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FEATURE REVIEW
Department of Psychiatry and Neuropsychology, Faculty of Health, Medicine and Life Sciences, School for Mental
Health and Neuroscience, Maastricht University, Maastricht, The Netherlands; 2Department of Neuropsychology and
Psychopharmacology, Faculty of Psychology and Neuroscience, Maastricht University, Maastricht, The Netherlands and
3
Cerebrovascular Research Laboratory, Centre for Cognitive and Neural Systems, University of Edinburgh, Edinburgh, UK
The method of acute tryptophan depletion (ATD), which reduces the availability of the essential
amino acid tryptophan (TRP), the dietary serotonin (5-hydroxytryptamine (5-HT)) precursor,
has been applied in many experimental studies. ATD application leads to decreased
availability of TRP in the brain and its synthesis into 5-HT. It is therefore assumed that a
decrease in 5-HT release and subsequent blunted neurotransmission is the underlying
mechanism for the behavioural effects of ATD. However, direct evidence that ATD decreases
extracellular 5-HT concentrations is lacking. Furthermore, several studies provide support for
alternative underlying mechanisms of ATD. This may question the utility of the method as a
selective serotonergic challenge tool. As ATD is extensively used for investigating the role of
5-HT in cognitive functions and psychiatric disorders, the potential of alternative mechanisms
and possible confounding factors should be taken into account. It is suggested that caution is
required when interpreting ATD effects in terms of a selective serotonergic effect.
Molecular Psychiatry (2011) 16, 695713; doi:10.1038/mp.2011.9; published online 22 February 2011
Keywords: acute stress; cerebral blood flow; cognitive dysfunction; depression; serotonin;
tryptophan
Introduction
Acute tryptophan depletion (ATD) currently represents the most established human challenge test
to investigate the involvement of the serotonin
(5-hydroxytryptamine; 5HT) system in the pathogenesis and pathophysiology of affective disorders.
The method is nontoxic and nonintrusive, thereby
providing the option to repeatedly manipulate the
central 5-HT system in vivo and assess the behavioural
effects of reduced 5-HT metabolism in the brain.1 The
reduction of brain 5-HT in a reversible manner reflects
the main methodological advantage of the tool,
permitting application of the same basic method in
both human subjects and rodents. This is considered
valuable for comparing neurophysiological changes
linked to behavioural effects across species.2
As intact 5-HT neurotransmission is necessary for a
wide range of physiological and functional processes,
a disruption in this system can easily provoke diverse
pathophysiological abnormalities, most of which are
Correspondence: Dr EL van Donkelaar, Department of Psychiatry
and Neuropsychology, Division of Neuroscience, Faculty of
Health, Medicine and Life Sciences, School for Mental Health
and Neuroscience, Maastricht University, P.O. Box 616, 6200 MD
Maastricht, The Netherlands.
E-mail: eva.vandonkelaar@maastrichtuniversity.nl
Received 12 March 2010; revised 4 January 2011; accepted 19
January 2011; published online 22 February 2011
696
Figure 1 Central serotonin synthesis and metabolism. In the brain, tryptophan (TRP) is first hydroxylated into
5-hydroxytryptophan (5-HTP) by the enzyme tryptophan hydroxylase (TPH). Aromatic L-amino-acid decarboxylase (AAAD)
subsequently catalyzes the decarboxylation of 5-HTP into 5-hydroxytryptamine (5-HT). The enzymes monoamine oxidase
(MAO) and aldehyde dehydrogenase (ADH) eventually break serotonin (5-HT) down into the inactive metabolite
5-hydroxyindoleacetic acid (5-HIAA).
Molecular Psychiatry
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698
699
700
Age/sex/strain/
nutritional mixture/
dosing regime
Reference
Brown et al.84
Molecular Psychiatry
Blokland
et al.77
Lieben et al.24
Lieben et al.83
Cahir et al.78
Free plasma TRP
At T3
89%
70% at T2
65% at T4
49% at T6
TRP
fcx: 70%
hpc: 66%
remaining cortex: 63%
5-HT
fcx: 39%
hpc: 55%
remaining cortex: 41%
Not reported
At T4:
TRP hpc: 43%
5-HT hpc: 67%
5-HT striatum: 40%
5-HIAA hpc: 40%
At T5:
TRP hpc: 33%
TRP fcx (no pfc): 14%
38% at T5
71% at T2
78% at T4
At T3:
5-HT hpc: 23%
5-HIAA hpc: 39%
% Change brain
parameters compared
with control
Not reported
% Change plasma
TRP/SLNAA ratio
compared with
baseline
NA
NA
No cognitive impairment or
depressive-like effects. Increased
anxiety at T5
Behavioural effects
Additional neurobiochemical
observations
Table 1 Overview of neurobiochemical and behavioural effects of acute tryptophan depletion in rodents induced by a pure amino-acid mixture without TRP, a TRP-free
proteincarbohydrate nutritional mixture (Solugel) or a solid TRP-free diet
Age/sex/strain/
nutritional mixture/
dosing regime
Van der
Plasse99
Cahir et al.97
Rutten et
al.87,97,114
Jans et al.4
Jans et al.85
Jans and
Blokland86
Continued
Reference
Table 1
At T4
CMS: 60%
Control: 64%
At T4
Brown Norway:
58%
Sprague Dawley:
48%
At T4
Males:
66%
Females:
53% (pro/es)
55% (met/di)
At T1
48%
At T3
23%
% Change plasma
TRP/SLNAA ratio
compared with
baseline
Not reported
- BN
fcx: 5-HT 5-HIAAk
hpc: 5-HT 5-HIAAk
- SD:
fcx: 5-HT 5-HIAAk
hpc: 5-HIAA k
5-HIAA/5-HT k
Males:
TRP fcx: 56%
Females (pro/es)
TRP fcx: 49%
TRP hpc: 53%
Not reported
Hpc
5-HT: 37%
5-HIAA: 34%
% Change brain
parameters compared
with control
Additional neurobiochemical
observations
NA
Behavioural effects
701
Molecular Psychiatry
At T4
TRP
SERT /
65%
SERT /
61%
SERT /
55%
ratio TRP/SLNAA
mean 50%k
SERT/ rat
(Slc6a41Hubr)
Solugel
2 10 ml kg1, 90 min
interval
Olivier et al.80
Molecular Psychiatry
van Donkelaar
et al.88
Jans et al.,
2009169
Ardis et al.96
Free plasma TRP
At T3.579%
Males
1 10: 48% at T2
2 10, 60 min
interval: 65% at T2
3 10, 60 min
interval:
73% at T4
54% at T6
Females
2 10, 90 min interval:
73% at T2
60% at T4
2% at T6
80% at T2 (after 4
days of daily
treatment)
81% at T4 (after 4
days of daily
treatment)
5-HT
fcx: 33%
hpc: 34%
remaining ctx: 12%
5-HIAA
fcx: 37%
hpc: 37%
remaining ctx: 43%
NA
Not reported
Behavioural effects
Additional neurobiochemical
observations
Not reported
5-HT fcx:
SERT / : 19%
SERT /: 19%
SERT /: 63%
5-HT hpc:
SERT / 13%
SERT /18%
SERT /70%
% Change brain
parameters compared
with control
702
At T2
73%
% Change plasma
TRP/SLNAA ratio
compared with
baseline
Age/sex/strain/
nutritional mixture/
dosing regime
Reference
Table 1 Continued
van Donkelaar
et al.81
van Donkelaar
et al.170
van Donkelaar
et al., 200982
van Donkelaar
et al.165
No effect of ATD upon
TRP, 5-HT or 5-HIAA
concentration at any of
the time points
measured and
independent of the
specific dosing regime
56%
Max depletion at T1
(30 min interval)
Swiss: 2 10 ml kg1:
74%
2 20 ml kg1: 77%
C57BL/6J:
2 10 ml kg1: 40%
1 15 ml kg1:70%
40%
MDMA pretreated:
37%
control: 40%
% Change brain
parameters compared
with control
% Change plasma
TRP/SLNAA ratio
compared with
baseline
NA
NA
NA
Behavioural effects
Additional neurobiochemical
observations
Abbreviations: ATD, acute tryptophan depletion (TRP treatment); BDNF, brain-derived neurotrophic factor; BN, Brown-Norway rat; CIT, citrulline; CMS, chronic mild
stress; DA, dopamine; DOPAC, 3,4-dihydroxyphenylacetic acid; fcx, frontal cortex; hpc, hippocampus; HVA, homovanillic acid; met-di, female rats in metestrus or
diestrus stage of the reproductive cycle; MDMA, 3,4-methylenedioxymethamphetamine, ecstasy; NA, not applicable; NE, norepinephrine; PDE 2, 4, 5,
phosphodiesterase enzyme type 2, 4, 5; pfc, prefrontal cortex; pro-es, female rats in proestrus or estrus stage of the reproductive cycle; SD, Sprague Dawley rat;
SERT/, homozygous serotonin transporter knockout rat; SERT /, heterozygous serotonin transporter knockout rat; SERT / , wild-type control of serotonin
transporter knockout rat; T, time in hours after (first) administration; TRP, tryptophan; TRP , control nutritional mixture with additional tryptophan; TRP/SLNAA,
ratio of TRP to the sum of other large neutral amino acids; TYR, tyrosine; 5-HT; 5-hydroxytryptamine (serotonin); 5-HIAA, 5-hydroxyindoleacetic acid; k, significant
decrease.
Age/sex/strain/
nutritional mixture/
dosing regime
Continued
Reference
Table 1
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Cerebrovascular abnormalities
Although not completely clear at present, ATD also
appears to affect local cerebral blood dynamics that may
explain behavioural ATD effects. Under normal physiological conditions, the cerebral metabolic rate of glucose
(CMRG) provides an index of changes in regional
neuronal activity, and changes in glucose metabolism
are found to be closely coupled to changes in
CBF.118,119 On this basis, abnormalities in either of
these closely linked neurophysiological parameters in
depressive subjects are thought to reflect changes in
serotonergic neurotransmission in brain areas that can
be functionally linked to the complexity of depressive
symptomatology displayed.120123 However, the 5-HT
neurotransmitter is a powerful vasoconstrictor124 and
serotonergic fibres innervating cerebral arteries, arterioles and veins have been identified.47 Thus, if
depression is represented by decreased central 5-HT
neurotransmitter concentrations, an increase in CBF
would seem more likely. Similarly, the ATD-induced
reduction in 5-HT synthesis would decrease vasoconstrictor tone, thereby most likely increasing CBF
due to vasodilatation. Surprisingly, a decrease in local
CBF following ATD has been reported in human
subjects125 and was also observed in rats.81 In the
latter, the acute decrease of peripheral TRP levels
resulted in a downward resetting of the cerebral flow
metabolism coupling relationship independently
of changes in central TRP or 5-HT. This parallels
preliminary findings of an uncoupling of flow from
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706
Figure 3 Potential underlying mechanism of acute tryptophan (TRP) depletion-induced rat object memory impairment and its attenuation through phosphodiesterase
inhibition. A decrease in the ratio of TRP to the sum of
other large neutral amino acids (SLNAA) induced by acute
tryptophan depletion (ATD) potentially directly affects ()
the activity of nitric oxide synthase (NOS), thereby
decreasing central citrulline (CIT) levels without affecting
its precursor arginine (ARG). A decrease in CIT most likely
parallels a reduction in nitric oxide (NO) that subsequently
affects local cerebral blood flow (CBF) in brain areas highly
implicated in object memory processes. Indicated with ( )
is the possible mechanisms behind the improvement of
object memory deficits by inhibition of either the phosphodiesterase (PDE) enzyme type 5 (PDE5-I) or type 2 (PDE2-I),
thereby directly increasing the levels of cyclic adenosine
monophosphate (cAMP) and/or cyclic guanosine monophosphate (cGMP), respectively, or type 4 (PDE4-I) increasing
cAMP only. Both second messenger molecules are highly
implicated in learning and memory processes. Inhibition of
PDE5 and PDE2 also directly activates NOS, thereby
increasing NO levels that stimulate the synthesis of soluble
guanylyl cyclase (sGC) and cGMP presynaptically. The
vasodilating properties of the PDE inhibitors might additionally attenuate ATD-induced decreases in CBF. ()
Inhibition or decrease; ( ) stimulation or increase.
human subjects selectively impairs memory consolidation,74 which has been suggested to be caused by
lower 5-HT levels in hippocampal areas.73 However,
in rats, the ATD-induced cerebrovascular changes
were independent of changes in central 5-HT levels.81
This suggests that decreased CBF in brain regions
normally high in BDNF levels could also be considered underlying BDNF-mediated alterations in
learning and memory processing after ATD.
Kynurenine (KYN) metabolites
Under normal physiological conditions, only 1 to 2%
of the amount of ingested TRP is used by the body
for the synthesis of 5-HT.19 The majority of total
ingested TRP is catabolyzed into KYN by induction
of tryptophan pyrrolase in the liver.141 Induction of
pyrrolase by the enzymes IDO (indolamine 2,3dioxygenase) and TDO (tryptophan 2,3-dioxygenase)
in the liver reduces TRP availability142 and therefore
5-HT synthesis is also influenced by IDO and TDO
activity.143,144 Stimulation of these enzymes by proinflammatory cytokines, in particular interferon-g,145
enhances the catabolism of TRP,142 thereby decreasing
the amount of TRP eventually available for 5-HT
synthesis in the brain. Moreover, TDO activity can
also be induced by corticoids.146
Tryptophan pyrrolase is the first rate-limiting
enzyme of the KYN pathway and KYN is the major
degradation product of TRP.144 KYN is further
converted into potentially neuroactive metabolites
such as kynurenine acid and quinolinic acid.147
Independently of each other, both metabolites exert
specific effects upon N-methyl-D-aspartate (NMDA)
receptors,148 which have an important role in LTP and
memory formation.149,150 NMDA receptor antagonists
have been shown to inhibit LTP and selectively
impair learning and memory,151 but antagonists can
also have a neuroprotective effect.152 Kynurenine acid
has an antagonistic effect on the NMDA receptor and
has been shown to have neuroprotective effects.153
Conversely, quinolinic acid depolarizes neurons by
activating NMDA receptors.153 As a result, quinolinic
acid can lead to neurotoxicity, similar to that found in
hypoxia and ischaemia.154156 Thus, an ATD-induced
change in the amount of KYN metabolites could
provide an explanation for the observed cerebral
oligaemia paralleling decreased peripheral TRP
levels,81 and as such KYN metabolites have already
been suggested to additionally account for the consistently reported memory impairments after ATD.2
Confounding stress effects
ATD application-related procedures might produce
stress, which might interfere with TRP metabolism,
and subsequent 5-HT synthesis as brain 5-HT,
together with other monoamines, is critically involved in the mediation of the central response to
stressors and subsequent behavioural adaptation.157
Acute stressors stimulate hypothalamicpituitary
adrenal axis activity, thereby increasing central 5-HT
necessary for stress coping.158 In rodents, overnight
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Conclusions
ATD currently represents the most established human
challenge test to investigate the involvement of the
5-HT system in the pathogenesis and pathophysiology
of affective disorders, including cognitive dysfunctional behaviour. However, the exact mechanism by
which ATD exerts its neurophysiological effects, and
to what extent changes in 5-HT neuronal activity
contribute to the ATD-induced functional and behavioural alterations, remain unresolved issues. This
pivotal lack of information impedes an adequate
interpretation of the results arising from application
of the method in both clinical and preclinical studies.
As most biochemical brain values are merely indicative and thus speculative in human studies, animal
models provide a better means for the exploration of
ATD-induced neurobiochemical alterations. However,
even in rats, challenging the 5-HT system by ATD
introduces speculation because of the highly controversial results between studies on both the peripheral, central and behavioural level. Moreover, no
convincing evidence exists that ATD induces alterations in central 5-HT release and subsequent neuronal
activity. Several findings support the contribution of
alternative mechanisms that go beyond a decreased
5-HT release, such as reduced NOS activity and
cerebrovascular abnormalities. In addition, experimental procedures related to the application of the
ATD method seem highly stressful and potentially
interfere with TRP metabolism, thereby confounding
ATD neurochemical and behavioural results, especially in rodents. As a decrease in CBF and confounding stress effects provide an explanation for
both the consistently reported behavioural effects and
the absent effects, it seems most likely that the
underlying mechanism of the method goes beyond a
disturbed 5-HT system. It is thus suggested that
caution is required when interpreting ATD effects in
terms of a selective serotonergic effect.
Conflict of interest
The authors declare no conflict of interest.
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