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-study guide-
John Steinbeck set his novel in America during the Great Depression of the 1930s. A
series of droughts in the country meant that a ‘dust bowl’ was created, causing crop failures.
Whole families had to move, and many headed West in search of work. Refugee camps
were created, and emergency accommodation (‘Hoovervilles’) sprang up. There was no
system of state relief, so many were forced to beg for the means to live. Because of the
mass unemployment, those who managed to find work had to accept very bad working
conditions and low pay, and many had to become migrant workers, moving from ranch to
ranch in search of work.
The title of the novel was taken by Steinbeck from the poem To a Mouse written by
the Scottish poet Robert Burns. By the time you have finished reading the novel, you should
appreciate how fitting the quotation is:
One warm evening, two men walk down from the highway to a pool near the Salinas
River in California. Leading the way is George, a small, dark-skinned man who moves
quickly and decisively. Behind him shambles a huge bear of a man. This is Lennie who is
immensely strong and well-built but who is also half-witted. They are off to take up work
on a nearby ranch, but George tells Lennie not to say a thing when they arrive at the ranch.
George will do all the talking for both of them.
It emerges that the men, who are migrant workers (travelling labourers), have made
to make a run for it from the town of Weed where they were previously working. In Weed,
Lennie stroked the soft material of a girl's dress, frightening her. When Lennie panicked and
hung on to the girl, the girl screamed bringing men running to her help. The men thought
Lennie was trying to rape the girl, and Lennie managed to escape only because George was
there to help him.
George has always been there to help Lennie since they were boys, and he promised
Lennie's Aunt Clara that he would look after him when she died. Before they settle down
for the night, Lennie wheedles George into telling a story he has heard many times before:
how when they get the money together they will buy and run a small farm, with rabbits and
other animals on it for Lennie to look after.
The following day they start work at the farm and meet Curley, the violent and ill-
tempered son of the boss. Curley, a small man but a trained boxer, takes an instant dislike to
Lennie. George senses that there could be serious trouble between Lennie and Curley and
orders Lennie to keep well clear of the boss's son. Curley has recently married a girl who is
already showing signs of wanting to be unfaithful to him, basically because Curley treats
her so badly and yet is insanely jealous of any man who pays her attention.
Aware that there might be trouble, George orders Lennie to escape and meet him by
the pool where they spent the night if anything serious happens.
They meet Slim, the chief mule driver, who is a man of natural authority, well-
respected by the ranch hands. George and Slim have mutual respect for each other and
George trusts Slim enough to explain why they had to get out of Weed in such a hurry. Slim
recognises that Lennie, despite his size and limited intelligence, is essentially “a nice fella”
who means no harm to anyone.
One of the dogs on the farm has just given birth to a litter of puppies. Its owner,
Carlson, lets Lennie have one of the puppies as long as he keeps it in the barn until it is
older. Carlson objects strongly to the smelly, old dog that Candy keeps in the bunk house.
Candy is an old man who does cleaning jobs around the ranch, especially the dirty jobs. He
has lost his right hand in an accident involving farm machinery. Candy is forced into letting
Carlson take out his old dog and shoot it because it smells so badly and because it is too old
to be of any further use.
Depressed over the loss of his dog, Candy hears George telling Lennie about their
plan for a little farm, and offers to put up most of the money as long as they let him come in
on the deal. At first George is reluctant to include a third person on on their dream but he
then realises they can afford to buy a farm in the hills in only a couple of months if Candy
becomes a partner. He accepts Candy's offer and it looks like the dream will true more
quickly than they believed possible.
Curley barges into the bunk house looking for a fight. He picks on Lennie and batters
him in the face. At first Lennie does not fight back but then on George's say-so he defends
himself. He grabs Curley's hand and crushes it in his own powerful grip. Slim forces Curley
to say that his hand was damaged in an accident in a machine; otherwise, he will tell the
true story and Curley will become the laughing-stock of the ranch. Curley agrees but hehas
a smouldering hatred for Lennie from then on.
On Saturday evening when nearly all the men have gone into town for some
entertainment, Lennie, who has been left behind to keep out of trouble, wanders into
Crooks' hut looking for company. Crooks is a crippled and bitter negro who severely injured
his back during an accident on the ranch. Crooks keeps himself to himself, as the only black
man on the farm, and is at first annoyed when Lennie comes into his hut.
Gradually Crooks' is won over by Lennie's sheer good nature and the men begin to
talk. Candy overhears them talking and, looking for some company too, he enters the hut
and joins the conversation. Lennie and Candy tell crooks about the plan to buy their own
farm. At first Crooks will not beleieve it; he has seen too many migrants workers with “a
piece of land in their heads” never able to mae their dream a reality.
Crooks begins to believe the men and even offers to join them in making the ranch
work, but their pleasant conversation is interrupted by Curley's wife. She too is looking for
some company on a lonely Saturday night, but the men are very wary; they know how
enraged Curley would be if he ever found out that they were talking to his wife in the
blackman's hut.
Curley's wife feels shut out and rejected; she becomes increasingly angry and
contemptuous towards them. When Crooks protests, she warns him menacingly that she
could easily have him lynched, just by suggesting that he made advances towards her.
Crooks' spirit and resistance are broken, and he even tells Candy and Lennie that he was
only joking when he offered to work on their farm.
A few days later Lennie accidentally kills his puppy in the barn. While he is trying to
bury it in the straw that lies on the floor of the barn, Curley's wife comes in looking, as
usual, for a little company. She sits down beside Lennie and for a while they tell each other
their dreams - although neither is really listening to the other.
Lennie mentions how he likes smooth, silky things, like velvet, and Curley's wife
invites him to stroke her hair to feel how soft it is. She panics when she feels Lennie's great
strength. Lennie panics too. He puts his great 'paw' around her mouth to stop her screaming,
but accidentally covers her nose too. Curley's wife goes into a fit of panic, and in an effort
to quieten her down, Lennie breaks her neck. He realises that he has done 'a bad thing' and,
following George's instructions, runs away from the ranch to wait for him at the pool near
the Salinas River.
When the body of Curley's wife is discovered, it is obvious that Lennie is the
murderer. Curley is determined to shoot him 'in the guts'. George realises that Lennie will
be shot or lynched; even if he does survive, he will probably be locked away in a mental
asylum, 'a booby hatch' for the rest of his life. George knows that such a life would endless
agony and torment for Lennie.
He finds Lennie waiting for him by the pool. He asks Lennie to look across the river
and imagine that he can see the farm they are going to buy, the farm where they can lead
their own lives, never have to depend on other people for work, and never be lonely again.
Lennie has the imagination of a child. He can actually see the farm across the river. And
while he is excitedly describing the farm, George puts Carlson's Luger to the back of
Lennie’s head and blows his brains out.
The men arrive and think that George had to wrestle the gun away from Lennie. Only
Slim understands what has happened and tells George that he had no other choice, no other
choice.
SEQUENCE OF EVENTS
1 Friday evening: George & Lennie make camp for night by the pool on way to
ranch. They discuss the past, their dreams, plans if things go wrong at the ranch..
2 Saturday morning: Candy, George and Lennie meet Candy at the bunkhouse. Candy
shows them around. They meet the boss, who is suspicious. Curley threatens Lennie.
Curley’s wife flirts with Lennie. Slim mentions his pups, Carlson discusses killing
Candy’s dog.
3 Saturday afternoon: Slim has given Lennie a pup. George and Slim discuss Lennie
over cards. George tells Slim about Weed. Whit finds a letter in a magazine. Carlson
shoots Candy’s dog. Candy comes in on the plan to buy their own place. Lennie breaks
Curley’s hand.
4 Saturday evening: Crooks talks to Lennie about himself and land. Candy joins in
Curley’s wife argues with them. George comes in and they leave.
5 Sunday afternoon: Lennie has killed his puppy. Lennie & Curley’s wife talk, he
breaks her neck & runs away. Candy finds her body. Curley wants to kill Lennie.
GEORGE
The first man was small and quick, dark of face, with restless eyes and sharp, strong
features. Every part of him was defined: small, strong hands, slender arms, a thin and bony
nose.
George and Lennie are the heroes of Of Mice and Men. George is intelligent and
quick-witted, in Slim's words 'a smart little guy'.
There is a contradiction here which George himself points out:
'If I was bright, if I was even a little bit smart, I'd have my own little place, an' I'd be
bringing in my own crops, 'stead of doin' all the work and not getting what comes up outa
the ground.'
One answer to why George is just a ranch hand is economic; he cannot afford to buy
a place of his own; and the world of the 'dustbowl depression' was not a time when a man
could make a success of life simply by being intelligent and working hard. There were
hundreds of thousands of men on the road, drifting, looking for work, simply trying to stay
alive.
Another reason why George remains a ranch-hand is Lennie. If George is to look
after Lennie, wandering around the ranches is probably the only way they can keep
together. A long stay in one area increases the chances of Lennie doing something wrong.
Permanent employment is not only hard to get but it is also too risky.
But why does George stay with Lennie? He tells him often enough about the freedom
he could have if Lennie were not there. Just as frequently he tells Lennie about the dream of
having his own small ranch. Lennie has heard George's speeches so often that he knows
them by heart.
George is a kind, soft-hearted person. If he is angry and sharp at times it is because of
the life he is forced to live, so tensions inevitably arise as he wanders the country looking
for casual labour for them both.
Undoubtedly George has grown to like Lennie; he feels a sense of duty and
responsibility towards him. But there is more to their partnership than this. Lennie needs
George and would be lost without him, but it is equally true to say that George needs
Lennie.
All around him George sees the itinerant, nomadic farm workers, rootless and lonely,
ineffective and lost. His companionship with Lennie helps to keep loneliness at bay, and it
gives his life a purpose. Although George gets frustrated at times, looking after Lennie
appeals to his responsible and sensitive nature. George wants to do some good in the world
and making sure that Lennie does not get into trouble helps him feel that his life means
something.
It does more than this; it gives George a sense of being different, not like all the other
thousands of migrant workers. George and Lennie say it themselves:
'We got a future. We got someobody to talk to that gives a damn about us. We don't have to
sit in no bar-room blowin' in our jack (wasting our money) jus' because we got no place
else to go to. If them other guys gets in jail they can rot for all anybody gives a damn. But
not us.'
Lennie broke in. 'But not us! An' why? Because...because I got you to look after me, and
you got me to look after you, and that's why.' He laughed delightedly.
Certainly George looks after Lennie because he is a good, kind, loyal person, but he
also does it because the relationship gives him something he desperately needs, perhaps
something evryone needs: friendship, companionship and a reason for living.
George is a good judge of other people's characters. He senses that Curley and his
wife will bring trouble, and Slim is man to be respected and trusted. George is quiet by
nature, refusing to take sides in the bunk-house, modest and a good worker. He is clean-
living, partly because he does not feel he can waste his hard-earned money in the pool-room
and brothel if he is ever to buy the farm he covets, but also because of his temperament: he
is appalled by Lennie drinking scummy water and by the idea of lice in the bedding. He is a
peaceful-man though he cannot resist a certain delight in telling Lennie to 'get' Curley.
Like every other person, George does have his weaknesses. He is very quick to make
a harsh judgement about Curley's wife and he does little to save Candy's dog. Originally he
played cruel tricks on Lennie, but he stopped when he realised how childish and cruel this
was. In his decision to shoot Lennie he finally takes full responsibility for the fate of
another human being.
George is a moral person with a strict sense of right and wrong. After the murder of
Curley's wife, even though it was accidental, he knows that Lennie cannot be allowed to run
away, he accepts that Lennie must accept the consequences of his action. But George is also
full of compassion, and it is this that makes him prefer a clean death for Lennie, rather than
lynching or being locked away in 'a booby-hatch'for life.
George is a realist and knows that society will not let Lennie get away this time.
George is a responsible person; he brought Lennie to the farm, and so the responsibilty for
resolving the situation is his. George has always made sacrifices in order to look after
Lennie. When he kills him, he makes the greatest sacrifice of all: George loses not only his
friend and the dream of the ranch they shared, but he knows he will have to live the rest of
his life with the knowledge that he killed his friend.
Lennie dies with the words and the expression of the dream on his lips and face, and
when he dies, so does the dream, killed by the man who brought it into being. George is
almost an empty shell when he leaves the scene with Slim after the shooting. There is no
practical reason why George should not still buy the farm with Candy but we, the readers,
know that he will not do this for it would be emotionally unacceptable. The dream is as
dead as Lennie, and perhaps George, the practical realist, knew it would end this way all
along.
Lennie
Behind him walked his opposite, a huge man, shapeless of face, with large pale eyes,
with wide sloping shoulders, and he walked heavily, dragging his feet a little, the way a
bear drags his paws. His arms did not swing at his sides, but hung loosely and only moved
because the heavy hands were pendula.
Lennie is a half-wit, a simpleton, with the mental age of a young boy, but he is also,
as Slim and Curley's wife point out, a 'nice fella'.
He has the mind of a child encased in the body of an immensely strong man, and his
tragedy is that his mind has never learned how to control his body. He is amazed and upset
when his mice and puppy die; he cannot understand that it is his great strength which has
crushed them.
After his strength his most noticeable feature is his innocence. This innocence is so
transparent and obvious that the reader cannot help liking him and feel for him the same
affection that George feels. The only way he can survive is to be like a tame dog, always
tethered to his master George and never let out of his sight.
Yet Lennie is not totally straightforward. He has the cunning of a child as we see at
the start of the novel when he gradually soothes the angry George and gets him to tell once
more the story of the ranch they will some day buy. Lennie is acute enough to play on
George's feelings of guilt:
He had sensed his advantage. 'If you don't want me, you only jus' got to say so, and I'll go
off in those hills right there - right up in those hills and live by myself. An' I won't get no
mice stole from me.'
Lennie's instincts also tell him that Curley's ranch is a bad place to be:
Lennie cried out suddenly: 'I don' like this place, George. This ain't no good place. I wanna
get outa here.'
Lennie's tragedy is that he comes so close to finding the life that would suit him,
working on a small ranch with George. Lennie is loyal, trust-worthy, immensely hard-
working, and wants little more out of life than security and friendship. We can imagine how
happy he would be if George took a wife and they all lived together on their ranch; it is easy
to see how Lennie would naturally be the 'younger brother' who took delight in the
happiness of the grown-ups.
Slim
A tall man stood in the doorway. He held a crushed Stetson hat under his arm while
he combed his long, black damp hair straight back. Like the others, he wore blue jeans and
a short denim jacket. When he had finished combing his hair he moved into the room, and
he moved with a majesty only achieved by royalty and master craftsmen. He was a jerkline
skinner (a driver who can control a team of mules or horses by use of a single rein), the
prince of the ranch, capable of driving ten, sixteen, even twenty mules with a single line to
the leaders. He was capable of killing a fly on the wheeler's butt (the rear quarters of the
lead animal) with a bull whip without touching the mule. There was a gravity in his manner
and a quiet so profound that all talk stopped when he spoke. His authority was so great that
his word was taken on any subject, be it politics or love. This was Slim, the jerkline skinner.
His hatchet face was ageless. He might have been thirty-five or fifty. His ear heard more
than was said to him, and his slow speech had overtones not of thought, but of
understanding beyond thought. His hands, large and lean, were as delicate in their action
as those of a temple dancer.
This passage is by far the longest opening description given to any character in the
novel, which shows how deeply interested John Steinbeck was in Slim. It leaves little more
to be said about Slim as the rest of the book simply emphasises the points made above and
brings in nothing new.
However, Slim is dramatically important because he understands and accepts the
bond between George and Lennie. It is Slim who comes to a correct judgement about
Lennie's character - 'a nice fella' - and it is Slim who understands why George had to kill
Lennie. His words, 'You hadda, George, I swear you hadda', say all that there is to be said
after the incident.
It is important that Slim, who is respected by everyone on the ranch, gives a
judgement about Lennie's death that agrees with our own judgement: Lennie's death was
necessary and inevitable, and George was morally right in doing what he did.
You might ask, like some critics have done before you, what such a noble, admirable,
dignified and princely figure such as Slim is doing in a bunk-house at all! Steinbeck's
description would fit an elder statesman, a great teacher, or philosopher, and it certainly
seems to be excessively respectful to someone who, after all, is only a ranch-hand, if a
skilled one.
Perhaps Steinbeck is trying to show that noble men and women can be found in all
sections of society; perhaps it is also part of Steinbeck's campaign to improve the reputation
of migrant workers. Still, if you feel that the description of Slim as rather OTT you are
probably right.
Candy
The door opened and a tall, stoop-shouldered old man came in. He was dressed in
blue jeans and he carried a big push-broom in his left hand.
Candy has lost his right hand in a farm accident and is now reduced to the meanest,
lowest job on the ranch, that of swamper.
Candy's function in the novel is to show the reader what happens to an old man
burdened by physical disability, loneliness and rejection. He is a pathetic figure. He has lost
all control over his life, and can only pass the time by being humble and subservient
towards others - and getting his own back on them by gossip.
Only twice in the novel does he stand up to people: once when he joins in the attack on
Curley, and again when he tells Curley's wife what he thinks of her. In each case his
defiance is short-lived and serves only to make him seem more pathetic.
Yet the reader is also shown how little it would take to bring Candy back to life - just
ten acres and a few animals are all that he needs to give him confidence and a spring in his
step.
He provides a parallel to George and Lennie when he clings to his dog for
companionship and comfort as they do to each other. The dog's death reveals that Candy is
a human being with the full range of human feelings and emotions. The incident where the
dog is taken out and shot also important because it introduces Carlson's gun, which is vital
for the ending of the story.
It is also the dog that indirectly brings Candy in on the dream, for its death is what
ensures his presence in the bunk house when he hears George and Lennie talking about
theirplans for the little farm.
Candy is one of the best examples of Steinbeck's compassion and sympathy for the
old, the weak and the down-trodden.
Crooks
This room was swept and fairly neat, for Crooks was a proud, aloof man. He kept his
distance and demanded that other people kept theirs. His body was bent over to the left by
his crooked spine, and his eyes lay deep in his head, and because of their depth seemed to
glitter with intensity. His lean face was lined with deep black wrinkles and he had thin,
pain-tightened lips which were lighter than his face.
Like Candy, Crooks is an example of Steinbeck's compassion, and a further
illustration of the way in which loneliness can corrupt and destroy a man.
He has a double burden in that he is not only a cripple, but also a negro in a society
which will not treat negroes as anything approaching an equal. The novel is set in the times
when racism was part of the way of life in the southern states of America, so Crooks was
automatically shut out of whatever warmth, friendship and companionship there was on the
ranch.
His inferiority is vividly confirmed when Curley's wife crushes him when he tries to
stand up to her, for no negro could hope to win against an white man or woman. Yet Crooks
is not teated badly by the other ranch hands. He is described as a 'nice fella' by Candy and is
given a room of his own - since white men would never sleep in the same room as a negro -
even though it is right by the manure heap.
Crooks only appears two-thirds of the way through the story. His function is to
forewarn the reader and prepare him for tragedy, for the destruction of George's and
Lennie's dream. Although Crooks would like to join them, he never really believes it can
come true. He is a cynic, he has seen it all before, and he knows what these dreams come to
- nothing.
Curley
At that moment a young man came into the bunk-house; a thin young man with a
brown face, with brown eyes and a head of tightly curled hair. He wore a work-glove on
his left hand and, like the boss, he wore high-heeled boots.
'Curley's like a lot of little guys. He hates big guys. He's alla time picking scraps with big
guys. Kind of like he's mad at 'em because he ain't a big guy.'
Curley is a spoilt, restless young man with a grudge against the world. He has had a
little success as an amateur boxer, and boxing has become an obsession with him, so much
so that every person he meets is seen as a possible opponent. He takes an instant and
unreasonable dislike to Lennie, simply because Lennie is such a big man and also because
Lennie's simple cheerfulness offends him.
Curley hates the world and everyone in it. He makes obscene remarks about his
young wife, and goes to the brothel on saturday nights. Then he complains bitterly when his
wife seeks similar pleasures amongst the only company she can find, the ranch hands.
Curley is insanely jealous about his young wife even though he does not love her. To
him she is a thing, a possession, like his horse, but she does belong to him and he will allow
no other man near her. His obsession has made him a laughing stock amongst the men for
his endless hurrying after her to check that she is behaving herself. She hates him.
Although he is not unintelligent, and has a form of low cunning, Curley's inability to
control his wife brings about the tragedy in the novel. On finding her body, he shows no
sign of grief but simply seeks to revenge himself on Lennie, not so much for the murder of
his wife but for being humiliated during the fight in the bunkhouse.
Curley is a man bordering on evil and he is by far the most unpleasant and
unattractive character in the novel.
Curley’s Wife
She had full, rouged lips and wide-spaced eyes, heavily made up. Her finger-nails
were red. Her hair hung in little rolled clusters, like sausages. She wore a cotton house
dress and red mules (sandals), on the insteps of which were little bouquets of red ostrich
feathers. "I'm looking for Curley," she said. Her voice had a nasal, brittle quality.
Curley's wife (her name is never revealed) is another of the lonely people that make
up the cast of the novel. She is a pathetic figure. She married Curley without really knowing
him, out of spite against her mother and as a result of being disappointed about a supposed
invitation to go to Hollywood. She thinks that Curley is a 'boor'; she despises him and
makes her contempt obvious to everyone on the ranch.
Curley's wife is a 'tart', but she is not really evil, and her punishment in the book
outweighs any crime she may have committed. There is even the possibility that she could
have been a loving and affectionate wife if she had met the right man.
As it is, she is the only woman we see on the ranch, and she wanders in and out of
the bunk-house, flirting with the men, and forever pursued by Curley. Her behaviour is not
attractive but even here Steinbeck's compassion shines through. In death her face is wiped
clean of its recent history, and she appears as a young girl again, sweet and innocent:
Curley's wife lay with a half-covering of yellow hay. And the meanness and the
plannings and discontent and the ache for attention were all gone from her face. She was
very pretty and simple, and her face was sweet and young. Now her rouged cheeks and her
reddened lips made her seem alive and sleeping very lightly.
Even Candy's initial response to her as the destroyer of the dream (You God damn
tramp) changes, as he looks at her lying there dead in the hay, to the wryly affectionate,
'Poor bastard'.
Minor Characters
The Boss is 'a little stocky man'. Little is known about him. According to Candy he is
'a pretty nice fella. Gets pretty mad sometimes, but he's pretty nice.' He buys whisky for the
ranch hands at Christmas. It may be that his wife is dead for nothing is heard of her in the
story.
Carlson is a 'powerful, big-stomached man,' a ranch-hand and the one who objects to
the smell of Candy's dog, eventually shooting it. It is his Luger pistol that George uses to
shoot Lennie. Whit is a young ranch-hand, the one who finds the letter to a magazine
written by an ex-worker at the ranch. He is sent to town to fetch the deputy sheriff after the
murder of Curley's wife.
'small and quick, with restless eyes and sharp, strong features'
LENNIE
a huge man, shapeless of face, with large pale eyes, wide sloping
shoulder
innocent and naive; cannot work out the consequences of his actions
instinctive - “I don't like this place, George. This ain't no good place.”
SLIM
respected by everybody on the ranch
CANDY
'a tall, stoop-shouldered old man' - lost his right hand in a farm accident
CROOKS
'a proud aloof man' lean face lined with deep black wrinkles
he had pain-tightened lips
a cynic who has seen it all before. cannot believe that the dream
of the ranch can come true
has seen too many men 'with a little bit of land in their heads'
CURLEY
a thin, young man with a head of tightly curled hair
a work-glove on his left hand and high-heeled boots
CURLEY'S WIFE
another lonely, pathetic figure
married Curley to escape her mother
despises Curley, treats him with open contempt
It is often effective to use quotations in your examination essays, but do not force them in,
only use them where they really add something to your account.
If you are allowed to take your texts into the examination, it would be worth highlighting
them so that you can pick them out easily.
Who is speaking?
What about?
and - what is the significance of the quotation?
EXAMINATION PRACTICE
Questions
2 Lennie, Candy and Crooks are each disabled in their own way.
Explain their disabilities and why this has led them to seek
each other's company that Saturday night.
A SPECIMEN ANSWER
Most questions in GCSE Literature have two parts to them:
the first part gives you the chance to show that you know the text very well;
the second part asks you to comment on some of the incidents, events or characters in the
text.
Very often you will be asked to describe the events and characters and comment on
them as you go through the main points in your response to the question.