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Chartered
March
To,
The General Manager,
Department of Corporate Services,
B o m b a y Stock Exchange Ltd.,
P. J . T o w e r s , Dalai Street,
- 400 001.
SUB:
STANDARD CHARTERED PLC (THE "COMPANY")
ANNOUNCEMENT
STOCK EXCHANGE
Dear Sir,
In reference t o t h e procedures that h a v e been agreed o n t h e release of stock exchange
a n n o u n c e m e n t s i n t h e U K , please find attached a copy o f t h e a n n o u n c e m e n t which h a s
been submitted to the London Stock Exchange for uploading o n to your website.
Lee Davis
Authorised Signatory
Standard
NOT FOR R E L E A S E , PUBLICATION OR DISTRIBUTION IN OR INTO, OR TO
RESIDENT
AND/OR
L O C A T E D IN,
PUBLICATION OR DISTRIBUTION
ANY
JURISDICTION
WHERE
SUCH
RELEASE,
DISTRIBUTION
R E S T R I C T I O N S " O F T H E T E N D E R O F F E R MEMORANDUM)
Standard Chartered P L C
Standard Chartered Bank
11 March 2016
b y STANDARD C H A R T E R E D P L C
(a public limited company incorporated
for a n y a n d all o f
Undated Primary Capital Floating R a t e Notes (ISIN: G B 0 0 0 8 3 8 7 2 8 3 )
U S $ 3 0 0 , 0 0 0 , 0 0 0 Undated Primary Capital Floating R a t e Notes (Series 2) (ISIN:
Undated Primary Capital Floating R a t e Notes (Series 3) (ISIN:
US$200,000,000 Undated Primary Capital Floating Rate Notes (Series 4)(ISIN:
( t h e " S C P L C Notes", t h e h o l d e r s o f w h i c h b e i n g t h e " S C P L C Noteholders")
and
b y STANDARD C H A R T E R E D BANK
(incorporated
Charter)
touE&M
for a n y a n d all o f
US$700,000,000 8.00% Subordinated Notes due 2031 (ISIN:
853250AA6)
6.40% Subordinated Notes due
(ISIN: X S 0 3 2 3 6 5 0 7 8 7 /
US853250AB48) (CUSIP:853250AB4)
( t h e "SCB
t h e S C P L C N o t e s a n d t h e S C B N o t e s t o g e t h e r b e i n g t h e "Notes",
a n d t h e S C P L C N o t e h o l d e r s a n d t h e S C B N o t e h o l d e r s t o g e t h e r b e i n g t h e "Noteholders")
S t a n d a r d C h a r t e r e d P L C ("SCPLC" o r t h e "Company" i n r e s p e c t o f t h e S C P L C
today invited holders o f the S C P L C Notes t o tender a n y a n d all of t h e S C P L C
r e p u r c h a s e b y t h e C o m p a n y f o r c a s h ( e a c h s u c h i n v i t a t i o n a n " S C P L C Offer"
Standard Chartered P L C
11 B a s i n g h a l l AA vv ee nn uu ee
LL oo nn dd oo nn EE CC 22 VV 55 DD DD
for
PLC
Tel
www.sc.com
Registered Office
t
Registered England 966425
Here for g o o d
Restrictions"
o f t h e T e n d e r O f f e r M e m o r a n d u m d a t e d 11 M a r c h
and
( t h e "Tender
Offer Memorandum"). T h e S C P L C O f f e r s a r e m a d e o n t h e t e r m s o f a n d s u b j e c t t o t h e
conditions contained in the Tender Offer M e m o r a n d u m and the related notice of guaranteed
delivery, copies o fw h i c h m a y b e obtained free o fc h a r g e b y eligible holders f r o m t h e Information
and Tender Agent,
m e a n i n g s g i v e n to t h e m in t h e T e n d e r Offer M e m o r a n d u m .
S t a n d a r d C h a r t e r e d B a n k ("SCB" o r t h e "Company" i n r e s p e c t o f t h e S C B N o t e s ) h a s
today
contained
in t h e section
"Offer
and
Distribution
Restrictions"
of t h e Tender
Offer
will
be
available
to
eligible
Noteholders
via
the
offer
website:
http://sites.dfkingltd.com/scb.
In this a n n o u n c e m e n t ,
the
the
T h e G r o u p ' s s t r o n g liquidity p o s i t i o n e n a b l e s it t o r e p u r c h a s e
notes subject t othe Offers and the N o n - U S Tender Offers without any corresponding change t o
its
funding plan.
Expiration Deadline: 5.00 p.m. ( N e w York City time) / 9.00 p.m. (London time) o n 1 8
March
Repurchase Price: Dependent o n the relevant series o f Notes (see table below). In
respect o f the S C B N o t e s , t h e R e p u r c h a s e Price will b e d e t e r m i n e d b y r e f e r e n c e t o a
Fixed S p r e a d over the yield t o maturity o f the applicable Reference U.S.
Treasury
after
the Price Determination T i m e , which is expected t ob e 2.00 p.m. ( N e w York City time) /
March
(and
including) the immediately preceding interest p a y m e n t date for the relevant series of
N o t e s t o (but excluding) the S e t t l e m e n t D a t e .
March
5.00
unless extended
or earlier terminated, but not thereafter, b y Holders submitting a valid written instruction
or instruction b yfax o relectronic withdrawal instruction a sdescribed inthe Tender Offer
Memorandum.
Settlement Date for the Offers: Will occur promptly after the Expiration Date. A s s u m i n g
t h a t t h e r e l e v a n t O f f e r i s n o t e x t e n d e d o r e a r l i e r t e r m i n a t e d , it i s e x p e c t e d t h a t t h e
S e t t l e m e n t D a t e for e a c h O f f e r will b e2 3 M a r c h
If a n y N o t e h o l d e r w i s h e s t o t e n d e r i t s N o t e s a n d i s
Guaranteed
Delivery Procedures"
Luxembourg
Guaranteed
Procedures"
Delivery
and
Notes b y5:00 p.m. (New York City time) (9:00 p.m. (London time)) on 22 March
T h e relevant C o m p a n y will pay t h e following for e a c h Integral Multiple in n o m i n a l a m o u n t o f the
N o t e s a c c e p t e d b y it f o r r e p u r c h a s e p u r s u a n t t o t h e r e l e v a n t O f f e r , a s w e l l a s A c c r u e d I n t e r e s t
on such Notes.
Invitation by Standard Chartered P L C :
Description of the Notes
US$400,000,000 Undated
/CUSIP
GB0008387283
Outstanding
Amount
nominal amount
subject to the
Offer
amount)
US$43,670,000
A n y a n d all
per U S $ 1 0 , 0 0 0
A n y a n d all
per U S $ 1 0 , 0 0 0
A n y a n d all
$6,000 per U S $ 1 0 , 0 0 0
A n y a n d all
$ 6 , 0 0 0 per U S $ 1 0 , 0 0 0
US$49,690,000
Notes (Series 4)
CUSIP
Notes
Outstanding
Amount subject
Fixed
Reference
Bloomberg
nominal amount
to the Offer
Spread
U.S. Treasury
Reference
Panp
A n y a n d all
8.00% Subordinated
Notes due 2031
1.625% U.S.
bps
Treasury Note
(CUSIP:
A n y a n d all
2017
BBT1
due
6.40% Subordinated
Notes
360
125
0.75% U.S.
bps
Treasury Note
BBT1
due
(CUSIP:
F U R T H E R INFORMATION
Noteholders m a y access the Tender Offer M e m o r a n d u m and the relevant f o r m o f notice o f
guaranteed
delivery
(as
described
in
the
Tender
Offer
Memorandum)
Event
11 M a r c h 2 0 1 6
Launch Date
Offers announced
a n dTender Offer M e m o r a n d u m
available from t h e
(2 p.m. N e w York
time) on
March
T h e D e a l e r M a n a g e r s w i l l c a l c u l a t e t h e R e p u r c h a s e P r i c e f o r e a c h s e r i e s of
S C B N o t e s in the m a n n e r d e s c r i b e d in the T e n d e r Offer M e m o r a n d u m b y
at
2016
maw in
Do
Revocation deadline
(5 p.m. N e w York
time) on 18 March
2016
Deadline
p.m.
(5 p . m . N e w Y o r k
time) on
March 2 0 1 6
91
C
IUUI
(5 p.m. N e w York
time) on 2 2 March
2016
If a n y N o t e h o l d e r w i s h e s t o t e n d e r i t s N o t e s a n d i s u n a b l e t o d o s o i n
a c c o r d a n c e with t h e procedures o f t h e relevant Clearing S y s t e m prior t o
t h e Expiration D e a d l i n e s u c h N o t e h o l d e r m u s t deliver its N o t e s according
to the guaranteed delivery procedures described under
for
i n
and
held
Procedures' b e l o w a n d d e l i v e r i t s N o t e s b y 9 : 0 0 p . m . L o n d o n t i m e ( 5 : 0 0
p.m. ( N e w York City time)) o n 2 2 M a r c h
23 March 2 0 1 6
Settlement Date
P a y m e n t of t h e relevant R e p u r c h a s e Price a n d Accrued Interest in respect
of t h e N o t e s a c c e p t e d f o r r e p u r c h a s e
1 0 9 5 A v e n u e of t h e
O n e Basinghall Avenue
Americas
London E C 2 V 5DD
N e w York, N e w York
United States
N e w York, N e w York
United States
(212) 528-7581
Attention: Liability
U S Toll F r e e N u m b e r :
For information b y
+1 (800) 4 3 8 - 3 2 4 2
telephone: +1 (212)
Email:
827-3138
liability_management@sc.com
UK telephone
number:
Management
Group
Attention: Liability
Attention: Liability M a n a g e m e n t
Management
Group
Group
Email:
Email:
liability.management
liability.management@barclays.com
THE
INFORMATION AND T E N D E R A G E N T
In London:
In Hong Kong:
W o o d Street
Suite
Central Tower
United Kingdom
269 5550
DISCLAIMER
This announcement
The
If a n y h o l d e r
of N o t e s i s i n a n y d o u b t a s t o t h e a c t i o n it s h o u l d t a k e , it i s r e c o m m e n d e d t o s e e k its o w n l e g a l ,
tax a n d financial advice, including
f r o m its stockbroker,
financial adviser.
bank
A n y holder of Notes
w h o s e N o t e s a r e h e l d o n its b e h a l f b y a b r o k e r , d e a l e r , b a n k , c u s t o d i a n , t r u s t c o m p a n y o r o t h e r
nominee
must contact
such
e n t i t y if it w i s h e s t o p a r t i c i p a t e
in t h eOffers.
None of the
in any
j u r i s d i c t i o n i n w h i c h , o r t o o r f r o m a n y p e r s o n t o o r f r o m w h o m , it i s u n l a w f u l t o m a k e s u c h o f f e r
u n d e r applicable securities l a w s a n d t e n d e r s o f securities p u r s u a n t t o t h e O f f e r s will not b e
a c c e p t e d f r o m h o l d e r s t h e r e o f i n a n y jurisdiction w h e r e s u c h invitation o r t e n d e r is u n l a w f u l .
T h e distribution of this a n n o u n c e m e n t and the Tender Offer M e m o r a n d u m i n certain jurisdictions
m a y be restricted by law.
P e r s o n s into w h o s e possession this a n n o u n c e m e n t
Memorandum
o f this a n n o u n c e m e n t ,
t h eTender Offer M e m o r a n d u m
a n d any
other
being
person
Accordingly,
s u c h d o c u m e n t s and/or materials are not being distributed to, a n d m u s t not b e passed o n to,
the general public i n the United K i n g d o m , and are only for circulation t o persons outside the
United
Kingdom
o r t o persons
within t h e United
Kingdom
2 0 0 0 ( F i n a n c i a l P r o m o t i o n ) O r d e r 2 0 0 5 ( t h e "Order")), o r w i t h i n A r t i c l e 4 3 ( 2 ) o f t h e O r d e r , o r
w i t h i n A r t i c l e 4 9 ( 2 ) ( a ) t o ( d ) o f t h e O r d e r , o r t o o t h e r p e r s o n s t o w h o m it m a y l a w f u l l y b e
communicated in accordance with the Order.
Belgium
Neither this a n n o u n c e m e n t ,
t h eTender Offer M e m o r a n d u m
services
o r recognition
et marches financiers/Autoriteit
financiele diensten en
Authority
and,
A r t i c l e s 3 a n d 6 o f t h e B e l g i a n L a w o f 1 A p r i l 2 0 0 7 o n p u b l i c t a k e o v e r b i d s ( t h e "Belgian
Takeover Law") a s a m e n d e d o r r e p l a c e d f r o m t i m e t o t i m e . A c c o r d i n g l y , t h e O f f e r s m a y n o t b e
advertised a n d t h e O f f e r s will not b ee x t e n d e d , a n d n e i t h e r this a n n o u n c e m e n t , t h e T e n d e r O f f e r
Memorandum
n o r a n yother documents
ofthe Belgian L a w of
J u n e 2 0 0 6 o n the public
instruments o n
r e g u l a t e d m a r k e t s , a c t i n g o n t h e i r o w n a c c o u n t o r (ii) i n a n y c i r c u m s t a n c e s s e t o u t i n A r t i c l e 6 ,
4 o f the Belgian Takeover Law. T h e Tender Offer M e m o r a n d u m has been issued only for the
personal use o f the a b o v e qualified investors and exclusively for the purpose o f the Offers.
Accordingly,
t h e information
contained
i n this
announcement
a n d t h e Tender
Offer
in Canada
must b e made
through
this
fournissant
le service
de tiers) a n d / o r ( i i ) q u a l i f i e d i n v e s t o r s
with, Articles
management
de gestion de
qualifies),
and
to
all a s
of the
des
marches financiers.
Italy
Neither this a n n o u n c e m e n t ,
t h e Tender Offer M e m o r a n d u m
n o r a n yother documents o r
and
regulations.
T h e O f f e r s a r e being carried o u t i n t h e R e p u b l i c o f Italy a s e x e m p t e d offers p u r s u a n t t o article
paragraph 3-bis of the Legislative Decree N o . 5 8 o f 2 4 February
as amended
of 14 May
a s a m e n d e d ( t h e "Issuers' Regulation"). T h e O f f e r s a r e a l s o
being
Regulation.
A h o l d e r o f N o t e s located i n t h e R e p u b l i c o f Italy c a n t e n d e r N o t e s t h r o u g h a u t h o r i s e d
persons
information
d u t i e s v i s - a - v i s its c l i e n t s i n c o n n e c t i o n w i t h t h e N o t e s o r t h e O f f e r s .
Spain
Neither the Offers nor this a n n o u n c e m e n t nor the T e n d e r Offer M e m o r a n d u m constitute a n offer
of securities o r t h e solicitation o f a n offer o f securities t o t h e public i n S p a i n u n d e r t h e S p a n i s h
S e c u r i t i e s M a r k e t L a w ( L e y 24/1988,
de Valores), R o y a l
Decree
Accordingly,
approved