilled or that the
Persons with access to the Internet providing information on the status of postmarketing study commitment is
may obtain the draft guidance at either the postmarketing study commitment. either no longer feasible or would no
http://www.fda.gov/cber/guidelines.htm This report must also include reasons, if longer provide useful information. The
or http://www.fda.gov/ohrms/dockets/ any, for failure to complete the annual progress report must include a
commitment. description of the postmarketing study
default.htm.
In the Federal Register of December 1, commitment, a schedule for completing
Dated: February 8, 2005. 1999 (64 FR 67207), FDA published a the study commitment, and a
Jeffrey Shuren, proposed rule providing a framework characterization of the current status of
Assistant Commissioner for Policy. for the content and format of the annual the study commitment. The report must
[FR Doc. 05–3106 Filed 2–17–05; 8:45 am] progress report. The proposed rule also also provide an explanation of the
clarified the scope of the reporting postmarketing study commitment’s
BILLING CODE 4160–01–S
requirement and the timing for status by describing briefly the
submission of the annual progress postmarketing study commitment’s
reports. The final rule, published in the progress. A postmarketing study
Federal Register of October 30, 2000 (65 commitment schedule is expected to
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8380 Federal Register / Vol. 70, No. 33 / Friday, February 18, 2005 / Notices
include the actual or projected dates for Research (CBER). Information in this postmarketing study commitments
the following items: (1) Submission of report covers any postmarketing study containing proprietary information. It is
the study protocol to FDA; (2) commitment that was made, in writing, FDA policy not to post information on
completion of patient accrual or at the time of approval or after approval the Web site until it has been reviewed
initiation of an animal study; (3) of an application or a supplement to an for accuracy. The numbers published in
completion of the study; and (4) application, including those required this notice cannot be compared with the
submission of the final study report to (e.g., to demonstrate clinical benefit of numbers resulting from searches of the
FDA. The postmarketing study a product following accelerated Web site. This notice incorporates totals
commitment status must be described in approval) and those agreed to with the for all postmarketing study
the annual report according to the applicant. Information summarized in commitments in FDA databases,
following definitions: this report includes the following items: including those undergoing review for
• Pending: The study has not been (1) The number of applicants with open accuracy. The report in this notice is
initiated, but does not meet the criterion (uncompleted) postmarketing updated annually while the Web site is
for delayed; commitments; (2) the number of open updated quarterly (in April, July,
• Ongoing: The study is proceeding postmarketing commitments; (3) the October, and January).
according to or ahead of the original status of open postmarketing
II. Summary of Information From
schedule; commitments as reported in
Postmarketing Study Progress Reports
• Delayed: The study is behind the § 314.81(b)(2)(vii) or § 601.70 annual
original schedule; reports; (4) the status of concluded This report summarizes the status of
• Terminated: The study was ended postmarketing studies as determined by postmarketing commitments as of
before completion, but a final study FDA; and (5) the number of applications September 30, 2004. If a commitment
report has not been submitted to FDA; with open postmarketing commitments did not have a schedule or a
or for which sponsors did not submit an postmarketing progress report was not
• Submitted: The study has been annual report within 60 days of the received, the commitment is categorized
completed or terminated, and a final anniversary date of U.S. approval. according to the most recent
study report has been submitted to FDA. Additional information about information available to the agency.
Databases containing information on postmarketing study commitments Data in table 1 of this document are
postmarketing study commitments are made by sponsors to CDER and CBER numerical summaries generated from
maintained at the Center for Drug are provided on FDA’s Web site at FDA databases. The data are broken out
Evaluation and Research (CDER) and the http://www.fda.gov/cder. Like this according to application type (NDAs/
Center for Biologics Evaluation and notice, the site does not list ANDAs or BLAs).
Applications with Open Postmarketing Commitments with Annual Reports Due but Not Submitted within 60
Days of the Anniversary Date of U.S. Approval 18 (16%) 51 (66%)
1 On October 1, 2003, FDA completed a consolidation of certain products formerly regulated by CBER into CDER. The previous association of
BLA reviews only with CBER is no longer valid; BLAs are now received by both CBER and CDER. Fiscal year statistics for CDER BLA post-
marketing study commitments will continue to be counted under BLA totals in this table.
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