Академический Документы
Профессиональный Документы
Культура Документы
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at http://www.jstor.org/page/
info/about/policies/terms.jsp
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content
in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship.
For more information about JSTOR, please contact support@jstor.org.
University of Pennsylvania Law Review is collaborating with JSTOR to digitize, preserve and extend access to The American
Law Register (1852-1891).
http://www.jstor.org
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions
THE
AMERICAN
LAW
REGISTER.
1886.
DECEMBER
THE
I. Reasons
PRINCIPLE
and Importance
OF
STARE
of the
DECISIS.
Rule.?The
policy of the
courts, and the principle upon which rests the authority of judicial
decisions as precedents in subsequent litigations, is embodied in the
abide by the pre?
maxim, Stare decisis et non quieta movere?to
Its meaning is, that
and not to disturb settled points.
when a point of law has been once solemnly and necessarily settled
by the decision of a competent court, it will no longer be considered
or to a new ruling, by the same tribunal or
open to examination,
those which are bound to follow its adjudications.
The reasons
which underlie this rule are stated by Chancellor Kent, in a much
" A solemn
quoted passage from the Commentaries, as follows:
decision upon a point of law, arising in any given case, becomes an
authority in a like case, because it is the highest evidence which we
cedents
can have of the law applicable to the subject, and the judges are
bound to follow that decision so long as it stands unreversed, unless
it can be shown that the law was misunderstood
or misapplied in
If a decision has been made upon solemn
that particular case.
and
mature
deliberation, the presumption is in favor of its
argument
and
the community have a right to regard it as a just
correctness;
declaration or exposition of the law, and to regulate their actions
It would, therefore, be extremely inconvenient
and contracts by it.
to the public, if precedents were not duly regarded and implicitly
It is by the notoriety and stability of such rules that
followed.
men can give safe advice to those who consult them;
professional
Vol. XXXIV.?94
(745)
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions
746
and people in general can venture with confidence to buy and trust,
and to deal with each other.
If judicial decisions were to be lightly
we should disturb and unsettle
When
uncertainty
Wms. 452;
3 B. & Ad.
Parsons, 13
v. Achison,
weighed
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions
747
can
not be attained
certainly
by a
of
of stare decisis.
Our past history
principle
disregard
declares this truth with unmistakable
voice.
For, to appreciate its value, we have only to reflect how seriously the pro?
federalism would have been retarded if the
gress of American
put upon the Constitution by the Supreme Court, in
interpretations
the formative period of our national career, had been thought open
to contradiction by any and every court.
Hence, in the construc?
tion of statutes and the organic law, whether of a State or of the
desideratum,
objects
the
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions
748
II. Proper
Limitations
op the Doctrine.?The
principle of
stare decisis is subject to certain necessary and proper limitations,
which, on the one hand, secure and enhance its practical utility,
and on the other hand, prevent its abuse.
The more important of
these limitations
will be discussed
in order.
1. Overruled Cases.?If
a decision has been expressly overruled,
either by the same court which rendered it, or by a court exercising
it can of course no longer be cited as a pre?
appellate jurisdiction,
cedent. The latest utterance of the court, on any given point of law,
constitutes the authority which is not to be departed from without
cause.
overruled by necessary
in
it would be necessary
a
But
here
implication
subsequent case.
to show beyond reasonable cavil, that the two authorities were really
and necessarily inconsistent rulings on a state of facts substantially
identical.
An exception, however, would probably be made in the
case of a single decision, probably erroneous, which should overrule
a series of previous authorities or unsettle the established principles
See Aud v. Magruder, 10 Cal.
of commercial or statutory law.
And if a rule of law has been changed by legislative enact?
ment, the authorities which announced it are of course stripped of
all binding force : Lemp v. Hastings, 4 Greene (Iowa) 448.
282.
2. Two
Extrernes
to
be
avoided. ?"
That
doctrine,"
says
"
J., speaking of the rule under consideration,
though
incapable of being expressed by any sharp and rigid definition, and
therefore incapable of becoming an institute of positive law, is
But
among the most important principles of good government.
Lowrie,
all such principles, in its ideal it presents its medial and its
defined by the negation of
aspects, and is approximately
that
The
conservatism
would make the instance of
its extrernes.
to-day, the rule of to-morrow, and thus east society in the rigid
like
extreme
wholesome
revealed
one.
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions
749
Not
views, pursuits and customs that are caused by, and that indicate
an advancing civilization;
not as indurating, and thus deadening
the forms that give expressions to the living spirit; not as enforcing
'
' the traditions of the
'
elders,' when they make void the law in
its true sense; nor as fixing all opinions that have ever been probut as yielding to them the
by official functionaries;
which
their
official
character
demands, and which all good
respect
education enjoins :" Callender v. Keystone Mut. Life Ins. Co., 23
Penn. St. 474.
nounced
if a decision
authorities.
This point
4. Isolated Cases.?A
single decision upon any given point of
law is not regarded as conclusive as a precedent in the same degree
that a series of decisions upon that point would be : Duff v. Fisher,
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions
750
And
15 Cal. 375; Wells on Res Adjudicata,
sects. 589, 599.
the Supreme Court of California declares that the doctrine of stare
decisis will lead it to conform to a principle of mercantile law estab?
lished all over the world, rather than to follow a decision of its own
made a few years before, which is a very decided and probably
10
Aud v. Magruder,
injudicious innovation upon that principle:
Cal. 282.
maxim stare decisis contemplates
5. Obiter Dieta.?The
only
such points as are actually involved and determined in a case, and
not what is said by the court or judge outside of the record, or on
points not necessarily involved therein. Such expressions, being obiter
6 Wheat
dieta, do not become precedents : Cohens v. Virginia,
399; Ex parte Christy, 3 How. 322, dissenting opinion of Catron,
Thus Mr. Justice Curtis
7 How. 612.
J.; Peck v. Jenness,
observes : " If the construction put by the court of a state upon one
of its statutes was not a matter in judgment, if it might have been
decided either way without affecting any right brought into question,
then, according to the principles of the common law, an opinion on
To make it so, there must have
such a question is not a decision.
been an application of the judicial mind to the precise question
and decide
necessary to be determined to fix the rights of the parties
Carroll v. Carroll,
to whom the property in contestation belongs:"
But this limitation is itself to be taken with a lim?
16 How. 286.
Thus, although a point may not have been fully argued,
it cannot be considered obiter
yet the decision of the court upon
dictum, when the question was directly involved in the issues of law
raised by demurrer, and the mind of the court was directly drawn
to and distinctly expressed upon the subject: Michael v. Morey, 26
Md. 239; Alexander v. Worthington, 5 Id. 488 ; Wells on Res
of opinion on a point
So an expression
sect. 582.
Adjudicata,
involved in a case, argued by counsel, and deliberately passed upon
obiter dietum, although not essential
by the court, is not necessarily
60 Wis. 264.
to the disposition of the case : Buchner v. Railroad,
two
record
the
points upon the merits in
fairly presents
Thus, when
court
the
which
of
might rest its deci?
a case, upon either
appellate
without
decides
indicating that it
both,
sion, and the court actually
than the other,
rather
one
is intended to rest the judgment
upon
: Starr
dictum
obiter
as
the decision upon neither can be regarded
decisions
And when judicial
may fairly
v. Stark, 2 Sawyer 603.
be presumed to have been acted upon as a rule of property, they
itation.
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions
751
involved and
should be upheld, not only as to points necessarily
decided, but also as to the principles declared to have been estab?
lished by them in subsequent cases; Matheson v. Hearin, 29 Ala. 210.
6. Illustration
be construed
and Arguments.?The
language ofa decision is to
not as a statement of abstract propositions without
limitation, but in connection with the particular facts of the case and
the specific matters had in view when the language was used, and
when applied to an essentially different state of facts, is to be under?
stood as subject by implication to many limitations and restrictions
not expressly stated : Eolcomb v. Bonnell, 32 Mich. 6; Pass v.
it is not enough to satisfy
McRae, 36 Miss. 143.
Consequently,
the maxim that the particular doctrine or rule for which an autho?
rity is cited is mentioned or formulated in it. The process of reason?
ing, the illustrations,
arguments, analogies, or references found in
the opinion of the court are not authority or precedent, but
only the
in the specific case and which are decided
by the
v. Commissioners, 44 Ind. 524; Wells,
op cit., sects.
But such illustrations and arguments
583, 584.
may be, and fre?
quently are, used to show the grounds on which a doctrine rests, or
to differentiate the particular authority from another case or line of
points
court:
arising
Lucas
cases.
III.
The
Rule
as between
Different
Courts
of the Same
of
the
court
of
last
in
opinions
resort,
any state, upon
the points in judgment,
presented and passed upon in the cases
brought before it, are the law of the land until overruled, and
inferior courts are bound to obey them :
v. Lum,
Attorney-General
2 Wis. 507.
The opinion of a Nisi Prius court,
though, perhaps,
admissible as persuasive evidence of the
principle contended for, is
of course, not binding as a precedent
upon the appellate court; ex?
cept in one instance, viz.: that the Supreme Court will adopt the con?
struction placed by an inferior court
upon its own rules of practice :
Mix v. Chandler, 44 111. 174.
The decisions of the chief
appel?
late court of a territory, before its erection into a
state, or of the
Supreme Court of a state prior to the adoption of a new constitu?
tion, will be recognised and followed by its successor under the new
system, unless manifestly erroneous : Doolittle v. Shelton, 1 Greene
(Ia.) 272; Emery v. Beed, 65 Cal. 351.
Two or more decisions
on
the
same
made
concurring
point,
by the co-ordinate branches of
the same court, in different
districts, should be recognised as preceState.?The
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions
752
follow
the decisions
to the doctrines
the federal
own construction upon it; for example, when the act in question is
objected to as contravening the constitutional prohibition of legisla?
tion impairing the obligation of contracts, the court will ascertain
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions
753
decisions
state
by the
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions
754
been
suggested,
law is national
with much
to an increase
made
States.?Rulings
under a similar legal system, prevailing in another state, may be
cited and respected for their reasons, but are not necessarily to be
V. As between
Courts
of Different
Value
of the
English
Decisions.?"
Great
Britain
and
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions
755
diction, the common law rule of the case will not be disregarded
and a new rule created, merely because the English judges have
frequently regretted the adoption of the rule; such a course would
Johnson v. Fall, 6
be an usurpation of power by the judiciary:
Cal. 359.
of one State Re-enacted
in another.?Where
VII. Statutes
a particular statute or clause of the constitution has been adopted in
one state from the statutes or constitution of another, after a judi?
cial construction had been put upon it in such last-mentioned
state,
it is but just to regard the construction
as having been adopted
along with the words, and all the mischiefs of disregarding
prece?
dents would follow as legitimately
monwealth v. Hartnett, 3 Gray
But
226; Cooley, op. cit. 52.
the prior decision construing
the law must be inflexibly followed,
since the circumstances in the state adopting it may be so different
as to require a different construction:
Little v. Smith, 4 Seam.
Property
Decisions.?There
settlement of which
Rights
are
not to be Disturbed
some
questions
by Reversal
established
under such
attempting to overturn
the previous authorities
3 Wis. 609; Rockhill
29 Id. 469;
Field
v.
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions
756
history,
of the lia?
757
40 Cal. 671;
Affirmance
deliberations
53 Ind. 365.
Dodge v. Gaylord,
by
Divided
Court.?Where
Equally
of the appellate court result in an affirmance
the
of the
v. Goold,
11 N.
Y. 285;
Bridge
v.
Johnson,
5 Wend.
342.
H. Campbell
Black.
Williamsport, Pa.
RECENT
ENGLISH
House
DECISIONS,
of Lords.
ABRATH v. NORTHEASTERN
RAILWAY
COMPANY.
This content downloaded from 177.235.207.241 on Wed, 07 Oct 2015 15:17:26 UTC
All use subject to JSTOR Terms and Conditions