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LEVOCLaboratory for Interdisciplinary Research on Evolution, Culture, and Environment, Museum of Archaeology and Ethnology, University of Sao
Paulo, Brazil
PauloMAE/USP, Sao
2
Max Planck Institute for Evolutionary Anthropology, Department of Human Evolution, Leipzig, Germany
3
Laboratory of Luminescence Dating, University of Washington, Seattle, Washington, D.C.
4
UNIOESTE, Campus Francisco Beltrao,
Parana,
Brazil
Universidade Estadual do Oeste do Parana,
5
Paulo, Sao
Paulo, Brazil
Department of Geography, University of Sao
Correspondence
*Corresponding author;
E-mail: astwolfo@usp.br
Received
4 March 2012
Accepted
13 December 2012
Scientic editing by Lucy Wilson and Howard Cyr
Published online in Wiley Online Library
(wileyonlinelibrary.com).
doi 10.1002/gea.21442
Paleoindian sites in eastern South America are generally found inside rockshelters. Recently, we designed a program to find open-air Paleoindian sites
in the Lagoa Santa region of Brazil. Here, we present data gathered at Sumidouro site, a multicomponent site with a Paleoindian horizon, detected on a
shoreline slope of Sumidouro Lake, Minas Gerais State. We present a model for
late Pleistocene/Holocene slope evolution that suggests at least three different
episodes of instability (erosion/sedimentation) followed by periods of stability
(pedogenesis). Higher soil accretion rates during the Mid-Holocene are probably not linked to a stable dry climate, but to greater climatic instability. We
also found that the position of both archaeological materials and charcoal can
be explained by burial of ancient surfaces and are not the result of downslope
movement. The role of bioturbation in the vertical displacement of such maC 2013 Wiley
terials is much less important than previously acknowledged.
Periodicals, Inc.
INTRODUCTION
Detection of Paleoindian sites in eastern South America
is often constrained by an approach directed toward excavation of rock-shelters (Schmitz et al., 1989; Prous &
Malta, 1991; Guidon et al., 1996). Lagoa Santa, in Eastern Central Brazil, is a good example. Since the pioneering work of Danish naturalist Peter W. Lund, in the first
half of the nineteenth century, all Paleoindian sites found
in the region are located inside caves or rock-shelters
(Walter, 1958; Laming-Emperaire et al., 1975). This
means that in 170 yr of research, the picture of Paleoindians from Lagoa Santa has been heavily biased toward
shelter settings. Despite the richness and wealth of information that shelter sites can provide, such as human and
other animal remains, bone, lithic tools, and plant material, they do not fully encompass Paleoindian variability
in terms of land use, territorial boundaries, and resource
exploitation.
Paulo,
In 2000, researchers from the University of Sao
headed by W.A. Neves and colleagues, initiated a longGeoarchaeology: An International Journal 28 (2013) 195220
195
ARAUJO ET AL.
Figure 1 Location of the study area in Brazil; (A) Location of Lagoa Santa region, southeast Brazil, and topography of the Sumidouro Lake doline and its
tributaries, showing Sumidouro and Coqueirinho sites. (B) Topographic map of Sumidouro site, 0.5 m contour intervals, showing all excavation units.
2011). We therefore argue for the necessity of approaching the archaeological record in humid tropical soils with
a geoarchaeological perspective, leading to the development of a tropical geoarchaeology, providing a fresh approach toward long-held assumptions about tropical soils
made by pedologists and geomorphologists.
196
ARAUJO ET AL.
METHODS
Soil Geochemistry and Micromorphology
Soil nomenclature was made according to the Brazilian
System of Soil ClassificationSiBCS (EMBRAPA, 2006)
Campus, Brazil
do ParanaUNIOESTE,
Francisco Beltrao
using a Leica DM 2500 P trinocular microscope with a
coupled Leica EC 3 camera and Leica Application Suite
LAS EZ software, version 1.4. We identified sedimentary
features, source materials, and post-depositional changes
via microstructures/pedofeatures using criteria and terminology of Stoops (2003), and methods of Paisani and
Pontelli (in press).
197
ARAUJO ET AL.
Figure 2 North and east proles of Unit S4 showing the major stratigraphic units, sample collection locations, and radiocarbon ages.
198
Granulometry
For granulometric analysis, we used two different methods: standard pipette analysis was applied to 27 samples
coming from two excavation units, B2 and S4, in order to
assess the primary soil texture, meaning that the samples
were crushed and sieved, and therefore the grains were
reduced to their smallest size. We also measured 30 samples from Unit S4 by laser scattering, using a Malvern Hydro 2000MU particle-size analyzer. We measured these
samples in natura, without any crushing or sieving, and
only treated them with a sodium pyrophosphate solution
for deflocculation. Since the Oxisols present in the region
are ultimately composed of indurated, extremely resis 1998),
tant aggregates of clay that behave as sand (Pilo,
episodes of sedimentation and sheetwash should produce
ARAUJO ET AL.
aggregate sorting depending on flow competence. Crushing the aggregates, as in standard granulometry, would
therefore not be informative.
THEORETICAL EXPECTATIONS
Based on the vast literature about tropical soils, bioturbation, and slope processes (Cahen & Moyersons, 1977;
Thomas, 1994, 2004; Araujo, 1995; Boulet et al., 1995;
1992), we started our work with two initial comMiklos,
peting theoretical expectations regarding slope processes
and site formation processes. The first states that archaeological materials are present in discrete levels that reflect different episodes of human occupation, interbedded
with colluvium deposited by means of sheetwash processes in a subhorizontal manner. The second is that there
are no discrete archaeological layers. Soil creep processes (Clarke et al., 1999) are responsible for the burial
and, in some cases, concentration of archaeological materials. This process of colluvial accretion occurs not by subhorizontal deposition but in a convolute manner, mixing materials from different occupation events, including
charcoal. If the first expectation is correct, then charcoal
fragments are good indicators of soil ages and, therefore,
artifact deposition events. On the other hand, if the second expectation is correct, there will be no direct relationship between the soil mass, artifacts, and charcoal fragments. In this case, direct dating of burned artifacts (stone
or ceramics) will be necessary, and luminescence dating
of quartz grains should be a better indication of depositional age than radiocarbon dating of charcoal fragments.
After the initial assessment of the site, and based upon
our theoretical expectations, we decided to invest more
effort in determining the ages, cultural contents, and formation processes operating at the site. Given the data obtained in Units B1 and B2, we thought the site stratigraphy would present a rather monotonous sequence of
a reddish upper soil horizon overlying a yellowish bottom horizon, both following the extant slope angle, and
archaeological materials mirroring the vertical distributional pattern observed earlier. However, reality was
quite different and several later observations were totally
unexpected.
Matrix Characterization
RESULTS
Paleotopography, Soil Horizons, and Stone
Lines
We placed two additional excavation units east and west
of B1 and B2, following approximately the same contour
line (Figures 1B, 2, and 3A). In Unit S3, 15 m west of
B1, we encountered a gravel layer at 170 cm depth com-
199
ARAUJO ET AL.
Figure 3 (A) Topographic prole of Sumidouro Site showing the relative position of Units S5, S6, S7, S9, and S10, placed along a catena. (B) Relative
location of Units S3, B1, B2, and S4. Numbers under unit name provide their height over the datum (lake level in July 2008) in millimeters. Note the wavy
pattern of the stone line, and the discontinuous nature of the organic levels and gleysols.
Figure 4 Granulometry (standard sieve and pipette method) determined for Units B2 and S4.
200
ARAUJO ET AL.
Table I Soil chemical composition from different horizons and excavation units obtained by XRF.
Sample:
Depth:
Number:
SiO2
Al2 O3
MnO
MgO
CaO
Na2 O
K2 O
TiO2
P2 O5
Fe2 O3
Loi
B1-F1
15 cm
1512a
56.23
21.23
0.043
0.46
0.30
0.04
0.76
1.272
0.285
7.15
12.59
B1-F2
60 cm
1513a
B1-F3
152 cm
1514a
57.53
22.35
0.018
0.42
0.18
0.03
0.70
1.155
0.207
7.40
10.59
56.15
23.78
0.013
0.45
0.07
0.02
0.69
1.227
0.163
7.21
10.07
59.90
21.88
0.011
0.44
0.03
0.04
0.71
1.207
0.145
6.66
9.39
B1-F6
290 cm
1516a
S440
45 cm
1131a
59.37
21.79
0.009
0.42
0.03
0.02
0.73
0.915
0.172
7.81
9.00
S470
75 cm
1128a
59.37
20.43
0.320
0.41
0.18
0.02
0.67
1.367
0.209
6.33
10.91
56.79
23.22
0.024
0.40
0.12
0.02
0.66
1.267
0.230
7.00
10.17
62.48
20.64
0.008
0.40
0.03
0.03
0.63
1.253
0.141
5.03
9.75
100.39
S4240
240 cm
1031a
64.89
18.59
0.008
0.37
0.03
0.04
0.58
1.109
0.129
5.14
8.53
99.42
S6100
100 cm
1541
54.63
24.22
0.011
0.48
0.20
0.02
0.69
1.140
0.219
6.39
10.38
98.38
S6170
170 cm
1526
54.21
19.72
0.287
0.55
0.12
0.02
1.03
0.999
0.273
13.04
9.12
99.37
S6270
270 cm
1542
57.17
22.06
0.035
0.72
0.07
0.03
1.41
0.968
0.226
8.73
8.65
100.36
100.58
100.41
100.27
100.22
Ba
Ce
Co
Cr
Cu
Ga
La
Nb
Nd
Ni
Pb
Rb
Sc
Sr
Th
U
V
Y
Zn
Zr
259
116
7
127
30
30
29
24
29
37
34
63
21
43
18
8
154
23
64
282
229
127
4
130
28
31
42
22
32
36
35
56
19
43
18
6
154
22
62
272
230
120
7
126
29
33
38
23
34
39
36
54
21
44
19
6
176
22
66
274
236
103
7
125
28
31
35
23
31
37
34
53
20
45
18
6
142
23
63
281
226
82
6
142
30
31
34
18
33
37
36
56
20
54
15
6
162
19
65
229
235
96
8
117
27
29
34
26
31
34
30
54
19
41
18
7
172
25
58
299
229
136
8
129
31
32
36
24
30
38
34
57
20
42
18
7
157
23
65
283
270
121
7
127
30
32
44
24
41
33
29
51
22
43
15
5
164
43
58
278
204
101
8
112
25
27
35
22
24
30
28
46
17
40
15
6
149
33
53
268
262
122
9
127
33
34
43
22
36
45
37
63
20
49
16
5
154
24
80
262
345
142
47
144
39
28
51
16
49
37
40
79
22
61
15
4
192
25
87
233
468
154
12
124
32
31
55
15
45
43
45
98
20
59
14
5
155
24
90
226
<50
602
<300
<50
823
<300
<50
714
<300
<50
918
<300
<50
930
<300
<50
891
<300
<50
799
<300
<50
591
<300
<50
779
<300
<50
941
<300
<50
1042
<300
<50
1480
<300
99.90
S4230
230 cm
1018a
Total
Cl
F
S
99.84
B1-F4
243 cm
1515a
100.07
201
ARAUJO ET AL.
Source
Material
Featuresb
Pedalityc Voidd
Microstructuree
Groundmass
c/f Related
Distributiong
b-Fabrich
Matrix
Featuresi
Intrusive
Featuresf
s-m
ck , paj , plj ,
vj ,vej
sb-cr
dp
cj , mj , ccj
w-m
vk , cl , paj ,
plj ,
v-ch
dp
c j , mj
m-s
ck , pll , vl ,
paj ,
sb-cr
dp
uk , spl
dcil , cj , mj
m-s
ck , pal , pll ,
vj
sb-cr
dp-sp
spk , ul
dcil , cj , mj
plk , cj , vj
sp-cp
spk , ul , rj
dcil , mj
mx sd = matrix-supported, m-s = mud-sandy, us = unstraticaded, i = locally inclined, ug = ungreded, dif = downward intersticial ow.
mx = matrix, rb = reddish-brown, sb = strong brown, db = dark brown collor, n = strongly impregnation nucleic nodule with subangular quartz.
c
s = strong, m = medium, w = weakly developed.
d
c = channel/chamber, pa = packing, pl = planes, v = vughs, ve = vesicles.
e
sb = subangular blocky, cr = crumb (microaggregate), v = vugh,ch = channels, m = massive.
f
c = capping, m = micropan, cc = crescent coating, dci = dense complete inlling vughs planes.
g
cp = close, sp = single spaced, dp = double spaced porphiric.
h
u = undiferentiated, cs = circular stried, ps = porostried, gs = granostried, r = random striated, sp = speckled.
i
sio = segregation of iron oxides (depletion), n = nodule stronga , mediumb , weaklyc impregnation; hv = hypocoating voids, hg = hypocoating grain,
qc = quasicoating voids.
j
> 2%.
k
<10%.
l
210%.
a
to EMBRAPA (2006), nitic horizons are thick mineral horizons, with low activity clay, well drained, clayey to very
clayey, subangular blocky structure, angular or prismatic moderate or strong, sometimes with shiny surfaces that may be related
to coatings or compression surfaces.
202
tion is weak to moderate, insufficient to promote the individualization of the subangular blocks. These observations are characteristic of a B horizon in transition to A,
developed in a colluvial deposit (BAb).
Sample 1166 (210 cm depth) shows microfeatures suggesting the same depositional processes observed at Sample 1159. The relict material from the source area is
also similar to the previous sample, but with a greater
frequency of nodules and differing in color, tending
to yellow. The micropores are filled (dci), suggesting
the presence of a greater amount of expansive clays
(Figure 7). Post-depositional transformations are primarily related to dissociation among plasm constituents, generating microcavitary and fissural microporosity, and bioturbation. In this case, bioturbation is moderate to strong,
sufficient to promote subangular block individualization.
These characteristics point to a Bb horizon developed
over a colluvial layer. Sample 1160 (225 cm depth) is
very similar to 1166, being part of the same yellowish
ARAUJO ET AL.
Figure 5 Sample 1158 thin sections. (A) Detail showing iron remobilization due to vertical migration of the interstitial water during depositional process.
Plasm segregation and migration to vesicular pores (ve) generating hipocutans (hc) and quasi-cutans (qc). (B) Same image, XPL, showing plasm orientation
resulting from the above-mentioned processes. (C) Microstructure in subangular blocks and microaggregates resulting from bioturbation, containing
the a image. Note the nodule with strong iron impregnation in contrast to areas where the plasm shows iron depletion. These represent two different
features, one related to the parental material (nodule), the other to the depositional process (iron remobilization). (D) Basal portion of the thin section
showing the fragmentation of the massive structure due to bioturbation. Fissures associated with biogenic channels can be perceived in the central
portion of the image. (E) Same image, XPL.
In sum, the groundmass properties point to matrixsupported materials, without stratification or gradation.
The coarse fraction is mainly composed of angular quartz
grains, suggesting lack of mechanical abrasion during
transport. The overall characteristics suggest that a high
viscosity sedimentary flux (earth flow) was responsible
for the soil accretion along the whole column, although
other minor processes were probably involved. The upper, reddish soil horizon is characterized by microstructures with strong porosity and more developed pedality,
while the lower, yellowish horizon presents a massive
structure and channel-like pores. As expected, bioturbation is an important factor in the overall soil development, but its intensity is irregular along the profile. As
we will see later, this difference is probably related to paleoenvironmental conditions.
203
ARAUJO ET AL.
Figure 6 Sample 1159 thin section. (A) Massive microstructure tending to vughy. Local presence of crumbs related to bioturbation. (B) Same image, XPL,
showing areas of circular striated orientation as decorrence of plasm segregation and microcavity development. (C) Detail of the nodules with strong
impregnation (pedorelicts) and biogenic channel partially lled by microaggregates. (D) Same image, XPL, showing a lack of correspondence between
the material composing the nodules and the groundmass.
10 cm levels could be obtained for recording and quantifying archaeological materials and charcoal fragments.
In a few instances archaeological pieces were recovered
in situ and individual coordinates recorded. Table III gives
the tabulation of charcoal weight and number of lithic
artifacts for nine excavation units.
The most important archaeological observations are (1)
the artifacts show frequency peaks across the profiles, but
these peaks do not correlate statistically with peaks in
charcoal; and (2) there is no significant statistical relationship between weight of individual artifacts and depth
(Figure 9). Pearsons r was calculated for each unit, showing very low correlations between lithics and charcoal
(Unit S3: r = 0.019, P = 0.94; Unit S4: r = 0.299, P = 0.18;
Unit S5: r = 0.078, P = 0.74; Unit S6: r = 0.042, P = 0.99;
Unit S7: r = 0.156, P = 0.49). This lack of correlation
can be explained in at least two ways. First, the production of charcoal might be related to natural fires. Second,
charcoal fragments could be subject to differential vertical movement when compared to the much denser stone
fragments. This last factor is probably present to some degree, because evidence is present of extreme charcoal vertical movement. However, this may not explain the bulk
distribution. The graphs in Figure 9 show that peaks of
charcoal are always present in levels with no archaeo-
204
ARAUJO ET AL.
Figure 7 Sample 1166 thin section. (A) Microstructure showing subangular blocks to microaggregates as decorrence of the dismantling of the groundmass
associated with ssural and cavitary pores, and bioturbation. (B) Detail of the groundmass dismantling. (C) Same image, XPL, showing mottled plasm
orientation. (D) Pore hipocutan concentrating Fe and nodule with strong impregnation. (E) Same image, XPL, showing speckled plasm orientation.
graph in Figure 12 suggests six different groups of granulometric pattern, named A to F. When we compare the
clusters with the granulometry in Figure 11, it is worth
noting that cluster E is more sandy.
The placement of the groups along the profile, with
the majority of them being composed by samples that
are contiguous in the stratigraphy, suggest that they are
meaningful in terms of depositional regimes. This in turn
points to at least nine discrete events of soil accretion and
sediment deposition, summarized in Figure 2 (left side of
Unit S4, North Profile). Some clusters show a remarkable
coincidence with archaeological layers (clusters A, B, and
F), while others show the opposite (clusters C and E).
In sum, the data favor the interpretation that there
are discrete archaeological layers in the site, and that
these layers are not result of natural processes, but rather
the outcome of different human occupation episodes
near the lake shore that took place since the Pleistocene/Holocene transition.
Chronology
Radiocarbon
As mentioned, the first radiocarbon ages obtained for
Sumidouro, from Unit B1, indicate a late Paleoindian
Luminescence
We collected 12 sediment samples for OSL dating from
four of the excavation units: seven from Unit B1
(Figure 2), and the other five split among Units S4, S6,
and S7 (Table V). Table VI lists the concentrations of the
major contributors to the dose rates, along with the total calculated dose rates. The table arranges samples by
depth below surface. There is no significant trend of dose
rate with depth. The largest differences are among the
205
ARAUJO ET AL.
Figure 8 Sample 1165 thin section. (A) Massive microstructure with plane voids. The dark brown color of the plasm is characteristic of the accumulation
of iron and OM. (B) Iron depletion zone. (C) Detail of iron depletion zone, PPL. (D) Channel lled by material coming from upper horizons. (E) Quartz grains
showing weakly developed inclined stratication.
206
Unit B1
Number
Lithics
0
0
0
0
0
0
0
0
0
0
0
0
0
3
5
3
0
4
0
0
0
0
15
Level
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
Total
0
0
0
0
0
0
1
1
3
0
2
2
1
4
0
6
8
2
7
0
1
1
39
Unit B2
Number
Lithics
0.000
0.000
4.091
0.000
1.622
0.000
0.000
2.365
1.057
1.925
0.627
1.922
2.604
3.781
2.585
0.239
0.277
0.000
0.606
0.000
23.701
Unit S3
Charcoal
(g)
0
0
0
0
1
1
0
0
0
0
0
0
1
2
0
0
0
0
5
2
12
Number
Lithics
0.000
5.705
76.508
31.257
6.341
1.556
2.767
44.822
2.423
12.433
4.261
24.804
25.789
8.985
8.125
4.935
7.869
10.892
0.623
0.287
0.097
1.759
282.238
Unit S4
Charcoal
(g)
0
0
2
3
1
0
0
3
1
0
0
0
0
0
1
0
3
3
4
1
1
1
24
Number
Lithics
6.203
25.186
10.319
4.122
0.531
1.047
1.029
16.378
14.857
75.543
6.764
71.234
29.282
7.406
7.323
21.394
31.680
12.150
2.139
0.000
0.042
344.629
Unit S5
Charcoal
(g)
Table III Charcoal weight, number of lithics, and total of lithics by level for nine excavation units.
2
0
8
1
0
0
0
0
0
0
0
2
2
0
1
0
1
0
0
0
0
17
Number
Lithics
0.000
0.000
5.055
20.91
14.423
14.529
38.425
17.102
0.834
4.39
50.036
0.682
166.386
Unit S6
Charcoal
(g)
0
0
3
3
1
1
0
1
0
0
0
0
Number
Lithics
9.54
5.98
51.43
45.84
28.04
3.49
6.12
10.25
3.57
1.82
4.22
18.00
12.91
33.17
18.41
4.05
2.23
2.51
0.97
0.07
0.08
0.04
262.724
Unit S7
Charcoal
(g)
3
0
0
0
0
0
0
0
0
1
0
0
0
1
1
1
0
2
1
1
0
0
11
Number
Lithics
0.000
0.000
5.875
2.869
0.000
0.000
0.000
13.430
0.167
2.872
2.764
1.232
3.228
0.998
0.000
0.000
1.291
0.103
34.829
Unit S8
Charcoal
(g)
1
1
1
0
0
0
0
0
0
1
0
0
2
2
2
0
0
0
10
Number
Lithics
0
0
0
0
0
0
0
1
0
0
0
0
2
1
0
1
0
1
1
0
0
1
8
Unit S9
Number
Lithics
ARAUJO ET AL.
PALEOINDIAN OPEN-AIR SITES IN TROPICAL SETTINGS
207
ARAUJO ET AL.
Figure 9 Relationship between artifacts and charcoal fragments found in ve excavation units, tabulated by 10-cm levels, showing a lack of statistical
correlation between the two variables.
208
ARAUJO ET AL.
Figure 10 Relationship between artifact weight and depth found in six excavation units, tabulated by 10-cm levels, also showing a lack of statistical
correlation between the two variables.
209
ARAUJO ET AL.
Figure 11 Granulometric analysis of 30 samples from Unit S4, run by laser scattering, using a Malvern Hydro 2000MU particle-size analyzer. Dashed line
represents the percentage of clay as determined by the standard pipette method.
components, the three most abundant from each sample and their proportion given in Table VI. The components are statistical constructs and should not necessarily
be taken as discrete groupings that have become mixed.
The distributions in fact are more or less continuous. Distributions for three samples are shown as radial graphs in
Figure 13.
When distributions are more or less continuous, it is
difficult to determine which, if any, of the components
relate to the original deposition, without some knowledge of how grains have moved. The central age value,
for example, would be appropriate if grains moving up
were more or less countered by grains moving down.
To evaluate the distributions, the central ages of each
component, as well as those from the entire distribution,
were calculated by dividing by the dose rate determined
210
ARAUJO ET AL.
Figure 12 Cluster analysis of the 30 samples of Unit S4, taking into account 21 granulometric intervals (from 2000 m to 1.381 m) using Wards method,
Euclidean distance.
distribution age. That both sets of ages are not too different reflects the high proportion of grains (more than 60%
for most samples) in the largest component. While there
is some movement up and down profile, the close fit between the largest component ages and the stratigraphic
and radiocarbon information suggests that the majority
of grains have not moved much and seem to represent
the depositional age. UW2236 appears slightly young, but
this sample for some reason contained very insensitive
quartz grains and the sample size was very small. Samples UW138890 were drawn from archaeological layers,
confirming a late Pleistocene/early Holocene age for these
materials.
We collected three samples from Unit S6 and one each
from Units S4 and S7 (Table VI). The samples from S6
are fairly mixed in terms of having grains spread more
evenly among different components, neither sample with
a component making up more than 60%, and the largest
Sample
SUMIDB1137
SUMIDB1160
SUMID-B2115
1101
1102
1103
1104
1105
1019
1136
1173
1174
1175
1176
1180
1181
814
S7 190200
S9 190200
Laboratory
Number
(Beta)
Excavation
Unit
Depth (cm)
205350
205351
191131
234507
234508
234509
234510
234511
234506
234512
234513
234514
234515
234516
234517
234518
234520
256391
256402
B1
B1
B2
S4
S4
S4
S4
S4
S4
S4
S4
S4
S4
S4
S4
S4
S4
S7
S9
137
160
115
225
138
150
108
112
235
26
130
146
154
135
46
25
31
200
200
Conventional
Radiocarbon
Age 14 C yr BP
5020
8310
230
5860
4580
5810
2210
4220
450
510
3450
4460
5130
4640
1350
340
400
660
6410
70
40
30
50
50
40
40
40
40
40
40
40
40
40
40
40
40
40
40
Calibrated
Age (cal. yr B.P.)
59205600
94509240
315145
67906550
54505060
67206500
23402120
48504640
540470
620500
38303620
52904910
59405750
54705300
13201190
500300
520320
680550
74207260
13
C/12 C
25.6
25.3
24.5
25.7
26.4
25.8
24.0
25.7
27.5
27.1
25.8
24.3
25.5
26.5
26.4
25.8
26.6
27.3
24.8
211
ARAUJO ET AL.
Table V Location of OSL samples and concentrations of the major contributors to the dose rate for each sample.
Laboratory
Number
Field
Designation
Unit
Depth
(cm)
Provenience
Information
UW1392
OSL5
B1
27
UW1391
UW1886
UW2234
OSL4
OSL6
1525
B1
S7
S6
70
70
105
UW1390
OSL3
B1
137
UW1389
OSL2
B1
160
UW2237
UW1388
1528
OSL1
S6
B1
171
196
UW2238
1539
B1
262
UW2235
UW2236
UW1885
1524
1540
OSL7
S6
B1
S4
275
288
295
A-horizon, recent
colluvium
Clayey horizon
Reddish colluvium
Reddish colluvium at
base of lithic level
Upper limit of middle
lithic level,
transitional horizon
Middle lithic level, in
reddish colluvium
Yellow colluvium
Below lower lithic level,
contact reddish/
yellow colluvium
Contact yellow
colluvium/
stone-line
Above stone-line
Stone-line
Below stone-line
component showing stratigraphic inversion. It is probably not possible to sort out a precise depositional age
for these two samples, but it is probably safe to say that
both are Pleistocene in age. Both predate the archaeology
stratigraphically. UW2234 was taken from the bottom of
the archaeological layer. One component with 46% of
the grains gives an age of 12.0 1.0 ka. This sample
is early Holocene, but any more precise specification is
probably not possible. UW1885 is located 50 cm below
the archaeological material in the stratigraphy. The sample came from the bottom of the excavation unit so its old
age should not be surprising. UW1886 was located high
in Unit S7, 150 cm above the lowest archaeological evidence. Its Mid-Holocene age is probably a reasonable estimate. Neither of these samples seems as mixed as those
from S6.
212
238
U (ppm)
232
Th (ppm)
K (%)
Total Dose
Rate (Gy/ka)
2.81 0.23
12.81 1.53
0.54 0.02
1.90 0.10
3.57 0.27
3.63 0.25
2.90 0.20
12.68 1.54
9.48 1.32
7.30 1.13
0.52 0.02
0.59 0.04
1.56 0.06
1.96 0.10
1.85 0.10
2.33 0.11
2.35 0.20
10.60 1.25
0.50 0.01
1.68 0.08
3.28 0.28
17.96 1.73
0.50 0.01
2.15 0.11
4.17 0.30
3.72 0.29
14.51 1.42
14.63 1.68
0.91 0.06
0.44 0.01
2.25 0.11
1.99 0.11
2.69 0.24
14.06 1.61
0.55 0.03
1.79 0.10
3.16 0.27
3.78 0.27
2.39 0.15
16.22 1.76
12.00 1.42
3.71 0.71
1.17 0.06
0.69 0.04
0.30 0.01
2.34 0.12
2.01 0.10
1.11 0.06
0.2 (45%)
0.3 (65%)
0.5 (66%)
0.4 (50%)
0.5 (62%)
0.9 (62%)
2.1 (52%)
1.1 (69%)
1.5 (81%)
1.1 (58%)
2.4 (44%)
2.7 (81%)
1.4
3.5
5.3
5.2
7.7
10.1
26.4
14.8
18.5
10.6
15.7
33.6
0.2
0.3
0.5
0.7
0.7
0.7
1.5
0.9
1.5
1.1
1.7
2.4
14
52
13
81
27
44
13
1.8
4.1
5.7
6.9
10.1
9.3
16.0
12.4
14.3
11.5
5.4
28.1
36
2
14
46
Central
Age
%
0.4
6.5
3.8
1.7
4.1
3.3
12.9
1.5
5.8
4.4
12.9
5.2
35.2
30.2
27.9
39.1
59.4
66.3
33.2
50.5
31.6
66.3
45
33
66
50
38
62
27
69
13
58
32
69
0.3
1.3
0.7
0.7
1.3
1.4
3.3
1.2
2.0
2.1
1.9
1.2
2.7
11.1
9.9
12.1
26.3
21.8
31.9
29.5
12.4
24.7
12.8
29.5
1.2
6.4
5.7
0.7
13.0
11.5
13.6
16.1
5.0
10.9
1.1
16.1
64.1
37.6
50.3
68.2
39.4
45.7
62.4
34.5
57.3
48.6
128
34.5
0.2
0.3
0.7
1.4
0.5
0.7
2.6
0.8
2.0
2.1
3.4
0.8
Unit
B1
B1
S7
S6
B1
B1
S6
B1
B1
S6
B1
S4
Sample
UW1392
UW1391
UW1886
UW2234
UW1390
UW1389
UW2237
UW1388
UW2238
UW2235
UW2236
UW1885
27
70
70
105
137
160
171
196
262
275
288
295
165
145
86
76
316
229
94
196
70
57
19
196
3.4
8.0
10.6
16.2
16.9
19.9
35.9
24.6
25.6
26.8
10.8
24.6
b (%)
De (Gy)
0.2
0.4
0.7
0.2
0.4
1.0
1.2
1.2
0.8
2.1
0.3
1.2
12
65
20
4
62
23
21
30
7
14
24
30
De (Gy)
%
De (Gy)
Component 3
Component 2
Central
Age De (Gy)
Component 1
DISCUSSION
The Human Occupation at the Site
Depth
(cm)
Table VI Equivalent dose (De ) using the central age model and overdispersion for each sample, and ages for Units B1, S6, S7, and S4 (ka before 2010).
Largest
Component
14
5.76.0
9.39.5
Calibrated
C Age (ka)
ARAUJO ET AL.
The compound evidence of the 10 excavated units suggest that the site witnessed at least three distinct occupation episodes: the lower layer dates to the Pleistocene/Holocene transition, and therefore is Paleoindian,
with a minimum radiocarbon age of 92409450 cal. yr
B.P. (8310 40 14 C yr B.P.; Beta 205351) and a maximum OSL age of 14,800 1100 yr (UW1388). The middle layer dates to the late Holocene, probably around
2000 cal. yr B.P. if we take into consideration radiocarbon sample 1104 (Table IV; Figure 2), and data from
Lund Site, a lithic site located only 250 m north of Sumidouro Site, with two radiocarbon ages: 21462336 cal.
yr B.P. (Beta 170418) and 20412311 cal. yr B.P. (Beta
170719). The upper archaeological layer contains ceramic
fragments associated with the Tupiguarani tradition. Radiocarbon analysis of a charcoal fragment from Unit S4
(Table IV, sample 1136; Figure 2) would put this occupation at 500632 cal. yr B.P. (Beta 234512).
213
ARAUJO ET AL.
waves in the erosion and transport of materials. The topographic lowermost Unit S6 showed this influence in
three ways: a very mixed OSL grain suite, suggesting redeposition of different materials in the same setting; a
very large quantity of charcoal fragments, most probably
also redeposited from upper portions of the slope; and a
very thin upper reddish soil and corresponding archaeological layer, also signaling an extensive and selective
removal of upper soil layers. Since the lake is linked to
a stream and, ultimately, to a sinkhole, the eroded soil
material did not accumulate at the toe-slope but was, instead, washed away and transported as alluvium.
excavating a stone-hard clayey soil in 10 cm arbitrary levels. Hence, we can say that discrete archaeological layers
reflect different events of human occupation, interbedded
with colluvial accretion, in a subhorizontal manner.
Another important observation regarding slope processes near a lake shore is related to the influence of
214
ARAUJO ET AL.
Figure 14 Soil accretion rates (in mm/year) calculated for Unit B1, using
OSL data. There is a good t between accretion rates and Knox model,
with higher rates during the late Glacial Maximum and the Hypsithermal,
separated by a period of low rates in the Pleistocene/Holocene transition.
CONCLUSIONS
Based on stratigraphy, soils, micromorphology, geochemistry, archaeological data, OSL, and radiocarbon ages, we
present a model for the slope evolution at Sumidouro site
(Figure 15). This model suggests at least three different
events of instability (erosion/sedimentation) followed by
stability (pedogenesis). While acknowledging the pitfalls
of considering a single slope as representative of a regional geomorphic response to climate, we can advance
some tentative interpretations. The very first period of
instability, not shown in Figure 15, was the stone-line
deposition, during the LGM. After this, several periods of
soil erosion and sediment deposition occurred during the
late Glacial. A period of stability in the early Holocene,
between 12 and 8 ka, is concomitant with the first clear
human occupation in the area. Another period of instability followed during the Mid-Holocene, between ca. 8
and 4 ka. The second stability phase observed in the profile is associated with an increase in the archaeological
signal, dated ca. 4 ka inside the rock-shelters. After this,
215
ARAUJO ET AL.
Figure 15 Evolutionary model for the slope at Sumidouro Lake, based on micromorphology, geochemistry, archaeological data, OSL, and radiocarbon
ages.
216
to Laboratorio
for X-Ray Fluorescence, both laboratories from
ARAUJO ET AL.
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ARAUJO ET AL.
dose rate measurements. Only the inner, unexposed portion is used for luminescence measurements. The upexposed material is first wet sieved through a 90-m screen.
The greater than 90-m fraction is dried and then treated
with HCl and H2 O2 , rinsed three times with water and
dried again. It is then dry sieved to retrieve the 150
180 or 180212 m fraction. This fraction is etched for
40 minutes in HF and then rinsed with water, HCl and
water again. After drying, it is passed through the 180m screen to remove any degraded feldspar. The material
caught in the screen is density separated using a lithium
metatungstate solution of 2.67 specific gravity.
Equivalent Dose
Grains are placed in specially manufactured disks for
single-grain measurement. Luminescence is measured on
a Ris TL-DA-15 reader with single-grain attachment.
Stimulation is by a 532 nm laser delivering 45 W/cm2 .
Detection is through 7.5 mm U340 (ultraviolet) filters.
Exposure is for 0.8 second on each grain at 125 C. The
first 0.06 second is used for analysis and the last 0.15 second for background. Regeneration and test doses are delivered by a 90 Sr beta source that provides about 0.1 Gy/s
to coarse-grained quartz. The test dose employed is about
3 Gy.
Luminescence was measured at different preheats for
the 150-180 m grains. No significant difference in
equivalent dose was detected for preheats at 10 second
in the 200240 C range (Table A1) and a 240 C preheat
was used for all subsequent analyses.
Equivalent dose (De ) is determined using the singlealiquot regenerative (SAR) dose protocol (Murray &
Wintle 2000; Wintle & Murray 2006). The SAR method
measures the natural signal and the signal from a series
of regeneration doses on a single aliquot. The method
uses a small test dose to monitor and correct for sensitivity changes brought about by preheating, irradiation,
or light stimulation. SAR consists of the following steps:
(1) preheat, (2) measurement of natural signal (OSL or
IRSL), L(1), (3) test dose, (4) cut heat, (5) measurement
of test dose signal, T(1), (6) regeneration dose, (7) pre-
220 C
240 C
260 C
Sample
De (Gy)
b (%)
De (Gy)
b (%)
De (Gy)
b (%)
De (Gy)
b (%)
UW1389
UW1390
UW1391
UW1392
50
42
33
53
23.2 1.1
18.6 1.6
8.4 0.5
4.0 0.3
20.1
40.7
22.6
51.1
52
19.8 1.7
53.1
92
243
81
83
22.1 1.3
17.2 5.5
8.5 0.5
3.3 0.3
45.8
38.6
43.5
70.5
85
14.8 1.0
51.4
219
ARAUJO ET AL.
same age. Instead a distribution is produced. The common age model and central age model of Galbraith et al.
(1999, 2005) are statistical tools used in evaluation of De
distributions. These models are used in reference to De
and not age per se, although dividing the De values by
the bulk dose rate provides an age for each grain (not
accounting for differential dose rates for individual
grains). The common age model controls for differential precision by computing a weighted average using log
De values. The central age model is similar except rather
than assuming a single true value it assumes a natural distribution of De values, even for single-aged samples, because of non-statistical sources of variation. It computes
an over-dispersion parameter ( b ) interpreted as the relative standard deviation (or coefficient of variance) of
the true De values, or that deviation beyond what can
be accounted for by measurement error. Empirical evidence suggests that b of between 10% and 20% are
typical for single-aged samples (Olley et al., 2004; Jacobs
et al., 2006). For samples of mixed ages, a finite mixture
model is employed for evaluation. Finite mixture model
(Roberts et al., 2000) uses maximum likelihood to separate the grains into single-aged components based on the
input of a given b value and the assumption of a log normal distribution of each component. The model estimates
the number of components, the weighted average of each
component, and the proportion of grains assigned to each
component. The model provides two statistics for estimating the most likely number of components, maximum
log likelihood (llik) and Bayes Information Criterion
(BIC). The finite mixture model is appropriate for samples
220
Dose Rate
Radioactivity is measured by alpha counting in conjunction with atomic emission for 40 K. Samples for alpha counting are crushed in a mill to flour consistency,
packed into plexiglass containers with ZnS:Ag screens,
and sealed for 1 month before counting. The pairs technique is used to separate the U and Th decay series. For
atomic emission measurements, samples are dissolved in
HF and other acids and analyzed by a Jenway flame
photometer. K concentrations for each sample are determined by bracketing between standards of known concentration. Conversion to 40 K is by natural atomic abundance. Radioactivity is also measured, as a check, by
beta counting, using a Ris low level beta GM multicounter system. About 0.5 g of crushed sample is placed
on each of four plastic sample holders. All are counted for
24 hours. The average is converted to dose rate following
Btter-Jensen and Mejdahl (1988) and compared with
the beta dose rate calculated from the alpha counting and
flame photometer results.
Cosmic radiation is determined after Prescott and
Hutton (1988). Radioactivity concentrations are
translated into dose rates following Adamiec and
Aitken (1998).
Age is calculated using a laboratory constructed spreadsheet based on Aitken (1985). All given error terms are
computed at one-sigma.