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Molecular Psychiatry (2011) 16, 695713

& 2011 Macmillan Publishers Limited All rights reserved 1359-4184/11


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FEATURE REVIEW

Mechanism of acute tryptophan depletion:


is it only serotonin?
EL van Donkelaar1, A Blokland2, L Ferrington3, PAT Kelly3, HWM Steinbusch1 and J Prickaerts1
1

Department of Psychiatry and Neuropsychology, Faculty of Health, Medicine and Life Sciences, School for Mental
Health and Neuroscience, Maastricht University, Maastricht, The Netherlands; 2Department of Neuropsychology and
Psychopharmacology, Faculty of Psychology and Neuroscience, Maastricht University, Maastricht, The Netherlands and
3
Cerebrovascular Research Laboratory, Centre for Cognitive and Neural Systems, University of Edinburgh, Edinburgh, UK
The method of acute tryptophan depletion (ATD), which reduces the availability of the essential
amino acid tryptophan (TRP), the dietary serotonin (5-hydroxytryptamine (5-HT)) precursor,
has been applied in many experimental studies. ATD application leads to decreased
availability of TRP in the brain and its synthesis into 5-HT. It is therefore assumed that a
decrease in 5-HT release and subsequent blunted neurotransmission is the underlying
mechanism for the behavioural effects of ATD. However, direct evidence that ATD decreases
extracellular 5-HT concentrations is lacking. Furthermore, several studies provide support for
alternative underlying mechanisms of ATD. This may question the utility of the method as a
selective serotonergic challenge tool. As ATD is extensively used for investigating the role of
5-HT in cognitive functions and psychiatric disorders, the potential of alternative mechanisms
and possible confounding factors should be taken into account. It is suggested that caution is
required when interpreting ATD effects in terms of a selective serotonergic effect.
Molecular Psychiatry (2011) 16, 695713; doi:10.1038/mp.2011.9; published online 22 February 2011
Keywords: acute stress; cerebral blood flow; cognitive dysfunction; depression; serotonin;

tryptophan

Introduction
Acute tryptophan depletion (ATD) currently represents the most established human challenge test
to investigate the involvement of the serotonin
(5-hydroxytryptamine; 5HT) system in the pathogenesis and pathophysiology of affective disorders.
The method is nontoxic and nonintrusive, thereby
providing the option to repeatedly manipulate the
central 5-HT system in vivo and assess the behavioural
effects of reduced 5-HT metabolism in the brain.1 The
reduction of brain 5-HT in a reversible manner reflects
the main methodological advantage of the tool,
permitting application of the same basic method in
both human subjects and rodents. This is considered
valuable for comparing neurophysiological changes
linked to behavioural effects across species.2
As intact 5-HT neurotransmission is necessary for a
wide range of physiological and functional processes,
a disruption in this system can easily provoke diverse
pathophysiological abnormalities, most of which are
Correspondence: Dr EL van Donkelaar, Department of Psychiatry
and Neuropsychology, Division of Neuroscience, Faculty of
Health, Medicine and Life Sciences, School for Mental Health
and Neuroscience, Maastricht University, P.O. Box 616, 6200 MD
Maastricht, The Netherlands.
E-mail: eva.vandonkelaar@maastrichtuniversity.nl
Received 12 March 2010; revised 4 January 2011; accepted 19
January 2011; published online 22 February 2011

reflected in dysfunctional behavioural output. ATDinduced behavioural changes in human subjects


and laboratory animals are normally attributed to
decreased 5-HT release, reflecting altered 5-HT
neuronal activity. However, it is not fully clear what
mechanisms underlie the neurophysiological effects
of ATD and to what extent changes in 5-HT neuronal
activity contribute to the ATD-induced functional and
behavioural alterations. Also, no convincing evidence
exists for affected central 5-HT release following ATD
in animals.3
The ATD method seems important in the investigation of 5-HT-related vulnerability factors implicated
in the onset of depression,4 and previously the
monoamine systems were considered to be primarily
responsible for the onset of depressive disorders.5
However, the lack of mood-lowering effects after ATD
in healthy subjects may not support a direct causal
relationship between acute decreased 5-HT metabolism and major depressive disorder.6 Moreover, as
will be discussed in this review, evidence exists
that ATD possibly exerts its neurochemical and
behavioural effects through other mechanisms that
might go beyond a straightforward decrease in 5-HT
metabolism. This review covers an extensive evaluation of both the methodology and the diverse neurochemical and behavioural effects of ATD, including
a critical assessment of the common parameters
used for indicating presumed ATD-induced changes

Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

696

in 5-HT functionality. Furthermore, this review


aims to outline alternatives for potential underlying
mechanisms of the method that might go beyond a
disturbed 5-HT system and thus draw into question
the utility of ATD as a serotonergic challenge tool in
experimental research in general and depression
research in particular.

Methodological aspects of ATD


5-HT is synthesized in a two-step reaction (Figure 1)
from the initial substrate L-tryptophan (TRP), and the
bioavailability of this essential amino acid is the
principal rate-limiting factor. Thus, variations in
dietary intake of TRP can have profound effects upon
the synthesis of this very important neurotransmitter
substance and may impact upon those aspects of
brain function that are influenced by serotonergic
neurons. It is this fact that underpins the use of ATD
as both an experimental tool and a clinical probe for
depressive illness.
From plasma to brain tryptophan
Amino acids can only be transported from the blood
through the capillary endothelial cells of the bloodbrain barrier (BBB) into the brain by carrier-mediated
transporter systems in the capillary cell plasma
membranes.7 Given that the surface area of the BBB
is much smaller compared with the surface area of
brain cell membranes, it is this initial transport
through the BBB that limits the uptake of plasma
TRP into the brain.8 The branched-chain amino acids
(leucine, isoleucine and valine) together with the
aromatic amino acids (phenylalanine, tyrosine and
TRP) are subclassified as large neutral amino acids
(LNAAs). Of the nine different amino acid transport
systems identified at the BBB, the so-called Transport
System L is only half saturated under normal
physiological conditions and mediates high-affinity,
sodium-independent uptake of all LNAAs.8,9 Consequently, in order to bind to the L-amino-acid transport
carrier and subsequent transport into the brain, TRP
has to compete heavily with the other LNAAs.1012
The availability of TRP in the brain thus depends
upon the ratio of TRP to the sum of the other LNAAs
(TRP/SLNAA), and a decrease in this ratio in plasma
is normally used as the best predictor of reduced
availability of TRP in the brain and subsequent
synthesis into 5-HT.13,14

From bound to free plasma tryptophan: the brain influx


parameter
Approximately 90% of all TRP molecules circulating
in the blood are bound to serum albumin. Although
positive correlations between serum free-TRP and
whole brain TRP levels have been reported in rats,15,16
the dissociation of TRP from albumin by endogenous
and exogenous ligands has been shown to increase
the entry of TRP into the brain, thereby enhancing
central 5-HT synthesis.17,18 This observation suggests
that only free TRP is available for transport into the
brain.15 As the changes in TRP-free levels can take
place independently of changes in total TRP levels,19
this would make a distinction between free and
bound TRP necessary for estimating its availability
in the brain. However, accumulating evidence indicates that total peripheral TRP concentrations (free
plus bound) more accurately reflect the rate of influx
of TRP into the brain. It has been shown that TRP is
only loosely bound to albumin and although albumin
itself cannot cross the BBB, it appears to be a highly
flexible protein undergoing reversible conformational
changes.20 These conformational changes, which
occur during transport of TRP from the circulating
albumin-bound pool, enhance the dissociation of TRP
from the albumin-binding sites within the cerebral
microvasculature and appear to be highly dependent
upon cerebral haemodynamics.21 Low cerebral blood
flow (CBF) is likely to increase the interaction
between the albumin-bound TRP complex and the
glycocalyx of the BBB, thereby causing more TRP
to dissociate from albumin.21,22 This implies that
temporally dynamic or spatial differences in local
CBF may influence the rate of central TRP uptake in
general and even within specific brain areas.23 Thus,
although only free TRP can eventually cross the BBB,
the amount of albumin-bound TRP in plasma must
also be taken into account to calculate the availability
of TRP in the brain, as TRP can easily dissociate from
albumin near the BBB, thereby increasing the TRPfree pool and subsequent uptake into the brain (see
also Figure 2).
Solugel
In most studies, pure amino-acid mixtures without
TRP have been used to reduce plasma TRP levels.
However, one disadvantage of the amino-acid mixture
is that differences in the distinct amino acids were
found between the control condition (TRP ) and

Figure 1 Central serotonin synthesis and metabolism. In the brain, tryptophan (TRP) is first hydroxylated into
5-hydroxytryptophan (5-HTP) by the enzyme tryptophan hydroxylase (TPH). Aromatic L-amino-acid decarboxylase (AAAD)
subsequently catalyzes the decarboxylation of 5-HTP into 5-hydroxytryptamine (5-HT). The enzymes monoamine oxidase
(MAO) and aldehyde dehydrogenase (ADH) eventually break serotonin (5-HT) down into the inactive metabolite
5-hydroxyindoleacetic acid (5-HIAA).
Molecular Psychiatry

Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

Figure 2 Overview of tryptophan metabolism from food


intake to brain uptake and the differential effects of
carbohydrates and protein upon the availability of tryptophan (TRP) in plasma for uptake into the brain. In order to
obtain the amino-acid TRP, its inclusion in the diet is
essential. The majority of TRP is bound to plasma albumin
and only free TRP will eventually cross the blood-brain
barrier (BBB). Albumin-bound TRP, however, easily dissociates from albumin near the cerebrovasculature under
the influence of haemodynamic changes, thereby increasing
the TRP-free fraction available for uptake into the brain. The
amount of TRP in plasma eventually crossing the BBB also
depends upon the presence of other large neutral amino
acids (LNAAs) that all compete for the same amino acid
transport system L at the BBB. Because of this competition
of TRP with leucine (LEU), isoleucine (ILE), valine (VAL),
phenylalaline (PHE) and tyrosine (TYR), the ratio of TRP to
the sum of the other LNAAs (TRP/SLNAA) in plasma better
reflects the amount of central TRP available for synthesis
into 5-hydroxytryptamine (5-HT). Dietary carbohydrates
increase the uptake of the LNAAs into peripheral tissue,
thereby decreasing their levels in plasma. Together with an
increase in total TRP levels, the TRP/SLNAA ratio changes
in favour of TRP and increases its availability for transport
across the BBB. As little as 2.5% of additional proteins
counteracts the effects of carbohydrates, as the protein
ingestion-induced increase in the levels of all amino acids is
much higher than the decrease by carbohydrates. When a
TRP-free diet is administrated (acute tryptophan depletion),
all amino acids are elevated except for TRP, thereby
decreasing the TRP/SLNAA ratio and thus TRP uptake into
the brain.

a condition in which animals were treated with


saline.2,24 In that case, the control condition is not
an optimal and representative control condition. An
alternative manner to reduce central 5-HT concentrations by lowering the levels of its dietary precursor
TRP in plasma can be achieved by administration of
specific TRP-free nutritional mixtures.
Besides the TRP-free or TRP-low balanced diets
and pure amino-acid mixtures without TRP, a more
advanced technique is the oral administration of

a gelatin-based proteincarbohydrate mixture.2 By


adding a specific amount of TRP to the control
mixture, the effects of peripheral TRP suppletion, as
often observed with traditional amino-acid mixtures
in humans,25,26 are avoided and thus do not cause
misinterpretation of the ATD effects.2,27,28 Gelatin is
derived from the selective hydrolysis of collagen
protein, which is easily digestible and naturally lacks
the essential amino-acid TRP.29 The gelatin hydrolysate used for the nutritional mixture is gelatin in an
enzymatic hydrolyzed form, commercially available
as Solugel (PB Gelatins, Tessenderlo, Belgium).
Solugel no longer consists of a combination of a few
selective amino acids, but comprises a broad range of
amino acids in the form of peptides, which makes it
comparable with standard diets. Moreover, it is water
dispensable and unique for its gel-forming ability.24 In
addition, a specific amount of carbohydrate is mixed
with the Solugel, which adds an essential caloric
value, thereby making the nutritional mixture even
more similar to conventional food intake. Moreover,
mixing proteins with carbohydrates avoids any
unwanted effects upon amino-acid availability in
the blood (see below and Figure 2) as is normally
found with unbalanced diets containing high
amounts of carbohydrate or protein only.3032

697

Carbohydrate and dietary protein


Various metabolic processes are triggered when a
protein/carbohydrate meal, as is the case with ATD
methods, is ingested. These processes can have effects
on plasma TRP levels too. After the intake of carbohydrates, blood glucose levels raise, thereby stimulating the pancreas to release the anabolic hormone
insulin. The secretion of insulin stimulates glucose to
be taken up by the cells for subsequent normalization
of glucose levels in the blood. Concomitantly with the
insulin-induced drop in blood glucose levels, plasma
TRP levels increase whereas the concentration of
most other amino acids in plasma decreases.33 When
a carbohydrate-rich meal contains no additional
protein, activation of the insulin response increases
protein synthesis, thereby stimulating the uptake of
almost all amino acids (mainly the branched-chain
amino acids) into muscle tissue. Most of the TRP in
plasma is bound to serum albumin and thus is not
available for uptake into peripheral tissues, and hence
the effect of insulin upon TRP is much less compared
with the other LNAAs. Moreover, insulin increases
the affinity of serum albumin for TRP and increases
the ratio of bound to free plasma TRP, as more
albumin is available because of the insulin-induced
uptake of fatty acids, which were bound to albumin.
Thus, because TRP is the only amino acid that binds
to albumin, it is the only one that is very well
prevented from being taken out of the bloodstream
and up into peripheral tissue. This is even more the
case when the binding to albumin increases because
of insulin secretion. Taken together, after the ingestion of carbohydrate the plasma ratio of LNAAs
changes in favour of total TRP, which eventually
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EL van Donkelaar et al

698

leads to an increased availability of TRP in the brain


to be synthesized into 5-HT.33,34 Yet, as little as 2.5%
of additional protein is sufficient for the substantial
increase of plasma LNAAs to counteract the effect of
carbohydrate and the subsequent insulin-induced fall
in LNAAs.32,35 This is the case with the TRP-free
proteincarbohydrate nutritional mixture (see also
Figure 2).
Protein synthesis
The administration of a diet devoid of TRP depletes
plasma TRP acutely by inducing hepatic protein
synthesis.36 This results in an extracellular TRP
removal that is because of an increased incorporation
of TRP into proteins in the liver and other tissue.12,15
The ATD-induced depletion of plasma TRP can be
dose dependently blocked by administration of the
protein synthesis inhibitor cycloheximide together
with a TRP-free diet.37,38 Thus, protein synthesis, and
not the inhibition of TRP transportation into the
brain, seems to be the important initial mechanism
underlying ATD-induced decreased 5-HT in the brain.

Central versus peripheral effects of ATD


The effects of ATD on affective behaviour (for
example, depression) and various cognitive functions
(for example, memory, attention and impulsivity)
have been studied in human subjects and laboratory
animals, and several theories regarding its underlying
serotonergic mechanism and its implication for
psychiatry in general have been widely explored
and reviewed over the past 20 years.3943 In this
section we will give an overview of the peripheral and
central effects after ATD in human subjects and
rodents.
ATD: revealing vulnerability to depression
Many neurophysiological processes are known to be
regulated by the 5-HT system, including mood and
cognition, which are most prominently impaired in
clinical depression.4446 5-HT cell bodies are clustered
in the brainstem raphe nuclei sending out projections
throughout the entire central nervous system with
ascending pathways innervating anatomically and
functionally diverse regions of the cerebral cortex,
including the limbic system, the basal ganglia and
structures within the diencephalon.47 Because of this
anatomy, the neurotransmitter influences all regions
of the neuraxis, thereby modulating an extensive
range of physiological and behavioural functions.
Besides mood and cognition, appetite, emesis, endocrine function, gastrointestinal function, motor function, neurotrophism, perception, sensory function,
pain sensitivity, sex, sleep and even vascular function
are all under the control of the 5-HT system.
Consequently, disrupted 5-HT synthesis and subsequent abnormal 5-HT function can lead to a diverse
range of behavioural disturbances also implicated
in clinical depression. Consistent findings in this
respect specifically include decreased peripheral TRP
Molecular Psychiatry

levels48 and lower levels of the inactive 5-HT


metabolite 5-hydroxyindoleacetic acid (5-HIAA) in
cerebral spinal fluid (CSF), which all reflect diminished 5-HT metabolism.49,50 The effectiveness of
serotonergic drugs used in the treatment of depression is also suggestive of an important role of
disrupted function of specific pre- and post-synaptic
receptors underlying impaired 5-HT neurotransmission and linked to specific depressive symptoms.51,52
Human subjects with genetic, pre-existing 5-HT
dysfunction may lack endogenous compensatory
capacity to deal with an acute decrease in 5-HT
metabolism, thereby exhibiting higher behavioural
sensitivity to ATD.4,26 This implies that a predisposition of so-called serotonergic vulnerability only
results in direct overt psychiatric symptoms when
these are triggered, as with ATD, by challenging the
already vulnerable 5-HT system4 up to a certain
threshold.26 In line with this hypothesis, ATDinduced transient mild mood-lowering effects, as
reflected by lower mood ratings, have been reported
in carriers of the short allelic polymorphism in the
promoter of the 5-HT transporter gene 5-HTTLPR
(serotonin-transporter-linked promoter region)53 and
in healthy subjects with a family history of depression.54 Similarly, a higher behavioural response to
ATD has been observed in women,55,56 who are
presumably predisposed to a lower 5-HT synthesis
rate compared with men.57 Moreover, ATD provokes a
relapse of depressive symptoms in healthy subjects
with a history of depression.58,59 However, this effect
is only in those subjects who were previously treated
successfully with selective serotonin re-uptake inhibitors (SSRIs) or monoamine oxidase inhibitors (MAOIs).
Remitted, medication-free depressed patients with a
positive treatment response history to antidepressants
that primarily interact with systems other than 5-HT
(for example, tricyclic antidepressants or selective
norepinephrine reuptake inhibitors) appear not to be
affected by ATD.6062
ATD in healthy human subjects: inducing cognitive
deficits
As mentioned above, it is generally believed and
accepted that ATD does not induce considerable
mood-lowering effects in healthy human subjects.59,63,64 Nevertheless, acute decreased peripheral
TRP levels and diminished 5-HIAA concentrations in
CSF are consistently reported after ATD and appear to
be similar in all subpopulations, that is, in both
healthy and the so-called serotonergic vulnerable
subjects.54,6569 Interestingly, both healthy and vulnerable subjects display cognitive dysfunctional behaviour after ATD as reported consistently between
studies.27,28,7075 It might therefore be suggested that
an acute decrease in peripheral TRP levels directly
interferes with mechanisms implicated in cognitive processing that depend less upon 5-HT functioning. Altered cognitive processing has been reported
with impairments in long-term memory formation

Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

(in particular, consolidation processes74), decision


making, reversal learning and working memory.
Effects of ATD in rodents: affect and/or cognition?
Animal models enable direct investigation of the
relationships between brain and behaviour with the
aim of gaining insight into human behaviour and
its underlying neuronal and neuroendocrinological
processes.76 Therefore, the direct consequences of
ATD upon brain parameters like TRP and 5-HT in the
rat are generally used for interpretation of the alterations in behavioural output in accordance with the
underlying neurochemical mechanism of the method.
A large body of preclinical literature provides
evidence that ATD in rats significantly depletes the
levels of TRP in plasma, thereby reducing 5-HT
metabolism, as is suggested by the lower TRP and
5-HT levels in the rat brain tissue.24,7780 In rats,
however, the levels of peripheral and central TRP
reductions, as well as brain 5-HT concentrations,
have not been consistently reported, and other ATDinduced neurophysiological effects, as discussed
below, have been observed in the absence of central
TRP or 5-HT reductions.81,82 Similarly and in line
with the ATD effects in healthy human subjects,
ATD-induced alterations in affective behavioural
parameters in the rat appear controversial between
studies.77,8385 Object memory performance is the only
parameter consistently reported as impaired after
ATD79,83,8588 and seems even more pronounced in
rats with pre-existing abnormal 5-HT function.80
Table 1 provides an overview of the peripheral and
central neurochemical effects and other neurophysiological changes, as well as cognitive and affective
behavioural alterations after ATD induced in rodents,
mainly rats, through administration of nutritional
mixtures completely devoid of TRP.

Methodological considerations: do we actually


measure central effects?
It is generally assumed that the mood-lowering
and cognitive dysfunctional effects of ATD are mediated by decreases in 5-HT neuronal activity. Yet, as
described below, most parameters used to indicate
reduced 5-HT synthesis or release appear to merely
estimate decreases in 5-HT metabolism and neuronal
activity, respectively, thereby remaining rather
speculative.
The TRP/SLNAA ratio in plasma
The effects of ATD treatment upon 5-HT levels in the
brain cannot be directly investigated in humans. In
general therefore, the ratio TRP/SLNAA in plasma is
used to estimate the amount of TRP available in the
brain for synthesis into 5-HT. In most cases, total
peripheral TRP levels (free plus albumin bound) are
used for calculating the ratio to the sum of the other
LNAAs. Although only the relatively small fraction of
free TRP eventually crosses the BBB, TRP can easily
dissociate from albumin near the BBB, thereby

increasing the TRP-free pool and subsequent uptake


into the brain. Thus, the direct effect of physiological
factors such as hormones, exercise or mild stressors
upon the rate of dissociation of TRP from albumin can
only be taken into account if both total and free TRP
levels are actually measured,89 which is usually not
done. Therefore, based upon total peripheral TRP
levels alone, the TRP/SLNAA ratio in plasma is
probably a distorted estimation of the rate of influx of
TRP into the brain.
A decrease in the TRP/SLNAA ratio suggests that
less TRP will be available to the brain for synthesis
into 5-HT. This has been confirmed by the ATDinduced decrease in the uptake of central a-methyl-Ltryptophan (a-M-TRP) as measured by positron emission tomography in humans.57 Although this finding
supports the concept that ATD exerts central effects,
a-M-TRP uptake does not reveal anything specific
about 5-HT release,39,67 despite the fact that it is
considered a reliable indicator of 5-HT synthesis.
Finally, other LNAAs such as methionine and
threonine are generally not included in the ratio as
active competitors of plasma TRP. However, evidence
exists that together with the branched-chain amino
acids and the aromatic amino acids, methionine
and threonine share the same L-amino-acid transport
carrier at the BBB.8,9,90 Thus, calculating the TRP/
SLNAA ratio without taking into account all competitive amino acids is most likely to result in an
overestimation of brain TRP influx and subsequent
dissociation from brain TRP levels and 5-HT synthesis.

699

The 5-HIAA/5-HT ratio in the brain


In humans subjected to ATD, a decrease in the
concentration of 5-HIAA in CSF suggests that less
5-HT has been catabolyzed, which normally takes
place after release, that is, after neuronal firing.
Therefore, a decrease in the amount of 5-HIAA is
thought to reflect decreased 5-HT metabolism, as
lower intracellular 5-HT availability is presumed to
result in reduced 5-HT release. However, numerous
other peripheral factors seem to influence both the
amount of 5-HIAA produced and its transport into
and out of the CSF (see ref. 52). Moreover, 5-HT
release and neuronal firing seem not to correlate
necessarily with 5-HT metabolism,91,92 and thus the
amount of 5-HIAA in CSF seems not to be a valid
index of changes in 5-HT release.92,93
In contrast to human subjects, animal models offer
the possibility to directly measure changes in TRP,
5-HT and 5-HIAA concentration in distinct brain
areas. Significantly lower tissue levels of TRP and
5-HT have been reported after ATD compared with
TRP control conditions in animals.24,79,80,85 The
5-HIAA/5-HT ratio is normally used to calculate the
5-HT turnover rate and estimate changes in 5-HT
release, reflecting neuronal activity. However, this
seems to apply only under normal physiological
conditions when the rate of 5-HT synthesis remains
constant.94 An increase in 5-HIAA levels would then
increase the 5-HIAA/5-HT ratio and allow accurate
Molecular Psychiatry

700

Age/sex/strain/
nutritional mixture/
dosing regime

Adult male Sprague


Dawley rats
AA mixture
1  10 ml kg1

4 months old male


Wistar rats
AA mixture
1  10 ml kg1
(5 g /kg1)
TRP : 0.153 g
absolute amount

4 months old male


Wistar rats
Solugel
2  10 ml kg1, 90 min
interval

4 months old male


Wistar rats
Solugel2  10 ml kg1,
90 min interval

Adult male Sprague


Dawley rats
Solid TRP-free diet
TRP : 0.7%

Reference

Brown et al.84

Molecular Psychiatry

Blokland
et al.77

Lieben et al.24

Lieben et al.83

Cahir et al.78
Free plasma TRP
At T3
89%

70% at T2
65% at T4
49% at T6

TRP
fcx: 70%
hpc: 66%
remaining cortex: 63%
5-HT
fcx: 39%
hpc: 55%
remaining cortex: 41%

Not reported

At T4:
TRP hpc: 43%
5-HT hpc: 67%
5-HT striatum: 40%
5-HIAA hpc: 40%

At T5:
TRP hpc: 33%
TRP fcx (no pfc): 14%

38% at T5

71% at T2
78% at T4

At T3:
5-HT hpc: 23%
5-HIAA hpc: 39%

% Change brain
parameters compared
with control

Not reported

% Change plasma
TRP/SLNAA ratio
compared with
baseline

No differences between 1 and 3


weeks of TRP diet upon peripheral
and central parameters
Decreased 5-HT1A receptor binding
in dorsal raphe only after ATD at T3.
No effects upon 5-HT1A or
5-HT2A binding in fcx, hpc or
remaining cortex. After 3 weeks
of diet, 46% increase in 5-HT2A
binding in cortex and not, however,
in fcx or hpc

NA

Object recognition impairment at T4


No anxiety or depressive-like effects
and no effects upon spatial learning
in water maze

NA

No cognitive impairment or
depressive-like effects. Increased
anxiety at T5

TYR ctx: 44%

Lowering of 5-HT in both hpc and


striatum. Both TRP and 5-HIAA
levels only decreased compared
with control in hpc. Increase (43%)
TYR in hpc and decrease in striatum
after ATD. No effects upon TRP,
5-HT, 5-HIAA in ctx. No effect
upon DA.
ATD-induced decrease of CIT in
striatum, hpc and ctx

No cognitive impairment or changes


in locomotor activity
or analgesia

Behavioural effects

TRP suppletion effect in fcx: 5-HT


45% increase compared with water.
Decreased 5-HT after ATD in fcx
compared with TRP , but not
different from water. 5-HIAA
striatum 35% lower compared
with water, not different from TRP

Additional neurobiochemical
observations

Table 1 Overview of neurobiochemical and behavioural effects of acute tryptophan depletion in rodents induced by a pure amino-acid mixture without TRP, a TRP-free
proteincarbohydrate nutritional mixture (Solugel) or a solid TRP-free diet

Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

Age/sex/strain/
nutritional mixture/
dosing regime

Adult male Wistar


rats
Solugel
2  10 ml kg1, 90 min
interval

Adult male Sprague


Dawley rats
AA mixture
2  10 ml kg1, 90 min
interval
TRP : 2.3 g

4 months old male


Wistar rats
Solugel
1  10 ml kg1

4 months old male


and female Wistar
rats
Solugel
2  10 ml kg1, 90 min
interval

3 months old male


Brown-Norway and
Sprague Dawley rats
Solugel
2  10 ml kg1, 90 min
interval

2 months old male


Wistar rats
Solugel
2  10 ml kg1, 90 min
interval

Van der
Plasse99

Cahir et al.97

Rutten et
al.87,97,114

Jans et al.4

Jans et al.85

Jans and
Blokland86

Continued

Reference

Table 1

At T4
CMS: 60%
Control: 64%

At T4
Brown Norway:
58%
Sprague Dawley:
48%

At T4
Males:
66%
Females:
53% (pro/es)
55% (met/di)

At T1
48%
At T3
23%

Free plasma TRP


At T3.5
79%

Free plasma TRP


60% at T3
70% at T4
35% at T5
50% at T6

% Change plasma
TRP/SLNAA ratio
compared with
baseline

Not reported

- BN
fcx: 5-HT 5-HIAAk
hpc: 5-HT 5-HIAAk
- SD:
fcx: 5-HT 5-HIAAk
hpc: 5-HIAA k
5-HIAA/5-HT k

Males:
TRP fcx: 56%
Females (pro/es)
TRP fcx: 49%
TRP hpc: 53%

Not reported

Hpc
5-HT: 37%
5-HIAA: 34%

% Change brain
parameters compared
with control

Decreased ratio 5-HIAA/5-HT in hpc


and fcx only in SD rats

In general, higher peripheral TRP


levels were observed in females. No
central ATD effects in females met/
di. Higher TYR levels in female pro/
es compared with female met/di and
males. ATD-induced increased TYR
in hpc and fcx in female pro/es.
Increased TYR in hpc only in female
met/di

No effects upon 5-HT turnover in


hpc
No effects upon plasma or central
BDNF protein levels

Extracellular 5-HT and DA


transmitter concentration
(microdialysis): No differences
between TRP- and TRP treatment
at any time point

Additional neurobiochemical
observations

Lower sucrose intake and blunted


weight gain after CMS. No anxiety
or depressive-like behaviour after
ATD or CMS. Less passive social
interaction after ATD, independent
of CMS. Object recognition impairment after ATD, independent of
CMS

Stronger ATD-induced behavioural


responses in SD rats. Object
recognition impairment only in SD
rats. Controversial anxiety effects and
trend toward increased behavioural
despair in SD rats. No anxiety/
depressive-like behaviour in BN rats

Object recognition impairment only


in female pro/es, not in males.
Generally less passive body contact
after ATD. Females generally more
active and decreased anxiety

Object recognition impairment at T1


and T3, reversed by PDE4 inhibition

NA

No differences in general activity


and no effect of novelty stimulation
upon general activity

Behavioural effects

Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

701

Molecular Psychiatry

At T4
TRP
SERT /
65%
SERT /
61%
SERT /
55%
ratio TRP/SLNAA
mean 50%k

SERT/ rat
(Slc6a41Hubr)
Solugel
2  10 ml kg1, 90 min
interval

6 months old male


Wistar rats
Solugel
1  10 ml kg1

4 months old male


and female Wistar
rats
Solugel
10 ml kg1, several
applications

Adult male Sprague


Dawley rats
AA mixture
2  10 ml kg1, 90 min
interval
TRP : 2.3 g

Olivier et al.80

Molecular Psychiatry

van Donkelaar
et al.88

Jans et al.,
2009169

Ardis et al.96
Free plasma TRP
At T3.579%

Males
1  10: 48% at T2
2  10, 60 min
interval: 65% at T2
3  10, 60 min
interval:
73% at T4
54% at T6
Females
2  10, 90 min interval:
73% at T2
60% at T4
2% at T6
80% at T2 (after 4
days of daily
treatment)
81% at T4 (after 4
days of daily
treatment)
5-HT
fcx: 33%
hpc: 34%
remaining ctx: 12%
5-HIAA
fcx: 37%
hpc: 37%
remaining ctx: 43%

NA

Object recognition impairment in


males at T2, T4 and T6 after
2  10 ml kg1, 90 min interval

Not reported

Object recognition impairment


independent of genotype. No effect
after low dose ATD in SERT /
wild types. Generally strongest
effect on SERT / even after TRP
treatment. No effects on untreated
rats

Behavioural effects

Object recognition impairment at


T2, reversed by PDE2 and PDE5
inhibition

No reduction of 5-HT or 5-HIAA in


striatum. Decreased 5-HIAA/5-HT
ratio in both cortex (41%) and
striatum (34%), not in hpc
No effects upon DA, NE or the
metabolites, DOPAC and HVA

Decreased TRP/SLNAA compared


with TRP control and untreated
rats, independent of genotype.
Decreased 5-HT in both fcx and hpc,
strongest in SERT/ genotype.
No genotype effect upon peripheral
TRP, ratio or central 5-HT levels.
Increased plasma ratio after TRP
treatment in all genotypes similarly

Additional neurobiochemical
observations

Not reported

5-HT fcx:
SERT / : 19%
SERT /: 19%
SERT /: 63%
5-HT hpc:
SERT / 13%
SERT /18%
SERT /70%

% Change brain
parameters compared
with control

702

At T2
73%

% Change plasma
TRP/SLNAA ratio
compared with
baseline

Age/sex/strain/
nutritional mixture/
dosing regime

Reference

Table 1 Continued

Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

3 months old male


Wistar rats
Solugel
2  10 ml kg1, 90 min
interval

3 months old male


Wistar rats
Solugel
2  10 ml kg1, 90 min
interval

3 months old male


Wistar rats
Solugel
2  10 ml kg1, 90 min
interval

3 months old male


Swiss and C57BL/6J
mice
Solugel
1  10, 2  10, 1  20
and 2  20 ml kg1, 30
or 60 min interval

van Donkelaar
et al.81

van Donkelaar
et al.170

van Donkelaar
et al., 200982

van Donkelaar
et al.165
No effect of ATD upon
TRP, 5-HT or 5-HIAA
concentration at any of
the time points
measured and
independent of the
specific dosing regime

No effect of ATD upon


TRP, 5-HT or 5-HIAA
concentration

56%

Max depletion at T1
(30 min interval)
Swiss: 2  10 ml kg1:
74%
2  20 ml kg1: 77%
C57BL/6J:
2  10 ml kg1: 40%
1  15 ml kg1:70%

No effect of ATD upon


TRP, 5-HT or 5-HIAA
concentration

No effect of ATD upon


TRP, 5-HT or 5-HIAA
concentration

40%

MDMA pretreated:
37%
control: 40%

% Change brain
parameters compared
with control

% Change plasma
TRP/SLNAA ratio
compared with
baseline

ATD application stress-mediated


changes in TRP/SLNAA ratio

No effects upon affective or


cognitive behaviour

NA

NA

Significant MDMA pretreatment


effect
ATD potentiated hyperaemia only
after MDMA pretreatment
No effect of ATD upon serum and
brain BDNF levels
Positive correlations between TRP
and BDNF in hpc and pfc
ATD application stress-mediated
decreased BDNF levels in pfc

NA

Behavioural effects

ATD-induced decrease of CIT in hpc


ATD-induced tissue oligaemia

Additional neurobiochemical
observations

Abbreviations: ATD, acute tryptophan depletion (TRP treatment); BDNF, brain-derived neurotrophic factor; BN, Brown-Norway rat; CIT, citrulline; CMS, chronic mild
stress; DA, dopamine; DOPAC, 3,4-dihydroxyphenylacetic acid; fcx, frontal cortex; hpc, hippocampus; HVA, homovanillic acid; met-di, female rats in metestrus or
diestrus stage of the reproductive cycle; MDMA, 3,4-methylenedioxymethamphetamine, ecstasy; NA, not applicable; NE, norepinephrine; PDE 2, 4, 5,
phosphodiesterase enzyme type 2, 4, 5; pfc, prefrontal cortex; pro-es, female rats in proestrus or estrus stage of the reproductive cycle; SD, Sprague Dawley rat;
SERT/, homozygous serotonin transporter knockout rat; SERT /, heterozygous serotonin transporter knockout rat; SERT / , wild-type control of serotonin
transporter knockout rat; T, time in hours after (first) administration; TRP, tryptophan; TRP , control nutritional mixture with additional tryptophan; TRP/SLNAA,
ratio of TRP to the sum of other large neutral amino acids; TYR, tyrosine; 5-HT; 5-hydroxytryptamine (serotonin); 5-HIAA, 5-hydroxyindoleacetic acid; k, significant
decrease.

Age/sex/strain/
nutritional mixture/
dosing regime

Continued

Reference

Table 1

Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

703

Molecular Psychiatry

Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

704

estimation of an increase in 5-HT neuronal activity, as


it is assumed that more 5-HT has been released.
Conversely, a decrease in 5-HIAA levels under a
constant rate of 5-HT synthesis would decrease the
5-HIAA/5-HT ratio. Yet, ATD is applied to induce a
decrease in 5-HT synthesis. As a decrease in intracellular 5-HT availability most likely results in a
reduction of the amount of 5-HT available for release,
less extracellular 5-HT will then be available to be
catabolyzed into 5-HIAA. Thus, ATD is likely to
decrease both 5-HT and 5-HIAA, thereby maintaining
the 5-HIAA/5-HT ratio constant. In line with this, no
changes in the 5-HIAA/5-HT ratio were found 3 h after
ATD, whereas both 5-HT (23%) and 5-HIAA (39%)
levels appeared to be significantly decreased in rat
hippocampus.84 A decrease in this ratio after ATD
would only occur if significantly less 5-HIAA is
produced compared with the already reduced amount
of 5-HT synthesized.
As described previously, the conversion of TRP into
the 5-HTP intermediate by the TPH2 (tryptophan
hydroxylase 2) isoform is the first and rate-limiting
step in the biosynthesis of 5-HT. In the brain, this
enzyme is only 50% saturated and, therefore, the rate
at which 5-HT is synthesized is limited only by
substrate (that is, TRP) availability.95 However, it
seems difficult to directly attribute an ATD-induced
decrease in the 5-HIAA/5-HT ratio to a reduction in
TRP availability. Brain measurements are generally
taken at only one specific time point that impedes a
comparison of the central parameters with baseline
values. Thus, a decrease in 5-HIAA levels and in the
5-HIAA/5-HT ratio after ATD is normally interpreted
as evidence for an ATD-induced reduction in 5-HT
metabolism.
However, one animal study showed that 5-HT
levels might not have changed compared with TRP
treatment.82 Furthermore, information upon baseline
5-HT values is generally lacking. Although reductions
of the 5-HIAA/5-HT ratio have been repeatedly
reported after ATD in rats,85,96,97 between the studies,
the concomitant changes in 5-HIAA or 5-HT in
specific brain areas do not seem to be in accordance
with each other. In general, it appears that ATDinduced absolute changes in central 5-HT or 5-HIAA
concentrations and potential underlying mechanisms
require further examination.
A decrease in the 5-HIAA/5-HT ratio after ATD in
rats seems more likely to be caused by factors
influencing the catabolism of 5-HT, such as fluctuations in the activity of the MAO enzyme.98 An acute
decrease in MAO activity would reduce the absolute
amount of 5-HIAA produced, thereby producing a
relative increase in 5-HT levels. This would eventually lower the 5-HIAA/5-HT ratio independent of
a reduction in precursor availability per se or the
subsequent decrease in 5-HT synthesis and as such
does not reflect a decrease in 5-HT release. It could be
hypothesized that an acute change in MAO activity
implies a compensatory mechanism activated upon
the acute decrease in peripheral TRP levels.

Molecular Psychiatry

Several rat studies, all of similar experimental


design, have directly reported ATD-induced
decreased central 5-HT levels after administration of
the same TRP-free nutritional mixture.24,80,85,99 This is
generally thought to reflect an ATD-induced decrease
in 5-HT synthesis. However, as mentioned previously,
the decrease in 5-HT after TRP treatment at one
specific time point is normally only compared with
the control TRP treatment group and not with its
own baseline concentrations. Thus, without these
baseline values before treatment, the extent to which
the significant difference in 5-HT levels between the
experimental (TRP) and control (TRP ) treatment
group actually imply a reduction in 5-HT release (that
is, activity) after ATD remains unclear. In addition,
no direct evidence exists that ATD affects central
5-HT release (see next section).
5-HT neuronal release
Alterations in neuronal activity can be measured by
in vivo microdialysis. With this technique, changes
in extracellular 5-HT concentrations can be measured
that are indicative of changes in neuronal release.
Actual reductions of basal 5-HT release after ATD
have only been reported in combination with 5-HT
reuptake inhibitors.1,100,101 A blockade after 5-HT
reuptake seems necessary to raise 5-HT to optimal
levels for detection (see ref. 67). Yet, without the
initial systemic increase in extracellular 5-HT concentrations, basal 5-HT release in the prefrontal cortex
of rats appeared not to be affected by ATD.99 This
might suggest that in the absence of de novo
synthesis, 5-HT function can largely be maintained
from transmitter being recycled into the presynaptic
cell from the synaptic cleft. A possible decrease in
5-HT might then reflect a decrease in the storage pool
of 5-HT without affecting 5-HT release.102 In line with
this, decreased levels in whole-brain 5-HT levels at
2 h after the consumption of a TRP-free diet in cats
did not parallel changes in the functional activity of
5-HTcontaining dorsal raphe cells throughout the 4 h
after ingestion.102 Only recently, the lack of evidence
for ATD-induced alterations in 5-HT release and
neuronal activity was first critically outlined by
Feenstra et al.3
Taken together, not only the parameters used to
calculate reductions in brain TRP availability and
5-HT metabolism may be somewhat inaccurate, but
also no direct evidence exists that the ATD-induced
reductions in central 5-HT levels correlate with
parallel changes in 5-HT neuronal activity under
normal physiological conditions. In general, therefore, ATD-induced behavioural alterations cannot
easily be directly attributed to changes in 5-HT
neuronal activity. Nevertheless, ATD consistently
induces cognitive impairment in both animals and
humans and triggers lowering of mood especially in
healthy subjects with a vulnerable 5-HT system. ATD
does not directly or indirectly affect other monoaminergic systems in rats24,82,84,85,96 and no behavioural changes have been observed after depletion of other

Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

plasma amino acids.72 Moreover, administration of a


TRP-free AA mixture in primates decreased TRP and
5-HIAA concentrations in CSF without affecting
catecholamine metabolites, suggesting that the catecholamine system is not influenced by ATD.103
ATD-induced functional changes thus seem specific for the peripheral depletion of the essential amino
acid TRP, but are more likely 5-HT mediated than
5-HT induced. Moreover, the effects of changes in
TRP availability upon 5-HT synthesis rate are generally not measured under normal physiological
circumstances, that is, in the absence of any other
regulatory changes. Therefore, changes other than
substrate availability that interfere with normal 5-HT
regulation or disruptions in substrate availability
itself might act as potential confounding factors for
the ATD-induced neurochemical effects as expected
under normal circumstances.104 Thus, the exact
underlying mechanism might go beyond a straightforward alteration in the central 5-HT system itself.

Potential alternative mechanisms underlying the


effects of ATD
Decreased nitric oxide synthase (NOS) activity
The enzyme NOS is suggested to play an important role in long-term potentiation (LTP) processes
and consequently in learning and memory.105,106
As described below, several findings suggest that
ATD may affect the activity of this enzyme. NOS
catalyzes the conversion of the amino acid arginine
(ARG) into citrulline (CIT) and nitric oxide (NO;107).
Thus, NOS inhibition results in less conversion of
ARG into CIT and NO. Therefore, the amount of NO
synthesis might be directly related to the levels of
ARG and CIT. Two independent studies reported
significant lower CIT levels in the rat hippocampus
after ATD.24,81 This decrease in CIT appeared to be
independent of changes in its precursor ARG. On the
basis of the suggested interdependency of CIT and
ARG, this finding suggests that ATD might directly
affect the activity of NOS, and that decreased CIT
concentrations most likely parallel decreases in NO.
Endogenous NO can modulate neuronal function
through interference with the release of several
neurotransmitters,108 yet its precise interaction with
the 5-HT system seems rather complex. Whereas
slight increases in NO concentrations most likely
enhance 5-HT release, moderate increases appear to
decrease 5-HT release.109 The modulation of 5-HT
release by NO might therefore depend on pre-existing
NO concentrations and the effects might be differently regulated in distinct brain areas.105
A decrease in the activity of NOS and subsequent
decreased synthesis of NO after ATD could underlie
the ATD-induced object memory impairments106 as
hippocampal inhibition of NOS is known to impair
object recognition performance in rats.106,110 As the
ATD-induced decrease in brain CIT levels is seemingly caused by an interruption in NOS activity, this
same decrease in NOS activity presumably also

decreases the synthesis of NO, which could explain


the ATD-induced object recognition impairments that
are consistently reported in rodents.79,80,83,85,87,88,111
The second messenger molecules cyclic adenosine
monophosphate (cAMP) and cyclic guanosine monophosphate (cGMP) have an important role in intracellular signalling and are highly involved in learning
and memory processes.110,112114 Both cAMP and
cGMP are selectively hydrolyzed by phosphodiesterase (PDE) enzymes, and inhibition of PDE appears to
be a reliable method for improving memory processes
by increasing the levels of either cAMP, cGMP or
both.115 Administration of the PDE2 inhibitor, BAY
60-7550, and the PDE5 inhibitor, zaprinast, have
shown to increase NOS activity in rat hippocampus
and striatum, and improve object recognition performance.116 Thus, besides directly increasing presynaptic cGMP levels, the enhancing effects of PDE5 and
PDE2 inhibition upon memory performance might
also be mediated by activation of NOS postsynaptically.116 As NO can freely diffuse back into the
presynapse, it can increase cGMP levels by stimulating the synthesis of soluble guanylyl cyclase.117 An
increase in NOS activity increases NO concentrations,
which might underlie the improvement of the ATDinduced memory impairment by PDE inhibitors.87,88
See also Figure 3 for an overview of how decreased
NOS activity might explain ATD-induced object
memory impairment and its attenuation through
PDE inhibition.

705

Cerebrovascular abnormalities
Although not completely clear at present, ATD also
appears to affect local cerebral blood dynamics that may
explain behavioural ATD effects. Under normal physiological conditions, the cerebral metabolic rate of glucose
(CMRG) provides an index of changes in regional
neuronal activity, and changes in glucose metabolism
are found to be closely coupled to changes in
CBF.118,119 On this basis, abnormalities in either of
these closely linked neurophysiological parameters in
depressive subjects are thought to reflect changes in
serotonergic neurotransmission in brain areas that can
be functionally linked to the complexity of depressive
symptomatology displayed.120123 However, the 5-HT
neurotransmitter is a powerful vasoconstrictor124 and
serotonergic fibres innervating cerebral arteries, arterioles and veins have been identified.47 Thus, if
depression is represented by decreased central 5-HT
neurotransmitter concentrations, an increase in CBF
would seem more likely. Similarly, the ATD-induced
reduction in 5-HT synthesis would decrease vasoconstrictor tone, thereby most likely increasing CBF
due to vasodilatation. Surprisingly, a decrease in local
CBF following ATD has been reported in human
subjects125 and was also observed in rats.81 In the
latter, the acute decrease of peripheral TRP levels
resulted in a downward resetting of the cerebral flow
metabolism coupling relationship independently
of changes in central TRP or 5-HT. This parallels
preliminary findings of an uncoupling of flow from
Molecular Psychiatry

Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

706

Figure 3 Potential underlying mechanism of acute tryptophan (TRP) depletion-induced rat object memory impairment and its attenuation through phosphodiesterase
inhibition. A decrease in the ratio of TRP to the sum of
other large neutral amino acids (SLNAA) induced by acute
tryptophan depletion (ATD) potentially directly affects ()
the activity of nitric oxide synthase (NOS), thereby
decreasing central citrulline (CIT) levels without affecting
its precursor arginine (ARG). A decrease in CIT most likely
parallels a reduction in nitric oxide (NO) that subsequently
affects local cerebral blood flow (CBF) in brain areas highly
implicated in object memory processes. Indicated with ( )
is the possible mechanisms behind the improvement of
object memory deficits by inhibition of either the phosphodiesterase (PDE) enzyme type 5 (PDE5-I) or type 2 (PDE2-I),
thereby directly increasing the levels of cyclic adenosine
monophosphate (cAMP) and/or cyclic guanosine monophosphate (cGMP), respectively, or type 4 (PDE4-I) increasing
cAMP only. Both second messenger molecules are highly
implicated in learning and memory processes. Inhibition of
PDE5 and PDE2 also directly activates NOS, thereby
increasing NO levels that stimulate the synthesis of soluble
guanylyl cyclase (sGC) and cGMP presynaptically. The
vasodilating properties of the PDE inhibitors might additionally attenuate ATD-induced decreases in CBF. ()
Inhibition or decrease; ( ) stimulation or increase.

metabolism in unipolar depressed patients compared


with bipolar patients and healthy controls.126
Although controversy exists about the exact location
and direction of the neurophysiological abnormalities
in depressive subjects,120,127 depressive illness is
generally characterized by decreases in CBF and
CMRG in prefrontal cortex structures. However, it
seems unlikely that a decrease in 5HT alone
accounts for the specific decreases in haemodynamic
regulation.
In addition, low CBF most likely increases the
interaction between the albumin-bound TRP complex
and the glycocalyx of the BBB, thereby causing more
TRP to dissociate from albumin.21,22 This might
provide an explanation for the fact that ATD-induced
peripheral depletion of total TRP levels does not
result in a significant decrease in brain TRP availability. Although it remains unclear how changes in
peripheral TRP concentrations can interfere with the
dynamic regulation of CBF, the findings support the
notion that the underlying mechanisms of ATD might
go beyond a straightforward 5-HT-mediated mechanism (see also Figure 3).
Molecular Psychiatry

In general, decreased local CBF is best explained by


a loss of dilator tone. Besides the effect of 5-HT on
vasodilation, decreased local CBF has also been
reported after direct inhibition of endothelial or
neuronal NOS.128,129 As mentioned previously, direct
inhibition of NOS in the hippocampus is known to
impair object memory performance.106,110 Together,
these findings support the suggestion that the ATDinduced impairments in object memory performance
of rats could be related to one common mechanism,
that is, a decrease in NO. The involvement of NO can
be explained by the ATD-induced changes in brain
levels of CIT as described earlier. All the findings
together suggest that ATD-induced object memory
impairments are most likely caused by a decrease in
NO that reduces local CBF in hippocampal areas
highly implicated in memory processing. Additionally, this is in line with the fact that PDE2 and PDE5
inhibition have been found to increase NOS activity
in the hippocampus, which explains their potential to
attenuate the ATD-induced object memory impairments. In addition, PDE inhibitors increase central
cAMP and cGMP concentrations, which are both
well-known vasodilators.130 Their strong vasodilating
properties possibly contribute to the improvement of
object memory performance through attenuation of
the ATD-induced cerebrovascular effects (see also
Figure 3). Interestingly, low-dose PDE4 or PDE5
inhibition did not directly affect cerebrovascular
dynamics 30 min after administration.131 However,
this parallels the failure of the specific low-dosing
regimes to reverse an object memory impairment in
rodents.87,88
Decreased brain-derived neurotrophic factor (BDNF)
BDNF could also be considered as a possible factor
that is influenced by ATD. There are indications that
an ATD effect on BDNF is indirect as ATD itself did
not have a direct effect on peripheral and central
BDNF levels.82,97 Disruption of BDNF regulation has
been implicated in both depressive symptomatology
and cognitive dysfunction. Also, there are coregulating mechanisms between BDNF and the 5-HT system
in general.132 The highest levels of BDNF mRNA have
been reported in the dentate gyrus and hippocampal
CA3 and CA2 layers.133,134 Interestingly, another
study81 showed an ATD-induced decrease in local
CBF in similar areas (dentate PO, CA3 and CA2 region
of the hippocampus). Regional changes in BDNF
protein levels have been found after brief cerebrovascular events,135 consistent with the fact that BDNF has
an important neuroprotective role.136,137 Therefore, it
can be suggested that ATD, cerebrovascular effects
and BDNF could be interlinked.
In addition, BDNF has been implicated as having an
important role in neuronal plasticity, including
LTP.138 As LTP is assumed to be the underlying
substrate of learning and memory processes,139 BDNF
is thought to be a potential mediator of memory
formation in general, and is known to be required
specifically for memory consolidation.140 ATD in

Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

human subjects selectively impairs memory consolidation,74 which has been suggested to be caused by
lower 5-HT levels in hippocampal areas.73 However,
in rats, the ATD-induced cerebrovascular changes
were independent of changes in central 5-HT levels.81
This suggests that decreased CBF in brain regions
normally high in BDNF levels could also be considered underlying BDNF-mediated alterations in
learning and memory processing after ATD.
Kynurenine (KYN) metabolites
Under normal physiological conditions, only 1 to 2%
of the amount of ingested TRP is used by the body
for the synthesis of 5-HT.19 The majority of total
ingested TRP is catabolyzed into KYN by induction
of tryptophan pyrrolase in the liver.141 Induction of
pyrrolase by the enzymes IDO (indolamine 2,3dioxygenase) and TDO (tryptophan 2,3-dioxygenase)
in the liver reduces TRP availability142 and therefore
5-HT synthesis is also influenced by IDO and TDO
activity.143,144 Stimulation of these enzymes by proinflammatory cytokines, in particular interferon-g,145
enhances the catabolism of TRP,142 thereby decreasing
the amount of TRP eventually available for 5-HT
synthesis in the brain. Moreover, TDO activity can
also be induced by corticoids.146
Tryptophan pyrrolase is the first rate-limiting
enzyme of the KYN pathway and KYN is the major
degradation product of TRP.144 KYN is further
converted into potentially neuroactive metabolites
such as kynurenine acid and quinolinic acid.147
Independently of each other, both metabolites exert
specific effects upon N-methyl-D-aspartate (NMDA)
receptors,148 which have an important role in LTP and
memory formation.149,150 NMDA receptor antagonists
have been shown to inhibit LTP and selectively
impair learning and memory,151 but antagonists can
also have a neuroprotective effect.152 Kynurenine acid
has an antagonistic effect on the NMDA receptor and
has been shown to have neuroprotective effects.153
Conversely, quinolinic acid depolarizes neurons by
activating NMDA receptors.153 As a result, quinolinic
acid can lead to neurotoxicity, similar to that found in
hypoxia and ischaemia.154156 Thus, an ATD-induced
change in the amount of KYN metabolites could
provide an explanation for the observed cerebral
oligaemia paralleling decreased peripheral TRP
levels,81 and as such KYN metabolites have already
been suggested to additionally account for the consistently reported memory impairments after ATD.2
Confounding stress effects
ATD application-related procedures might produce
stress, which might interfere with TRP metabolism,
and subsequent 5-HT synthesis as brain 5-HT,
together with other monoamines, is critically involved in the mediation of the central response to
stressors and subsequent behavioural adaptation.157
Acute stressors stimulate hypothalamicpituitary
adrenal axis activity, thereby increasing central 5-HT
necessary for stress coping.158 In rodents, overnight

food deprivation, repeated oral administrations by


gavage, blood sampling and the immobilization
necessary for applying the former are well-known
stressors.159162 Yet, these experimental procedures
are inevitably implicated in the application of the
ATD method in rats and mice. In rats, both acute and
repeated exposure to stressful stimuli have been
shown to increase glucocorticoid levels and alter
5-HT turnover and release in both the hippocampus
and frontal cortex.163 Thus, ATD application-related
procedures in animals might interfere with normal
brain TRP metabolism and subsequent 5-HT synthesis, thereby acting as confounding stress factors for
the pharmacokinetic and behavioural effects of ATD.
Stress-induced changes in the breakdown of fat
stored in fat cells (lipolysis) may also alter brain
TRP concentrations. In the same way that insulin
stimulates the uptake of albumin-bound fatty acids
by fat cells, thereby decreasing the fraction of free
TRP in plasma, stress can result in the reverse; stress
increases lipolysis and thus the amount of plasma
free-fatty acids.164 This increases the affinity of
albumin for fatty acids, thereby displacing TRP from
its albumin-binding sites. The resultant increase in
the fraction of free TRP in plasma might increase the
availability of TRP for uptake into the brain (see
Figure 4). In a recent study with mice it was found
that oral treatment by gavage combined with blood
sampling and food deprivation, which are the
standard experimental procedures, increased the
TRP/SLNAA ratio in plasma within 20 min.165 Thus,
acute stress effects might explain the moderate
depletion effects after ATD as a failure to considerably
reduce central 5-HT levels eventually. Furthermore, it
could be suggested that comparing TRP (ATD) and
TRP (control) conditions may not compare normal
versus low levels of TRP, but instead compare
moderate versus elevated TRP levels.
The effects of acute stress, including the ATDrelated application procedures, upon 5-HT autoreceptor binding might additionally provide an explanation
for the consistently reported ATD-induced memory
dysfunction as indicated by object recognition impairment in rats.79,83,8588 Several 5-HT receptors,
including 5-HT1A, are known to be highly involved
in memory function166 and ATD has been shown to
decrease 5-HT1A receptor binding.78 Also, acute
corticosterone administration directly decreases
5-HT1A autoreceptor functioning.167 Thus, a more
generalized stress effect of ATD application-related
procedures, possibly linked to a decrease in 5-HT1A
receptor function as described above, might underlie
the ATD-induced impaired object recognition performance for which intact 5-HT1A receptor function
seems to be crucial (see also Figure 4).
As a final note, it should be mentioned that these
stress effects may be especially related to the experimental procedures used in animal research. In human
research the effects of stress may be less as the
procedure of the treatment is less stressful than
the procedures used in animal research. Nevertheless,

707

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Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

708

Figure 4 Potential confounding stress effects of acute


tryptophan (TRP) depletion application-related procedures.
The method of acute TRP depletion (ATD) requires several
highly stressful procedures, such as overnight food deprivation, repeated blood sampling, oral administrations by
gavage and immobilization. Acute stress stimulates lipolysis, thereby increasing the amount of free-fatty acids in
plasma that displace TRP from its albumin-binding sites.
The resultant rise in free plasma TRP changes the ratio of
TRP to the sum of the other large neutral amino acids (TRP/
SLNAA) in favour of TRP, thereby increasing the amount of
TRP available for uptake into the brain and its subsequent
synthesis into 5-hydroxytryptamine (5-HT). Stress stimulates the secretion of corticosterone (CORT) that decreases
brain-derived neurotrophic factor (BDNF) and 5-HT1A
receptor binding. Both BDNF and 5-HT1A receptor functioning are highly implicated in learning and memory processes. The acute stress of ATD application-related
procedures might thus explain the failure of ATD to
considerably decrease 5-HT metabolism and its negative
effect upon object memory performance through increased
CORT levels.

the intake of the amino-acid drink in humans has


frequently been reported as unpleasant and some
associated stress cannot be ruled out.31,162164

Serotonin, depression and ATD


The 5-HT system is highly implicated in a wide range
of functional processes. Whereas mood-lowering
effects after ATD are only experienced in depression-free subjects predisposed to genetic 5-HT
abnormalities, altered cognitive processing after
ATD is observed in both healthy and genetically
vulnerable
subjects.
Moreover,
ATD-induced
impaired object memory performance as measured
by the object recognition task is consistently reported
in rats79,80,83,85,86 even after only moderate peripheral
TRP depletion or a single administration.87,88 For
adequate cognitive processing, the 5-HT system
interacts highly with other neurophysiological systems that might all be interrupted after ATD.81,82 This
further supports the notion that an acute decrease
in peripheral TRP levels directly interferes with
Molecular Psychiatry

mechanisms implicated in cognitive processing that


presumably depend less upon 5-HT functioning
per se. The potential alternative mechanisms underlying ATD effects might therefore provide an explanation for the consistently reported ATD-induced
cognitive deficits across species.
Chronic exposure to stressful situations is one of
the main contributing factors to the onset of depressive illness,158 and an intact 5-HT system is critical for
mediating an adequate neurophysiological stress
response and subsequent behavioural adaptation.157
At the level of somatodendritic 5-HT autoreceptors,
adaptations to stress might be reflected by a reduction
of these receptors, thereby reducing serotonergic
feedback in dorsal raphe projection areas in an
attempt to counteract an ATD-induced decrease in
central 5-HT.78 Such an adaptive mechanism to an
acute stressor might be less efficient in subjects
predisposed to 5-HT dysfunction, which might
account for the mood-lowering effects after ATD in
these subjects.
As corticosteroid modulation of 5-HT function has
a central role in mood disorders and cognitive
functioning is highly impaired in clinical depression,
the ATD findings reviewed in this article might have
important implications regarding the mechanisms of
adaptation to stress, and the implication of the 5-HT
system in cognitive processing. As the 5-HT system is
primarily modulatory, it is not surprising that in the
clinical situation, most 5-HT-based treatments result
in only a partial symptomatic improvement. The
reviewed ATD findings thus support new insights for
alternative treatment strategies along other pathways
that interact highly with the 5-HT system. Upregulation of the cAMP and BDNF systems has already
resulted in a novel model for the mechanism of action
of antidepressants and new targets for the development of therapeutic targets.168
For an adequate interpretation of data resulting
from application of the method in both clinical and
preclinical settings, the described potential alternative mechanisms should be taken into account.
Abnormal physiological conditions, including ATD
application-related confounding stressors possibly
interfere with the high number of cellular processes
that are involved in 5-HT synthesis and metabolism,
and might trigger other neurophysiological systems
that generally interact with the 5-HT system. This
possibly also reflects the heterogeneity of major
depressive disorder in general, as all these neurophysiological processes might eventually be altered in
clinical conditions and thus potentially be treated
along different pharmacological pathways. In general,
several findings support the fact that depression may
not be caused solely by an abnormality of 5-HT
function, but more likely by a dysfunction of other
systems or brain regions modulated by 5-HT or
interacting with its dietary precursor. Similarly, the
ATD method does not seem to challenge the 5-HT
system per se, but rather triggers 5-HT-mediated
adverse events.

Underlying mechanisms of acute tryptophan depletion


EL van Donkelaar et al

Conclusions
ATD currently represents the most established human
challenge test to investigate the involvement of the
5-HT system in the pathogenesis and pathophysiology
of affective disorders, including cognitive dysfunctional behaviour. However, the exact mechanism by
which ATD exerts its neurophysiological effects, and
to what extent changes in 5-HT neuronal activity
contribute to the ATD-induced functional and behavioural alterations, remain unresolved issues. This
pivotal lack of information impedes an adequate
interpretation of the results arising from application
of the method in both clinical and preclinical studies.
As most biochemical brain values are merely indicative and thus speculative in human studies, animal
models provide a better means for the exploration of
ATD-induced neurobiochemical alterations. However,
even in rats, challenging the 5-HT system by ATD
introduces speculation because of the highly controversial results between studies on both the peripheral, central and behavioural level. Moreover, no
convincing evidence exists that ATD induces alterations in central 5-HT release and subsequent neuronal
activity. Several findings support the contribution of
alternative mechanisms that go beyond a decreased
5-HT release, such as reduced NOS activity and
cerebrovascular abnormalities. In addition, experimental procedures related to the application of the
ATD method seem highly stressful and potentially
interfere with TRP metabolism, thereby confounding
ATD neurochemical and behavioural results, especially in rodents. As a decrease in CBF and confounding stress effects provide an explanation for
both the consistently reported behavioural effects and
the absent effects, it seems most likely that the
underlying mechanism of the method goes beyond a
disturbed 5-HT system. It is thus suggested that
caution is required when interpreting ATD effects in
terms of a selective serotonergic effect.

Conflict of interest
The authors declare no conflict of interest.

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