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Communitarian
of Morals:
Sociology
Maclntyre
ROBERT
West
Ethics
and
Emile
and
the
Alasdair
Durkheim
SOCIOLOGICAL FOCUS
T. HALL
Vol. 24 No. 2
1991
May
The recent communitarian perspective inphilosophical ethics raises the question of the sociology
ofmorals proposed byEmile Durkheim. Durkheim's critique of ethics is compared with that ofAlasdair
and the "sociologicalpresupposition"
of each is identified Ethical relativism is evaluated
Maclntyre
in both Durkheim and Maclntyre. Durkheim's
universalism is compared with and found preferable
toMaclntyre''s
elitism. The article concludes with suggestions
for a rapprochement between
philosophical
of morals.
JLjLround the turn of the century there was a great deal of discussion of sociological
studies ofmorality ? studies of the nature and development of the ethical norms and
ideals of people in any given society. The movement included individuals like the German
93
94
SOCIOLOGICAL FOCUS
in the sense of basing ethical theories on what they take to be the general conditions of
human nature ? have insisted that moral judgments are universal and therefore not
ultimately dependent upon existing social institutions. Social scientists, on the other hand,
while pointing out how moral beliefs reflect social structures, have left the questions of
In place of these axiomatic methods, Durkheim proposed that ethics ought rather
to be based upon a study of the actual existing morality in any given society. He
criticized philosophers forpresuming that ethics could be reduced to one single principle.
What branch of science, he asked, begins its search by looking for a single general
principle? Should we not rather begin by looking at the morality that actually exists
in a society ? the things people actually treat as duties or rights?
The only scientific way of proceeding would be to listmoral rules one by one, to examine and classify
them, and to try to explain at least the most important ones by determining the causes that give
rise to them and the practical functions they fulfill and have fulfilled, it is only thus that one could
progressively arrive at some idea of the general causes of the essential characteristics they have in
common
(Durkheim
95
Durkheim's assumption was that morality already exists in society and that one
has to understand its nature and function before proposing to improve it.His only presup
position was that morality has a social function. "Without wishing tomake any claims
concerning the ultimate basis of ethics (?thique)," he wrote, "it seems to be incontestable
that the practical function of morality (morale) is to make society possible, to enable
people to live together without too much offense or conflict, in a word, to safeguard
the great collective interest" (Durkheim 1887, p. 38).1
Durkheim believed that ethical judgments should be viewed as a matter of interven
tion in the current moral structure of society with a view tomaking things better. He
thus thought that ethical judgments were in one important sense relative to the society
in and forwhich they are made.
Maclntyre's critique of ethics has much in common with Durkheim's. He holds that
philosophers since the enlightenment do not justify their basic principles or presupposi
tions in any effective or coherent way. They rather assert their basic positions, he says,
with what amounts to only a emotivist or intuitionist justification (Maclntyre 1980,
p. 21). Philosophers criticize the emotivists of the first half of the twentieth century,
according toMaclntyre, but, at the same time, when they develop their own theories
they assert basic principles with no more authority than do the emotivists.
Philosophers are not likely to admit that, as far as the public debate over the legitima
tion ofmoral beliefs is concerned, they behave like emotivists. Nor should they admit
it if they value their own contribution to the resolution of the crisis. The search for an
effective and commonly accepted foundation formorality will hardly be advanced by
giving up on the tradition of rational debate. Much as philosophers might be aware of
the lack of consensus on the legitimation ofmoral beliefs, their task is to carry on the
search. The quest is a part of the process of culture; when successful it becomes the
foundation on which culture is built.
The crisis Maclntyre has identified as an irreconcilable pluralism of autonomous
analysis has social implications, in that the failure of rational arguments adds to the
legitimation crisis.
The moral stance of the social roles that Maclntyre describes as bureaucratic,
managerial, and therapeutic ismore significant sociologically than he realizes. Given
96
SOCIOLOGICAL FOCUS
his philosophical interpretation, Maclntyre can simply denounce the function of these
roles as somuch emotivist manipulation. This plays into the classist or elitist approach
that allows Maclntyre to write off these central characters of our society as emotivst
barbarians. Actually, these characters of themoral drama of our age ought to be taken
much more seriously as men and women who are attempting to negotiate, reconstruct,
or rediscover a new moral contract that will lead us out of the crisis of legitimation.
It is they and not Maclntyre's
the problem.
managers whose efficient command of technique constitutes the only legitimation that
can be attained in a society which lacks shared goals (Maclntyre 1980, pp. 70-71).
Maclntyre's
analysis of the post-enlightenment impasse is in many respects
Durkheimian.
He
suggests
that
ethics
can
only
be grounded
in a substantive
concept
of human nature and that, since people are social beings, such a concept can only be
developed in a community that shares common goals and objectives. Social roles, in
his view, are products of the collective projects towhich groups of people are committed.
A social role is thus necessarily a functional concept and society must have a goal (telos)
in terms of which roles can be judged functional in order for them and hence morality
to attain a public legitimation.
This understanding of the basis of ethics, Maclntyre submits, can be found in the
97
Consider what would be involved in any age in founding a community to achieve a common project,
to bring about some good recognized as their shared good by all those engaging in the project. As
modern examples of such a project we might consider the founding and carrying foward of a school,
a hospital or an art gallery; in the ancient world the characteristic
examples would have been those
of a religious cult or of an expedition or of a city. Those who participate in such a project would
need to develop two quite different types of evaluative practice. On the one hand they would need
to value ? to praise as excellences ? those qualities of mind and character which would contribute
to the realization of their common good or goods. That is, they would need to recognize a certain
set of qualities as virtues and the corresponding set of defects as vices. They would also need however
to identify certain types of actions as the doing or the production of harm of such an order that they
destroy the bonds of community in such a way as to render the doing or achieving of good impossible
in some respect at least for some time. Examples
of such offenses would characteristically be the
in such a
taking of innocent life, theft and perjury and betrayal. The table of virtues promulgated
community would teach its citizens what kinds of actions would gain them merit and honour; the
table of legal offenses would teach them what kinds of actions would be regarded not simply as bad,
but as intolerable (Maclntyre 1980, p. 142).
I should say right off that I don't fora minute accept the ethical theory thatMaclntyre
constructs on the basis of this understanding of the nature and origins ofmorality. By
emphasizing the link between morality and society as he does with this story, however,
Maclntyre attempts to base morality on the notion of a pre-existing society. His point
is thatmorality precedes ethics ? the actual existing morality of a society constitutes
in some respects the basis of an agreement on ethical theory. If public consensus on
a formof life (amorality) can be attained, consensus on the legitimation of that morality
(an ethical theory) may
Maclntyre,
is that while
is consensus
there
the social
roles
of manager,
facilitative
roles,
?
on a morality.
and
does
What
we
not
therefore
have,
constitute
therefore,
to
bureaucrat,
consensus
are manipulators
on a form of social
and
facilitators
in
of a purpose.
search
Interesting as Maclntyre's
critique of philosophical ethics may be, it is his view
that it is the relationship between morality and society that provides the basic axiom
forhis own ethical theory. Here Maclntyre is again on common ground with Durkheim.
His basic premise, that "a moral philosophy . . . characteristically presupposes a
sociology" (Maclntyre 1980, p. 22), closely parallels Durkheim's view that ethics must
be related to the existing morality of a society. What Maclntyre means by "presuppos
ing a sociology" is that moral beliefs originate in social roles, that a moral perspective
is the product
of a social
"character,"
and
that,
as
a consequence,
we
should
look
to
socially based moral theory and his denigration of the major social roles of our age is
striking. Maclntyre wants a socially based morality as the basis of an ethical theory
but the society he wants is his own elitist philosophical clique, not the society we actually
live
in.
Durkheim's
98
SOCIOLOGICAL FOCUS
pp. 27, 47; fpp. 24, 41). Morality, he wrote, "can only emerge from relations which are
established among people when they associate; so it reflects the lifeof the group or groups
concerned" (Durkheim 1973, p. 86; fp. 73). Jean-Claude Filloux (1977, pp. 66-69) has given
an excellent analytical account of Durkheim's theory of the social origins ofmorality
in terms of the stages of its development.
For Durkheim this was not a speculative matter. He left no myth of the origins
years of work in the sociology ofmorals, "is that up to the present I have not found
inmy research a single moral rule that is not the product of particular social factors"
(Durkheim 1953, p. 55; fp. 76).
Durkheim's account of the social origins of morality bears a strong resemblance
toMaclntyre's
story of the development of collective goals. Durkheim found, further
more, that this process took place among sub-groups of a society such as professional
and
occupational
groups.
individuals share... occupations inwhich the rest of the population has no part, it is inevitable
that these individuals are carried along by the flow of similarities as if they are forced or mutually
attracted. They seek one another out, enter into relations with one another and associate, so that
little by little they form a limited group having its own special formwithin the larger society. Now
once this group is formed, nothing can hinder an appropriate moral life from emerging, a lifewhich
When
Finally, Durkheim believed that the ideal element ofmorality was just as much a
product of collective behavior as were social norms and sanctions. In different ages,
he thought, and especially at crucial turning points in history people developed strong
ideals ? collective representations ? of human nature and society which became socially
shared images of what life ought to be like (Durkheim 1953, pp. 91-92; fpp. 114-15).
Durkheim's understanding of moral ideals was, in fact, quite similar to many of
the notions of character, virtue, or communal goal recently discussed by ethical com
munitarians. "Every morality, whatever itmight be," he wrote just before his death,
"has its ideal; at any point in history, the morality a people follow has its own ideal
which is embodied in the institutions, traditions, and precepts that regulate conduct
generally" (Pickering 1979, p. 81; fpp. 82-83). Durkheim discussed the development of
moral ideals extensively in his Elementary Forms of theReligious Life (Durkheim, 1965)
and in the lesser known works The Evolution of Educational
Thought (1977) and
Socialism and Saint-Simon (Durkheim 1958a).
Durkheim read the social crisis of his age a littledifferently fromMaclntyre's notion
of the domination ofmanagers and bureaucrats, but there are many similarities in the
two accounts nonetheless. In an age inwhich the religious basis ofmorality has disap
peared as a form of ethical common
Durkheim was convinced that such
humanistic morality through a process
that the lead in developing a common
99
What matters at this stage is the construction of local forms of community within which civility
and the intellectual and moral life can be sustained through the new dark ages which are already
upon us. And if the tradition of virtues was able to survive the horrors of the last dark ages, we
are not entirely without grounds forhope. This time, however, the barbarians are not waiting beyond
the frontiers; they have already been governing us for quite some time (Maclntyre 1980, p. 245).
Durkheim's answer to the problem is that we must look to the ever widening realm
of economic activity for the development of a universal community which will embody
universal humanistic principles. Nationalism, which inDurkheim's view was the only
communal force to replace religion, would have to give way to the kinds of forces that
have brought about the development of the European and Asian economic communities.
THE NATURALISTIC FALLACY IN SOCIOLOGICAL PERSPECTIVE
Maclntyre makes a great deal of the development of virtues as themajor product
of the social forces of community. His account of the virtues is "socially teleological"
in that the teloi exist as products of communal purposes and commitments and are not
presumed to exist independently in nature or human nature. In getting at the core
concept of a virtue Maclntyre says that one feature which emerges from his analysis
with some clarity is that it "always requires for its application the acceptance of some
prior account of certain features of social and moral Ufe in terms of which it has to be
defined and explained" (Maclntyre 1980, p. 174).
The concept of a social role is crucial to Maclntyre's
critique of the naturahstic
faUacy.He refers toA. N. Prior's example of the sea-captain to show that "an 'is' premise
can
on occasion
entail
an Ought'
conclusion"
(Maclntyre
1980,
pp.
545-56).
The
example
is that ifS is a sea-captain, S ought to do whatever a sea-captain ought to do. But quite
clearly, the examples Maclntyre gives are examples in which moral obUgations are
entailed by social roles ? a good farmer, a good soldier, or within a certain society, a
good person. One could similarly claim that "S ought to love her neighbors" could be
derived from the statement "S is a Christian." But being a Christian is clearly itself
a moral commitment, and the same is true of almost any social role. Sociologists define
social roles in terms of sets of expected and accepted behavior. The factual statement
therefore contains ethical elements, so the logical prohibition of deriving "ought" from
"is"
is not violated.
caUed these roles social facts and he clearly understood them to have
moral impUcations. In The Rules of Sociological Method
(1982) where he attempted to
estabUsh the field of sociology as the study of social facts, it is quite clear that the social
facts he had inmind are of the sort that have moral impUcations (HaU 1987, pp. 21-23).
The notion that social facts exercise constraint on individuals is itself a moral character
istic. Throughout the essay, which is a crucial text in the history of sociology, Durkheim
Durkheim
SOCIOLOGICAL FOCUS
100
(1952, p. 50; fp. 3) spoke of social facts as "obligations" incumbent upon members of
society. "When I fulfillmy obligations as a brother, husband, or citizen, when I execute
my contracts, I perform duties which are defined externally tomyself and my acts, in
law and custom" (Durkheim 1982, p. 50; fp. 3). In his lectures on Professional Ethics
and Civic Morals Durkheim spoke of society as containing a "plurality of morals"
associated with social roles:
As professors, we have duties which are not those ofmerchants. Those of the industrialist are quite
different from those of the soldier, those of the soldier from those of the priest, etc. We might say
in this connection that there are as many forms of morality as there are different professions and
since, in principle, each individual carries on only one profession, the result is that these different
forms ofmorality apply to entirely different groups of individuals (Durkheim 1958b, pp. 4-5; fpp. 44-45).
demonstrates just what Maclntyre and the communitarians might want: that people
who have roles in particular societies have obligations, that social roles are morally
loaded, and that within a given society it iswarranted to speak of virtues as functional
with respect to people's roles. As it turns out, therefore, although Maclntyre's
refuta
tion of naturalism misses themark, he need not have bothered in the firstplace. Since
his teleology is social and not natural or metaphysical, he only needs to show that
evaluative conclusions can be derived from social facts and that the concept of human
nature is generally and commonly understood as a social and not a biological fact.
ETHICAL RELATIVISM
This analysis of the ethical significance of social roles and the misplaced critique
of the naturalistic fallacy leads back to the central question of ethical relativism. Ifvirtues
ormoral obligations are part and parcel of social roles, thenMaclntyre is, in the classic
sense, an ethical relativist. This relativism is, I believe, a corollary of his story of the
origins ofmorality. Ifwhat people value are those qualities ofmind and character which
contribute to the realization of socially established goals, then the rules of right and
wrong have their basis in what the community is engaged in as its common project.
This is also quite consistent with Maclntyre's final conclusion about formingmoral com
to defend ourselves from the barbarian bureaucrats. It makes sense to try to
reconstruct morality by developing communal goals only ifmorality is somehow relative
to, or dependent upon, a social world.
munities
101
in the sense that they are based upon the nature of the societies which practice them (Pickering 1979,
pp. 31-32; see also Durkheim 1973, p. 87; fpp. 73-74; Durkheim 1977, p. 324; fp. 372).
Not only are the norms and values people hold relative to their societies, so are their
moral theories and ideals.
... Each society conceives its ideal in its own image. The Roman and Athenian ideals were
closely
related to the particular organization of those two city-states. The ideal type which each society
demands that itsmembers realize is the keystone of the whole social system and gives it its unity
(Durkheim
I have attempted to show elsewhere that Durkheim did not, in the end, develop
a successful ethical theory (Hall 1987). Early in his career he held a form of naturalism.
Ethical judgments, he thought, could be drawn from an understanding of the evolution
of social structures. He gave up on this theorymid-way through his career, however,
and never developed a coherent replacement. In fact, within the context of his social
relativism, Durkheim came more and more to appreciate the role of the ethical philosopher
as one who develops and makes explicit and advances the moral ideals of a society.
This type of ethical relativism, I believe, does not depreciate his respect for the
philosophical quest.
Durkheim's ethical perspective was a form ofwhat might be called interventionism:
a view that ethical judgments aremade within a given society as prescriptions formaking
that society better without necessarily being based upon any ideal ofwhat the perfect
society might be and without any pr?tention that judgments of what is "better" have
to be based upon any absolute or ultimate principles or values. His model for this inter
ventionist understanding of ethics was the science ofmedicine. Physicians prescribe
what might make an individual better, he said, without having any idea ofwhat absolute
health or perfect humanity might be.
If, as I suspect, a contemporary communitarianism of the sortMaclntyre and others
individual choice.
I do not believe that an ethical relativism of this type necessarily undermines a
philosophical perspective. It raises many questions about the relationship of sociology
to philosophy, however, which I shall have to leave for another time. One of these
problems can be furtherexplore, however, in terms ofmy comparison ofMaclntyre and
Durkheim. This
102
SOCIOLOGICAL FOCUS
clear that Maclntyre has escaped one of themajor criticisms of classical ethics ? its
classist or elitist point of view. In Aristotle's view, which Maclntyre does indeed criticize,
"only the affluent and those of high status can achieve certain key virtues" (Maclntyre
1980, p. 144). But while Maclntyre says that this limitation inAristotle's account does
not injureAristotle's general understanding of the place of virtues in human life, itmay
be a more damaging problem thanMaclntyre expects, even forhis own neo-Aristotelian
position. If the virtues are necessarily defined relative to communal goals, there is and
will always be the problem of the relationship of the individual moral agent to people
who do not share his or her communal perspective.
Justice in the classic sense (withwhich Maclntyre agrees) is to give each person
his or her due. "To deserve well," according toMaclntyre, "is to have contributed in
some substantial way to the achievement of those goods, the sharing ofwhich and the
in Maclntyre's
communitarianism because, since the
powerful will be maintained
can
set
to
the
fear anarchy if the goals ofwhich they
goals, they
always feign
powerful
are the beneficiaries are challenged. This can become a most critical issue when the ruling
class, or some elite that succeeds in passing itself off as a majority, decides in the name
of its own morality that society has no place for blacks, gays, or women's rights and
problems relating to outsiders. In the light of the communal telos, the goals and interests
of non-members ? the unconverted ? simply do not count. A communal ethic can thus
tend to become an elitist ethic inwhich the advancement of the common project at the
expense of the lower classes seems entirely justified. Maclntyre notably did not pick
103
community; the nation is second; and universal humanity is the third and most compre
hensive moral sphere. In his lectures onMoral Education Durkheim raised the question
of the relationship of these three realms of the generation ofmorality, the question of
which should have priority ethically. He concluded that there was
no necessary antagonism between these three collective feelings, as if one could only be a citizen
to the extent that he or she was alienated from the family, or could not fulfill duties to humanity
except by neglecting duties to one's country. Family, country and humanity represent three different
phases of our social and moral development which prepare for and build upon one another (Durkheim
1973, p. 74; fpp. 62-63).
This ultimate convergence of interests was not, however, a theoretical point that
Durkheim felt compelled to demonstrate philosophically. It was, inmore recent socio
logical terminology, a process of globalization which would be confirmed or falsified
historically. Durkheim certainly got carried away with his own confidence in the eventual
development of a universal morality, but the proposition remained forhim a sociological
question.
No matter how devoted people may be to their country, everyone now feels that beyond the force
of national life there are others which are higher and less ephemeral because they are not bound to
the special conditions in which particular political groups find themselves and are not tied to the
destinies of such groups. There is something more universal and more durable. And it is evident that
these more general and more constant ends are also higher ideals. The more evolution advances, the
more one can see the ideals people pursue breaking free of local and ethnic circmstances which belong
only to one part of the world or to one human group, rising above all these particularities and
approaching universality (Durkheim 1958b, pp. 72-73; fpp. 106-7).
SOCIOLOGICAL FOCUS
104
FOOTNOTES
1.
2.
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munitarian Critique of Liberalism." Ethics 99:4. _
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IL: Free Press; Le?ons
Glencoe,
Sociologie: physique des moeurs et du droit. Paris:
PUF,
_ ..
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_.
Ethics
and Civic
1958b. Professional
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Forms of the
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