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INTRODUCTION
Assistant Professor, United States Military Academy at West Point. The views expressed
herein are those of the author and do not reflect the position of the United States Military
Academy, the Department of the Army, or the Department of Defense.
*
2 See John Panera, War Powers Resolution in the Age of Drone Warfare: How Drone Technology
Has Dramatically Reduced the Resolutions Effectiveness as a Curb on Executive Power, 33 HAMLINE
J. PUB. & POLY 387, 399400 (2012).
3 See Tara L. Branum, President or King? The Use and Abuse of Executive Orders in Modern-Day
America, 28 J. LEGIS. 1, 2, 9 (2002).
4
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powers during times of war and national emergencies. While history clearly
supports the prominence of executive powers during times of national
emergencies and war, in analyzing the desirability of this prominence, the
question is whether it is just an accident owed to the weakness of the
legislative branch, or the Framers original intent.
I.
Louis Fisher, The Law: Presidential Inherent Power: The Sole Organ Doctrine, 37
PRESIDENTIAL STUD. Q. 139, 139 (2007).
7
U.S. CONST. art. I, 8, cl. 12; U.S. CONST. art. I, 8, cl. 13.
9 U.S. CONST. art. I 8, cl. 11; Watkins v. U.S., 354 U.S. 178, 187 (1957); James Hamilton et al.,
Congressional Investigations: Politics and Process, 44 AM. CRIM. L. REV. 1115, 1121 (2007).
10
11
See U.S. CONST. art. I, 8, cl. 1 (The Congress shall have Power To lay and collect Taxes,
Duties, Imposts and Excises, to pay the Debts and provide for the common Defence and general
Welfare of the United States; but all Duties, Imposts and Excises shall be uniform throughout
the United States[. . . .]).
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hands of the legislative branch.12 The power of the purse, in his opinion,
represents the most complete and effectual weapon with which any
constitution can arm the immediate representatives of the people, for
obtaining a redress of every grievance, and for carrying into effect every just
and salutary measure.13 The Framers assumed that the people could risk
vesting war powers and the command of a standing army in the president
because Congress retained control of the means of war.14
From time to time, Congress has used the power of the purse to place
conditions and prohibitions on presidential activities in foreign affairs.
Angola, Nicaragua, Somalia, and Vietnam are but a few of the historical
examples where Congress exercised its constitutionally-vested authority to
raise and support armies in an effort to influence executive foreign policy
decisions in these countries.15 Congressional efforts to place restrictions and
limitations on the use of appropriated funds for the military and
paramilitary activities within these countries, while not always successful,
support the conclusion that the power of the purse has become, by necessity
and preference, a key congressional tool for participating in national security
decision making, a congressional counterweight to presidential initiative.16
In exercising such influence, Congress is not only exercising the
constitutional powers accorded it in Section 8, Article I; it is are also fulfilling
constitutional responsibilities set forth within the Appropriations Clause.17
The Appropriations Clause provides that [n]o Money shall be drawn
from the Treasury, but in Consequence of Appropriations made by Law . . .
.18 Generally, an appropriation is thought of as the specification of an
amount of money (a congressional allocation of money) for a federal agency,
often to perform a specific function, as provided for in other legislation.19
However, the Appropriations required by the Constitution, are not only
legislative specifications of money amounts, but also legislative
specifications of the powers, activities, and Purposeswhat we may call,
simply, objectsfor which appropriated funds may be used.20 As such,
12
See, e.g., THE FEDERALIST No. 58 at 29798 (James Madison) (Ian Shapiro ed., 2009).
13
Id.
14
WILLIAM C. BANKS & PETER RAVEN-HANSEN, NATIONAL SECURITY LAW AND THE POWER OF
27 (1994).
THE PURSE
15 See JEREMY BLACK, INTRODUCTION TO GLOBAL MILITARY HISTORY: 1775 TO THE PRESENT
DAY 201 (2d ed. 2013).
16
17
18
19
Kate Stith, Congress' Power of the Purse, 97 YALE L.J. 1343, 1352 (1988).
20
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21
22
23
Id. at 1350.
24
Id. at 1351.
25
Id.
26
Am. Fedn of Govt Emps., Local 1647 v. Fed. Labor Relations Auth., 388 F.3d 405, 40809
(3d Cir. 2004).
27
Spaulding v. Douglas Aircraft Co., 60 F. Supp. 985, 988 (S.D. Cal. 1945).
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defense and the amount of tax revenue to be used for defense or military
purposes.28 In Madisons opinion, [t]hose who are to conduct a war cannot
in the nature of things, be proper or safe judges, whether a war ought to be
commenced, continued, or concluded.29 In line with this reasoning, the
Constitution provided the legislature with exclusive authority to commence
(declare) war as well as raise and support armies.30 It is important to note
that these authorities are complementary in nature. It was not intended that
the powers should be so linked together as to prohibit Congress from raising
an army before Congress had declared war when as in its judgment it is
imperative or needed, or an emergency exists.31
Appropriations for raising and supporting armies, unlike general
congressional appropriations outlined above, are expressly limited to a
period no longer than two years.32 This limitation, according to Hamilton,
was necessary to ensure that [t]he legislature of the United States would be
obliged by this provision, once at least every two years, to deliberate upon
the propriety of keeping a military force on foot; to come to a new resolution
on the point; and to declare their sense of the matter by a formal vote in the
face of their constituents.33
However, in the original drafts of the Constitution, the Framers made a
purposeful distinction between appropriations intended to raise and
support armies and those appropriations intended to provide and
maintain for the navy.34 This artificial distinction likely reflected the
prevailing fears that the maintenance of a large standing federal army posed
a threat to the Union. As such, according to this distinction, the two-year
limitation on appropriations applied to armies, but not navies. The Framers,
primarily concerned about a standing army, were less concerned that funds
might remain available over a period of years for the construction of
vessels.35
Subsequent congressional policy, based on this artificial distinction, has
succeeded in avoiding constitutional challenges to military appropriations
exceeding two years. So long as these appropriations were expressly for the
purposes of equipping the military, versus maintaining and supporting the
military, the two-year limitation was inapplicable. Moreover, as addressed
28
29
30
31
32
33
34
35
Id.
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below:
the power to declare war is also the power to prepare for, maintain,
and carry on war, offensive and defensive; of constructing and
arming forts and fortifications, providing heavy artillery, arms,
ammunition, and all other means of warfare. This may and often
does require appropriations for more than two years.36
The Constitution provides that Congress shall have the power to declare
war,37 and many argue that [the] purpose of the Declare War Clause is to
preserve republican government by keeping the power to initiate war in the
legislative branch.38 The Framers placed this power squarely in the hands
of the legislature because they believed that Executives . . . have a natural
appetite for war . . . [and] a variety of . . . motives, which affect only the mind
of the sovereign, often lead him to engage in wars not sanctified by justice
or the voice and interests of his people.39 In their opinion, the trust of
executive judgment applies to defensive actions at a time of emergency, not
to general or offensive military actions.40
While the executive retained the authority to repel sudden attacks
against the nation, requiring congressional authorization to initiate war was
envisioned as an effective check against these concerns.41 The Framers
intended that Congress would make a formal declaration of war, but the
president would conduct warfare.42 However, the nature of this
relationship is both fluid and far more complex in nature than it appears.
Although the United States has committed troops abroad hundreds of times
since the 1790s, including current operations in Afghanistan and recent
operations in Iraq, Congress has issued a formal declaration of war in only
five of these conflicts.43 In fact, since the last formal declaration of war was
issued in 1941, well over a hundred thousand Americans have died in a
variety of undeclared wars.44
36
Constitutional ProhibitionAppropriations for Armies, 25 Op. Atty Gen. 105, 107 (1904).
37
38
39
Id. at 241.
40
See id.
41
See THE RECORDS OF THE FEDERAL CONVENTION OF 1787, at 31820 (Max Farrand ed., 2011).
42
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Id.
47
Samuel Kleiner, The Commander-in-Chief and the United Nations: Why the President Can Use
the United Nations Security Council as the Constitutional Basis for Military Operations Short of War,
39 YALE J. INT'L L. 359, 391 (2014).
48 Scope of Cong. Oversight & Investigative Power with Respect to the Exec. Branch, 9 OP.
O.L.C., 60, 60 (1985), available at http://www.justice.gov/olc/file/626841/download.
49
Id.
50
51
Id. at 175.
52
William P. Marshall, The Limits on Congress's Authority to Investigate the President, 2004 U.
ILL. L. REV. 781, 809 (2004).
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are an especially fertile ground for Congress to investigate,53 and the Iraq
War, from 2003 to 2009, with conflict resuming again in 2014 and continuing
today, was no exception. However, while the power to investigate is
substantial in nature, it is not an unlimited power. Since the power of
Congress to investigate arises only by necessary implication, it is limited by
the ends for which it is implied.54 Thus, [t]here is no general authority to
expose the private affairs of individuals without justification in terms of the
functions of the Congress . . . [no] inquiry is an end in itself; it must be related
to, and in furtherance of, a legitimate task of the Congress.55
Not only is Congress limited in the nature and scope of its investigation,
it is also subject to the same constitutional procedural limitations as any
federal court.56 Congress must also respect the First Amendment rights of
speech, press, religion, political beliefs, and association; it cannot subject a
witness to unreasonable searches and seizure in violation of the Fourth
Amendment; and Congress cannot force a witness to incriminate himself in
violation of the Fifth Amendment.57
II. The Efficacy of Legislative War PowersHistorical Analysis
From 1788 until April 12, 1861, Congresses were by all accounts the
masters of war.58 The Framers originally envisioned a clear distinction
between authorization for the use of military force in self-defense (to repel
sudden attacks against the Nation) and authorization for the offensive use
of force (declare war), granting the former to the executive branch and the
latter to the legislative branch.59 In describing this relationship, President
Washington acknowledged that [t]he Constitution vests the power of
declaring war with Congress; therefore no offensive expedition of
importance can be undertaken until after they have deliberated upon the
subject, and authorized such a measure.60
Similarly, while President Jefferson dispatched naval forces to the
Mediterranean to safeguard American interests against actions by the
53
Matthew Mantel, Congressional Investigations: A Bibliography, 100 LAW LIBR. J. 323, 328
(2008).
54
55
56
See id.
57
BOB DYLAN, Masters of War, on THE FREEWHEELIN' BOB DYLAN (Warner Bros. Inc. 1963).
59
See U.S. CONST. art. I, 8, cl. 11; U.S. CONST. art. II, 2; THE FEDERALIST NO. 69, at 38586
(Alexander Hamilton) (Clinton Rossiter ed., 1999).
60
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Id. at 24546.
62
Id. at 245.
63
Ping v. United States, 130 U.S. 581, 591 (1889) (The Chinese Exclusion Case).
64
65
Frank J. Williams, Abraham Lincoln, Civil Liberties and the Corning Letter, 5 ROGER WILLIAMS
U. L. REV. 319, 321 (2000). See generally THE OXFORD COMPANION TO THE SUPREME COURT OF THE
UNITED STATES 42829 (Kermit L. Hall ed., 1992).
66
Thomas H. Lee & Michael D. Ramsey, The Story of the Prize Cases: Executive Action and
Judicial Review in Wartime, in PRESIDENTIAL POWER STORIES 53, 75 (Christopher H. Schroeder &
Curtis A. Bradley eds., 2009) (quoting The Prize Cases, 67 U.S. 635, 66869 (1863)).
67 John C. Yoo, The Continuation of Politics by Other Means: The Original Understanding of War
Powers, 84 CALIF. L. REV. 167, 177 (1996).
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forces.68
The decision to maintain a large standing army, following the cessation
of World War II, should have been a sign to Congress that the times they
are a-changin.69 In 1950, in support of the United Nations and without
congressional authorization, President Truman deployed approximately
150,000 U.S. military forces who were killed in South Korea.70 President
Truman did not seek the approval of members of Congress for his military
actions in Korea:71
Congress was largely passive in the face of Trumans usurpation
of the war power. Some members offered the weak justification
that history will show that on more than 100 occasions in the life
of this Republic the President as Commander in Chief has ordered
the fleet or the troops to do certain things which involved the risk
of war [without seeking congressional consent]. [T]his list of
alleged precedents for unilateral presidential action contains not a
single military adventure that even comes close to the magnitude
of the Korean War.72
68
Id.
69
See BOB DYLAN, The Times They Are A-Changin, on THE TIMES THEY ARE A-CHANGIN
(Warner Bros. 1964).
70 This Day in History: June 27, HIST. CHANNEL, http://www.history.com/this-day-inhistory/truman-orders-u-s-forces-to-korea-2 (last visited Nov. 19, 2015).
71
See Louis Fisher, The Korean War: On What Legal Basis Did Truman Act?, 89 AM. J. INTL L.
21, 21 (1995).
72
Id. at 35.
73
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See Gulf of Tonkin Resolution, Pub. L. No. 88-408, 78 Stat. 384 (1964).
76
Id.
77
See Bruce Ackerman & Oona Hathaway, Limited War and the Constitution: Iraq and the Crisis
of Presidential Legality, 109 MICH. L. REV. 447, 48586 (2011).
78
Id. at 485.
79
Act of Nov. 17, 1971, Pub. L. No. 92-156, 601(a), 85 Stat. 423, 430 (1971).
80
81
See Julian E. Zelizer, How Congress Helped End the Vietnam War, THE AM. PROSPECT (Feb. 6,
2007), http://prospect.org/article/how-congress-helped-end-vietnam-war.
82 See Second Supplemental Appropriations Act, Pub. L. No. 93-50, 307, 87 Stat. 99, 129
(1973).
83 See Haley OShaughnessy, A Matter of Inheritance, A Matter of Escalation, A Matter for
Congress: Presidential War Powers in Vietnam, E-INTL RELATIONS (Nov. 19, 2014), http://www.e-
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Compare Gulf of Tonkin Resolution, Pub. L. No. 88-408, 78 Stat. 384 (1964), with
Authorization for Use of Military Force Against Iraq Resolution of 2002, Pub. L. No. 107-243,
116 Stat. 1498.
86 Robert Gray Bracknell, Real Facts, "Magic Language," the Gulf of Tonkin Resolution, and
Constitutional Authority to Commit Forces to War, 13 NEW ENG. J. INT'L & COMP. L. 167, 217 (2007).
87
88
Id.
89
Id. at 477.
90
Id. at 50607.
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withdrawal of troops from Iraq. When the president vetoed that bill, and
the Senate then passed a bill accepting more war funding without
withdrawal provisions,91 Congress effectively lost control over the power
of the purse. At the same time however, through other legislative initiatives,
Congress continued to wrestle for control over the conduct of the war.
In the months leading up to and following their overwhelming victory
in the 2006 congressional elections, the Democratically-controlled Congress
began to reassert its control over the funding of an unpopular war.92 These
efforts included the passage of numerous resolutions related to the scope of
ongoing military operations in Iraq as well as public hearings and
investigations into nature of those operations.93 House Resolution 39194,
containing an expressed congressional intent for limiting Executive wartime
discretion, exemplified one of the earliest resolutions.
This resolution, reminiscent of prior congressional attempts to prevent
the expansion of the ongoing conflict in Vietnam, expressly rejected any
suggestion that the AUMF-Iraq, explicitly or implicitly, extend[ed] to
authorizing military action against Iran over its nuclear program.95
Moreover, it declared that congressional authority prior to taking military
action against Iran is not discretionary, but is a legal and constitutional
requirement.96 In July 2006, the second of several attempts to repeal the
AUMF-Iraq was referred to the Committee on International Relations.97 The
first attempt to repeal that Resolution was actually introduced shortly before
the invasion of Iraq in April, 2003.98 All of these attempts, indicative of
congressional displeasure with the course of the war and imitative of the
prior congressional response to the Gulf of Tonkin Resolution, failed. In the
end, the resolution was never repealed and it took Executive action (albeit
from a different Executive, President Obama) to finally end the war itself.
Congressional displeasure with the course and conduct of the war can
91 William G. Howell & Jon C. Pevehouse, When Congress Stops Wars: Partisan Politics and
Presidential Power, 86 FOREIGN AFF. 95 (2007), available at 2007 WLNR 22546466.
92
Contra Editorial Board, One Year Since the 2006 Election: The Democratic Congress and the War
in Iraq, WORLD SOCIALIST WEB SITE (Nov. 7, 2007), https://www.wsws.org/en/articles/2007
/11/dems-n07.html.
93
Id.
94
95
Id.
96
Id.
97
See H.R. 66, 111th Cong. (2009); H.R. Res. 417, 111th Cong. (2009); H.R. 2450, 110th Cong.
(2007); H.R. 413, 110th Cong. (2007); H.R. 1292, 110th Cong. (2007); H.R. 3938, 110th Cong.
(2007); H.R. 508, 110th Cong. (2007); H.R. 5875, 109th Cong. (2006).
98
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99
Douglas Kriner & Liam Schwartz, Divided Government and Congressional Investigations, 33
LEGIS. STUD. Q. 295, 296 (2008).
100 Douglas Kriner, Can Enhanced Oversight Repair "The Broken Branch"?, 89 B.U. L. REV. 765,
778 (2009).
101
Id.
102
103
104 See David J. Barron & Martin S. Lederman, The Commander in Chief at the Lowest Ebb
Framing the Problem, Doctrine, and Original Understanding, 121 HARV. L. REV. 689, 76970 (2008).
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105 Edward Cantu, The Separation-of-Powers and the Least Dangerous Branch, 13 GEO. J.L. & PUB.
POLY 1, 33 (2015).
106
Id. at 4647.
107
Charlie Savage & Mark Landler, White House Defends Continuing U.S. Role in Libya
Operation, N.Y. TIMES (June 15, 2011), http://www.nytimes.com/2011/06/16/us/politics/
16powers.html?_r=1.
108
109
Authority of the President to Repel the Attack in Korea, 23 DEPT ST. BULL. 173, 173 (1950).
Louis Fisher, Study No. 1: The Sole Organ Doctrine, STUD. ON PRESIDENTIAL POWER
FOREIGN REL., LAW LIBR. CONGRESS, Aug. 2006, at 1, 1 (quoting The Legality of United States
Participation in the Defense of Viet-Nam, 54 DEPT ST. BULL. 474, 484 (1966), available at
loufisher.org/docs/pip1441.pdf).
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CONCLUSION
We could not understand, because we were too far and could not
110 See Talbot Jensen, Future War and the War Powers Resolution, 29 EMORY INTL L. REV. 499,
502 (2015).
111
112
See id.
113 Charles Tiefer, Can Appropriation Riders Speed Our Exit from Iraq?, 42 STAN. J. INTL L. 291
(2006).
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remember.114