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Rachel
Original
Review
L.
article
Articles
Stocking
Blackwell
Oxford,
Early
EMED
0963-9462
XXX
2007
Medieval
The
UK
Publishing
Author.
Europe
Journal
Ltd
Compilation Blackwell Publishing Ltd
R L. S
336
Rachel L. Stocking
the history and the historians apart.1 Most obviously, the Muslim invasion in 711 created a disjuncture that had implications for understanding not only medieval Iberia but also the nature of modern Hispanidad.
The kingdoms end raised questions about its beginnings as well, carving out a Visigothic period starting with another moment of apparent
disjuncture, the end of Roman Spain, usually dated to 409. 2 This double
disjuncture complicated evaluations of Iberian continuity with both the
ancient and medieval worlds. Ultimately, the investigation of the Visigothic
states inadequacies and medieval continuities helped to undermine its
overarching historiographical dominance. In the mid-twentieth century
historians identied two areas of particular weakness, and attributed to
them profound signicance in the unfolding of Spanish national history:
the incipient privatization of power in noble hands at the expense of
the states public authority (what is now identied as protofeudalism),
and an inherent regional particularism militating against attempts at
unication.3 In the early seventies, Abilio Barbero and Marcelo Vigil
brought those two concepts together, tying institutional feudalization
to regionalized social and economic difference in parts of the northern
peninsula.4 After Francos death in 1975, the oodgates of change were
opened in all elds of Iberian historiography. Over the last thirty years,
new generations of scholars have questioned traditional narratives of
race, nationality, and religious purity, turning increasingly to regional
studies and archaeological research. This historiographical revolution
has raised new questions about the dominance of the seventh-century
1
For discussions of traditional historiography, see Collins, pp. 18; Martin, pp. 1318; Bowes
and Kulikowski, Introduction, pp. 113. A more extended discussion is found in P. Linehan,
History and Historians of Medieval Spain (Oxford, 1993), pp. 194. For one Iberian perspective, see J.M. Herrera Prez, Los Visigodos y el problema de Espaa, Jornadas Internacionales
4, Los Visigodos y su mundo (Madrid, 1998), pp. 17784.
For a recent reconsideration of the effects of the fth-century invasions in Iberia, see M.
Kulikowski, Late Roman Spain and its Cities (Baltimore, 2004), pp. 151214.
For protofeudalism see, for example, C. Snchez Albornoz, En torno a los orgenes del feudalismo (Mendoza, 1942), and El ejrcito visigodo: su protofeudalizacin, Cuadernos de Historia
de Espaa, 434 (1967), pp. 573; L. Garca Moreno, El n del reino visigodo de Toledo.
Decadencia y catstrofe. Una contribucin a su crtica (Madrid, 1975) and more recently, El
estado protofeudal visigodo: precedent y modelo para la Europa carolingia, in J. Fontaine
and Christine Pellistrandi (eds), LEurope hritire de lEspagne wisigothique (Madrid, 1992),
pp. 1743. On inherent Spanish particularism, see R. Gibert, El reino visigodo y el particularismo espaol, Estudios visigodos 1 (Madrid, 1956), pp. 1547. For a discussion of the inuence of this article, see Martin, pp. 824.
A. Barbero and M. Vigil, essays collected in Sobre los orgenes sociales de la Reconquista
(Barcelona, 1974) and La formacin del feudalismo en la pennsula ibrica (Barcelona, 1978);
more recently, see A. Barbero, Conguracin de feudalismo en la pennsula ibrica, in A.
Barbero (ed.), La sociedad visigoda y su entorno histrico (Madrid, 1992), pp. 21928. Although
some of their central premises have been disproven, the inuence of these authors is still
important. See D. Prez Snchez, Las transformaciones de la antigedad tarda en la
pennsula ibrica: Iglesia y scalidad en la sociedad visigoda, Studia Histrica. Historia Antigua 17 (1999), pp. 299318, at pp. 3001; and Martn Viso, pp. 1415.
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337
Bowes and Kulikowski, Introduction, pp. 49; Collins, pp. 34; G. Ripoll Lpez and
I. Velzquez, La Hispania visigoda. Del rey Atalfo a Don Rodrigo (Madrid, 1995), pp. 1011.
For general discussions of recent archaeological research and interpretation, see Bowes
and Kulikowski, Introduction, pp. 1923; M. Kulikowski, Cities and Government in Late
Antique Hispania, in Bowes and Kulikowski, pp. 526; Collins, pp. 174222; Martin, pp. 256;
A. Chavarra Arnau, Villas in Hispania During the Fourth and Fifth Centuries, in Bowes
and Kulikowski, pp. 5212; Kulikowski, Late Roman Spain, passim; Ripoll Lpez and
Velzquez, La Hispania, pp. 89. Of course, the state still gures prominently in Iberian
scholarship, and seventh-century periodizations continue to shape many treatments. See,
for example, Prez Snchez, Las transformaciones; P. Daz and M. Valverde Castro, The
Theoretical Strength and Practical Weakness of the Visigothic Monarchy of Toledo, in
F. Theuws and J. Nelson (eds), Rituals of Power: From Late Antiquity to the Early Middle Ages
(Leiden, 2000), pp. 5993; M. Valverde Castro, Ideologa, simbolismo y ejercicio del poder real
en la monarqua visigoda: un proceso de cambio (Salamanca, 2000); L. Garca Moreno, Legitimate and Illegitimate Violence in Visigothic Law, in G. Halsall (ed.), Violence and Society
in the Early Medieval West (Woodbridge, 1998), pp. 4659; Amancio Isla Frez, El ofcium
palatinum visigodo. En torno regio y poder aristocrtico, Hispania 62:3 (2002), pp. 82347.
The project was co-coordinated by the prominent late antique scholar Javier Arce, with many
Iberian participants in various areas. Two other recent collaborative volumes published in
English have focused on Visigothic subjects: A. Ferreiro (ed.), The Visigoths: Studies in Culture
and Society (Leiden, 1998) and P. Heather (ed.), The Visigoths from the Migration Period to the
Seventh Century (Woodbridge, 1999).
338
Rachel L. Stocking
7
8
9
10
11
12
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339
14
15
16
17
18
Martn Viso, p. 14. See also J. Haldon, The State and the Tributary Mode of Production
(London, 1993); and C. Wickham, The Other Transition: From the Ancient World to
Feudalism, Past and Present 103 (1984), pp. 336.
Martn Viso, pp. 1415.
Including, for instance, the evolution, social role and abandonment of castros and villas
(passim); the signicance of ceramic and visigothic material evidence (pp. 345); and the
repopulation campaigns of the ninth and tenth centuries (pp. 67104).
See, for example, C. Godoy Fernndez, Arqueologa y liturgia. Iglesias hispnicas (ss. IVVII)
(Barcelona, 1995); Ripoll Lpez and Velzquezs La Hispania visigoda is a beautifully illustrated popular example of this trend. For an Iberian discussion of some of the issues involved,
from a primarily archaeological perspective, see J.M. Gurt i Esparraguera, G. Ripoll Lpez
and C. Godoy Fernndez, Topografa de la antigedad tarda hispnica. Reexiones para una
propuesta de trabajo, Antiquite Tardive 2 (1994), pp. 16180.
Martin, pp. 3261.
Martin, pp. 99140.
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Rachel L. Stocking
20
21
22
23
24
25
26
Martin, pp. 8298. She sees Basque particularism during this period as rooted in the poverty
of the region, rather than any differentiated regional identity or culture.
Martin, p. 366.
Martin, p. 26.
Martin, pp. 143203.
Martin, pp. 32170.
Martin, p. 26.
Martin recognizes the complexities caused by the continuing currency of Roman terminology
in early medieval usage, and points out instances of anachronism in authors like Isidore of Seville
(see, for example, p. 150). However, her general posture is to assume une certaine consonance
entre le monde dcrit par les constructions idologique et le monde o celles-ci furent labores
(p. 26), and to identify specic functional denitions in an admittedly uid vocabulary.
Martin, pp. 1516. She locates herself within a scholarship of late antique continuity traced
backwards through Peter Brown and H.I. Marrou to Henri Pirenne. In Visigothic studies,
she identies a line of primarily literary and religious specialists focusing on continuity,
including Jacques Fontaine, J.N. Hillgarth, and the Spanish historians M.C. Daz y Daz and
Jose Orlandis, who see late Roman models at work in sixth- and seventh-century Iberia. Her
emphasis on continuity reected in administrative structures and language would also appear
to align her work with the arguments of Jean Durliat and Elisabeth Magnou-Nortier,
although the kingdoms end in 711 obviates the very long-term continuities envisioned by
those historians.
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341
29
30
31
32
Martin, p. 17.
See, for example, p. 14, where Barbero and Vigils recognition of the Visigothic state as an
inheritance from Rome (or, apparently, their premise of long-term continuity in indigenous
social structures) does not complicate the issue for Martin, since their overall analysis
identies feudalization and regional difference as key aspects of the kingdom, thus making it
intrinsically medieval.
According to Martin, p. 83, Le theme du rgionalisme rencontre en effet des chos
particulirement sonores dans la ralit contemporaine de lEspagne. She cites Gibert, El
reino visigodo, as the fundamental work in this scholarly tendency. See above, n. 3.
Martin, pp. 8694.
On local elites, see Martin, pp. 184203; on oaths, see pp. 35361.
See, for example, Prez Snchez, Las transformaciones; Daz and Valverde, The Theoretical
Strength; J.M. Mnguez Fernndez, Las sociedades feudales, 1. Antecedentes, formacin y expansin (siglos VIXIII) (Madrid, 1994); S. Castellanos, Poder social, aristocracias y hombre santo
en la Hispania visigoda. La Vita Aemiliani de Braulio de Zaragoza (Logroo, 1998); P.C. Daz,
Formas econmicas y sociales del monacato visigodo (Salamanca, 1987), and City and Territory
in Hispania in Late Antiquity, in G.P. Brogiolo, N. Gauthier and N. Christie (eds), Towns
and their Territories between Late Antiquity and the Early Middle Ages (Leiden, 2000). More
recently, see S. Castellanos, The Political Nature of Taxation in Visigothic Spain, EME 12
(2003), pp. 20128.
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Rachel L. Stocking
34
35
36
37
38
39
40
She considers the issue briey in her conclusion, suggesting that in addition to other structural factors, the church may have begun to disengage from its participation in the institutional and ideological functioning of the state. See Martin, pp. 3746.
See Martn Viso, p. 39, where in one sentence he locates the reasons in internal disputes and
social contradictions, with reference to authors describing protofeudalization.
Collins, pp. 2, 140, 253; see also Collins, Mrida and Toledo: 550585, in E. James (ed.),
Visigothic Spain: New Approaches (Oxford, 1980), pp. 189219, at p. 189; and The Arab Conquest of Spain (Oxford, 1989), pp. 69.
Collins, pp. 115 and 140.
Collins, pp. 3840.
Collins, pp. 1423.
See, for example, Collins, pp. 85 and 114.
His primary institutional concern is with royal succession and scal powers. See, for example,
pp. 8191, on reforms under Chindaswinth. See pp. 22339 for a useful discussion of
Visigothic law. He nds Roman continuities here, generally, but stresses the practical
nature of individual laws, nding ideological meaning in the promulgation of entire codes.
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43
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Rachel L. Stocking
and early sixth centuries. Individually, the eleven authors frame their
analyses in response to various previous paradigms. As a group, they
challenge the traditional focus on the seventh century and the Visigothic state, while countering long-held assumptions about fundamental
ruptures with ancient Rome. According to the introduction, the books
unifying alternative paradigm is the insistence that a dialogue between
text and artifact is the only means of fully grasping a complex and
shifting late antique world.44 The authors offer an array of approaches
to this dialogue. For instance, Paul Reynolds, and Carmen FernndezOchoa and Angel Morillo focus on the archaeological, offering technical surveys of evidence of Iberian participation in Mediterranean
trade patterns and urban fortications, respectively. 45 Neil McLynn
and Victoria Escribano both rely heavily on textual sources to discuss
late fourth-century Christian elites.46 Kulikowsis discussion of Iberian
urbanism and Bowess interpretation of Christian villa culture both
urge that material evidence be considered independently from texts;
they each divide their articles into separate sections, accordingly. 47 Most
of the Iberian authors present some form of synthesis; two of the most
successful are Alexandra Chavarra Arnaus archaeologically inclined
look at fourth- and fth-century villas, and Pedro Castillo Maldonados
more textually oriented discussion of Iberian saints cults. 48 Although
there is no sustained discussion of the theory or methodology of
synthesis versus separation in the dialogue between text and artifact,
the collections diversity conveys the dynamic effects of the issue on
developments in the eld.49
The effect of the focus on engaging previous paradigms is more
mixed, however. On one hand, some of the paradigmatic challenges
44
45
46
47
48
49
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345
produce divergent analyses that demonstrate the value of collaboration. Castillo Maldonados interpretation of similarities between saints
cults in Iberia and in other Mediterranean areas, for instance, is aimed
at countering long-standing interpretations of Iberian Christianity as
timelessly unique. Meanwhile, Kim Bowes frames her discussion of
fourth- and fth-century Christian villa culture as a response to recent
Spanish scholarship that she believes has overemphasized similarities
between late antique Iberia and other regions. 50 In addition, Bowess
argument is primarily based on the interpretation of nine Christian
villas, with which she creates a peninsular model for a unique elite
Christian identity and power structure. Yet Chavarra Arnaus look at
the larger Iberian villa culture during that period describes a multitude
of regionally differentiated villas, among which Christian symbols are
not commonly found.51 These multiple perspectives bring out late
antique complexities without demanding too much of the evidence in
support of new paradigms.
On the other hand, although the editors disclaim any single governing orthodoxy,52 the idea of Roman continuity is clearly central to the
project. There are difculties here, and the focus on challenging paradigms may, in fact, muddy the picture at times. As Michael Kulikowski
points out, there is a particularly broad Iberian evidential gap between
the mid-fth and mid-sixth centuries. In arguing fundamental continuity in Iberian political geography and urban life, he criticizes previous
paradigms that have bridged that gap by reading the seventh-century
sources backwards, superimposing seventh-century institutions onto the
fth century, and thus identifying radical changes from the Roman world.53
Instead, he proposes that the only way to accurately assess the rise of the
Spanish Visigothic kingdom under Leovigild, and to explicate the history
of the intervening years, is to work forward from imperial arrangements.54
Rather than presuming a radical transformation in the political geography,
we should posit substantial continuity with Roman political organization.55 Yet other authors in this collection present visions of the
fth century that do involve major transformations some of them
50
51
52
53
54
55
Bowes, p. 191.
Chavarra Arnau, p. 543.
Bowes and Kulikowski, Introduction, p. 24.
Kulikowski, Cities and Government, p. 49.
Kulikowski, Cities and Government, p. 48.
Kulikowski, Cities and Government, p. 49. This perspective, he says, has not been applied
to the later sixth- and seventh-century sources, which are more often read in the retrospective
light of Asturian and high medieval feudalism. Martin, pp. 1516, on the other hand,
believes that studies emphasizing Roman continuity have come to dominate the eld. See
above, n. 26.
346
Rachel L. Stocking
57
58
P. Daz and L. Menndez-Bueyes, The Cantabrian Basin in the Fourth and Fifth Centuries:
From Imperial Province to Periphery, pp. 26598, propose that major disturbances after 409
encouraged the re-politicization of Cantabrian indigenous social structures and ethnic identities,
and the retreat of that area into a peripheral world. F. Lpez Snchez, Coinage, Iconography
and the Changing Political Geography of Fifth-Century Hispania, pp. 487518, proposes a
major geostrategic shift in the peninsula from the importance of the Ebro Valley in the Roman
empire to the emergence of the southern peninsula as a centre, which resulted from imperial
power struggles in the late fourth and early fth centuries. Reynolds, Hispania in the Later Roman
Mediterranean, p. 439, envisages major changes in the interior as a result of the early fthcentury barbarian invasions; Chavarra Arnau, p. 552, minimizes those effects, but acknowledges the need for explanations for changes in villa occupation after the mid-fth century.
See, for example, B. Ward-Perkins, Urban Continuity?, in N. Christie and S.T. Loseby
(eds), Towns in Transition: Urban Evolution in Late Antiquity and the Early Middle Ages
(Altershot, 1996), pp. 417; C. Wickham, The Fall of Rome Will Not Take Place, in B.
Rosenwein and L. Little (eds), Debating the Middle Ages (Oxford, 1998), pp. 4557; J. Nelson,
Rituals of Power: By Way of Conclusion, in Nelson and Theuws (eds), Rituals of Power,
pp. 47785; R. Van Dam, The Pirenne Thesis and Fifth-Century Gaul, in J. Drinkwater
and H. Elton (eds), Fifth-Century Gaul: A Crisis of Identity? (Cambridge, 1992), pp. 32133.
For discussions of the value of this approach in late antique and early medieval studies, with particular
reference to archaeology see, for example, F. Theuws, Introduction, in Nelson and Theuws, Rituals
of Power, pp. 213; H. Williams, Review Article: Rethinking Early Medieval Mortuary Archaeology,
EME 13 (2005), pp. 195217; P. Geary, The Uses of Archaeological Sources for Religious and
Cultural History, in idem, Living with the Dead in the Middle Ages (Ithaca, 1994), pp. 3045.
Review article
347
illustrated by Martins abstract symbolic readings of legal texts, or by treatments of literary culture and religious belief as traditionally conceived. 59
Moreover, as illustrated in many of the works discussed here, scholars
now use archaeology to look not only at the material organization of
communities, but also at the expression and organization of ideology,
power and religious symbolism in architecture and space. 60 Yet we see
relatively little of human communities and individuals in action as the
creators, controllers, receivers, or disputers of meaning and authority. The
problem of sources, of course, in many ways determines this situation
the evidential gap between the mid-fth and mid-sixth centuries is
followed by a seventh-century outpouring of normative sources that dwarfs
the tiny selection of narrative histories, saints Lives, or other depictions
of individual people in action in their communities. 61 In the study of late
antique and early medieval Iberia, however, it may also be that historians
dependence on paradigms and models to frame debates and dene
questions connes conceptions of culture more than in other elds.62
59
60
61
62
For symbolic and ideological readings, see also S. Castellanos, The Signicance of Social
Unanimity in a Visigothic Hagiography: Keys to an Ideological Screen, Journal of Early
Christian Studies 11:3 (2003), pp. 387419; and Valverde Castro, Ideologa, simbolismo, among
many others. Ideology and literary culture are central to many French analyses, beginning
with the works of J. Fontaine, most recently, Isidore de Sville. Gense et originalit de la
culture hispanique au temps des Wisigoths (Turnhout, 2001); and his students, including S.
Teillet, Des Goths la nation gothique (Paris, 1984); M. Reydellet, La royaut dans la littrature
latine de Sidoine Apollinare Isidore de Sville (Rome, 1981); P. Cazier, Isidore de Sville et la
naissance de lEspagne catholique (Paris, 1984). See also J.N. Hillgarth, Coins and Chronicles:
Propaganda in Sixth-Century Spain and the Byzantine Background, Historia 15 (1966),
pp. 483508, and Historiography in Visigothic Spain, Settimane 17 (Spoleto, 1970), pp. 261
311, both reprinted in Visigothic Spain, Byzantium, and the Irish (London, 1985).
See, for example, Godoy Fernndez, Arqueologa y liturgia; Gurt i Esparraguera, Ripoll Lpez
and Godoy Fernndez, Topografa; Chavarra Arnau, Villas in Hispania; G. Ripoll Lpez
and J. Gurt I Esparraguera (eds), Sedes regia (ann. 400 800) (Barcelona, 2000).
For a discussion of the relationship between the normative sources emanating from the
kingdoms centre and life in local communities, see R. Stocking, Bishops, Councils, and
Consensus in the Visigothic Kingdom, 589 633 (Ann Arbor, 2000), pp. 1216.
For example, in scholars treatment of ethnic and religious identity. Collins, pp. 17486 and
23946, is overly critical in his assessment of current Spanish scholarship on ethnic identity,
but some historians tracing changes in ethnicity do rely on models of relatively homogeneous
and dichotomized cultural groups and mechanical processes of acculturation; for example,
Ripoll Lpez and Velzquez, La Hispania visigoda, pp. 1627 and 76102. Others present
culture and identity in terms of the retention of unaltered survivals; for example, L. Garca
Moreno, Gothic Survivals in the Visigothic Kingdom of Toulouse and Toledo, Francia 21:1
(1994), pp. 115. Some considerations of religious identity also tend towards essentializing
conceptions of culture, particularly in regards to the position of Jews in the kingdom: for
example, A. Riesco Terrero, El problema judo en la mente de tres importantes personajes del
siglo VII: un papa, un obispo espaol y un rey visigodo, Espacio, tiempo y forma, Serie II,
Historia antiqua 6 (1993), pp. 585603; L. Garca Moreno, Los Judios de la Espaa Antigua. Del
primer encuentro al primer repudio (Madrid, 1993), passim; Ripoll Lpez and Velzquez, La
Hispania visigoda, pp. 4852. See R. Gonzlez-Salinero, Catholic Anti-Judaism in Visigothic
Spain, in Ferreiro (ed.), The Visigoths, pp. 123501. See also Gonzlez Salinero, Las conversiones forzosas de los judios en el reino Visigodo (Rome, 2000) and W. Drews, The Unknown
Neighbor: The Jew in the Thought of Isidore of Seville (Leiden, 2006).
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Rachel L. Stocking
While those tools of analysis can help bridge evidential gaps and bring
analytical order to a complex and shifting world, they can also place
overwhelming explanatory weight on the few historical people hiding
in the inadequate source base, and restrict interpretations that might
bring them out in less rigidly constructed ways. 63
The relative rigidity of the eld is not a characteristic found only in
works by Iberian scholars. As we have seen, some non-Iberians dene
their own approaches largely in response to traditional Iberian historiography, constructing alternative paradigms that can also place too
much burden on far too little evidence, thereby leaving little room for
human inconsistency and culture. While it is essential that Iberianists
from outside Iberia be aware of the traditions informing the historical
debates they enter, those previous paradigms should not be given more
lasting weight than they actually have. Iberian historians should be under
no greater obligation than non-Iberians to demonstrate their independence from outmoded or politically based concepts and constructs. Multiple
perspectives can bring growth to the eld, but that growth should
include increasing perspectival consciousness on everyones part. Maybe
if we loosen the constraints of our constructs and critiques a bit so that
we can engage alternative visions and absorb what they have to offer,
perhaps we can set some of those historical people free from their
evidential and analytical prisons, or at least make the eld a little more
inviting to new participants and their differing perspectives.
Southern Illinois University Carbondale
63
There are signs that Iberian approaches to cultural history are changing, including in some
of the works considered here. See also S. Castellanos, Poder social; and his latest work, which
I have not yet been able to consult, La hagiografa visigoda. Dominio social y proyeccin cultural
(Logroo, 2004).