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In classical philosophy as well as later patristic thought, the human passions presented a moral but inevitably also an ontological, or else physiological, dilemma. Plato debated in his dialogues over whether the souls
lower, passible parts had any real (eternal) existence apart from incarnation and involvement with evil. But neither he, nor Aristotle after him,
could ultimately imagine the soul moving without some measure of passion, and in the Republic and the Symposium he saw desire (epijumia)
Journal of Early Christian Studies 4:1, 5785 1996 The Johns Hopkins University Press.
58
on).3 Yet in
1. Cf. Rep. 485C; 490AB; Smp. 188D; 205E212B. See also F. M. Cornford, The
Doctrine of Eros in Platos Symposium, reprinted in Plato: A Collection of Critical
Essays, ed. Gregory Vlastos (Notre Dame, Ind.: University of Notre Dame Press,
1971), vol. 2, 12021; R. A. Markus, The Dialectic of Eros in Platos Symposium,
ibid., 13243. Though Aristotle certainly rejects or revamps basic elements of Platos
psychology, he still sees the souls motion as appetitive (oretik
h)
motion entailing faculties of epijum
59
good passions as such but trained, reasonable affective responseswould displace irrational or diseased ones and bring stability to
the soul.4 In turn, the perceived latitude for interpreting the precise ontology of the passions inevitably opened a door for later Stoic writers like
Posidonius to platonize the passions as faculties of the soul, and
prompted a sophisticated critique from the likes of Galen.5 In time it
would provide an incentive for early and medieval Christian writers to
(Oxford: Oxford University Press, 1985), 13031. More recently, broaching again the
variations among early Stoic thinkers on the nature of the passions, Martha Nussbaum
(The Stoics on the Extirpation of the Passions, esp. 372 [and n. 31], 37386) argues
that Zeno saw a passion more as the fluttering felt from a belief, not the belief itself;
Chrysippus opted instead to equate the belief and the accompanying pathos. He seats
these beliefs/passions squarely within the dynamic reasoning faculty because only reason can fully evaluate, say, the upheaval of grief over a lost loved one; only reason can
adequately represent the core of ones personal being in spurning merely external goods
and processing judgments of ultimate moral value. As Brad Inwood explains (Ethics
and Human Action in Early Stoicism, 12932), the thrust of the arguments of Zeno
and Chrysippus for passions as a kind of rational impulse (rather than as expressions of different parts or faculties of the soul) is obviously aimed at enhancing personal moral responsibility and accountability. It appears clear that ethics, not physics,
was the primary matrix of early Stoic teaching on the passions.
4. Cf. Diogenes Laertius 7.115 (Hellenistic Philosophers 2.407D), who designates
three primary eupajeiai: reasonable joy (qara) as opposed to pleasure (hdon
h);
cautiousness (eulabeia) as opposed to fear (fobov); and rational wish (boulhsiv) as opposed to desire (epijumia); Cicero Tusc. disp. 4.12 (SVF 3.438), who
speaks of the tres constantiae (5eupajeiai); and among Christian writers, cf. Lactantius, div. instit. 6.15 (CSEL 19.53639); Augustine, civ. Dei 14.8.1 (CCSL 48.423). In
civ. Dei 9.5 (CCSL 47.25455), Augustine credits Cicero and Epictetus among the Stoics with allowing a relative value for affections even like compassion in a sage who is
already free from the vices. On the eupajeiai see also Nussbaum, The Stoics on the
Extirpation of the Passions, 398401; Inwood, Ethics and Human Action in Early
Stoicism, 173175; Rist, Stoic Philosophy, 2526, 3135.
5. Posidonius, 34 (ap. Galen, De plac. Hipp. et Plat. 4.3.25, Hellenistic Philosophers 2.410K). Posidonius claimed the authority of the early Stoic writer Cleanthes in
this view (Frgs. 33, 166, ap. Galen, De plac. Hipp. et Plat. 5.6.3437, Hellenistic
Philosophers, 2:413 I). On Galens own developed criticism of the Stoics, his psychophysiological theory of the passions, and his prescriptions for a therapeutic rechanneling of the passions, see James Hankinson, Actions and Passions: Affection, Emotion, and Moral Self-Management in Galens Philosophical Psychology, in Passions
and Perceptions: Studies in Hellenistic Philosophy of Mind, Proceedings of the Fifth
Symposium Hellenisticum, ed. Jacques Brunschwig and Martha Nussbaum (Cambridge: Cambridge University Press, 1993), 184222.
60
make their own refinements both on the morality and the physiology of
the passions.
In patristic literature, evocative discussions of the human passions as a
problem of philosophical psychology come not only in technical treatises
of theological anthropology6 but in the ascetic and monastic tradition,
where doctrine and experience constantly converge.7 To be sure, early
monastic writers generally begin with the properly moral or existential
dilemma of the passions, not their physiology. Evagrius sums it up this
way: the ascetic life is the spiritual method for cleansing the passible part
of the soul,8 the war against the wicked and idle thoughts (logismoi)
that induce passions and the perfection of a pajeia in the interest of undistracted prayer and contemplation of God. Even for Evagrius, however,
human sensibility and passibility belong within an economy of providence and judgment, the rehabilitative scheme of embodiment and involvement in passible existence which is at the heart of the Origenist history of souls. Evagrius certainly sees bodily affections at the root of
human sin, but, recognizing the passible nature as provisionally given by
God to fallen souls, acknowledges its relative dignity and utility, however remote. pajeia for Evagrius begins with the reorientation and stabilization of the affections, not their obliteration, since experience shows
that the passions can in some cases serve the spiritual lifethough Evagrius does not substantially elaborate on this prospect.9
In the writings of the Cappadocians, especially Gregory of Nyssa, the
economic perspective on human passibility is more conspicuous, as
they searched to give their own answer to the persisting Origenist query
of how rational beings (logikoi), created and sustained by God through
his perfect and eternal Logos, could ever lapse. As Brooks Otis has shown,
since the Cappadocians overall resisted, on the one hand, the Origenist
6. E.g., Gregory of Nyssas anim. et res. and hom. opif.; Nemesius of Emesas nat.
hom.
7. Cf. Anton Vgtle, Affekt (B. christlich), RAC 1:16670; Gustave Bardy, Apatheia, Dictionnaire de spiritualit 1:72746; Tomas Spidlk, The Spirituality of the
Christian East: A Systematic Handbook (Kalamazoo: Cistercian Publications, 1986),
26781.
8. cap. pract. 78 (SC 171.666). (Patristic sources in this essay will be cited by volume number in series; page[s]; and where necessary, lines or sections).
9. Some examples: the utility of anger in fighting demons (cap. pract. 24, SC
171.556; ibid. 42, SC 171.596), in fighting for virtue (ibid. 86, SC 171.676), and in
engendering courage and patience (ibid. 89, SC 171.682); the utility of concupiscence
in longing for virtue (ibid. 86, SC 171.676) and in producing temperance, charity, and
continence (ibid. 89, SC 171.680682); the healthy fear of God (ibid. prologue, SC
171.492).
61
ia and jumov, which are appetites (orexeiv) or drives (o rmai) under the hegemony of reason, and the irrational
passions (pleasure, grief, fear, lust, rage, greed, etc.) that are a legacy of
human fallenness.15 Yet such assertions, strictly speaking, still fail to account for the inherent infirmity of those faculties that induced Adam to
close his eyes to the Good (recalling Nyssas analogy in his De virginitate).16 Presumably Adam would not have turned away from the Good
had there not been an ulterior object of desire present to the soul and thus
antecedently in the souls receptivity. The problem of the latent genetic instability of created passible faculties appears to be left hanging.
10. Cf. Gregory of Nyssa, v. Mos., Bk. 2 (GNO 7, pt.1.114,1719; 116,1719;
117,2024); idem, hom. 12 in Cant. (GNO 6.366,11367,1); Basil suggests korov as
one possible cause of Adams fall (Quod deus non est auctor malorum 6, PG
31.344Cff), but it does not become definitive in his interpretation.
11. See Gregory of Nyssa, hom. opif. 20 (PG 44.200C): for humanity would
not have been deceived by patent evil (ou g`ar an h
pathjh o anjrwpov t w
prodhl
w
kakw).
62
Brooks Otis sees here a logical flaw in the coherent system of Cappadocian theology and anthropology. More recently, however, Rowan
Williams and Michel Barnes have in separate studies cogently argued that
with Gregory of Nyssa, the attempted philosophical solution to the problem of human passibility is more dialectical and sophisticated than was
once thought. Countering claims that Nyssas discussion of the soul and
passions in De anima et resurrectione is muddled insofar as Gregory has
Macrina denying both that the passions are extrinsic powers independent
of the soul and that they are properly native to the soul, Williams shows
how in this treatise Gregory is carefully unfolding a basic distinction between the souls ousia, as an intelligent and impassible animating power,
and its fusiv, as empirically linked in its history with bodily (impulsive,
passion-prone) existence.17 As a Christian thinker, Gregory is committed
to a view of the soul both as a created unity and as a complex moral agent
genuinely affected by diverse internal and external circumstances, and as
recapitulating in its moral life the struggle for the good which is taking
place simultaneously at the lower and higher levels of creaturely nature.
In this case, the conflict of mind and passion arises only when we are forgetful of their continuitypassion (in the wider sense) sustaining a body
which is charged with making sense of itself, coming to mean something,
to bear the task of an intelligible communication in the world of what
Gods life is like; and reason being incapable of so moulding the bodily
life into meaning without harmony with those impulses which are its own
foundation or inchoate forms.18 Michel Barnes similarly concludes that
for Gregory and Macrina, the passions are usable, if accidental, psychological elements that do not ultimately compromise the souls essential integrity. Both the teaching in Genesis about making human beings in the
image of God and the reading of the sequence of creation as showing a
hierarchy of ensouled being are meant to support the doctrine of human
moral unity.19
17. See Rowan Williams, Macrinas Deathbed Revisited: Gregory of Nyssa on
Mind and Passion, in Christian Faith and Greek Philosophy in Late Antiquity: Essays in Tribute to George Christopher Stead, ed. L. R. Wickham and C. P. Bammel
(Leiden: E. J. Brill, 1993), 22746. A focal point of this subtle distinction of ousia and
fusiv is anim. et res. (PG 46.53C56A).
18. Williams, Macrinas Deathbed Revisited, 240.
19. Michel Barnes, The Polemical Context and Content of Gregory of Nyssas Psychology, Medieval Philosophy and Theology 4 (1994): 811. Barnes also notes
(1120) the different tack of Gregorys argument for the unity of the human mind and
multiplicity of its faculties (including the passible ones) in the De hominis opificio. Here
Gregory appeals to the properly theological analogy, developed in far more detail in
his Contra Eunomium, of the congruity between the one, perfectly impassible mind of
63
Over and beyond a philosophical solution, however, Gregory is confident that genuine insight into the passible nature can and must come also
through the legacy of human, spiritual experience (pera) itself, especially as mediated by experienced teachers worthy of imitation.20 Compelling
descriptions of the Fall and of the passions appear in his ascetic works,
not just in his more speculative anthropological treatises, the De anima et
resurrectione and De hominis opificio. In the opening of the De instituto
christiano, a work ostensibly deeply influenced by the spiritual existentialism of Pseudo-Macarius,21 Gregory invites his reader critically to
observe within the soul an innate impulse of desire (thv
e pijumiav
o rmh) toward Beauty and Excellence as well as an impassible and
blessed love (apaj`hv ka`i makariov
rwv) of that divine image of which
human beings are an imitation.22 But coexistent with these endowments,
he adds, is
a certain illusion (planh) about things visible and in flux, caused by irrational passion and bitter pleasure (di`a pajouv a logou ka`i pikrav
hdon
hv),
an error which is always deceiving and bewitching the soul that is careless
and unguarded because of laziness (u p`o r a
jumiav), and dragging it toward
the terrible evil that derives from this life of pleasures and begets death for
those who pine for it.23
Gregory is identifying here the ascetic struggle at the very root of human passibility (pajov), that is, the primal human experience. In his
own words he is describing that which the first man experienced
(peponje) but which now all of us experience who sin in imitation of his
disobedience through self-interested free choice (aujairet proairesei).24 The integrity of human freedom and the realization of the divine
image have always depended, not merely on decisions informed by knowl-
God and his multiple operations and acts (creating and generating without passion; so
also having anger, desire, suffering, etc., which are not passions strictly speaking, especially as evidenced in the Incarnation of the Son).
20. See virg. 23 (GNO 8, pt. 1.333,15343,19; and esp. 334,23335,21); v. Mos.,
Bk. 2 (GNO 7, pt.1.35,22ff).
21. See Reinhart Staats, Gregor von Nyssa und die Messalianer (Berlin: Walter de
Gruyter, 1968), who demonstrates, definitively it seems, that Gregorys De instituto
christiano draws upon the Great Letter and Spiritual Homilies of Ps-Macarius, not vice
versa.
22. instit. (GNO 8, pt. 1.40,110).
23. Ibid. (40,1141,2). Translations throughout are my own unless otherwise noted.
24. Ibid. (44,12): o palai m`en peponjen o prwtov
64
edge of God, but on the right orientation of the innate human affections,
the drives at the very core of our being. The dynamic of human motion,
the drama of human, historical existence itself, is precisely the creative
tension between conscious choice (proairesiv) and innate appetite. Will
and desire, decision and urge, must always be actively coordinated to the
same telov for true virtue to be realized. As Nyssa explains in De virginitate, when free will cuts off the souls desire for God it diverts that natural drive toward a new object which really is no object at all (as evil is a
metaphysical non-entity). Humanity invents evil in the sense of introducing a false experience (pera), an anomalous pajov in place of the
healthy one.25 Thus proairesiv, according to Gregory, is the the demiurge of the passions26 and so also the vehicle of their redemption and
redirection.
The goal set before sinful man is the purification from the passions, however
not the elimination of the drives. . . . proairesiv either orients the drives to
their nature-given goal and limits them to it, or proairesiv leaves the drives
to themselves against their nature-given destiny so that an apparent good of
perversion becomes their goal instead of the true good. The drives are in their
nature destined to a goal but as drives cannot discriminate between true and
false good. proairesiv possesses the power to make the distinction; however, proairesiv may be enslaved by habit so that it is no longer able to see the
inborn goal and orientation; for man forms himself according to his decision
and forms himself against his essential nature if he gives in to the drives; the
result is, then, that the peculiarity of man as image of God has no longer any
form (ei dov) in him and he loses all orientation in perversion.27
twn
pajhmatwn aition a ll h
proairesiv h dhmiourgou sa t`a pajh. See also Harrison, Grace and Human Freedom
according to St. Gregory of Nyssa, 144, 164.
27. Ekkehard Mhlenberg, Synergism in Gregory of Nyssa, ZNW 68 (1977):
1078; cf. Albrecht Dihle, The Theory of Will in Classical Antiquity (Berkeley: University of California Press, 1982), 12022.
28. hom. opif. 18 (PG 44.192C193C). Jrome Gath, in his La concption de la
libert chez Grgoire de Nysse (Paris: Vrin, 1953), 6162, remarks that for Gregory,
then, the goal of a pajeia is precisely une sublimation du pathos sensible par pathos
65
66
which faculties of the soul or the body do they arise? How precisely do
they assail the soul and body? What is the role of the demons in unleashing the passions? Do they operate by orderly sequence or merely chaotically? What is the providential purpose of the experience of the passions?
What sorts of thoughts, words, and actions lead to their abolition (simply put, what is the means to a pajeia)? And once the passions are banished, how does the soul go about reorienting the passible faculties for the
good?32 How does the soul nobly reverse itself, using (qrwmenh) those
things by which it formerly faltered for the purpose of propagating and
realizing virtues?33
Maximus unfortunately declined in the Quaestiones ad Thalassium to
include a full treatise on the passions, and we are left to reconstruct his
theory from substantive insights in this text and elsewhere in his works.
Overall he deals with the passions from three interconnected perspectivesI shall call them ontological (or physiological), existential (moralascetic), and teleologicalthough not all three are always immediately in
view in his individual expositions. For him, as for Gregory of Nyssa, it is
plainly insufficient to ask where the passions originate, or what their physical or metaphysical status is, without considering at once their present
modality and moral use (qrhsiv) as well as their eschatological goal coincidental with the natural motion or appetitive drive of the soul toward
God.
This is clear already in Maximus treatment of Adams passions, for
Adam is not just the first human being, the father of the race, he is, like
other great biblical figures, a prototype of the monk in his or her ascetic
struggles, and his humanity is an antitype of the new eschatological humanity of the Second Adam. Maximus prelapsarian Adam is a somewhat
elusive figure, more a potency than an actuality.34 He bears a certain resemblance both to Irenaeus Adam, the innocent primed to bring his creaturely abilities to fruition, and to Gregory of Nyssas Adam, the sublime
adult living a life akin to the angels.35 We learn from Maximus that before the Fall Adam enjoyed a pajeia,36 but it is rather a perfect state of
passibility than a sheer impassibility, for Adam had a definite intellectual
32. For the complete list of questions, see Quaestiones ad Thalassium, Intro. (CCSG
7.23,10829,208).
33. Ibid. (27,165167); emphasis added in translation.
34. See John Boojamra, Original Sin according to Maximus the Confessor, St.
Vladimirs Theological Quarterly 20 (1976): 1930.
35. Cf. Irenaeus, Epideixis 12; haer. 4.38.14; Gregory of Nyssa, hom. opif. 17.
36. Maximus, qu. Thal. 42 (CCSG 7.285,79). Cf. Lactantius, div. instit. 6.15
(CSEL 19.53738); Augustine, civ. Dei 14.10 (CCSL 48.43031).
67
desire (efesiv) for God and capacity for spiritual pleasure (hdon
h) that
he chose in the Fall to squander on sensual fantasies.37 As Adam was a
full human being at this point, the whole soul and body coexistent, we
can assume that the lower passible faculties, the concupiscible and irascible elements of the soul, also participated in this original a pajeia. Yet
Maximus says little of Adam in this prelapsarian stateless even than
Gregory of Nyssa, who, rather hypothetically, places Adam and Eve
before the Fall in an intermediate, quasi-angelic existence with bodily
qualities ostensibly like those in the resurrection.38 Both Maximus and
Gregory are clearly anxious to correct the Origenist myth of a prehistoric
Fall and a second, corporeal creation, but Maximus asserts that Adam fell
at the instant of his creation (
ama t w
ginesjai)39: the appearance of deviant passions (pajh), the dysfunctional movements of the passible faculties, was virtually immediate or coextensive (though not coessential) with
the creation. Maximus does not explain how such a deviation of created,
naturally implanted passible faculties could occur in the first place, other
than mentioning occasionally the genetic mutabilitynot a flaw but a
susceptibilitythat distinguishes composite, creaturely nature from
the Uncreated.40 Material creation always holds within it a latent dimension of chaos or disorderliness (to` atakton): the instability of passion begins here,41 precisely where its moral potentiality also begins.
Elsewhere Maximus comes close to reproducing Gregory of Nyssas
theory of the garments of skins (Gen 3.21), whereby the irrational passions were superadded to human nature in consequence of the Fall.42 Either God mingled the soul with the passible body and subjected it to bodily change at the time of the Fall, on account of the transgression, or,
37. Ibid. 61 (CCSG 22.85,821). Maximuss insistence on Adams prelapsarian capacity for spiritual pleasure is analyzed in detail by Gregory Telepneff and Bishop
Chrysostomos, The Person, Pathe, Asceticism, and Spiritual Restoration in Saint
Maximos, GOTR 34 (1989): 25357.
38. Gregory of Nyssa, hom. opif. 17 (PG 44.188B189A). See also Gerhart Ladner,
The Philosophical Anthropology of St. Gregory of Nyssa, DOP 12 (1958): 8891;
Monique Alexandre, Protologie et eschatologie chez Grgoire de Nysse, in Arch e
Telos: Lanthropologia di Origene e di Gregorio di Nissa analisi storico-religiosa (Milan: Vita e pensiero, 1981), 12259.
39. Ibid. 61 (CCSG 22.85,13).
40. Cf. carit. 4.9 (PG 90.1049B); ambig. 15 (PG 91.1220C); ep. 12 (PG 91.488D).
See also Pseudo-Dionysius, div. nom. 4.24 (PG 3.728A).
41. ambig. 8 (PG 91.1101D, 1104AC, 1105B).
42. On the extensive significance of the garments of skins in Greek patristic interpretation, see Panayiotis Nellas, Deification in Christ: Orthodox Perspectives on the
Nature of the Human Person (Crestwood, N.Y.: St. Vladimirs Seminary Press, 1987),
4391.
68
having foreseen the Fall, fashioned the soul this way from the very beginning so that it could eventually become aware of its full dignity vis-vis the body.43 In Ad Thalassium 1where Thalassius has posed to him
the question, Are the passions (pleasure, grief, desire, fear, and the rest)
evil in themselves or only with use (par`a t`hn qrhsin)?Maximus
69
which
allows the forces of evil to continue this subjugation of natural to unnatural passion.49 Such is precisely the situation which the incarnate Christ
came to rectify, healing the passibility associated with pleasure (t`o kaj
hdon`
human birth, save through the virgins womb, Christ at once subjected
himself to human passibility and overcame the deviant passions associated with sexual procreation.51 The spiritual life, as rebirth in Christ, is
46. See Sherwood, Maximus and Origenism, 1011.
47. Very rarely does Maximus speak of human nature in the sense of fallenness,
and when he does use the term this way (e.g., ambig. 10, PG 91.1140A), it is rather a
behavioral than an ontological meaning: second nature, or engrained habit would
be a fair rendering here. See also Polycarp Sherwood, The Earlier Ambigua of St. Maximus the Confessor and His Refutation of Origenism (Rome: Herder, 1955), 152 and
n. 54.
48. qu. Thal. 21 (CCSG 7.127,532). The classic case in point here is for Maximus
the subjugation of natural human origination (genesiv) under the law of sexual generation (gennhsiv).
49. Ibid. (CCSG 7.127,19129,35).
50. Cf. qu. Thal. 21 (CCSG 7.129,36133,107); ibid. 42 (285,7289,90). Maximus
writes: Therefore our Lord and God, correcting this interchangeable corruption and
alteration of human nature, by assuming the whole of human nature, even himself had
in that assumed nature the passible element which he adorned with incorruption in
virtue of his free choice (kat`a proairesin). Because of the passibility he assumed, he
by nature became sin (2 Cor 5.21) for our sake, yet while not knowing any intentional moral sin (gnwmik`hn a martian) because of the incorruptibility of his free choice.
Because his free choice was incorruptible he rectified the passibility of human nature,
turning the end of the passiblility of human naturedeath, I meaninto the beginning of the natural transformation into incorruption (ibid. 42, CCSG 7.285,1828).
51. ambig. 41 (PG 91.1309A); ibid. 42 (1316C1317B); cf. ep. 44 (PG 91.644B).
70
meanwhile a struggle to bring the passions to their proper goal. The primal epithymetic and thymetic drives, natural and innocent passions
that are a necessary human condition ( a nagkaon parakoloujhma) for
which we are not intrinsically responsible ( ouk ef
hm
n), must become
more than survival instincts; lest they fall subject to those unnatural passions for which we are morally responsible (ef hm
n), they must be
pressed into the service of Christian virtue, even if in a relative capacity.52
Adams experience is truly our experience. The distance between us is
thoroughly collapsed. In the introduction to the Quaestiones ad Thalassium, Maximus discourses at length on the Fall of the first human being
as the paradigmatic narrative of the monks own struggle with the passions. With certain earlier writers like Nemesius of Emesa, Maximus is
determined to hold together the rootedness of the passions at once in subsidiary faculties of the soul and in the minds irrational (immoral) judgments. Vice (or passion in the negative mode) is by definition an irrational movement of natural faculties toward an end other than their
natural one, based on a fallacious judgment (krisiv).53 Elsewhere Maximus describes it physiologically as a state or contingent condition (peristasiv) of the natural faculty,54 paralleling the moral terminology of habit
52. qu. Thal. 55 (CCSG 7.487,123489,142). See also the important analyses of
Christoph Schnborn, Plaisir et douleur dans lanalyse de S. Maxime, daprs les
Quaestiones ad Thalassium, in Maximus Confessor: Actes du Symposium sur
Maxime le Confesseur, Fribourg, 25 septembre 1980, ed. F. Heinzer and C. Schnborn (Fribourg: ditions Universitaires, 1982), 27384; Hans Urs von Balthasar, Kosmische Liturgie: Das Weltbild Maximus des Bekenners, 2nd ed. (Einsiedeln: JohannesVerlag, 1961), 19194 (Dialektik der Leidenshaft); Claire-Agns Zirnheld, Le
double visage de la passion: maldiction due au pch et/ou dynamisme de la vie:
Quaestiones ad Thalassium de S. Maxime le Confesseur XXI, XXII et XLII, in Philohistr: miscellanea in honorem Caroli Laga septuagenarii (Leuven: Peeters Press,
1994), 36180; and Telepneff and Chrysostomos, The Person, Pathe, Asceticism, and
Spiritual Restoration in Saint Maximos, 25661. On Maximus theory of the passions from a Jungian-psychotherapeutic perspective, see Vasiliki Eckley, Psyche and
BodyPerson and World, Religious Education 85 (1990): 35667.
53. qu. Thal. Intro. (CCSG 7.29,22031,222). Cf. carit. 1.35 (PG 90.968A); ibid.
2.1617 (988D989B); ibid. 3.42 (1029AB). Cf. Nemesius of Emesa, nat. hom. 16
(PG 40.673B676B), who carefully defines passion as a movement of the faculty of
appetite upon perceiving an image of something good or bad, or as an irrational
movement of the soul due to apprehending something good or bad. In Nemesius,
Gregory of Nyssa, and Maximus alike there is a clear tendency to describe passion in
terms of the mind and the lower powers of the soul colluding in one synchronous
event. Mental misjudgment of the good and the registration of that misjudgment in
the concupiscible and irascible faculties constitute a simultaneous moment. Moral responsibility for vice thus extends at once to the whole complex of the soul and is never exclusively attached to the nouv, despite its central role.
54. qu. Thal. 21 (CCSG 7.127,28).
71
(
exiv) or disposition (diajesiv). The originating vice of passion is a deviant self-love55 thrusting humanity into a dialectical bouncing between sensible pleasure and pain; and there is a resultant diffusion of passions which Maximus, under Evagriuss influence, often describes through
a hierarchy of relations.56 But whatever their configuration in experience,
these deviant passions, or vices, are metaphysical non-entities and exist
only relative to human free choice. The passions, says Maximus in an exegesis of II Chronicles 32.23, are the gentiles of the soul who enjoy only
a contingent existence (parupostasiv).57 Describing rather technically the passion of toil, for example, he explains:
Toil is clearly a deficiency (
lleiyiv) or retreat of natural habit (
exiv), and a
deficiency of natural habit is a passion (pajov) of the natural faculty (dunamiv)
subject to that habit. A passion of the natural faculty subject to the habit consists in the abusive functioning of its natural operation (energeia), and the
abuse (paraqrhsiv) of that mode of operation consists in the movement of
the faculty toward that which arises unnaturally and does not truly exist.58
h)
is described as ontologically non-existent
(anupostatov).
58. Ibid. 58 (CCSG 22.27,1724).
59. See ibid. 10 (CCSG 7.85,4487,68). The links between Maximus and the earlier Christian ascetic tradition are especially evident in his teaching on godly fear. See
Paul Blowers, Exegesis and Spiritual Pedagogy in Maximus the Confessor: An Investigation of the Quaestiones ad Thalassium (Notre Dame, Ind.: University of Notre
Dame Press, 1991), 5859, 220.
72
ia
can be transmuted into divine
rwv, and ire into spiritual fervency (zesiv pneumatikh), red-hot eternal movement (diapurov a eikinhsia), and
temperate madness (swfrwn
enh) of the
thoughts (nohmata) of things outside the mind; ibid. 2.7576 (1008B1009A); ibid.
4.91 (1069CD); also ambig. 7 (PG 91.1097C), where Maximus contrasts right use
(euqrhstia) and ill use (paraqrhstia) of natural human faculties. In his QRHSIS:
Die Methode der Kirchenvter im Umgang mit der antiken Kultur (Basel: Schwabe,
1984), 96, Christian Gnilka notes Maximuss modification of the Stoic principle of
qrhsiv:
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after Maximus too, Byzantine ascetic theologians would continue to rework this principle; it is basic, for example, to Gregory Palamas nuanced
conception of a pajeia.66 Similarly in the Latin tradition, Lactantius had
described passion as a kind of natural richness (urbertas naturalis) in souls
useful for cultivating virtue, while Augustine vigorously defended the role
of godly emotions (fear, desire, joy, sorrow) as modeled in the Incarnation, and exercised with right reason (cum rectam rationem). True a pajeia for Augustine was not insensibility in this life, but related only to the
liberation from disturbance that would characterize the celestial life.67
For Maximus the trichotomy of the souls faculties (reason, concupiscence, irascibility) is, perhaps more than the soul-body dichotomy, the
principal underlying matrix and framework of the souls disintegration
through the vices and reintegration through the virtues.68 The diversity
(PO 28.1.110). On this theme in monastic thought and tradition, see also Spidlk, The
Spirituality of the Christian East: A Systematic Handbook, 26770. On its Stoic background, see R.-A. Gauthier, Saint Maxime le Confesseur et la psychologie de lacte
humain, RTAM 21 (1954): 7375, and Gnilka, QRHSIS: Die Methode der Kirchenvter im Umgang mit der antiken Kultur, 2943; for its broader patristic development
prior to Maximus, see Gnilka, ibid., 4495 (esp. 6579 on the Cappadocians).
66. Triads 2.2.19 (Greek text ed. John Meyendorff, Dfense des saints hsychastes,
2nd ed., Spicilegium sacrum Lovaniense: tudes et documents, fasc. 30 [Leuven: Spicilegium sacrum Lovaniense, 1973], 361,5363,8). Having defined a pajeia not as
sheer mortification of the passible part of the soul but its redirection from evil to the
good through virtuous habits (
exeiv) and training of the irascible and concupiscible
faculties, Palamas writes: For it is the misuse (paraqrhsiv) of the powers of the soul
which engenders the terrible passions, just as misuse of the knowledge of created things
engenders the wisdom which has become folly (1 Cor 1:20). But if one uses (qr wto)
these things properly, then through the knowledge of created things, spiritually understood, one will arrive at knowledge of God; and through the passionate part of the
soul which has been oriented towards the end for which God created it, one will practice the corresponding virtues: with the concupiscent appetite, one will embrace charity, and with the irascible, one will practise patience. It is thus not the man who has
killed the passionate part of his soul who has the preeminence, for such a one would
have no momentum or activity to acquire a divine state and right dispositions and relationship with God; but rather, the prize goes to him who has put that part of his soul
under subjection, so that by its obedience to the mind, which is by nature appointed
to rule, it may ever tend toward God, as is right, by the uninterrupted remembrance
of Him. Thanks to this remembrance, he will come to possess a divine disposition, and
cause the soul to progress towards the highest state of all, the love of God (trans.
Nicholas Gendle, Gregory Palamas: The Triads, CWS [New York: Paulist Press, 1983],
5455, emphasis added).
67. See Lactantius, div. instit. 6.15 (CSEL 19.53639); ibid. 6.16 (53941); Augustine, civ. Dei 14.8.19.6 (CCSL 48.42330).
68. Cf. carit. 1.6467 (PG 90.973CD); ibid. 3.3 (1017C). See also Thunbergs thorough discussion in Microcosm and Mediator, 25978. Maximus rarely treats individual passions or vices apart from a broader psychological matrix or framework, be it
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and society among the souls powers can lead to a spiritual battleground
or, by proper use,69 a magnificent unity-in-diversity, the perfect interrelation (h a llhlouqov sqesiv)70 reflecting the natural integrity of the soul.
This is in his view one meaning of Peters vision in Acts 10 of the animals
descending from heaven on a sheet: they variously represent the three
principal powers of the soul which are good in themselves, because created by God, but which must be tamed by sacrificing their propensity
toward savage vices.71 Elsewhere, in a lively allegorical interpretation of
King Hezekiah and his armies trying to keep the Assyrians out of
Jerusalem (II Chron 32.24), Maximus has Hezekiah as the mind (nouv)
commanding its assistant elders and captainsreason, concupiscence,
and irascibilityto work in concert not only to guard the fortress of the
soul against vices but positively to turn it on a course to victory.
The second of the minds elders or captains is the concupiscible faculty, by
which divine love (agaph) is produced. Through this love, the mind, voluntarily attaching itself to the desire for the undefiled Godhead, has a ceaseless
longing for what it desires. Still another elder or captain is the irascible faculty, by which the mind ceaselessly clings to the peace of God, drawing its
movement toward the divine passion (rwv) of desire (epijumia).72
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That is to say, either God enacts the healing of the passions by external
discipline, in spite of our helplessness, or else we learn the cure on our
own, by willfully spurning evil and altering our habits, or by imitating the
virtue of one more advanced than us.84
Healing or redirecting the passions is the underside of a process of spiritual development that centers on the positive, reintegrating power of
virtue: both the four cardinal virtues which, Maximus says, redeem our
whole sensate experience,85 and the supreme, truly cosmic virtue of love:
love of self, love of neighbor, love of God, including that deep longing and
attachment that he calls the blessed passion of holy erwv.86 Love is
82. ambig. 8 (PG 91.1104BC). Cf. carit. 2.39 (PG 90.997BC) and 2.44
(1000AB), where Maximus appropriates classical medical imagery to depict God himself (and only derivatively the Christian ascetic sage) as a Physician of souls who, in
his own good timing, and by careful discipline, applies the therapy of his judgments
(krimata) to those struggling with the passions. He does not redeem everyone from
their passions right away, in the interest of their being healed through striving.
83. ambig. 8 (1104CD).
84. For an analysis of the mimetic (imitative) paradigm in Maximus understanding of the human fall into violent passions and of the recovery of virtue in the
ethical life of the Christian, see Michael Hardin, Mimesis and Dominion: The Dynamics of Violence and the Imitation of Christ in Maximus Confessor, St. Vladimirs
Theological Quarterly 36 (1992): 37385. Hardins study is limited to Maximus Capita de caritate.
85. ambig. 21 (PG 91.1248A1249C).
86. carit. 3.67. The centrality of love in Maximus anthropology has already been
extensively treated in the studies of Thunberg, Microcosm and Mediator, 30922, and
J. M. Garrigues, Maxime le Confesseur: La charit, avenir divin de lhomme (Paris:
Beauchesne, 1976), esp. 17699. See also the annotated translations of Maximus
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the offspring, as it were, of the gathering (sunagwgh) of the souls faculties for the same purpose in relation to divine realities, and of the union
(
enwsiv) of those facultiesrational, irascible, and concupiscible.87 It is
their best collective use. As noted earlier, Maximus projects the transformation of desire ( epijum
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with passion (trans. Berthold, Maximus Confessor, 82); cf. also ibid. 2.17 (989AB);
qu. Thal. 55 (CCSG 7.487,123489,134); or. dom. (PG 90.900BD).
97. qu. Thal. 58 (CCSG 22.33,8698); and ibid., scholium 10 (41,4045).
98. ep. 6 (PG 91.432AB); cf. ambig. 7 (PG 91.1089B).
99. Cf. ambig. 7 (PG 91.1069B, 1089B); opusc. 1 (PG 91.9A); carit. 3.98 (PG
90.1048A); and Gregory of Nyssa, v. Mos., Bk. 1 (GNO 7, pt. 1.4,1015).
100. See Paul Blowers, Maximus the Confessor, Gregory of Nyssa, and the Concept of Perpetual Progress, VC 46 (1992): 151171; cf. also Paul Plass, Moving
Rest in Maximus the Confessor, Classica et mediaevalia 35 (1984): 17790; Joseph
Farrell, Free Choice in St. Maximus the Confessor (South Canaan, Penn.: St. Tikhons
Seminary Press, 1989), 145154.
101. qu. Thal. 42 (CCSG 7.287,3540).
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that with Maximus we are well on our way to Aquinas doctrine of the
causality of grace and the notion of a supernatural habitus of love elevating created nature to a higher stature.108 Though legitimate parallels
can be drawn between Maximus and Thomas (both of whom depend on
Nemesius of Emesa) from the standpoint of the economy of psychological faculties, the hegemony of reason and will, and the potential moral
agency of the passions,109 such comparisons take us beyond the subtle nuances in Maximus treatment of the human will and passions in a neoCappadocian (and neo-Areopagitic) context.
Maximus effectively deepens the Cappadocian insight into the unlimited resourcefulness of natural human powers directed, in communion with
divine grace, toward their proper telov, which for Maximus is ultimately God himself but, mediately, the multiplicity of logoieternal principles of virtue, beauty, and so too reasonthat constitute the frontier between God and creation. The enjoyment (apolausiv) of these diverse
logoi is never purely a function of intellect or of analytic reason. It entails the continuing exercise or use of the affections which drive the mind
and the whole human being, teleologically, toward God. As Lars Thunberg remarks, it is simply insufficient for Maximus to say that anger and
concupiscence are to be logicized and at last transcended, when the
journey of the soul demands the use of these faculties. Intellect and will
are basic, but so too emotion and temper are integral to the realization of
virtue and the engagement of the whole human being in communion with
God.110
If passion (pajov) bespeaks the primal Adamic and historic experience,
the tragic loss of integrity suffered within the differentiated levels and as108. See J. M. Garrigues, Lnergie divine et la grce chez Maxime le Confesseur,
Istina 19 (1974): 27296; idem, Maxime le Confesseur, 92 (n. 7), 95, 133; cf. the prefatory remarks of M.-J. le Guillou, ibid., 8. I would concur with Lars Thunbergs criticism of this Thomistic reading of Maximus in Man and the Cosmos, 5253, 102. Thunberg rightly notes that for Maximus, love is not a supernaturally infused habitus (
exiv)
as such; rather, it represents primarily the reciprocal theandric communion of the
whole of human nature with God.
109. On Aquinas doctrine of the passions (Summa theologiae I-II.2248), see
most recently Simon Harak, Virtuous Passions: The Formation of Christian Character (New York: Paulist Press, 1993), 7198; also Mark Jordan, Aquinass Construction of a Moral Account of the Passions, FZPhTh 33 (1986): 7193, and esp. 8793.
Jordan notes that Aquinas principal sources concerning the passions include John
Damascene, Nemesius of Emesa (whose De natura hominis medieval writers attributed to Gregory of Nyssa), and Augustine. Maximus does not figure among Thomas
cited sources.
110. Microcosm and Mediator, 207; similarly, cf. Telepneff and Chrysostomos,
The Person, Pathe, Asceticism, and Spiritual Restoration in Saint Maximos, 261.
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whole for exalting reason and for subverting the pure subjectivity of the
passions, which he defines as the deepest and best human judgments
and the very core or essence of the human self.117
Michel Despland for his part commends Gregory of Nyssa and Augustine as early Christian theologians whose spiritual existentialism at least
held place for the education of desire: Gregory with his vision of perpetual desire for intimate personal communion with God, Augustine with his
belief that the orientation of our will, in the end, depends on the story
of our loves.118 Despland does not mention Maximus, but would he be
as sympathetic with his insights? Maximus, after all, still has a critical
stake in the ontological framework of human willing and desiring as well
as the properly moral or existential dimension (logov as well as tropov,
to use his own terminology). Perhaps Despland would categorize Maximus as a proto-scholastic who effectively subsumed the passions into a
finely articulated network of cause-and-effect within a system of divine
grace and human intentionality. J. M. Garrigues has already averred that
in the evolution of his soteriology, the mystique naturelle du dsir was
merely a temporary infatuation of Maximus en route to discovering at last
la ordre de la personne as the key to human will and creaturely movement.119 Hopefully this essay has shown that any such conclusions would
be premature. Maximus, in good company with Gregory of Nyssa and
Augustine,120 still clings to the view that in the human pursuit of God,
the deep-seated erotic and thymetic drives, while not informing the reasoning mind and will as such, nonetheless empower them and launch
them.121 They tell the story of how ones moral choices and movements
have come about as groundedstrategically, as it werein all the levels
of ones being, and how ones ultimate spiritual commitments have come
to be engrained and owned. For in Maximus anthropological interpretation of the virtues, virtuous decisions can never result in virtuous acts
without the trained and rallied responses of the souls full range of faculties and psychosomatic functions. Such training comes simultaneously in
117. Robert Solomon, The Passions (Garden City, N.Y.: Doubleday, 1976),
xivxvii, 10, 25, 42, 112.
118. Despland, The Education of Desire, 28384.
119. Garrigues, Maxime le Confesseur, 97, 100ff.
120. For a fuller comparison of Maximus with Augustine, see Robert Wilken, Maximus the Confessor on the Affections in Historical Perspective, in Asceticism, ed. Vincent Wimbush and Richard Valantasis (New York: Oxford University Press, 1995),
41223. I am indebted to Robert Wilken for a copy of his manuscript in advance of its
publication.
121. See Williams, Macrinas Deathbed Revisited, 242; Harrison, Grace and Human Freedom according to St. Gregory of Nyssa, 16062.
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the drama of human society, where loves and aversions are refined in a
genuinely universal ascetic struggle to attain to the telov of all creaturely existence, and in the interior microcosm of the soul-body relationship,
where the ever deepening habit and disposition of love give rise to new
alignments in the souls affections, the virtues which displace the vices.
The narrative of the individual spiritual self and its loves is always for
Maximus tied into a grander macrocosmic plot, or plan (logov), that begins in Adam and ends in the hypostasis of the New Adam. Rowan
Williams notes that for Gregory of Nyssa, the interlocking frames of history, gender and passion form the concrete structure for the souls journey toward a God who is free from all of thema paradox, but one altogether appropriate to incarnational Christianity.122 Maximus, who is
arguably more pained by the language of philosophical paradox,123
nonetheless follows the instinct of Gregorys theological anthropology at
this point. The full fruition and transformation of created nature climaxing in deification and the historical struggle for restoration from fallenness in all its manifestations are irreducible, intersecting grids or fields of
action that can never, from a teleological and indeed a Christological perspective, be extricated from each other. They constitute one history, one
story, one dynamic of human nature,124 aimed not at a mere spiritual
repristination (as in the myth of preexistence) but at the utterly new human destiny opened up through the Incarnation. In the dnouement, the
experience of the passions is both a hallmark of the tragedy of the Fall
and a pivotal frontier of its resolution and even its ultimate transcendence.
In the end, Maximus scriptural image of the passions as the gentiles
in the ascetic theater of the soul is perhaps his most fitting and evocative
analogy. Like the gentiles, renowned for their alienage (t`o a llogenev)
and foreignness (t`o a llofulon), the passions have always been a con-
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