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Bakke
Regents of the University of California v. Bakke, 438 1 Background
U.S. 265 (1978) was a landmark decision by the Supreme
Court of the United States. It upheld armative action,
allowing race to be one of several factors in college ad- 1.1 State of the law
mission policy. However, the court ruled that specic
quotas, such as the 16 out of 100 seats set aside for minor- Further information: African-American Civil Rights
ity students by the University of California, Davis School Movement (195468)
of Medicine, were impermissible.
Although the Supreme Court had outlawed segregation In Brown v. Board of Education (1954), the Supreme
in schools, and had even ordered school districts to take Court of the United States ruled segregation by race in
steps to assure integration, the question of the legality of public schools to be unconstitutional. In the following
voluntary armative action programs initiated by univer- fteen years, the court issued landmark rulings in cases
sities was unresolved. Proponents deemed such programs involving race and civil liberties, but left supervision of
necessary to make up for past discrimination, while op- the desegregation of Southern schools mostly to lower
[1]
ponents believed they were illegal and a violation of the courts. Among other progressive legislation, Congress
[2]
Equal Protection Clause of the Fourteenth Amendment passed the Civil Rights Act of 1964, Title VI of which
to the United States Constitution. An earlier case that forbids racial discrimination in any program or activity
[3]
the Supreme Court had taken in an attempt to address receiving federal funding. By 1968, integration of pubthe issue, DeFunis v. Odegaard (1974), was dismissed on lic schools was well advanced. In that year, the Supreme
Court revisited the issue of school desegregation in Green
procedural grounds.
v. County School Board, ruling that it was not enough to
Allan P. Bakke, an engineer and former Marine ocer, eliminate racially discriminatory practices; state governsought admission to medical school, but was rejected for ments were under an obligation to actively work to deadmission by several, in part because, in his early thirties, segregate schools.[4][5] The school board in Green had
he was considered too old. After twice being rejected by allowed children to attend any school, but few chose to
U.C.-Davis, he brought suit in state court. The California attend those dominated by another race.[6] In 1970, in
Supreme Court struck down the program as violative of Swann v. Charlotte-Mecklenburg Board of Education, the
the rights of white applicants and ordered Bakke admit- Supreme Court upheld an order for busing of students to
ted. The U.S. Supreme Court accepted the case amid desegregate a school system.[4][7]
wide public attention.
Although public universities were integrated by court deThe case fractured the court; the nine justices issued a to- cree, selective colleges and graduate programs, and the
tal of six opinions. The judgment of the court was writ- professions which stemmed from them, remained almost
ten by Justice Lewis Powell; two dierent blocs of four all white. Many African-Americans had attended inferior
justices joined various parts of Powells opinion. Find- schools and were ill-prepared to compete in the admising diversity in the classroom to be a compelling state sions process. This was unsatisfactory to many activists
interest, Powell opined that armative action in general of the late 1960s, who protested that given the Africanwas allowed under the Constitution and the Civil Rights Americans history of discrimination and poverty, some
Act of 1964. Nevertheless, U.C.-Daviss program went preference should be given to minorities. This became
too far for a majority of justices, and it was struck down a commonly held liberal position, and large numbers of
and Bakke admitted. The practical eect of Bakke was public and private universities began armative action
that most armative action programs continued without programs.[8] Among these were the University of Califorchange. Questions about whether the Bakke case was nia, Davis School of Medicine (U.C.-Davis or the unimerely a plurality opinion or binding precedent were an- versity), which was founded in 1968 and had an all-white
swered in 2003 when the court upheld Powells position inaugural class. The faculty was concerned by this, and
in a majority opinion in Grutter v. Bollinger.
the school began a special admissions program to compensate victims of unjust societal discrimination.[9][10]
The application form contained a question asking if the
student wished to be considered disadvantaged, and, if
1
2
so, these candidates were screened by a special committee, on which more than half the members were from minority groups.[11] Initially, the entering class was 50 students, and eight seats were put aside for minorities; when
the class size doubled in 1971, there were 16 seats which
were to be lled by candidates recommended by the special committee.[12] While nominally open to whites, no
one of that race was admitted under the program, which
was unusual in that a specic number of seats were to be
lled by candidates through this program.[9]
BACKGROUND
3
to Bernard Schwartz in his account of the Bakke case,
Storandt was red.[27][28]
Allan Bakke applied to U.C.-Davis medical school again
in 1974.[19] He was interviewed twice: once by a student interviewer, who recommended his admission, and
once by Dr. Lowrey, who in his report stated that Bakke
had very denite opinions which were based more on
his personal viewpoints than on a study of the whole
problem He was very unsympathetic to the concept
of recruiting minority students.[29] Lowrey gave Bakke
a poor evaluation, the only part of his application on
which he did not have a high score.[30] He was rejected
again, although minorities were admitted in both years
with signicantly lower academic scores through the special program. Not all minority applicants whose admission was recommended under the program gained
entrysome were rejected by the admissions committee. This, however, did not aect the number of minority students to be admitted, sixteen.[19][31] Although
272 caucasians between 1971 and 1974 had applied under this program, none had been successful;[18] in 1974
the special admissions committee summarily rejected all
white students who asked for admission under the program. Only one black student and six Latinos were admitted under the regular admissions program in that time period, though signicant numbers of Asian students were
given entry.[32]
According to a 1976 Los Angeles Times article, the dean
of the medical school sometimes intervened on behalf of
daughters and sons of the universitys special friends
in order to improve their chances.[33] Among those who
benetted by Dean C. John Tuppers interventions (about
ve per year) was the son of an inuential state assemblyman, who had not even led an application. The special picks were ended by order of University of California President David S. Saxon in 1976. Bakkes lawyer
deemed it impossible to tell if these picks caused Bakke
not to be admitted, but according to an attorney who led
an amicus curiae brief on behalf of the National Urban
League in support of armative action, the practice of
deans picks made the university reluctant to go into detail about its admission practices at trial, aecting its case
negatively.[34]
1.3
Manker found the program unconstitutional and in violation of Title VI, no race or ethnic group should ever be
granted privileges or immunities not given to every other
race.[36] Manker ordered the medical school to disregard
race as a factor, and to reconsider Bakkes application
under a race-free system.[37] After Manker entered nal
judgment in the case on March 7, 1975,[35] both parties
appealed, the university on March 20 because the program was struck down, and Bakke on April 17 because
he was not ordered admitted.[35][37]
Because of the important issues presented, the Supreme
Court of California on June 26, 1975 ordered the appeal transferred to it, bypassing the intermediate appeals
court.[38][39] On March 19, 1976, the case was argued
before the state supreme court.[40] Nine amicus curiae
briefs were led by various organizations, the majority
in support of the universitys position.[41] The California
Supreme Court was considered one of the most liberal
appellate courts, and it was widely expected that it would
nd the program to be legal. Nevertheless, on September 16, 1976, the court, in an opinion by Justice Stanley
Mosk, upheld the lower-court ruling, 61.[35][41][42] Mosk
wrote that no applicant may be rejected because of his
race, in favor of another who is less qualied, as measured
by standards applied without regard to race.[43][44] Justice Matthew O. Tobriner dissented, stating that Mosks
suggestion that the state open more medical schools to accommodate both white and minority was unrealistic due
to cost: It is a cruel hoax to deny minorities participation in the medical profession on the basis of such fanciful
speculation.[45][46] The court barred the university from
using race in the admissions process and ordered it to provide evidence that Bakke would not have been admitted
under a race-neutral program. When the university conceded its inability to do so in a petition for rehearing, the
court on October 28, 1976 amended its ruling to order
Bakkes admission and denied the petition.[35][47][48]
2.1
2.3
Decision
5
mun had not yet weighed in. Powell stated his views, after
which Brennan, hoping to cobble together a ve-justice
majority to support the program, or at least to support the
general principle of armative action, suggested to Powell that applying Powells standard meant that the lower
court decision would be armed in part and reversed in
part. Powell agreed.[67]
Even when Blackmun returned in early 1978, he was slow
to make his position on Bakke known. It was not until May 1 that he circulated a memorandum to his colleaguess chambers, indicating that he would join Brennans bloc, in support of armative action and the universitys program. This meant that Powell was essential
to either side being part of a majority. Over the following eight weeks, Powell ne-tuned his opinion to secure
the willingness of each group to join part of it. The other
justices began work on opinions that would set forth their
views.[68]
2.3 Decision
Poster for rally urging that armative action be upheld in Bakke,
October 1977
ence held among justices on October 15, 1977, they decided to request further brieng from the parties on the
applicability of Title VI.[63] The supplemental brief for
the university was led on November 16, and argued that
Title VI was a statutory version of the Equal Protection
Clause of the Fourteenth Amendment and did not allow
private plaintis, such as Bakke, to pursue a claim under it. Bakkes brief arrived the following day. Colvin
submitted that Bakke did have a private right of action,
and that his client did not want the university to suer
the remedy prescribed under Title VI for discriminatory
institutionsloss of federal fundingbut wanted to be
admitted.[64] In November, Justice Blackmun left Washington to have prostate surgery at the Mayo Clinic.[65]
Blackmuns absence did not stem the ow of memos, notably one on November 22 from Justice Lewis Powell, analyzing the minority admissions program under the strict
scrutiny standard often applied when government treats
some citizens dierently from others based on a suspect
classication such as race. Concluding that the program
did not meet the standard, and must be struck down,
Powells memorandum stated that armative action was
permissible under some circumstances, and eventually
formed much of his released opinion.[66]
At the justices December 9 conference, with Blackmun
still absent, they considered the case. Counting heads,
four justices (Chief Justice Warren E. Burger and Justices Potter Stewart, Rehnquist, and John Paul Stevens)
favored arming the California Supreme Courts decision. Three (Justices Brennan, White, and Thurgood
Marshall) wanted to uphold the program. Justice Black-
ble under some circumstances, though subject to an intermediate scrutiny standard of analysis. They also joined
with Powell to reverse that portion of the judgment of the
California Supreme Court that forbade the university to
consider race in the admissions process.[69]
2.3.1
Powells opinion
a dierent background or race, this was a suspect classication. Such discrimination was only justiable when
necessary to a compelling governmental interest. He rejected assertions by the university that government had a
compelling interest in boosting the number of minority
doctors, and deemed too nebulous the argument that the
special admissions program would help bring doctors to
underserved parts of Californiaafter all, that purpose
would also be served by admitting white applicants interested in practicing in minority communities. Nevertheless, Powell opined that government had a compelling
interest in a racially diverse student body.[73]
7
and that discussion of that issue is inappropriate.[85] According to Stevens, "[t]he meaning of the Title VI ban on
exclusion is crystal clear: Race cannot be the basis of excluding anyone from a federally funded program.[86][87]
He concluded, I concur in the Courts judgment insofar
as it arms the judgment of the Supreme Court of California. To the extent that it purports to do anything else,
I respectfully dissent.[88]
Reaction
Equal justice under law": the west facade of the U.S. Supreme
Court building
Newspapers stressed dierent aspects of Bakke, often reecting their political ideology. The conservative Chicago
Sun-Times bannered Bakkes admission in its headline,
while noting that the court had permitted armative action under some circumstances. The Washington Post,
a liberal newspaper, began its headline in larger-thannormal type, Armative Action Upheld before going on to note that the court had admitted Bakke and
curbed quotas.[89] The Wall Street Journal, in a headline, deemed Bakke The Decision Everybody Won.[90]
According to Oxford University Chair of Jurisprudence
Ronald Dworkin, the courts decision was received by
the press and much of the public with great relief, as an
act of judicial statesmanship that gave to each party in the
national debate what it seemed to want most.[91]
Attorney General Grin Bell, after speaking with President Jimmy Carter, stated, my general view is that
armative action has been enhanced, and that such
programs in the federal government would continue as
planned.[92] Equal Employment Opportunity Commission Chair Eleanor Holmes Norton told the media that
the Bakke case has not left me with any duty to instruct
the EEOC sta to do anything dierent.[93]
4 Aftermath
Allan Bakke, Americas best known freshman, enrolled at the U.C.-Davis medical school on September
25, 1978.[99] Seemingly oblivious to the questions of
the press and the shouts of protesters, he stated only
I am happy to be here before entering to register.[99]
When the university declined to pay his legal fees, Bakke
went to court, and on January 15, 1980, was awarded
$183,089.[96] Graduating from the U.C.-Davis medical
school in 1982 at age 42, he went on to a career as an
anesthesiologist at the Mayo Clinic and at the Olmsted
Medical Group in Rochester, Minnesota.[100][101]
Notes:
References:
[3] Ball, p. 6.
[9] Schwartz, p. 4.
[91] Ronald Dworkin, The Bakke decision: did it decide anything?" in Complete Case Record at xxvxxxiv.
10
[106] [http://laws.findlaw.com/us/539/306.html
Bollinger, 539 U.S. 306 (2003).
Grutter
v.
EXTERNAL LINKS
6 External links
Oyez.org: recordings of the oral argument (October 12, 1977) and opinion announcement (June 28,
1978) in Bakke
[108] [https://scholar.google.com/scholar_case?case=
6883717302676149601&hl=en&as_sdt=2&as_vis=
1&oi=scholarr Fisher v. University of Texas, 133 S. Ct.
2411 (2013).
5.1
Bibliography
Ball, Howard (2000). The Bakke Case: Race, Education, and Armative Action. Lawrence, KS: University Press of Kansas. ISBN 978-070061046-4.
Benfell, Carol (Fall 1977). Should the Constitution really be colorblind?". Barrister (American Bar
Association, Young Lawyers Section) 3 (4): 17, 52
54.
Epstein, Lee; Knight, Jack (2001). Piercing the
Veil: William J. Brennans Account of Regents of
the University of California v. Bakke". Yale Law &
Policy Review (New Haven, CT: Yale Law & Policy
Review, Inc.) 19 (2): 341379. JSTOR 40239568.
O'Neil, Robert M. (January 1979). "Bakke in
balance: some preliminary thoughts. California
Law Review (Berkeley, CA: California Law Review, Inc.) 67 (1): 143170. doi:10.2307/3480092.
JSTOR 3480092.
Regents of the University of California v. Allan
Bakke Complete Case Record 1. Englewood, CO:
Information Handling Services. 1978. ISBN 0910972-91-5.
Review of The Bakke Case: Race, Education,
and Armative Action. Santa Clara Law Review
(Santa Clara, CA: Santa Clara Law Digital Commons).
Schwartz, Bernard (1988). Behind Bakke: Armative Action and the Supreme Court. New York: New
York University Press. ISBN 0-8147-7878-X..
Stevens, John M. (September 1977). The good
news of Bakke". The Phi Delta Kappan (Arlington,
VA: Phi Delta Kappa International) 59 (1): 2326.
JSTOR 20298825.
Tribe, Laurence H. (February 1979). Perspectives
on Bakke: equal protection, procedural fairness, or
structural justice?". Harvard Law Review (Cambridge, MA: The Harvard Law Review Association)
92 (4): 864877. doi:10.2307/1340556. JSTOR
1340556.
Wilkinson III, J. Harvie (1979). From Brown to
Bakke. Oxford, U.K.: Oxford University Press.
ISBN 0-19-502897-X.
11
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Text
7.2
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