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Bioresource Technology
journal homepage: www.elsevier.com/locate/biortech
Department of Paper and Bioprocess Engineering, SUNY College of Environmental Science and Forestry, 1 Forestry Drive, Syracuse, NY 13210, United States
Department of Chemistry, SUNY College of Environmental Science and Forestry, 1 Forestry Drive, Syracuse, NY 13210, United States
a r t i c l e
i n f o
Article history:
Received 6 February 2008
Received in revised form 18 June 2009
Accepted 27 June 2009
Available online 11 August 2009
Keywords:
1
H NMR spectroscopy
Hemicellulose
Autohydrolysis
Xylan
a b s t r a c t
The focus of this work was to determine the utility of 1H NMR spectroscopy in the quantication of sugars
resulting from the solubilization of hemicelluloses during the autohydrolysis of hardwoods and the use of
this technique to evaluate the kinetics of this process over a range of temperatures and times. Yields of
residual xylan, xylooligomers, xylose, glucose, and the degraded products of sugars, i.e., furfural and HMF
(5-hydroxymethyl furfural), were determined. The monosaccharide and oligomer contents were quantied with a recently developed high resolution 1H NMR spectroscopic analysis. This method provided precise measurement of the residual xylan and cellulose remaining in the extracted wood samples and
xylose and glucose in the hydrolyzates. NMR was found to exhibit good repeatability and provided carbohydrate compositional results comparable to published methods for sugar maple and aspen woods.
2009 Elsevier Ltd. All rights reserved.
1. Introduction
Lignocellulosic or woody biomass is an important renewable resource that offers an environmentally attractive alternative to
petroleum in the production of fuels, chemicals and polymeric
materials. Lignocellulosic feedstocks, however, have a complex
composite structure and their efcient utilization requires separation of their main polymeric components including cellulose,
hemicellulose and lignin with maximum yield and purity of each
fraction. Due to the recalcitrance of woody biomass, efcient fractionation into individual components typically requires a pretreatment step. At our institution, we focus considerable attention on
biorening technologies wherein the hemicellulose fraction of
woody biomass is selectively extracted using a benign, hot water
pretreatment process before the cellulose fraction is isolated for
paper or ethanol production. In our case, the objective of pretreatment is to maximize the yield of hemicellulose-based sugars, predominately xylose and its oligomers, and to prepare the pretreated
residue for enzymatic hydrolysis (Fan et al., 1982). Other commonly employed pretreatment techniques for woody biomass include physical treatments such as grinding, milling and steam
explosion or techniques involving the addition of chemicals (Overend and Chornet, 1987; Sun and Cheng, 2002). The objectives of
* Corresponding author. Tel.: +1 315 470 6860; fax: +1 315 470 4729.
E-mail addresses: mittal.ashutosh@gmail.com (A. Mittal), astipano@esf.edu (A.J.
Stipanovic).
1
Present address: NREL, 1617 Cole Blvd., Golden, CO 80401, United States. Tel.: +1
303 384 6136; fax: +1 303 384 5572.
0960-8524/$ - see front matter 2009 Elsevier Ltd. All rights reserved.
doi:10.1016/j.biortech.2009.06.107
6399
et al., 2003; Sjostrom and Alen, 1999; Teleman et al., 2000). In this
study, we exploit a new methodology based on proton (1H) NMR
spectroscopy for sugar quantication (Kiemle et al., 2004).
A detailed discussion of the quantication algorithm employed
for the NMR protocol was presented elsewhere (Kiemle et al.,
2004). To summarize, the proton resonances associated with the
C1-a and C1-b anomeric protons are integrated and summed for
each sugar providing an estimate of its relative molar concentration in a mixture of sugars. For those sugars where the individual
C1-a and C1-b proton resonances are not well resolved, we use
the integrated intensity of either the C1-a or C1-b proton and then
we use the published anomeric ratio (a/b) values (Robyt, 1998) to
approximate the intensity of the second anomeric proton. For a
synthetic mixture of sugars of known concentration, selected to
be typical of a hardwood hydrolyzates, this quantication algorithm provided values as shown in Table 1 below. Table 2 highlights the excellent repeatability of this method.
It should be also noted that the NMR method is capable of
detecting signals associated with 4-O-methyl-glucuronic acid (GlucA) at 4.7 and 5.3 ppm chemical shift (Kiemle et al., 2004). This sugar is initially attached to about 10% of the xylose residues in
hardwood hemicellulose (Sjostrom and Alen, 1999). Previous work
has shown that GlucA is underestimated by the NMR protocol due,
perhaps, to lactone formation (Marsh, 1966) and/or the comparative stability of its linkage to other sugars or oligosaccharides (Bertaud et al., 2002; Tenkanen et al., 1995; Whistler and Rowell,
1966). Although an accurate quantication procedure for this sugar
is still under development in our laboratory, the data presented
herein do not attempt to quantify GlucA. However, spectral evidence suggests that this sugar is present in our NMR samples at
the level of 12 wt.% and this would improve the mass balance closure reported below.
2. Experimental procedures
2.1. Wood sample preparation
In this study, autohydrolysis experiments were conducted on
two hardwood species: sugar maple (Acer saccharum) and aspen
(Populus tremoloides) at various time and temperature conditions.
Table 1
Sugar quantication algorithm (Kiemle et al., 2004).
Sugar
% in synthetic
mixturea
% Determined by NMR
algorithma
Difference
(%)
Glucose
Xylose
Mannose
Galactose
Arabinose
Rhamnose
50.0
24.4
10.3
9.1
2.9
3.4
51.5
24.0
9.7
8.7
2.8
3.5
3.0
1.6
5.8
4.3
3.4
2.9
a
Average of two separate mixtures and two separate NMR experiments. wt.%
concentration.
Table 2
Repeatability of the NMR protocol for sugar analysis of wood pulp (Kiemle et al.,
2004).
Sugar
Avg. mol%a
Standard deviation
Glucose
Xylose
Mannose
Galactose
Arabinose
90.0
3.1
5.9
0.4
0.6
0.24
0.14
0.12
0.07
0.05
Temperature (C)
Time (h)
LSR (g/g)
Sugar maple
Aspen
152175
160
06
03
6
6
6400
RV1
RV2
P1
HC
CW
HE
P1: Pump
P: Pressure gauge
RV: Reaction vessel
T: Temperature gauge
V: Valve
CW: Cooling water
HE: Heat exchanger
HC: Heating coil and
liquor recirculation line
Hydrolyzate
Fig. 1. Schematic diagram of the experimental apparatus for the experiments with wood chips.
Table 4
Composition (% dry basis) of raw materials (sugar maple and aspen).
Composition
Sugar maple
Aspen
Glucose
Xylose
Mannose
Galactose
Arabinose
Rhamnose
Acetate
Furfural
HMF
Klason lignin
Acid soluble lignin
Extractives
nd not determined.
a
Includes glucose from glucomannans.
b
Reference values from Pettersen (1984).
6401
Sample 1
0.5 h
Sample 2
1h
Sample 3
2h
Xylose
Mannose
Glucose
Galactose
Arabinose
Rhamnose
Acetate
Methanol
Furfural
HMF
12.42 0.77
1.82 0.34
51.50 1.8
0.85 0.38
0.27 0.15
0.36 0.18
3.13 0.20
0.50 0.49
0.31 0.08
0.14 0.11
8.90 1.64
1.66 0.23
56.42 2.53
0.99 0.25
0.32 0.14
0.18 0.17
2.36 0.35
0.42 0.42
0.23 0.05
0.07 0.09
6.31 1.82
1.40 0.65
59.59 3.46
0.61 0.32
0.11 0.11
0.15 0.18
1.54 0.26
0.49 0.10
0.22 0.11
0.10 0.09
Previously, we have compared compositional results determined for three samples (willow wood, paper birch wood and recycled paper) in a round robin test protocol employing NMR, HPLC
with RI detector and High Performance Anion Exchange Chromatography with Pulsed Amperometric Detection (HPAEC-PAD) at
different laboratories (Kiemle et al., 2004). Results illustrated that
NMR and HPAEC-PAD gave very similar compositional proles
while HPLC/RI severely underestimated the xylose fraction for all
samples (Kiemle et al., 2004).
Table 6
Repeatability of 1H NMR sugar analysis for wood hydrolyzates (160 C extraction; g/
100 g oven dried extracted wood).
Sugars
Extraction time
Sample 1
0.5 h
Sample 2
1h
Sample 3
2h
Xylose
Mannose
Glucose
Galactose
Arabinose
Rhamnose
Acetate
Methanol
Furfural
HMF
4.93 1.2
0.91 0.29
1.01 0.23
0.44 0.23
0.33 0.08
0.29 0.13
1.18 0.11
0.37 0.19
0.05 0.07
<0.05
8.97 1.1
0.82 0.10
0.91 0.18
0.77 0.19
0.22 0.13
0.35 0.08
2.03 0.31
0.50 0.23
0.11 0.17
<0.05
11.16 2.3
1.34 0.67
1.03 0.33
0.85 0.29
0.26 0.16
0.45 0.23
2.46 0.25
0.68 0.32
0.29 0.25
<0.05
Furfural
TMA
HMF
0.7
5.1
Rha
5.2
3.0
2.8
2.6
2.4
5.0
4.9
4.8
2.2
4.7
4.6
Fig. 2. 1H NMR spectra of treated sugar maple wood chips hydrolyzate: Aliquot 1 (see text).
2.0
1.8
92.0
ppm
Free
3.3
5.3
0.3
1.0
1.2
8.2
2.6
5.4
Gal
Ara
GLU
Xyl
Man
5.5
7.5
Bound 149.9
8.0
100.0
8.5
3.2
9.0
3.5
0.5
9.5
4.5
6402
Acetate
Furfural
TMA
HMF
3.0
2.6
2.4
2.2
100.0
2.0
96.1
6.0
Xyl
Ara
4.5
7.7
4.6
Glu
4.7
GluA
4.8
4.6
4.9
3.1
5.0
Man
5.1
0.8
15.0
2.8
1.8
294.2
ppm
58.9
5.2
5.7
7.5
Man Xyl
GluA
2.0
5.3
Gal
Ara GLU
5.4
3.3
5.5
8.0
Rha
8.5
14.6
9.0
12.7
0.6
9.5
4.4 p
Fig. 3. 1H NMR spectra of treated sugar maple wood chips hydrolyzate: Aliquot 2 (see text).
in the hydrolyzate was quantied by integrating the peaks obtained at 9.45 and 2.0 ppm, respectively. Furfural was quantied
by averaging the integrated intensity of the three peaks obtained
at 9.5, 7.9 and 7.5 ppm.
A second aliquot of the same hydrolyzate was further treated
with acid to reduce its oligomers to monomer sugars (designated
as Aliquot 2). As a result, these xylooligomers and acetyl groups attached to the xylooligomers and other sugar monomers (mannose,
galactose, rhamnose) which were not quantied in Aliquot 1 were
quantied from 1H NMR spectra obtained for Aliquot 2 as shown in
Fig. 3. The difference between the amount of xylose in Aliquots 1
and 2 provided the amount of xylooligomers present in the hydrolyzate. Since the xylooligomers conversion step to xylose was carried in the acidic conditions (4% by weight), during this step some
amount of xylose undergoes a dehydration reaction to yield furfural Root et al. (1959). The increase in the amount of furfural between Aliquots 1 and 2 provided the amount of xylose (pentose)
degraded to furfural and this was added to the total xylose
concentration.
3.2. Mass balance
To estimate the amount of material recovered and the material
lost in both the treated wood and the hydrolyzate sample obtained
after autohydrolysis, a mass balance was performed on a 100-g
oven-dry basis (ODB) of the raw material. The results of the material balance for a selected experiment (autohydrolysis of sugar maple wood chips at 160 C for 1 h) is given in Fig. 4 and Table 7. To
identify which fraction of the raw material (i.e. sugars or Klason
lignin) was lost during autohydrolysis, individual mass balances
were performed on the total sugars (Total1), total sugars and Klason lignin (Total2) and overall material (Total3). The compositions
of the recovered solid and liquid streams show that about 96% of
the total sugars and Klason lignin (Total2) are recovered whereas
on the overall basis (Total3) about 91% of the material is recovered.
From the compositional data for sugar maple wood provided in Table 4, it can be seen that the total extractives and acid soluble lignin in sugar maple wood adds up to 6.5% of the total wood mass. It
is plausible that the majority of the 9% mass loss observed on the
overall basis (Total3) was due to the formation of unidentied compounds originating from sugar degradation products (i.e., furfural
and HMF), acid soluble lignin, and extractives. Since a fraction of
the hydrolyzate obtained after autohydrolysis could not be identied as sugars or Klason lignin, the overall mass balance was always
lower than the mass balance for total sugars or total sugars plus
Klason lignin. Based on the 96% mass balance closure on total sugars it appears that the high resolution NMR technique is an accurate method for the quantication of sugars in pretreated solids
and hydrolyzates obtained during autohydrolysis process. As mentioned previously, NMR spectra do show weak signals associated
with GlucA but these are not accurately quantied. However, an
additional 12% of mass could potentially be accounted for by
GlucA.
3.3. Kinetics of wood autohydrolysis
As mentioned earlier, Objective 2 for this work was to assess the
utility of 1H NMR spectroscopy in the quantication of sugars
resulting from the solubilization of hemicelluloses while evaluating the kinetics of the autohydrolysis of hardwoods. During the
6403
600 g Water
(6:1)
Autohydrolysis
o
160 C, 1 h
Hydrolyzate (510.7 g)
496.5 g Water
0.8 g Glucose
7.4 g Hemicellulose
4.2 g Xylose
0.5 g Mannose
0.5 g Galactose
0.5 g Arabinose
0.2 g Rhamnose
1.0 g Acetate
0.05 g Furfural and HMF
6.5 g Other (by difference)
Fig. 4. Yields and compositions in the autohydrolysis of sugar maple wood chips at 160 C and 1 h.
Table 7
Mass balance closure during the autohydrolysis of sugar maple wood chips at 160 C and 1 h.
Basis, g
Xylose
Mannose
Glucose
Galactose
Arabinose
Rhamnose
Acetate
Furfural
HMF
K. lignin
Total1
Total2
Total3
a
Hydrolyzate (g)
Total (g)
%a
100.0
15.0
2.4
45.5
2.1
0.61
0.82
3.8
0.72
0.56
22.4
71.5
93.9
101.1
85.8
10.2
1.7
44.7
0.7
0.00
0.34
2.6
0.58
0.25
21.6
61.0
82.6
84.3
14.2
4.2
0.54
0.77
0.52
0.50
0.20
1.01
0.03
0.02
0.0
7.8
7.8
7.8
100.0
14.4
2.2
45.4
1.2
0.50
0.54
3.6
0.62
0.27
21.6
68.8
90.3
92.1
100.0
95.6
90.7
99.9
58.8
82.0
66.3
95.2
85.9
48.6
96.3
96.2
96.2
91.0
Percentage of the mass obtained in the treated wood and hydrolyzate as a total mass of untreated wood.
course of hydrothermal treatment on xylan, the percentage of xylan remaining in the extracted wood chips (PRXln) can be calculated using an equation proposed by Garrote (Garrote et al., 1999a).
PRXln
%Xln SY
RM
%Xln
where SY is the solid yield of the treated solid (g/100 g oven dried
wood (ODW)), %XlnRM is the amount of xylan in the raw material ex-
6404
100
1.0
80
0.6
0.4
0.2
0.0
0
0.3
Mannose
60
0.2
0.1
40
0.0
0.3
20
Acetate
Xylose
0.8
0.2
0.1
0.0
0
0
Time (h)
Time (h)
Fig. 5. Yields and composition of the hemicelluloses remaining in the extracted wood chips at autohydrolysis temperatures of 152 C (e), 160 C (s), 167 C (h), 175 C (D)
for sugar maple, and 160 C () for aspen.
PRGlc
%Glc SY
%Glc
RM
where %GlcRM is the amount of cellulose in the raw material expressed as g glucose/100 g ODW and %Glc is the amount of cellulose
in the treated material expressed as g glucose/100 g ODEW. The
hydrothermal treatment of sugar maple resulted in little degradation of cellulose. It can be observed from Fig. 7 that during the initial
one hour of reaction time that PRGlc remains near 100% and, after a
further reaction period due to the increased reaction severity, about
69% of initial cellulose removal is observed with a maximum cel-
6405
100
1.0
40
Xylose
60
80
0.6
0.2
Acetate
0.8
0.2
0.4
0.0
0
0.3
0.2
0.1
0.0
0.3
20
0.1
0.0
0
0
Time (h)
Time (h)
Fig. 6. Yields and composition of the hydrolyzate obtained at autohydrolysis temperatures of 152 C (e), 160 C (s), 167 C (h), 175 C (D) for sugar maple, and 160 C () for
aspen.
105
Cellulose, % of initial
102
99
96
93
90
0
3
Time (h)
lulose removal of about 7% observed at 160 C after a reaction period of 4 h. Overall, it can be concluded that under the autohydrolysis conditions studied in this work up to 7580% of the initial xylan
could be solubilized with the degradation of only about 69% of initial cellulose.
4. Conclusions
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