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1. Cartesian Tensors
X 2
X2
V2
V2
V1
e2
e2
V1
e1
X1
e1
X1
base vectors e1 and e2 , as shown in Fig. 1.1. Vector V can be expressed in terms of its components, V1
and V2 , in the X1 and X 2 directions, respectively, as
or simply
V = V1 e1 + V2 e2
(1.1)
V = (V1 ,V2 )
(1.2)
With respect to a new coordinate system X1 X 2 , which has base vectors e1 and e 2 and is obtained by
rotating the X1 X 2 coordinates counter-clockwise at angle (Fig. 1.1), the components of V (or V ) are
V1 and V2 , and the vector can be expressed in terms of these new components as
V = V1e1 + V2e2
or
(1.3)
V = (V1,V2 )
(1.5a)
(1.5b)
(1.4)
From Fig. 1.1 it is easy to see that the relations between the components of V (or V ) in the original
(unprimed) and the new (primed) systems are given by
where cos(X1 , X1 ) is the cosine of the angle between the X 1 and X1 axes, etc. Defining
(1.6)
(1.7)
(1.8)
(1.9)
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THEORY OF ELASTICITY
1. Cartesian Tensors
V1 = a11V1 + a21V2
(1.10a)
V2 = a12 V1 + a22 V2
(1.10b)
Quantities a11 , a12 , a 21 , and a 22 , defined in (1.6) - (1.9), are called the direction cosines.
Equations (1.1) - (1.10) can be easily extended to vectors in three dimensions (3-D), i.e.,
in X coordinates,
V = V1 e1 + V2 e2 + V3 e3 = (V1 , V2 , V3 )
(1.11)
(1.12)
in X coordinates, and the relations between the primed and the unprimed components are
(1.13a)
(1.13b)
(1.13c)
1.2 The Summation Convention
i =1
i =1
i =1
V1 = ai 1Vi , V2 = ai 2 Vi , V3 = ai 3 Vi
(1.14)
V j = aij Vi ;
j = 1,2 ,3
(1.15)
i =1
It is noted that (1.15) represents three equations, one for each value of the subscript j, and within each
equation the summation extends over the range of the repeated subscript i. This equation can be further
simplified, by introducing a summation convention whereby the symbol is redundant, as follows: If a
repeated alphabetic subscript appears in one monomial, an automatic summation over the range of that subscript is
required. By using this convention, we can rewrite (1.15) in the following form:
Vj = aij Vi ; i , j = 1,2,3
(1.16)
It should be noted that the ranges of both subscripts, i and j, must be specified in the equation.
A repeated subscript (a subscript that appears twice in a monomial, such as i in the above
equation) is called a dummy index, whereas a non-repeated subscript (a subscript that appears only once
in a monomial, such as j in the above equation) is called a free index. Since a dummy index merely
indicates summation over its range, it is immaterial which symbol or letter is used, so long as the ranges
of the symbols are the same. Hence, (1.16) can be written as
Vj = a kj Vk ; j , k = 1,2,3
(1.17)
The symbol or letter used for the free index is also arbitrary, so long as the same is used in every
monomial. Therefore, (1.17) or (1.16) can be written as
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THEORY OF ELASTICITY
1. Cartesian Tensors
Vl = aklVk ; k , l = 1,2,3
(1.18)
The rules for an equation written in the indicial (or subscript) form, such as those of (1.16)
(1.18), can be summarized as follows:
An index can only appear either once (a free index) or twice (a dummy index) in a monomial. An index that
appears more than twice in a monomial is not allowed.
A repeated (dummy) index in a monomial automatically requires a summation over its range.
An index that appears only once in one monomial (hence, a free index) must also appear just once in each and
every other monomial in the equation.
1.3. Interpretation of the Free Indices
In a 3-D space, a vector, V , has three components, V1 , V2 , and V3 , and can be written in any of
the following forms:
V = V1 e1 + V2 e 2 + V3 e 3
= (V1 , V2 , V3 )
(1.19)
= Vi ; i = 1,2 ,3
The free index i, ranging from 1 to 3, indicates that Vi has three components. Examples of vector
include velocities, forces, etc. There are also many physical quantities that have less or more than three
components in a 3-D space. For instance, the direction cosines defined previously can be written in the
following array form:
a11
aij = a 21
a 31
a12
a 22
a 32
(1.20)
Thus, aij , which has two free indices, i and j, both ranging from 1 to 3, represents a quantity with nine
components, including every permutation of i = 1, 2, 3 and j = 1, 2, 3. In the form of (1.20), the first index
represents the row number and the second index represents the column number in the array. Similarly,
the expression
Rlmn ; l , m, n = 1,2,3
implies that Rlmn has 27 components in a 3-D space, including every permutation of the three free indices
l, m, and n. It is noted that in a 2-D space, Vi , aij , and Rlmn , with each index ranging from 1 to 2,
represent quantities with two, four, and eight components, respectively.
The free indices need not appear with only one quantity in a monomial. For instance, the
expression Ai Bj has two free indices associated with two quantities, A and B, respectively. Accordingly,
Ai Bj has nine components and can be written in the following array form:
A1 B1
Ai B j = A 2 B1
A 3 B1
A1 B2
A 2 B2
A 3 B2
1 - 3
A1 B3
A2 B3
A3 B3
(1.21)
THEORY OF ELASTICITY
1. Cartesian Tensors
Consider next the quantity Cij Djk . There are two free indices, i and k, and one dummy index, j.
Thus, Cij Djk has nine components, including all permutations of i = 1, 2, 3 and k = 1, 2, 3; each component
is the sum of three terms obtained by summing over the dummy index j. Written in an array form, they
are
C1 j D j 1 C1 j D j 2
C ij D jk = C 2 j D j 1 C 2 j D j 2
C 3 j D j 1 C 3 j D j 2
3
3
C1 j D j 1 C1 j D j 2
j =1
C1 j D j 3 j =1
3
3
C 2 j D j 3 = C 2 j D j 1 C 2 j D j 2
j =1
j =1
C 3 j D j 3 3
3
C D
C3 j Dj2
3j
j1
j =1
j =1
+ C13 D31 C11 D12 + C12 D22 + C13 D32
C1 j D j 3
j =1
3
C 2 j D j 3
j =1
3
C 3 j D j 3
j =1
(1.22)
1.4 The Kronecker Delta
system and as Vi in an X i coordinate system. Since the length, or the magnitude, of a vector, denoted as
2
= V V = V12 + V22 + V32 = V = V V = (V1)2 + (V2 )2 + (V3 )2
(1.23)
Since (1.24) is true for any vector V , it follows, by comparing terms on both sides in (1.24), that
2
2
2
2
2
2
2
2
2
a11
+ a12
+ a13
= 1 ; a21
+ a22
+ a23
= 1 ; a 31
+ a 32
+ a 33
= 1
a11 a21 + a12 a22 + a13 a23 = 0 ; a11 a31 + a12 a32 + a13 a33 = 0 ; a21 a31 + a22 a32 + a23 a33 = 0
(1.24)
(1.25a)
(1.25b)
(1.26a)
(1.26b)
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1. Cartesian Tensors
1 if i = j
0 if i j
(1.27)
ij =
aik a jk = ij ; i , j , k = 1,2,3
(1.28)
In a matrix form, the Kronecker delta ij is actually a 3x3 identity matrix, i.e.,
11 12 13 1 0 0
ij = 21 22 23 = 0 1 0
31 32 33 0 0 1
(1.29)
Vj = aij Vi ; i , j = 1,2,3
(1.16)
Recall (1.16)
which relates the components of a vector V in the X i coordinate system to those in the X i coordinate
system. Multiplying both sides of the equation by a kj and using the relation in (1.28), we have
(1.30)
11V1 + 12 V2 + 13V3 = V1 + 0 + 0 = V1
ki Vi = Vk ; i , k = 1,2,3
(1.31)
Equation (1.31) illustrates the use of the Kronecker delta ij , that is, when one of the two indices
of ij is a dummy index, ij can be eliminated from the expression by changing that dummy index to the
other index in the entire monomial.
akj Vj = Vk ; i , k = 1,2,3
(1.32)
Vj = a ji Vi; i , j = 1,2,3
(1.33)
This is the inverse expression of (1.16) which relates the components of vector V from the X i coordinate
system to the X i coordinate system. By changing again the indices in (1.33) to
Vj = a jk Vk ; j , k = 1,2,3
(1.34)
(1.35)
and substituting it in (1.16), we have
Since both V j and Vk represent components of V in the same coordinate system (i.e., X i system), we
conclude that Vj = Vk if and only if j = k . Therefore,
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THEORY OF ELASTICITY
1. Cartesian Tensors
1 if j = k
aij aik =
i , j , k = 1,2,3
0 if j k
or
(1.36)
1.5 Coordinate Transformation
X2
X 2
e2
e2
e3
X3
e1
e1
e3
X1
X1
X 3
Fig. 1.2 A position vector in two Cartesian coordinate systems
Consider two Cartesian coordinate systems, X i (with base vectors e i ) and X i (with base vectors
ei ), in a 3-D space as shown in Fig. 1.2. The position vector X (or X ) that defines a point P can be
expressed in terms of its components and the base vectors as
X = Xi ei = Xiei
(1.37)
The relations between these two sets of components are given by1
Xj = aij Xi
(1.38)
X j = a ji Xi
(1.39)
X e j = Xi ei e j = Xiei ej = Xi ij = X j
(1.40)
in which the orthonormality of ei , i.e., ei ej = ij , has been employed. Comparing (1.40) with (1.38), we
see that
aij = ei e j
(1.41)
a ji = ei e j
(1.42)
1 Hereafter, unless otherwise specified, the ranges of all the indices are from 1 to 3 in 3-D, and from 1 to 2 in 2-D.
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1. Cartesian Tensors
Thus, once the base vectors of two Cartesian coordinate systems are known, the direction cosines aij (or
a ji ) can be obtained using (1.41) or (1.42) and the transformation of any quantities from one system to
another can be established. Since the dot product of any two vectors is equal to the product of their
lengths times the cosine of the angle between them, and since a base vector has unit length, the fact that
(1.41) or (1.42) results in direction cosines becomes obvious.
The necessary and sufficient conditions to insure that a transformation is reversible and has a
one-to-one correspondence in certain region V of the variables Xi are
(a) The relation given in (1.38) and (1.39) are single-valued, continuous, and possess continuous
first partial derivatives in the region V, and
(b) The Jacobian determinant2, J, does not vanish at any point of the region V, where
a11
a12
J = aij = a21
a22
a13
a23
a31
a32
a33
(1.43)
Coordinate transformations with the properties (a) and (b) described above are called admissible
transformations. If the value of Jacobian determinant is positive everywhere, then a right-hand (left-hand)
set of coordinates is transformed into another right-hand (left-hand) set and the transformation is said to
be proper. If it is negative everywhere, then a right-hand (left-hand) set of coordinates is transformed into
a left-hand (right-hand) set and the transformation is said to be improper.
1.6 Scalars, Vectors, and Tensors
Let Xi and Xi be two sets of Cartesian coordinate systems related by the transformation laws
Xj = aij Xi
(1.44)
Xj = a ji Xi
(1.45)
aij = cos Xi , Xj
(1.46)
A physical quantity is called a scalar, a vector, or a tensor, depending on how the components of the
quantity are defined in the Xi and Xi coordinate systems, and how they are transformed from one
system to the other.
A physical quantity is called a scalar, or a tensor of order zero, if it has one component, say , in the
Xi system and one component, , in the Xi system and if and are numerically equal at the
corresponding points. Thus, if is a scalar, then
(Xi ) = (Xi )
(1.47)
In terms of indicial notation, a scalar has no free index since it has only one component, and its value
remains constant regardless of which reference coordinate system is used. Examples of scalar include the
length of a vector, temperature, energy, etc.
2 It will be shown later that a
ij
= Xi Xj .
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THEORY OF ELASTICITY
1. Cartesian Tensors
A physical quantity is called a vector, or a tensor of order one, if it has three components, say
i , i = 1,2,3 in the Xi system and three components, i, i = 1, 2, 3 , in the Xi system and if the components
j = aiji
(1.48)
j = a jii
(1.49)
It is easy to see that a tensor of order one has one and only one free index. Examples of first-order tensor
include displacements, velocities, forces, etc.
A physical quantity is called a tensor of order two if it has nine components, say tij , i , j = 1, 2 , 3 , in
the Xi system and nine components, tij , i , j = 1, 2 , 3 , in the Xi system and if the components follow the
transformation laws
tij = amianjtmn
(1.50)
tij = aim ajntmn
(1.51)
Examples of second-order tensor, which has two free indices, include stresses and strains.
Similarly, we can define an nth order tensor as a quantity having 3n components in each of the Xi
and Xi systems, denoted as t p1p2 pn and tp1p2 pn , respectively, and the components follow the
transformation laws
tp p p = aq p aq p aq p tq q q
(1.52)
tp p p = ap q ap q ap q tq q q
(1.53)
1 2
1 2
1 1
1 1
2 2
n n
2 2
n n
1 2
1 2
where pi and qi , i = 1, 2 , , n , are subscripts each ranging from 1 to 3 in a 3-D space. We shall show later
in Chapter 4 that material properties, such as Youngs modulus and Poissons ratio, are fourth-order
tensors.
1.7 Vector Operations Using Tensor Notation
Consider two vectors, A and B , in a Cartesian coordinate system. The dot product of the two
vectors is given by
A B = A1B1 + A2 B2 + A3 B3 = Ai Bi
(1.54)
It is noted that there is no free index in the above equation; hence, the dot product of two vectors yields a
scalar, or a tensor of zero order. Next, consider the cross product of the two vectors:
C = A B
(1.55)
C1 = A2 B3 A3 B2 ; C2 = A3 B1 A1B3 ; C3 = A1B2 A2 B1
(1.56)
Ci = ijk Aj Bk
1 - 8
(1.57)
THEORY OF ELASTICITY
1. Cartesian Tensors
ijk = 1
if the numerals taken by any two of the subscripts i, j, and k are unequal and in the
cyclic order of 123, i.e., 123 = 231 = 312 = 1 ;
ijk = 1 if the numerals taken by any two of the subscripts i, j, and k are unequal and in the
reverse cyclic order of 123, i.e., 321 = 213 = 132 = 1 .
ijk = 0
if the numerals taken by any two of the subscripts i, j, and k are equal, i.e., all
components except 123 , 231 , 312 , 321 , 213 , and 132 are equal to zero.
C1 = 111 A1B1 + 112 A1B2 + 113 A1B3 + 121 A2 B1 + 122 A2 B2 + 123 A2 B3 + 131 A3 B1 + 132 A3 B2 + 133 A3 B3
= 0 + 0 + 0 + 0 + 0 + A2 B3 + 0 + ( A3 B2 ) + 0
= A2 B3 A3 B2
Similarly, components C 2 and C 3 can be obtained by letting i = 2 and i = 3 , respectively, in (1.57). It can
be shown that the alternating tensor ijk is a third-order tensor, i.e., it has 27 components and follows the
transformation laws
(1.58)
( )
(1.59)
where, according to the definition of the alternating tensor, ijk = jik = jki .
1.8 Partial Derivatives of Tensors
Recall (1.38)
Xj = aij Xi
(1.38)
X j
Xm
= aij
Xi
= aij im = amj
Xm
(1.60)
1 if i = m
Xi
= im =
Xm
0 if i m
X j
Xm
= a jm
1 - 9
(1.61)
THEORY OF ELASTICITY
1. Cartesian Tensors
Now consider a scalar function, (Xi ) , which remains constant in any coordinate system, i.e.,
(Xi ) = (Xi )
Differentiating the above equation with respect to X j and using (1.61), we have
Xi
=
=
= aij
Xj Xj Xi Xj
Xi
(1.62)
By using the following indicial notation to represent the partial derivative of a quantity:
()
= (), p
X p
,j = aij,i
(1.63)
Based on (1.63), which resembles the transformation law for a first-order tensor, we conclude that ,i is a
first-order tensor, with three components in a 3-D space. One may recall that in vector analysis, the
gradient of a scalar function is indeed a vector, i.e.,
e1 +
e2 +
e3 = (,1 , , 2 , , 3 ) = ,i
X1
X 2
X 3
(1.64)
Next, consider the derivatives of a vector Vi . The transformation law for vectors is given by
Vj = aij Vi
Vj
Xm
= aij
Vi
Vi Xl
V
= aij
= aij alm i
Xm
Xl Xm
Xl
or
(1.65)
i.e., the gradient of a first-order tensor is a second-order tensor. Thus, we conclude that, taking the partial
differentiation of a tensor yields a new tensor one order higher than that of the original one.
Divergence of a vector:
V
V
V
V = 1 + 2 + 3 = Vi ,i (a scalar)
X1 X 2 X 3
(1.66)
Curl of a vector:
V
V = ijk k = ijkVk , j (a vector)
X j
(1.67)
Laplace:
2 = = ,ii (a scalar)
(1.68)
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THEORY OF ELASTICITY
1. Cartesian Tensors
tij = amianjtmn
Bjk = AijkVi
(1.69)
is true regardless of the reference coordinate system, then Aijk is a third-order tensor. The proof is as
follows. Since Bjk is a second-order tensor and Vi is a first-order tensor, we have, by using the tensor
transformation laws and (1.69),
(1.70)
Meanwhile, since the relation given in (1.69) is true in the Xi system also, we have
Vi
Bjk = Aijk
(1.71)
(A
qjk
(1.72)
Equation (1.72) is precisely the transformation law for a third-order tensor. Therefore, Apmn is a third-
order tensor.
1.10 The Theorem of Gauss (Integral Theorem)
Consider a tensor, tijk , defined in a region V bounded by a surface S, as shown in Fig. 1.3. The
V tijk,mdV = S nmtijkdS
(1.73)
where nm is the unit normal vector along the exterior of S. To prove this theorem, we first let m = 1 and
carry out the integration in the X 1 direction for a prism as shown in the figure,
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THEORY OF ELASTICITY
1. Cartesian Tensors
X2
dS
n**
n*
dS * *
X 1*
X 1* *
X1
X3
Fig. 1.3 A prism in region V bounded by surface S.
V tijk,1dV = V
t ijk
X1
dX1 dX 2 dX 3 =
[ t
S ijk
dX 2 dX 3
X1* *
= t ijkdX 2 dX 3 t ijkdX 2 dX 3
X1*
(1.74)
Since dX2 dX3 is the projection area of the prism on the X 2 X3 plane, we have:
dS * cos(n * , e1 ) = dS * n1*
dX 2 dX 3 = * *
**
** **
dS cos(n , e1 ) = dS n1
in the X1 direction
in the + X1 direction
V tijk,1dV = S
Similar expressions can be obtained for m = 2 and m = 3 . Together, they form the Theorem of Gauss,
(1.73).
The Theorem of Gauss can be used to convert a volume integral to a surface integral or vice
versa. When applied to first-order tensors (vectors), the Theorem of Gauss becomes Divergence
Theorem, i.e.,
V ti ,i dV = S ti ni dS
(1.75)
V t dV = St ndS
(1.76)
PROBLEMS
1.1 Given the components of first-order tensors Ai , Bi , and Ci as
A1 = 10
A2 = 15
A3 = 6
B2 = 4
B1 = 3
C1 = 16
B3 = 1
C 3 = 3
C 2 = 12
Evaluate, for i ,
j, k = 1, 2, 3 ,
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THEORY OF ELASTICITY
1. Cartesian Tensors
Given the components of first-order tensors Ai and Ci and a second-order tensor Bij as
1.2
A1 = 2
B11 = 0
B21 = 3
A2 = 3
B12 = 2
B22 = 1
B31 = 6
C1 = 1
B32 = 3
C 2 = 3
A3 = 4
B13 = 2
B23 = 1
B33 = 1
C 3 = 8
)(
(a) Ai B3i , (b) Bj 1C j , (c) Ai BkkC j , (d) Bij kj , (e) Ai C j ij Bkm , (f) AmC j Bkm jk , (g) Ai Bjk Cm ij km
1.3
Given two Cartesian coordinate systems defined by the following two sets of base vectors,
respectively:
e1 = 12 12 0
e3 = 12 12 0
e 2 = (0 0 1)
e1 = (1 0 0)
e2 = 0
1
2
1
2
(
(
e3 = 0
1
2
1
2
)
)
(c) If Fi is a vector whose components in the e i system are (50, 30, 0), find the components of this
[( ) ]
( )
( )
Show that a second-order tensor can be expressed as the sum of a symmetric second-order tensor
and an antisymmetric second-order tensor, i.e.,
tij = tij( S ) + tij( A)
1.6
Show that Aij Bij 0 if Aij is a symmetric second-order tensor and Bij is an antisymmetric second-
1.7
order tensor.
Show that ij = ijk uk is an antisymmetric tensor where ijk is the alternating tensor and uk is a
1.8
ijk Aj Ak = 0
(c)
(d)
ijk imn = jm kn jn km
(e)
1.9
ijk jki
= 0 if j = k or m = n )
= 6 (Hint: Use the identity in (d))
A B C = A C B A B C
) ( ) ( )
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THEORY OF ELASTICITY
1. Cartesian Tensors
T = x12 x2 e1 + 3x1 x3 e2
1.12 Express the following integral theorems in terms of tensor notations in which V, S, and L represent
volume, surface and line, respectively.
(a)
(b)
(c)
(d)
(e)
V dV = SndS
V udV = Sn udS
V udV = Sn udS
S n ( u)dS = Lu dL
2
V dV = S n dS
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THEORY OF ELASTICITY
1. Cartesian Tensors
APPENDIX 1A
The transformations of first- and second-order tensors can be conveniently expressed in the
matrix form. Recall (1.20) and (1.61). Given two Cartesian coordinate systems X i and X i , the direction
cosines can be expressed as
a11
[a] = a21
a31
a12
a13
a23
a33
a22
a32
(1A.1)
in which
aij = cos Xi , Xj =
Xi
Xj
Now consider the transformation of first-order tensors, as given in (1.48) and (1.49),
j = aiji
(1.48)
j = a jii
(1.49)
1
1
i = { } = 2 and i = { } = 2
3
3
(1A.2)
Let
{ } = [a]T { }
(1A.3)
{ }= [a]{ }
(1A.4)
respectively.
tij = amianjtmn
(1.50)
tij = aim ajntmn
(1.51)
Let
t11
tij = [t ] = t 21
t 31
t12
t 22
t 32
t12
t13
t11
t 23 and tij = [t ] = t 21 t 22
t 31 t 32
t 33
t13
t 23
t 33
(1.A.5)
(1A.8)
(1A.9)
respectively.
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