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AcuteRespiratoryDistressSyndrome:Background,Pathophysiology,Etiology

AcuteRespiratoryDistressSyndrome
Author:EloiseMHarman,MDChiefEditor:MichaelRPinsky,MD,CM,Dr(hc),FCCP,MCCMmore...
Updated:Sep14,2015

Background
SinceWorldWarI,ithasbeenrecognizedthatsomepatientswithnonthoracicinjuries,severepancreatitis,massive
transfusion,sepsis,andotherconditionsdeveloprespiratorydistress,diffuselunginfiltrates,andrespiratoryfailure,
sometimesafteradelayofhourstodays.Ashbaughetaldescribed12suchpatientsin1967,usingthetermadult
respiratorydistresssyndrometodescribethiscondition. [1]
Beforeresearchintothepathogenesisandtreatmentofthissyndromecouldproceed,itwasnecessarytoformulate
acleardefinitionofthesyndrome.Suchadefinitionwasdevelopedin1994bytheAmericanEuropeanConsensus
Conference(AECC)onacuterespiratorydistresssyndrome(ARDS). [2]Thetermacuterespiratorydistress
syndromewasusedinsteadofadultrespiratorydistresssyndromebecausethesyndromeoccursinbothadults
andchildren.
Beforeresearchintothepathogenesisandtreatmentofthissyndromecouldproceed,itwasnecessarytoformulate
acleardefinitionofthesyndrome.Suchadefinitionwasdevelopedin1994bytheAmericanEuropeanConsensus
Conference(AECC)onacuterespiratorydistresssyndrome(ARDS). [2]Thetermacuterespiratorydistress
syndromewasusedinsteadofadultrespiratorydistresssyndromebecausethesyndromeoccursinbothadults
andchildren.ARDSwasrecognizedasthemostsevereformofacutelunginjury(ALI),aformofdiffusealveolar
injury.TheAECCdefinedARDSasanacuteconditioncharacterizedbybilateralpulmonaryinfiltratesandsevere
hypoxemiaintheabsenceofevidenceforcardiogenicpulmonaryedema.Theseverityofhypoxemianecessaryto
makethediagnosisofARDSwasdefinedbytheratioofthepartialpressureofoxygeninthepatientsarterialblood
(PaO2)tothefractionofoxygenintheinspiredair(FIO2).ARDSwasdefinedbyaPaO2/FIO2ratiooflessthan
200,andinALI,lessthan300.
Thisdefinitionwasfurtherrefinedin2011byapanelofexpertsandistermedtheBerlindefinitionofARDS. [3]
ARDSisdefinedbytiming(within1wkofclinicalinsultoronsetofrespiratorysymptoms)radiographicchanges
(bilateralopacitiesnotfullyexplainedbyeffusions,consolidation,oratelectasis)originofedema(notfullyexplained
bycardiacfailureorfluidoverload)andseveritybasedonthePaO2/FIO2ratioon5cmofcontinuouspositive
airwaypressure(CPAP).The3categoriesaremild(PaO2/FIO2200300),moderate(PaO2/FIO2100200),and
severe(PaO2/FIO2100).
GotoBarotraumaandMechanicalVentilationandPediatricAcuteRespiratoryDistressSyndromeforcomplete
informationonthesetopics.

Pathophysiology
ARDSisassociatedwithdiffusealveolardamage(DAD)andlungcapillaryendothelialinjury.Theearlyphaseis
describedasbeingexudative,whereasthelaterphaseisfibroproliferativeincharacter.
EarlyARDSischaracterizedbyanincreaseinthepermeabilityofthealveolarcapillarybarrier,leadingtoaninflux
offluidintothealveoli.Thealveolarcapillarybarrierisformedbythemicrovascularendotheliumandtheepithelial
liningofthealveoli.Hence,avarietyofinsultsresultingindamageeithertothevascularendotheliumortothe
alveolarepitheliumcouldresultinARDS.
Themainsiteofinjurymaybefocusedoneitherthevascularendothelium(eg,sepsis)orthealveolarepithelium
(eg,aspirationofgastriccontents).Injurytotheendotheliumresultsinincreasedcapillarypermeabilityandtheinflux
ofproteinrichfluidintothealveolarspace.
Injurytothealveolarliningcellsalsopromotespulmonaryedemaformation.Twotypesofalveolarepithelialcells
exist.TypeIcells,whichmakeup90%ofthealveolarepithelium,areinjuredeasily.DamagetotypeIcellsallows
bothincreasedentryoffluidintothealveolianddecreasedclearanceoffluidfromthealveolarspace.
TypeIIalveolarepithelialcellsarerelativelymoreresistanttoinjury.However,typeIIcellshaveseveralimportant
functions,includingtheproductionofsurfactant,iontransport,andproliferationanddifferentiationintotypelcells
aftercellularinjury.DamagetotypeIIcellsresultsindecreasedproductionofsurfactantwithresultantdecreased
complianceandalveolarcollapse.Interferencewiththenormalrepairprocessesinthelungmayleadtothe
developmentoffibrosis.
NeutrophilsarethoughttoplayakeyroleinthepathogenesisofARDS,assuggestedbystudiesofbronchoalveolar
lavage(BAL)andlungbiopsyspecimensinearlyARDS.Despitetheapparentimportanceofneutrophilsinthis
syndrome,ARDSmaydevelopinprofoundlyneutropenicpatients,andinfusionofgranulocytecolonystimulating
factor(GCSF)inpatientswithventilatorassociatedpneumonia(VAP)doesnotpromoteitsdevelopment.Thisand
otherevidencesuggeststhattheneutrophilsobservedinARDSmaybereactiveratherthancausative.
Cytokines(tumornecrosisfactor[TNF],leukotrienes,macrophageinhibitoryfactor,andnumerousothers),along
withplateletsequestrationandactivation,arealsoimportantinthedevelopmentofARDS.Animbalanceof
proinflammatoryandantiinflammatorycytokinesisthoughttooccurafteranincitingevent,suchassepsis.
EvidencefromanimalstudiessuggeststhatthedevelopmentofARDSmaybepromotedbythepositiveairway
pressuredeliveredtothelungbymechanicalventilation.Thisistermedventilatorassociatedlunginjury(VALI).
ARDSexpressesitselfasaninhomogeneousprocess.Relativelynormalalveoli,whicharemorecompliantthan
affectedalveoli,maybecomeoverdistendedbythedeliveredtidalvolume,resultinginbarotrauma(pneumothorax
andinterstitialair).AlveolialreadydamagedbyARDSmayexperiencefurtherinjuryfromtheshearforcesexerted
bythecycleofcollapseatendexpirationandreexpansionbypositivepressureatthenextinspiration(socalled
volutrauma).
Inadditiontothemechanicaleffectsonalveoli,theseforcespromotethesecretionofproinflammatorycytokines
withresultantworseninginflammationandpulmonaryedema.Theuseofpositiveendexpiratorypressure(PEEP)
todiminishalveolarcollapseandtheuseoflowtidalvolumesandlimitedlevelsofinspiratoryfillingpressures
appeartobebeneficialindiminishingtheobservedVALI.
ARDScausesamarkedincreaseinintrapulmonaryshunting,leadingtoseverehypoxemia.AlthoughahighFIO2is

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AcuteRespiratoryDistressSyndrome:Background,Pathophysiology,Etiology

requiredtomaintainadequatetissueoxygenationandlife,additionalmeasures,likelungrecruitmentwithPEEP,
areoftenrequired.Theoretically,highFIO2levelsmaycauseDADviaoxygenfreeradicalandrelatedoxidative
stresses,collectivelycalledoxygentoxicity.Generally,oxygenconcentrationshigherthan65%forprolongedperiods
(days)canresultinDAD,hyalinemembraneformation,and,eventually,fibrosis.
ARDSisuniformlyassociatedwithpulmonaryhypertension.Pulmonaryarteryvasoconstrictionlikelycontributesto
ventilationperfusionmismatchandisoneofthemechanismsofhypoxemiainARDS.Normalizationofpulmonary
arterypressuresoccursasthesyndromeresolves.Thedevelopmentofprogressivepulmonaryhypertensionis
associatedwithapoorprognosis.
TheacutephaseofARDSusuallyresolvescompletely.Lesscommonly,residualpulmonaryfibrosisoccurs,inwhich
thealveolarspacesarefilledwithmesenchymalcellsandnewbloodvessels.Thisprocessseemstobefacilitated
byinterleukin(IL)1.Progressiontofibrosismaybepredictedearlyinthecoursebythefindingofincreasedlevelsof
procollagenpeptideIII(PCPIII)inthefluidobtainedbyBAL.Thisandthefindingoffibrosisonbiopsycorrelate
withanincreasedmortalityrate.

Etiology
MultipleriskfactorsexistforARDS.Approximately20%ofpatientswithARDShavenoidentifiedriskfactor.ARDS
riskfactorsincludedirectlunginjury(mostcommonly,aspirationofgastriccontents),systemicillnesses,and
injuries.ThemostcommonriskfactorforARDSissepsis.
Giventhenumberofadultstudies,majorriskfactorsassociatedwiththedevelopmentofARDSincludethe
following:
Bacteremia
Sepsis
Trauma,withorwithoutpulmonarycontusion
Fractures,particularlymultiplefracturesandlongbonefractures
Burns
Massivetransfusion
Pneumonia
Aspiration
Drugoverdose
Neardrowning
Postperfusioninjuryaftercardiopulmonarybypass
Pancreatitis
Fatembolism
GeneralriskfactorsforARDShavenotbeenprospectivelystudiedusingthe1994EACCcriteria.However,several
factorsappeartoincreasetheriskofARDSafteranincitingevent,includingadvancedage,femalesex(notedonly
intraumacases),cigarettesmoking, [4]andalcoholuse.Foranyunderlyingcause,increasinglysevereillnessas
predictedbyaseverityscoringsystemsuchastheAcutePhysiologyAndChronicHealthEvaluation(APACHE)
increasestheriskofdevelopmentofARDS.

Geneticfactors
AstudybyGlavanetalexaminedtheassociationbetweengeneticvariationsintheFASgeneandALI
susceptibility.ThestudyidentifiedassociationsbetweenfoursinglenucleotidepolymorphismsandincreasedALI
susceptibility. [5]FurtherstudiesareneededtoexaminetheroleofFASinALI.

Epidemiology
TheincidenceofARDSvarieswidely,partlybecausestudieshaveuseddifferentdefinitionsofthedisease.
Moreover,todetermineanaccurateestimateofitsincidence,allcasesofARDSinagivenpopulationmustbe
foundandincluded.Althoughthismaybeproblematic,recentdataareavailablefromtheUnitedStatesand
internationalstudiesthatmayclarifythetrueincidenceofthiscondition.

UnitedStatesstatistics
Inthe1970s,whenaNationalInstitutesofHealth(NIH)studyofARDSwasbeingplanned,theestimatedannual
frequencywas75casesper100,000population.Subsequentstudies,beforethedevelopmentoftheAECC
definitions,reportedmuchlowerfigures.Forexample,astudyfromUtahshowedanestimatedincidenceof4.88.3
casesper100,000population.
DataobtainedmorerecentlybytheNIHsponsoredARDSStudyNetworksuggestthattheincidenceofARDSmay
actuallybehigherthantheoriginalestimateof75casesper100,000population.Aprospectivestudyusingthe1994
AECCdefinitionwasperformedinKingCounty,Washington,fromApril1999throughJuly2000andfoundthatthe
ageadjustedincidenceofALIwas86.2per100,000personyears. [6]Incidenceincreasedwithage,reaching306per
100,000personyearsforpeopleinaged7584years.
Onthebasisofthesestatistics,itisestimatedthat190,600casesexistintheUnitedStatesannuallyandthatthese
casesareassociatedwith74,500deaths.

Internationalstatistics
Thefirststudytousethe1994AECCdefinitionswasperformedinScandinavia,whichreportedannualratesof17.9
casesper100,000populationforALIand13.5casesper100,000populationforARDS. [7]

Agerelateddifferencesinincidence
ARDSmayoccurinpeopleofanyage.Itsincidenceincreaseswithadvancingage,rangingfrom16casesper
100,000personyearsinthoseaged1519yearsto306casesper100,000personyearsinthosebetweentheages
of75and84years.Theagedistributionreflectstheincidenceoftheunderlyingcauses.

Sexrelateddifferencesinincidence
ForARDSassociatedwithsepsisandmostothercauses,nodifferencesintheincidencebetweenmalesand
femalesappeartoexist.However,intraumapatientsonly,theincidenceofthediseasemaybeslightlyhigher
amongfemales.

Prognosis
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Untilthe1990s,moststudiesreporteda4070%mortalityrateforARDS.However,2reportsinthe1990s,one
fromalargecountyhospitalinSeattleandonefromtheUnitedKingdom,suggestedmuchlowermortalityrates,in
therangeof3040%. [8,9]Possibleexplanationsfortheimprovedsurvivalratesmaybebetterunderstandingand
treatmentofsepsis,recentchangesintheapplicationofmechanicalventilation,andbetteroverallsupportivecare
ofcriticallyillpatients.
NotethatmostdeathsinARDSpatientsareattributabletosepsis(apoorprognosticfactor)ormultiorganfailure
ratherthantoaprimarypulmonarycause,althoughtherecentsuccessofmechanicalventilationusingsmallertidal
volumesmaysuggestaroleoflunginjuryasadirectcauseofdeath.
MortalityinARDSincreaseswithadvancingage.ThestudyperformedinKingCounty,Washington,foundmortality
ratesof24%inpatientsbetweenages15and19yearsand60%inpatientsaged85yearsandolder.Theadverse
effectofagemayberelatedtounderlyinghealthstatus.
Indicesofoxygenationandventilation,includingthePaO2/FIO2ratio,donotpredicttheoutcomeorriskofdeath.
Theseverityofhypoxemiaatthetimeofdiagnosisdoesnotcorrelatewellwithsurvivalrates.However,thefailure
ofpulmonaryfunctiontoimproveinthefirstweekoftreatmentisapoorprognosticfactor.
Peripheralbloodlevelsofdecoyreceptor3(DcR3),asolubleproteinwithimmunomodulatoryeffects,independently
predict28daymortalityinARDSpatients.InastudycomparingDcR3,solubletriggeringreceptorexpressedon
myeloidcells(sTREM)1,TNFalpha,andIL6inARDSpatients,plasmaDcR3levelsweretheonlybiomarkerto
distinguishsurvivorsfromnonsurvivorsatalltimepointsinweek1ofARDS. [10]NonsurvivorshadhigherDcR3
levelsthansurvivors,regardlessofAPACHEIIscores,andmortalitywashigherinpatientswithhigherDcR3levels.
Morbidityisconsiderable.PatientswithARDSarelikelytohaveprolongedhospitalcourses,andtheyfrequently
developnosocomialinfections,especiallyventilatorassociatedpneumonia(VAP).Inaddition,patientsoftenhave
significantweightlossandmuscleweakness,andfunctionalimpairmentmaypersistformonthsafterhospital
discharge. [11]
Severediseaseandprolongeddurationofmechanicalventilationarepredictorsofpersistentabnormalitiesin
pulmonaryfunction.SurvivorsofARDShavesignificantfunctionalimpairmentforyearsfollowingrecovery.
Inastudyof109survivorsofARDS,12patientsdiedinthefirstyear.In83evaluablesurvivors,spirometryandlung
volumeswerenormalat6months,butdiffusingcapacityremainedmildlydiminished(72%)at1year. [11]ARDS
survivorshadabnormal6minutewalkingdistancesat1year,andonly49%hadreturnedtowork.Theirhealth
relatedqualityoflifewassignificantlybelownormal.However,nopatientremainedoxygendependentat12
months.Radiographicabnormalitieshadalsocompletelyresolved.
Astudyofthissamegroupofpatients5yearsafterrecoveryfromARDS(9additionalpatientshaddiedand64
wereevaluated)wasrecentlypublishedanddemonstratedcontinuedexerciseimpairmentanddecreasedqualityof
liferelatedtobothphysicalandneuropsychologicalfactors. [12]
Astudyexamininghealthrelatedqualityoflife(HRQL)afterARDSdeterminedthatARDSsurvivorshadpoorer
overallHRQLthanthegeneralpopulationat6monthsafterrecovery. [13]Thisincludedlowerscoresinmobility,
energy,andsocialisolation.

PatientEducation
Forpatienteducationresources,seetheLungandAirwayCenter,theProceduresCenter,andtheBacterialand
ViralInfectionsCenter,aswellasAcuteRespiratoryDistressSyndrome,Bronchoscopy,andSevereAcute
RespiratorySyndrome(SARS).
ClinicalPresentation

ContributorInformationandDisclosures
Author
EloiseMHarman,MDStaffPhysicianandMICUDirector,PulmonaryDivision,GainesvilleVeteransAffairs
MedicalCenter
EloiseMHarman,MDisamemberofthefollowingmedicalsocieties:AlphaOmegaAlpha,AmericanCollegeof
ChestPhysicians,AmericanMedicalWomen&#039sAssociation,AmericanThoracicSociety,PhiBetaKappa,
SigmaXi
Disclosure:Nothingtodisclose.
ChiefEditor
MichaelRPinsky,MD,CM,Dr(hc),FCCP,MCCMProfessorofCriticalCareMedicine,Bioengineering,
CardiovascularDisease,ClinicalandTranslationalScienceandAnesthesiology,ViceChairofAcademicAffairs,
DepartmentofCriticalCareMedicine,UniversityofPittsburghMedicalCenter,UniversityofPittsburghSchoolof
Medicine
MichaelRPinsky,MD,CM,Dr(hc),FCCP,MCCMisamemberofthefollowingmedicalsocieties:American
CollegeofChestPhysicians,AssociationofUniversityAnesthetists,EuropeanSocietyofIntensiveCare
Medicine,AmericanCollegeofCriticalCareMedicine,AmericanHeartAssociation,AmericanThoracicSociety,
ShockSociety,SocietyofCriticalCareMedicine
Disclosure:ReceivedhonorariafromLiDCOLtdforconsultingReceivedintellectualpropertyrightsfrom
iNTELOMEDforboardmembershipReceivedhonorariafromEdwardsLifesciencesforconsultingReceived
honorariafromMasimo,Incforboardmembership.
Acknowledgements
FranciscoTalavera,PharmD,PhD
AdjunctAssistantProfessor,UniversityofNebraskaMedicalCenterCollegeofPharmacyEditorinChief,
MedscapeDrugReference
Disclosure:MedscapeSalaryEmployment
RajatWalia,MD
AssistantProfessorofMedicine,DivisionofPulmonaryandCriticalCareMedicine,UniversityofFloridaCollege
ofMedicine
Disclosure:Nothingtodisclose.

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