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VOL.47, No. 2
ETHNOMUSICOLOGY
SPRING/SUMMER2003
180
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in the opposite direction, toward the production of "subject-centered ethnographies" focused on individual and small-groupmusical experience. Yet
it seems to me that such ethnographies, unless informed by a global perspective, may be hard to distinguish from what Rice earlier called "the detailed,
independent and insular studies that seem to proliferate in the ethnomusicological literatureat present" (1987:480), and that if our sole objective
is to continue producing these narrowly focused studies, we perhaps have
little need of models such as his. A model is useful in proportion to its applicability to different cases, its ability to identify recurrent patterns and to suggest explanations for them. Hence, in his earlier "remodeling"project, Rice
stated unequivocally: "The model . . leads us to a comparative stance with
respect to music. If we can keep before us an image of fundamental formative processes that operate in many cultures, this should lead us to create
microstudies that can be compared to other microstudies" (1987:480).
Some have consciously attempted to produce such microstudies, but few
have ventured actual comparisons between them. In the same year that Rice
published his original "remodeling" article, Anthony Seeger published his
book Why Suya Sing, explaining in the preface that while his study avoids
comparative generalizations, it offers the type of carefullypresented, socially
contextualized example that Steven Feld recommends as a basis for comparisons (Seeger 1987:xv). Here Seeger refers to Feld's article "SoundStructure
as Social Structure,"which suggests that "The meaningful comparisons are
going to be the ones between the most radically contextualized case examples" (Feld 1984:385). But if such comparisons ever get made, it is generally in the context of teaching rather than research, and we should probably
be asking ourselves why the one aspect of our work has become so unrepresentative of the other. Those of us who have not rejected the idea of comparison in principle seem to be always inviting each other to make comparisons and preparing to do it ourselves some day, but never actually getting
around to it. In 1992, MarkSlobin boldly published an article entitled "Micromusics of the West: A Comparative Approach," but in revising that article
for publication as a book the following year, he seemed to think better of it,
choosing a title (Subcultural Sounds: Micromusics of the West) that did not
refer to comparison, though still aiming to offer "frameworks, guidelines,
categories that are general enough to imply the emergence of afuture comparative method" (Slobin 1993:6; emphasis added). In similarways, many of
us in ethnomusicology seem to be praying for comparison as Saint Augustine prayed for chastity: O Lord, give us comparison, but not just yet.1
In the present paper, I propose to end this procrastination and apply
Rice's new model to a study that is unabashedly comparative. I begin by taking the new model for a test drive through my own primary research area,
the musical narrativeand theatrical traditions of Korea. Though I do not at-
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Ethnomusicology,
Spring/Summer
2003
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While it may sometimes be true that the music of these genres is governed by different metaphors or operates in different spatial or temporal
zones than the other components, a separate treatment of each component
would seem counterproductive as well as cumbersome, since the model
seeks to understand musical experience in all its complex interconnections
and not in isolation. Moreover, since music rarely exists in isolation from
other aesthetic elements (words, dance, record sleeves, music videos ... ),
the model will have to encompass composite art forms like song and opera
if it is to have any efficacy outside the narrow world of instrumental concert
performance. (Even some of Rice's examples involve sung words and visual
presentation.) Thus, I feel justified in treating each of my Korean narrative
and theatrical genres as a totality and slotting it into the position of "music"
in Rice's model, even though they involve more than what might be usually
thought of as "music."At the same time, the analysis must be prepared to
recognize the relative autonomy of music, words, and visuals, and the different and even conflicting roles that they may play within a theatrical event.
The formative years of p'ansori, ch'angguik,and y6osng kukkukcoincide
respectively with the precolonial, colonial, and postcolonial periods in
Korea's history, and although all three continue to be performed today, my
discussion of each genre will center on its formation process during one of
these periods, showing how its development through "time"was accompanied by patterned and sometimes contradictorymovements along the "place"
and "metaphor"axes. These movements are summarized,admittedlyin rather
simplistic terms, in Table 1.
In p'ansori, a story selected from a handful of well-known tales is delivered either in its entirety (which can take several hours) or, more commonly,
in excerpted episodes. The stories often tell of severe tribulations, but they
invariablyend happily in a manner that "rewardsvirtue and reproves vice"
(kw6ns6n chingak in the proverbial Sino-Koreanphrase). Most of them inTable 1. The "spaces" of three Korean musical/narrative
genres.
genre
time
(of formation)
place
(of dissemination)
dominant metaphor:
music as ...
p'ansori
[musical storytelling]
precolonial
(before 1905)
regional (southwest)
subcultural (peasant)
later national, all classes
prayer, entertainment
later art, teaching
ch'angguk
[opera with
p'ansori-style singing]
colonial
(1905-45)
y6song kukkuik
[all-femalech'angguk]
postcolonial
(since 1945)
local (Seoul)
later national
then regional (provinces)
then national again
national
later diasporic/global
commodity
social behavior/text
entertainment
expression of identity
expression of identity
pulgasari monster
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dressed up with a veneer of Confucian ethical themes and with elegant expressions from Chinese and Sino-Koreanpoetry, as well as musical resources
derived from the elite traditions.
P'ansori's movement along the "place"axis, from "regional"and "subcultural"to "national,"appears to have helped produce a movement along
the "metaphor"axis as well. Among the peasant class, p'ansori played a role
in the indigenous religion, a form of shamanism, through a metaphor of
"music as prayer," though when it was performed in the village square by
itinerant players who also offered tumbling, tightrope-walking, and comical
dialogues, it seems likely that "entertainment"was the dominant metaphor.4
When p'ansori was brought to the capital and to an elite audience, mere
"entertainment" could not be openly embraced as an end in itself, and
p'ansori had to acquire the aesthetic and ethical qualities that this new audience would associate with the metaphor of "music as art."Like all art of the
Confucian ruling class, it had to justify itself not only by elegance and
refinement but by some ostensibly didactic or character-molding capacity,
which we might designate by a new metaphor, "music as teaching."
Naturally,these metaphors did not necessarily supplant or exclude each
other, and several metaphors might be operative within the same situation,
though only one or two would probably be foregrounded in the mind and
musical experience of any given subject. For instance, almost all musical
activity is (among other things) a form of "social behavior," and this metaphor must have come to the surface at times for audiences and exponents
of p'ansori wherever it was performed. That is, forms of patronage and performer-audience interaction must have been recognized as enacting social
relations. Professional entertainers were lower in status even than peasants,
and the distance at which they were kept by "respectable"patrons is suggested by a comment, evidently referringto a p'ansori performance, that was
made by British traveler Isabella Bird Bishop at the end of the nineteenth
century: "Ifa wife is very dull indeed, she can, with her husband's permission, send for actors, or ratherposturing reciters, to the compound, and look
at them through the chinks of the bamboo blinds"(Bishop [1898] 1970:119).
Nothing could be more different from the Western concert or theater
setting with its goal of maximum visibility and audibility of the performers;
but Korea had no indoor theaters before the twentieth century, probably
because it lacked the substantial merchant class that supported professional
theater in neighboring China and Japan, as indeed in the West. This would
start to change around the turn of the century, when social and economic
reforms came to many areas of Korean life through commercial and missionary activity and through the growing Japanese political influence that would
lead to the establishment of a Protectorate in 1905 and to Annexation in
1910.5 One result of these reforms was that Seoul began to develop the kind
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186
of audience and financial backing that would make commercial theater viable, while the indoor theater, as a novelty, seemed an appropriate symbol
for the modem and progressive nation that Korea now aspired to become.
Thus, when celebrations were planned for the fortieth anniversary of King
Kojong's accession in 1902, a theater was constructed under royal auspices,
modeled on European rather than traditional Chinese or Japanese designs.
For various reasons, the jubilee was postponed for several years, but the
theater was operated commercially, and it was from performances by p'ansori
singers at this and other newly opened theaters that a new form of musical
drama, ch'angguk, began to emerge.6
This development appears to have taken place at the instigation of a man
named Yi Injik, a writer and politician who believed (with many Western
observers) that the decayed and corrupt social order of Korea could be remedied only underJapanese tutelage. While studying inJapan, Yi Injik had been
exposed to the newJapanese interpretation of Western melodrama, shinpa
geki or "new-school drama," which had developed out of the dissident political dramas (s6shigeki) of the late nineteenth century.7 This may have led
him to see Korea's new theater as a means of disseminating his own political message. He must have realized, too, that the only available performers
with relevant skills in declamation and dramatic projection were the p'ansori
singers, and that these popular performers could be counted on to draw a
crowd. He was very familiar with p'ansori, having earlier translated one of
the stories into Japanese, and thus was able to write a story using the p'ansori
literary style so that it could be performed with p'ansori-style singing. The
result was "Silver World" (Unsegye), published and performed in 1908.
"Silver World" presents an interesting test case for the flexible application of Rice's model, particularly in the realm of "metaphor." For one thing,
the music and the narrative content of the production appear to have been
governed by different metaphors. In using p'ansori singing as a crowd-puller,
Yi Injik was applying a metaphor of "music as entertainment" or (since there
was a fixed admission charge) "music as commodity." But in using the stage
as a vehicle of propaganda, he was perhaps extending the didactic or "teaching" metaphor that p'ansori had acquired through its embrace by the Confucian ruling class.
Moreover, the production as a whole reveals some of the complexity that
must frequently arise from the all-inclusive "social behavior" metaphor. "Silver World" aimed to expose the corruption and stagnation of Korea's old
social order through the story of a provincial governor extorting wealth from
an innocent commoner. The inherent injustice of the system is conveyed in
a narrative passage written in the manner of aniri, the stylized spoken portions of p'ansori:
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Although people posted anonymous letters of complaint outside his gate several
times a month, the Governor ignored them and attended only to his own business. What kind of business was this? The business of scraping up and passing
on. What did he scrape up and to whom did he pass it on? He scraped up the
wealth that the people lived on all over Kangw6n Province and passed it on to
his superiors in Seoul... Serving his superiors was both hard and easy. What
was the hard part?If he just worked for the people as an honest official and didn't
bribe his superiors, within a few days he would lose his stamp of authority and
have to give up his job ... What was the easy part?All he had to do was soak up
the life blood of the people before somebody else did .... (Yi Injik [1908]
1995:272-74)
What complicates the situation is that this old social order was represented
in a performance context that belonged to a new set of social relations.
P'ansori singers had long depended on the generosity either of the villagers
who gathered at their unrestricted open-air performances or of the wealthy
patrons who summoned them to their homes, but the audience for "Silver
World"was neither of these. Spectators had paid a fixed price for admission
to an indoor space that was open to all those, and only those, who would
pay that price. They had bought their entertainment in a free market. A
metaphor of "music as commodity" had come into play, and this was part of
the general move toward a market economy that accompanied Korea's entry into the "modem" world-a world which, for Korea, was first and foremost a colonial world. Yi Injik'sadvocacy of this new world, through his use
of the commercial theater, complements his satire of the old, the "silver"or
grey-hairedworld of precolonial Korea.
The metaphor of "music as commodity" is perhaps intelligible only
through a broader metaphor of "music as social behavior"which enables us
to identify a producer-consumer relationship between performer and audience. And this metaphor of "music as social behavior" will frequently have
to accommodate cases like "SilverWorld"in which the performance enacts
one social relation while depicting another. Such a situation is not uncommon where music is associated with verbal or other representational content: what Susan Seizer has called the "narratingevent" may be governed by
different metaphors than the "narratedevent" (Seizer 1997:69). One need
only think of a Western opera set in ancient Greece, or a commercial recording of a folk ballad.
This kind of disparity is practically a given in ch'angguk, which is nearly
always set in a historical period before Korea had commercial theaters. The
ever-popular "Storyof Ch'unhyang,"for instance, routinely includes a scene
of a traditionalfarmers' band and villagers dancing together in a much more
communal, participatory, and non-commercial context than the theater in
which the scene is presented. Another way to interpret such a case might
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Ethnomusicology,
Spring/Summer
2003
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class dialect of the maid Hyangdan, audibly mimicked some of her lines. Here,
complexity rears its head on the "place" axis as well as that of "metaphor":
ch'angguik has gone from local to national distribution without losing its
regional and subcultural associations. But after liberation from Japanese colonialism in 1945, it was understandably the "national" level that was emphasized: in Korea's postcolonial process of nation-building, ch'angguk was
readily identified as an "expression of national identity" and even came to
be known as kukkuk or "national drama."
A new form of ch'angguk was developing around the same time; but
before introducing it, we must retrace our steps and review the history of
p'ansori and ch'angguk with regard to gender. Though historically linked
with the narrative songs of shamans who were predominantly female,
p'ansori took shape as a genre performed exclusively by men. (Rice would
perhaps say that, so far as performers were concerned, it operated at a "subcultural" level of the "place" dimension defined by male gender.) The first
women to be trained in it belonged to the profession of female entertainers
known as kisaeng, in some ways equivalent to Japan's geisha. Kisaeng were
skilled in the "refined" arts appreciated by their upper-class patrons, such as
sijo art song and court dance, and they began to learn p'ansori when the
genre attracted elite patronage in the later nineteenth century. While the
advent of female p'ansori singers has sometimes been represented as a necessary condition for the emergence of ch'anggiik (e.g., Pihl 1994:42), it has
never been established that women took part in the earliest ch'anggiik productions, and to me it seems more likely that men played the female roles,
as they did in traditional East Asian theater and even in some shinpa productions. As late as the 1910s, when there were sufficient female p'ansori singers for a fully gender-integrated ch'angguk, most performances were given
by separate all-male or all-female casts, perhaps because of a lingering sense
of the impropriety of men and women appearing on stage together (Paek
Hy6nmi 1997:102-16). Thus, it was probably not until the 1930s revival that
ch'angguk was regularly performed without cross-gender casting.
By that time, p'ansori had become a popular item in the repertoire of
the kisaeng, and female singers had come to outnumber male, as indeed they
still do. (As a result, women play many of the minor and comic male roles in
ch'angguk today.) Meanwhile, the Korean theater world had taken note of
Japan's highly successful all-female musical theater phenomenon, Takarazuka.
It was perhaps inevitable that all-female troupes would appear in Korea too,
and when they did, in the late 1940s, they rapidly achieved a mass popularity that would eclipse that of mixed-cast ch'anggfik throughout Korea over
the next two decades.1'
From the beginning, this all-female variant of ch'angguk adopted the
genre's postcolonial name, kukkiik, and to this day it is generally known as
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maneuvers in its drive to win recognition for ch'angguk as "traditional Korean opera," a process I have examined elsewhere (Killick 2001:33-48), but
my present concern is only with the formation processes of p'ansori,
ch'angguk, and y6s6ng kukkuk as a route for my "road test."
After this whistlestop tour through the space of musical experience in
three Korean genres, we are in a position to consider how well our vehicle
has served us. We have found, as I am sure its designer would have predicted,
that this new model does not provide a set of pigeon holes in which we can
place and categorize musical experiences unproblematically. The "time"
dimension is perhaps the only one that is truly rectilinear, and as Rice indicates with his distinction between chronological and experiential views of
time, even this dimension has been made to carry more than mere duration.
In addition to the elapse of chronometric intervals that Johannes Fabian has
called "Physical Time," the axis must be calibrated by the "grand-scale
periodizing" of "Mundane Time" and the "socioculturally meaningful events"
of "Typological Time" (Fabian 1983:21-25). The "place" dimension, at first
glance, appears to rise through progressively larger units, but we have seen
that music can operate at several of these levels simultaneously, and the allimportant "subcultural" level is not like the others in that it is defined by
criteria other than magnitude and physical distribution, and does not form
one of a series of nested locales in the way that the other levels on the axis
more or less do.
"Metaphor," in my view, is both the most productive and the most problematic of the three dimensions. Strictly speaking, it is not a dimension at
all, in that metaphors can proliferate indefinitely and in no particular order.
In describing the complexities of an actual case, I have found myself obliged
to add several metaphors not provided by the original model, and to treat
"metaphor" as a matter, not just of people's fundamental beliefs about music in general, but of their attitudes toward particular kinds of music in particular times and places. No doubt Rice intended the concept to be used in
this way as well, and one of the strengths of his model is that it is designed
to accommodate just this kind of customization. My road test seems to support his claim that contestation over music can be fruitfully investigated by
examining the conflicting positions of individuals within the space of musical experience, and particularly the different metaphors that they apply to
the same music.
Many of the things that fall under the heading of "metaphor" (music as
entertainment, teaching, expression of identity, etc.) will be familiar from
older discourses on "function" and "music as social behavior," and here we
should perhaps reiterate the point that the model is intended to integrate
existing lines of inquiry into a unified and comprehensive system rather than
raise fundamentally new questions. It should not be surprising that "metaphor" overlaps with "function," since beliefs about what something is must
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invariablybe bound up with what it does. That "social behavior" is an everpresent aspect of music does not mean that it is always the uppermost aspect in the minds of those involved. Calling attention to the range of alternative metaphors that might be invoked is, I think, a helpful way of looking
at the complexities of musical experience.
To me, a more serious problem concerns the use of the word "metaphor"
itself. The problem is not so much that the word gives a misleading impression at first sight: after all, any writer is entitled to define a term and use it
according to that definition, and it is the reader's duty to keep the writer's
definition in mind and ignore any irrelevant connotations. The problem is
more that a notion of "metaphor,"if it is to be useful in describing a particular form of human thought, must depend on a contrast with other possible
forms of thought, for instance the "literal,"conceived as something more than
simply old and stale metaphors. If all thought is metaphorical, the term loses
its value as a way of distinguishing the very particularform of thought that I
think Rice is referring to, and we might as well go back to Alan Merriam's
term "concept" as a catch-all label for the ideational component of a musical culture (Merriam1964:63-84). This leads me to the conclusion that "metaphor" may not be the right word for the process we are describing at all.
Rice's view of metaphor is clearly related to that of George Lakoffand
MarkJohnsonin their much-cited book Metaphors WeLive By: "Theessence
of metaphor is understanding and experiencing one thing in terms of another" (Lakoffand Johnson 1980:5). I am not sure that this is what happens
when people describe or treat music as a form of art, commodity, medicine,
or expression of identity. It is not that these concepts are already formed in
our minds, prior to and separate from music, providing readily intelligible
"terms"through which the mysterious phenomenon of music can be "understood and experienced" more concretely. If anything, the experience of
music is more direct and immediate than our relation to abstractionslike "art"
or "commodity"can ever be.
These abstractions, it seems to me, serve not as metaphors but as categories that may be considered to contain music, and to be partly defined
by it, in a quite literal sense. When Thomas Turino, for instance, insists that,
"Atthe pragmatic level, musical behavior is social behavior"(1989:2; emphasis in original), his point is that what many ethnomusicologists have regarded
as a metaphoricalequivalence is in fact a literaland categorical one. He speaks
of "social behavior," not as a metaphor for "musical behavior" (nor vice
versa), but as a category that contains it: musical behavior is one kind of social
behavior, and social behavior partly consists of musical behavior. The Navajo
view of music as medicine is equally literal and shows the same structure of
thought: only the category is different. While categorization, like other forms
of thought, might be influenced by what Lakoffand Johnson call "conceptual metaphors," the categories themselves are not metaphors.
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Lakoff and Johnson evidently recognize this distinction, for in the section of their book that deals with categorization (1980:162-66), they do not
use the word "metaphor" even once. Instead, they describe categorization
in the following terms:
A categorization is a natural way of identifying a kind of object or experience
by highlighting certain properties, downplaying others, and hiding still others.
... To highlight certain properties is necessarily to downplay or hide others,
which is what happens whenever we categorize something. Focusing on one
set of properties shifts our attention away from others. (Lakoff and Johnson
1980:163; emphasis in original)
This strikes me as a very good description of what happens with the "beliefs
about the nature of music" that Rice characterizes as "metaphors." The belief that "music is art" highlights some of music's properties while downplaying those associated with the idea that "music is a commodity," and vice
versa. Music, like other things, can belong to many categories simultaneously,
and when different people categorize it differently, they are not necessarily
contradicting each other, but emphasizing different aspects of music according to their differing agendas. Or, as Lakoff andJohnson put it, "What counts
as an instance of a category depends on our purpose in using the category"
(1980:164).
I'm not sure what term I would suggest as an alternative to "metaphor"
in Rice's scheme. Clearly, "Time, Place, and Categorization" would make an
unmemorable title. Perhaps the most precise phrase for what we are talking
about would be "ontology of music." For the remainder of this paper, however, I will continue to use the word "metaphor" so that my analysis may be
related to Rice's model as clearly as possible.
Despite the bone I have picked with Rice's terminology, I find that his
model provides a useful way of structuring observations on the multiple facets
of our contemporary musical world, and of reminding ourselves to keep
asking the questions whose answers will be pieces in the great jigsaw puzzle
of the Big Picture. But if we stop here, all we will have is one of the pieces,
most likely an abstract pattern of shapes and colors that mean little in themselves. To appreciate what the model has to offer, we will have to look for a
few of the adjacent pieces and put them together to see if they form a recognizable image. This is what I now propose to do with regard to modem
developments in Asian musical theater.
A Bigger
Picture:
Hybrid-popular
Musical
Theater
in Asia
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to feel that in failing to point out this fact, my dissertation had left something
important unsaid.
My own learning process could itself be plotted through the three dimensions of Rice's model, which, after all, is designed to encompass the
ethnographer as well as those he studies. As I moved along the "time"dimension from the "graduatestudent" to the "juniorfaculty"phase of my career,
the scope of my research moved along the "place"axis from the "national"
to the "areal"level, though the fundamental "metaphor"through which I
viewed my subject was still perhaps "music as social behavior." Positioning
oneself within the space of the model can promote explicitness about one's
agenda as well as a sense of parity between researcher and researched,
though I have my doubts as to how clearly one can see a picture while standing inside the frame. It should also be remembered that Rice does not posit
ethnographer and subjects as inhabiting the same space, but rather different spaces with the same structure: each space will be defined by "time,"
"place,"and "metaphor"axes, but the nodes along these axes will be different. The spaces may differ greatly in scope and freedom of movement, so
that the methodological departure from the old model of mobile ethnographer and local subjects should not be exaggerated. Thus, the self-reflexive
project of charting my own trajectory through the Ricean space in relation
to those of my subjects is not one that I choose to emphasize, though the
model undoubtedly has this potential.
What concerns me more at present is how the parallels between
ch'angguk and other forms of hybrid-populartheater show up as well-worn
paths through the three-dimensional space of Rice's model and lend themselves to lucid description in its terms. At the "precolonial"end of the "time"
dimension, most parts of Asia had some form of drama, though except in
China andJapan, these dramaswere not usuallyperformed in public theaters
but in the private courts of the elite or the open communal spaces of the folk,
often as part of a religious festival. To generalize wildly, they typically conveyed mythical stories of supernaturalbeings through song, dance, and mime,
and everything was (by modem realist standards) stylized and exaggerated.
Most traditions were restricted in "place" to relatively small geographical
areas, and the predominant metaphor was perhaps "music as ritual."'4In
many cases, traditions originating with the common people were absorbed
by the elite and gradually made more lavish, elaborate, and literary:Indian
folk dramas were Sanskritizedjust as Korean p'ansori was Confucianized.
The "colonial"era brought Western influences even to those areas that
were not themselves colonized by Western powers, and local narrativeand
dramatic traditions developed into hybrid-populartheater by adopting conventions derived from Western theater. A host of social changes, many of
them associated with the coming of "modernity,"contributed to the emer-
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gence of these new theater forms: the rise of capitalism, urbanization,Western education, and the loss of court patronage, to name a few. But in most
cases, these changes can be traced to economic, political, and/or cultural
imperialism. To disentangle them would take us far beyond the scope of this
paper, and for my present purposes I think it acceptable to group them together as changes characteristic of a "colonial"phase in history. With them
came fairly consistent changes in theatrical practice: performances came to
be given in enclosed spaces, open to anyone who would pay the price of
admission; the subject matter was typically more human, and the presentation more naturalistic.The metaphors of "entertainment"and "commodity"
came strongly into play, and the "place"of performance tended to expand
from local or regional to national or international.
The first Asians to perform theater of this type appear to have been
members of the Parsi community in Bombay around 1850. Many Parsis had
become wealthy by trading with the British East India Company and were
eager to send their children to the recently opened Elphinstone College,
where British-styleamateur theatricals became fashionable among students.
Meanwhile, professional troupes from Europe and North America were touring Asia and providing another source of inspiration for the development of
new local theater forms. From student amateur theatricals emerged professional Parsitheater troupes, which enlivened the originalspoken dramaswith
songs and spectacle to appeal to a diverse audience, and to help them cross
linguistic barriers,when they began to tour widely in India and abroadin the
1870s.15
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ditions were propitious, and these conditions were most often brought about
by colonization. Two recurrent consequences of colonial rule were the creation of a new merchant class with the leisure and disposable income to
support professional theater, and the introduction of theatricalperformances
by both amateurand professional troupes from the West, which could serve
as models for homegrown genres that aspired to be perceived as up-to-date
and cosmopolitan. It appears to have been factors such as these, rather than
the influence of the Parsitroupes, that led to the transformationofJavanese
wayang wong dramafrom a royal court entertainment to a commercial art
form during the nineteenth century (Cohen 2001:323-25). Under French
colonization in Vietnam, drama adopted Western conventions such as spoken dialogue without ever having been exposed to the Parsi theater or its
derivatives (Gibbs 2000).
Evidently, hybrid-populartheater in Asia is a phenomenon of polygenesis rather than pure diffusion. Without direct influence, similar conditions
in different places led to the repetition of the same pattern: colonization
brings economic change of which one symptom is the commercial indoor
theater with its ticket sales, proscenium arch, and realist conventions. New
forms of theater are inspired by the desire to emulate the colonist and to meet
audience demand for novelty. But familiarlocal elements, frequently musical, are retained to avoid challenging the audience too much. This recurrent
patternwould form a well-worn path through Rice's three-dimensionalspace.
Korean ch'angguk opera conforms to the pattern not only in its relationship to colonization, but also in its relationship to decolonization. The closest analogy here is perhaps the Malaysiantheater form bangsawan. Sooi-Beng
Tan has shown that in the early 20th century, bangsawan was touted as upto-date, modem, and constantly innovating in response to the changing taste
of its ethnically diverse audience (Tan 1989:230). By the 1940s, however,
bangsawan, like ch'anggiik, had become a vehicle for new dramasbased on
national legends, in response to a growth in nationalist consciousness
(1989:252). "Sincethe 1970s," says Tan, "the Malaysiangovernment has created a 'traditional'past for bangsawan. Under state sponsorship, the popular type of theater has been reshaped, Malayized,and institutionalizedfor new
national purposes" (1989:230). This reshaping has involved the elimination
of non-Malaystories and musical features in order to "promote an artificial
'tradition' for bangsawan" as an expression of Malaysiannational identity
(1989:256).
This pattern should be familiar from our overview of the history of
ch'angguk. At first touted as siny6n'guk or "new drama,"ch'anggfik is now
supported by a National Ch'angguikCompany that is making a determined
bid for the genre's recognition as "traditionalKorean opera," while its colonial origins have been written out of most accounts of its history (e.g., Pak
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would like to suggest that another useful way to think of the three-dimensional space he describes might be in terms of "topographies":the undulating, uneven surfaces of individual music cultures, of cultural groups or categories, or of musical culture in general. If we could find a logical way to order
metaphors along a single axis (perhaps by identifying pairs of metaphors that
tend to segue into each other and placing them adjacent to each other on
the axis), we could then plot the axes of time, place, and metaphor onto
latitude, longitude, and altitude for a given sociogeographical "area"of any
size (Seoul, Korea, Asia, the Korean diaspora, the world). The grid reference
for any point within that area (say, the point where the "postcolonial" period of time intersects the "national"level of place in South Korea) would
have a corresponding altitude representing the dominant metaphor at that
particularjuncture (say, "music as expression of identity"). A cross-section
through the designated area from east to west would produce a "profile"of
the different metaphors operating at the same time on different levels of the
"place" dimension; a cross-section from north to south would generate a
profile of historical change in metaphor within a given "place."With due
concern for the dangers of reification, these profiles could then provide a
graphic means of comparison with equivalent profiles for other areas.
Of course, if we dug below the surface, we might often find that other
metaphors were operating than those which appeared at firstsight, that every
culture has its underground scene. But we might also find that most journeys
through the space we describe proceed across the land surface and take
account of its varied contours and naturalobstacles. Once we have mapped
this topography, we will be in a position to ask why some paths have followed the ridges and others the valleys, why some individuals have chosen
the well-trodden road and others, like Robert Frost, "the one less traveled
by" (Frost 1995:103).
Conclusion
In presenting this new model, Rice has stressed its capacity for shaping
ethnographies that capture the complexity of contemporary musical experience in individualsubjects, ratherthan its value as a comparative framework.
But I would argue that its potentially global scope makes it an admirablevehicle for pursuing the bigger picture as well as the details. Like Rice's earlier
"remodeling,"it offers us "animage of fundamentalformative processes that
operate in many cultures"(Rice 1987:480), and encourages us to build on each
other's work by asking similar questions about different cases.
What the model does not, I think, profess to offer is explanatory power.
It does not oppose or despair of explanation, as some postmodernist thought
does, but it does not in itself provide a theory that promises to explain any-
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201
thing. In asking why musical experience moves around this space in the way
that it does, or whether certain kinds of movement along one dimension are
regularlycorrelated with movement along another, we will still have to find
or make our theories outside the model. In short, what we are offered is a
checklist of questions, not an answer.
Nevertheless, if we keep such general questions before us, we stand a
better chance of making our work useful to others, not just by making our
monographs comparable with theirs, but by incorporating comparative considerations into our monographs themselves. Like the people whose musical lives we study, ethnomusicologists are necessarily involved, explicitly or
implicitly, in the act of characterizing music and musical phenomena that
Rice calls "metaphor"and that I prefer to call "categorization."Everything
we study is an example of some larger category, but we don't often inquire
deeply enough into the questions that would connect the example with the
broader phenomenon: what is it an example of, and in what ways is it a
counter-example? If we leave it to others to raise these questions, we take
two risks: that the questions will never be asked, and that our subject will
be used as an example of the wrong category. (And the fact that there is more
than one "right"category for something does not mean that there are no
"wrong"categories.) The specialist in a subject is the person best qualified
to place that subject within a wider discourse, and without doing so, the
specialist cannot claim to have done justice to the subject. Rice's new model
can help us contextualize our research by showing how everyone, including the ethnographer, inhabits, if not the same space of musical experience,
at least a comparable one.
Acknowledgments
Myresearch and writing on p'ansori, ch'anggiik, and y6s6ng kukkik over
the past eight years have been supported in part by a Dissertation Research
Grant from the Joint Committee on Korean Studies of the Social Science
Research Council and the American Council of Learned Societies, a Dissertation WritingFellowship from the Universityof Washington, and a FirstYear
Assistant Professor Award from The FloridaState University. I am grateful to
Timothy Rice for providing the original impetus and organizing the conference panel from which this project grew, and to the editor and anonymous
reviewer for their thoughtful and thought-provoking comments.
Notes
1. In Book VIIIof The Confessions, Augustine recalled that as an adolescent he had prayed,
"Grantme chastity and self-control, but please not yet" (Augustine 1997:198).
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202
Ethnomusicology,
Spring/Summer
2003
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