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August, 196S
13
173(
^^
No. I'?
Ccrp. 2'
ACKNOWLEDGMENTS
I am deeply indebted to Dr. Everett A.
Gillis for his direction of this thesis.
His
ii
CONTENTS
ACKNOWLEDGMENTS
ii
INTRODUCTION
I.
18
ECHOES OF FAULKNER
59
III.
86
IV.
114
II.
CONCLUSION
144
147
ill
INTRODUCTION
THE STREAM-OF-CONSCIOUSNESS NOVEL:
SOME DEFINITIONS
The stream-of-consciousness technique in fiction
received much critical attention during the second and
third decades of this century.
Shiv K. Kumar, Bergson and the Stream of Consciousness Novel (New York, 1963), p. 2.
Paul West, The Modern Novel (London, 1965), I,
p. 46.
3
Leon Edel, The Psychological Novel (New York,
1955), p. 143.
2
4
"psychological novel;" and, more broadly, "experimental
5
novel."
Perhaps
4
Leon Edel, The Modern Psychological Novel (New
York, 1964), p. 11.
5
Robie Macauley and George Lanning, Technique in
Fiction (Evanston, 1964), p. 88.
Herbert Muller as quoted in Kumar, Bergson, p. 4.
7
Edmund Wilson quoted in Kumar, Bergson, p. 5.
8
Edel, Psychological, p. 202.
9
Robert Humphrey, Stream of Consciousness i_n the
Modern Novel (Berkeley, 1962), p. 1. Subsequent page
references to Humphrey's work are to this edition.
^ Ibid., pp. 1-2; Melvin Friedman also considers
this question in Stream of Consciousness; A Study in
Literary Method (New Haven, 1955), p. 3.
"The stream of
Friedman, Stream, p. 3.
Macauley declares
Kumar quotes Edward Bowling's judgment that the stream-ofconsciousness novel is "a direct quotation of the mind
not merely of the language area but of the whole
consciousness" (p. 3 ) .
There is general agreement also among the major
portion of present-day critics that, the users of various
streams of consciousness "attempt to give the reader an
effect of living thought."
Booth says
that "every reader is his own producer" (p. 324), and Leon
Edel declares that the experience of the reader may be
"as complex and subjective" (p. 145) as that of the writer.
However, all critics are not agreed as to the value of the
reader's experience.
18
Joseph Warren Beach, American Fiction 1920-1940
(New York, 1942), p. 169.
19
Robert Liddell, A Treatise on the Novel (London,
1955), p. 91.
20
(Indianapolis, 1952), passim.
21
As quoted in Kumar, Bergson, p. 2.
21
22
this consciousness."
Such presen-
In addition to the
62.
23.
p. 88.
p. 134.
8
28
happening at the very moment."
29
^^Ibid., p. 153.
^^Paul West, The Modern Novel (London, 1965), I,
p. 46.
^^Booth, Rhetoric, pp. 377-378.
31
Kumar, Bergson, p. 3.
^^Ibid., p. 2.
9
according to psychologic. 1 laws, standard rhetorical figures,
33
and images and symbols.
Hov/ever, with regard to the use
of symbols, the novelist can record his imaginative exO A
since they
The
extreme use of figurative language and of classical rhetorical devices, such as personification, hyperbation, anacoluthon,
litotes, and of course, simile and metaphor, along with
many others, may lead us eventually, according to West,
to regard the stream-of-consciousness method as the least
disciplined form of romantic poetry."
Melvin Friedman lists three- broad methods which
are available to the stream-of-consciousness writer, namely,
interior monologue, internal analysis, and sensory impression.
More useful, to the critic, perhaps, are Humphrey's categories.
33
Humphrey, Stream, p. 64.
Edel, Psychological, p. 145.
35
Humphrey, Stream, p. 19.
^^West, Modern, p. 37.
10
into' direct interior monologue and indirect interior
monologue;
11
often burlesqued; (4) symbolic structures; (5) formal
scenic arrangements; (6) natural cyclical schemes, such as
in Woolf's The Waves; and (7) theoretical cyclical schemes,
such as musical structures and historical cycles (p. 86).
Certainly every stream-of-consciousness work has some basic
structural pattern; and though it may be hard to discern
through the "circuitous, associative demands of the un37
conscious, "
t>iese works can best be comprehended by such
an approach.
From the foregoing discussion, it probably can be
safely concluded that the representative examples of the
stream-of-consciousness novel do have certain characteristics in common;
are common:
The
37
1948), p.Alex
93. Comfort, The Novel and Our Time (London,
12
reader, consequently, must of necessity immerse himself
in this strange fictional world of another's consciousness
in order to feel and understand the whole of the novel.
Despite these difficultiesor maybe because of themthe
reader's experience is often much more intense and rewarding
than that gained from reading the more conventional forms
of fiction.
For the purpose of clarity of reference in the
present examination of some recent works of fiction, the
following definitions are used.
(3) Indirect
13
a level of consciousness nearer the surface, and even one
that illustrates a verbalized thought-level present,
though actually unuttered.
(4) Soliloquy:
the term
soliloguy is employed to indicate passages in stream-ofconsciousness fiction showing psychic activity with an
assumed audience, although the content is not spoken
verbally by the character; using the first-person pronoun,
and a nearly surface level of consciousness, with greater
coherence than the interior monologue, and v/ithout the
presence of the author.
14
random connection between thema similarity, a contrast,
an imaginary parallel.
involve compression or expansion, depending on the conisness being presented; or one time may be superimpc
sciousness
superimposed
upon another; or there may be side digressions, forward
movement into the future, or memory, within memory.
Such
15
are used to help the reader identify a change in time, a
different level of consciousness, or a different quality
of thought.
16
antisocial man"; and that it "has been renewed in significance by novelists who have lost faith in society and
therefore also in the novel as social portraiture" (p. xii) .
Since, however, the thought process we term stream of
consciousness-is inadequate as a structural device for
an entire novel, he continues, because it is only one part
38
of our mental structure,
One must
Although
17
has shovm the presence of this method, combined with some
external action, in varying degrees in his fiction:
in
Other exponents
among current American writers of some form of the streamof-consciousness techniqueand employing "surface action
and external reality" as wellare such v/riters as John
Updike, Saul Bellow, and William Styron, who, because of
the representative nature of their stream-of-consciousness
technique, have been chosen, along v/ith Faulkner, to
illustrate its use in modern American fiction.
Faulkner's
pioneer effort in The Sound and the Fury in effect establishes the method as a standard element in modern American
experimental fiction.
CHAPTER I
ANOTHER LOOK AT FAULKNER
William Faulkner, as recognized by the majority
of critics, holds an important place in American fiction.
Sometimes accused of being grandiose and rhetorical, or
2
of failing to provide judgment upon his materials, or
of making his fictional world more ambiguous and complex
3
than the real one, Faulkner, nevertheless, has been re4
garded as an important innovator, one willing to make new
5
explorations of material and method.
The Sound and the Fury (1929), now considered an
American classic, employs the techniques of the stream
of consciousness, but it also contains an important element
of plot, which had not been previously used in novels
employing the stream-of-consciousness technique.
The plot.
19
briefly, presents the disintegration of an old Southern
family as seen in the last generation of the Compsons,
represented in the four children;
The
Jason--
20
(Caddy), who is seen only through the consciousness of the
others.
As a matter of fact,
The monologue
Luster is
speaking to Benjy:
'. , . You snagged on that nail again. Cant
you never crawl through here without snagging
on that nail.'
Caddy uncaught me and we crawled through.
Uncle Maury said to not let anybody see us,
so we better stoop over, Caddy said. Stoop
over, Benjy. Like this, see. . . . /ellipsis
mine/
Keep your hands in your pockets, Caddy said.
21
Or they'll get froze. You don't want your
hands froze on Christmas, do you.
*It's too cold out there.' Versh said.
^
'You dont want to go out doors.' (pp. 24-25).
There are three time levels used in this short selection.
The first speech is Lester's in the present; the snagging
of himself on the nail reminds Benjy of the time he and
Caddy had carried a message for Uncle Maury to Mrs.
Patterson; which in turn reminds him of a time v/hen Caddy
made a remark about his freezing his hands.
This memory
22
simply being near her and then sets Benjy down in front
of the fire; the reminder that he is not wanted and the
sight of the fire remind him of the time his mother became
so disturbed about him and his name change and Caddy took
him away to the kitchen and comforted him (pp. 74-75).
Many of the memory scenes are told in fragments,
being continued later despite the interposition of outer
action and even of other memories.
It is
A short quotation,
23
crisscrossed into the flesh tingling scouring
her head. Say calf rope say it (p. 152).
It may be noted that this passage is in italics, which
are used generally in this part to relive past scenes.
The present time of this section, dated June 2, 1910,
contains monologues of even more discontinuity.
Two
The
24
outer events actually are few in number but are detailed,
covering his actions on the day he commits suicide.
Such
In keeping v/ith
There is
A portion, with
25
As one can see, this monologue depicts a level of consciousness much nearer the surface than those of either
Benjy or Quentin.
clues to the answers are given, as Jason gives his subjective versions of the past.
The last section of the novel focuses on Dilsey,
but the account is an exterior one told from an omniscient
point of view.
26
sometimes designated as soliloquy, and is the only form
of narration used throughout the novel.
The individual
problems as well:
Samson
27
Moseley is the druggist, and MacGowan is the clerk who
seduces Dewy Dell; all of these people outside the family
have one section each.
Ellipses
28
the roof of the house stand agains the sky.
The cow nuzzles at me, moaning, . . . He
could fix it all right, if he just would.
And he dont even knov/ it. He could do everything for me if he just knowed it. . . . The
sky lies flat down the slope, upon the secret
clumps. Beyond the hill sheet-lightning stains
upward and fades. The dead air shapes the dead
earth in the dead darkness, further away than
seeing shapes the dead earth. . . . I said
You dont know what worry is. I dont know what
it is. I dont know whether I am worrying or
not. . . (p. 61).10
The first speech shows her habitual idiom and refers to
Doctor Peabody.
An excerpt follows;
29
*I reckon we'll have to,' Cash says.
The river itself is not a hundred yards
across, and pa and Vernon and Vardaman and
Dewey Dell are the only things in sight not of
that single monotony of desolation leaning
with that terrific quality a little from right
to left, as though we had reached a the place
where the motion of the wasted world accelerates
just before the final precipice. Yet they
appear dwarfed. It is as though the space
between us were time: an irrevocable quality.
. . . (p. 139).
Just as actual ,speech is limited in Darl's sections, so
is uncontrolled thought, since Darl's thoughts usually
reflect his intelligence and awareness.
However, these
30
than in the complex movement in The Sound and the Fury.
This interweaving of external action into the consciousnesses of fifteen characters and the restriction of narration to one technique only make this novel unique in
stream-of-consciousness fiction.
Experiments with time and the use of external action
in presenting the pscychic processes on various levels of
consciousness are, however, evident in many of Faulkner's
other works.
one v/ritten ten years after the monumental The Sound and
the Fury and the other, thirteen years later, give abundant
proof of Faulkner's continued application of the streamof-consciousness techniques in his own original fashion.
In the first of these. The Wild Palms (1939), Faulkner
has used an unusual form of consciousness in relating the
experience of the Tall Convict in the second story of the
book entitled "Old Man."
31
name, is the tall convict who is seirving a fifteen-year
sentence for attempted train robbery, the plans for which
he had based on his reading of detective magazines and
other such pulp fiction.
32
Intending to find his partner, the short convict, and to
rescue the man on the roof, the tall one gets the woman,
who is obviously near the last stages of pregnancy, and
they set outbut under the river's control, not under
their own power.. Recognizing a stretch of the river, the
convict plans to head for the nearest town, any town,
where he can "surrender his charge . . . and turn his
back on her forever . . . and return to that monastic
existence of shotguns and shackles" (p. 110).11 They
undergo many harrowing experiencesnear-drownings, hunger,
birth of the baby, snake-infested islandsand all the
time they must struggle with the power of the river.
During this time he learns to accept her as his responsibility and to keep in mind his goal of returning the skiff
and himself to the prison.
33
your boat, and here's the woman.
that bastard on the cottonhouse'" (p. 172). He is returned to prison where, for political purposes about v/hich
he neither knows nor cares, the authorities add ten years
to his sentence for "'attempted escape'" (p. 177).
The structure of the story is the flashback account
of his experiences related to his bunkmates in the prison.
The first section of the story is concerned with an
omniscient account, compressed in the telling to only a
few pages (eight out of the total number of one hundred
eight) , of hov/ he and the short convict came to be in
prison, and to the necessary information about the flood.
Transition now being made to the scene where the two convicts are sent on their rescue mission, the real story is
then related from the consciousness of the tall convict,
with fairly frequent reminders of the present through
direct statements, such as, "This is hov/ he told about it
seven weeks later . . . on his bunk in the barracks"
(p. 114); by interruptions from the short convict in the
form of questions or comments; or by less noticeable phrases
inserted in the midst of narration, such as "he remembered
it."
34
he recounts are, in themselves, interesting only to a very
limited degree and would hold little meaning without the
interpretation v/hich his perceptions give to them.
The form used to relate his inner experiences
while he is living the external experiences assumes a form
of the indirect interior monologue, modified and combined
with omniscient description.
The
convict returns to the shack, the shelfer for the last few
days of hunting alligators of himself and the Cajun, where
he sees some men waiting:
. . . Turning to the woman again, his mouth
already open to repeat as the dreamy buzzing
voice of the man came to him and he turning
once more, in a terrific and absolutely unbearable exasperation, crying, 'Flood? What
flood? Hell a mile, it's done passed me tv/ice
months agol It's gonel What flood?' and then
(he did not think this in actual words either
but he knew it, suffered that flashing insight
into his ov/n character or destiny: hov/ there
was a peculiar quality of repetitiveness about
his present fate, how not only the almost seminal
crises recurred with a certain monotony, but
35
the very physical circumstances followed a
stupidly unimaginative pattern) the man in
the launch said, 'Take him' . . . (p. 166).
Here, one can see how the depths of his consciousness is
revealed but, obviously, not in his words.
author's; the feelings are the character's, yet the experience never reaches the speech level of his consciousness
and cannot be related audibly to his listeners.
The
As indicated earlier,
36
In contrast to the above, many of the longer
passages are much more easily seen to qualify as a form of
interior monologue in combination with omniscient description.
12
Humphrey, Stream, p. 121.
37
might holler some, he ain't never been bathed
before. But he's a good baby.') and now it
v/as night . . . and he rising, gripping the
woman awake, and then the v/indow. He told that;
how there v/ere doors in plenty . . . 'You ought
to tore up a sheet and slid down it,' the plump
convict said. . . . nor did he tell, any more
than about the sixty-foot levee, hov/ he got
the skiff back into the water (p. 170) .
The above quotation, lengthy as it.is, constitutes only a
portion of the entire passage (v/hich runs for more than
two pages in one unbroken paragraph), but there are a
number of things included that are v/orthy of attention;
first, his reasons for not taking advantage are shov/n to
be below the level of vrebalization; second, his consciousness is presented as fully sentient without verbalization;
third, the interior and exterior actions are shown as
simultaneously occurring, and fourth, the instrusion of
the short convict's speech keeps the reader attached to the
convict-narrator in the present.
An additional
38
along with further ramifications of character revelation
and background detail.
The following passage shows still a different
combination of levels.
The
The italicized
39
section at the close of the excerpt illustrates the modified interior monologue, clearly in his idiom, using the
first person, and although verbalized, not designed to be
spoken.
be considered:
vic't mentions going "halvers" with the Cajun, and the short
convict intervenes with a question:
'How could you make a business agreement
v/ith a man you claim you couldn't even
talk to?'
*I never had to talk to him,* the tall one
said. 'Money aint got but one- language' (p. 152).
Then somewhat later, he is thinking of the return boat
trip after his first kill, v/hen he looked at the bloody
skin and thought;
And I. cant even ask him how much my half will be.
But this not for long either, because as he
was to tell the plump convict later, money has
but one language. He remembered that too (they
were at home now. . . . *I done seem to got
to where if that boy v/as to shoot me in the
tail v/ith a bean blower my nose would bleed.')
remembered that too but he did not try to tell
it (p. 156).
40
At first glance, the time mentioned in both parts of the
passage seems simple enough, but upon closer examination,
its multiple complexity emerges.
One other form of the direct monologue used by
Faulkner in "The Old Man" may be mentioned; however, there
is only one instance of it, and a very short one at that:
a brief dream sequence in which he dreams of the prison,
of being cold and wet, and of the mule with which he used
to plow, that now in his dream gives him a long swipe
across his face; he awakes to find himself lying in four
inches of v/ater and snakes crawling everywhere, including
over his ov/n body (p. 136) .
A great deal of the narration is not clearly
interior monologue or omniscient description, but consists
of frequent phrases, especially those conveying images,
which are couched in words that stem from his consciousness.
effective description:
41
referring to animals and insects are in keeping with the
simple, primitive nature of the convict; these images occur
in those passages phrased in his language as well as in
those using the author's words, which describe the convict's psychic processes.
Almost the entire short novel may be said to
describe the consciousness of the tall convict except for
the first section, which, as has been noted (p. 33), is
an impersonal "history" of the two convicts and a preparation for the action to follow, and another short section, about five and a half pages, near the end, when the
narration moves away from the consciousness of the central
character.
Certainly
42
of complexity in the handling of time, with the reader
aware of several layers at once.
the techniques of stream-of-consciousness writing, manipulating the time element in an involved manner, using
monologues in the form of memory sequences piled upon
other memories as though lived in the present, amassing
sensory experiences perceived through one consciousness,
^and employing the Joycean epiphany as the center of meaning
of the whole novel.
43
Told in the form of reminiscence, the novel recounts
Ike's experiences on his hunting trips into the v/ilderness
which culminate in the killing of Old Ben, the bear, and
the end of the wilderness.
On his
On
His knowledge of
44
to Major de Spain as well as to Ike and Sam, Sam Fathers
and the dog Lion both die and are buried in a remote spot
in the woods.
45
The first two sections are devoted to the five hunts,
from v/hen Ike is ten to the time he is sixteen, during
which he first feels the bear's presence and the power of
the wilderness; sees the bear for the first time; kills
his first honorable game; tracks Old Ben and is forced to
grab the fyce to keep Old Ben from killing it; witnesses
the training of Lion, and the attempts of the hunting party
to kill Old Ben, especially Boon's futile effort of
shooting at Old Ben, and missing all five times.
The
46
Faulkner again has moved time backward and forward
in presenting the story, and again the reader is required
to assort and relate the episodes into an overall pattern
and yet retain the narrative pattern in order to comprehend
the total significance of the novel.
covers events which occur from the time Ike is ten until
after he is twenty-one, but this time is extended on
occasion to far' into the past and even into the future to
a time when he is over eighty, v/ith implications of events
of an even remoter time. As noted earlier, the sections
themselves are not chronological, the last tv/o sections
being transposed, but there is even greater disruption of
the temporal flow of time within each section.
For example.
13
William Faulkner, Three Famous Short Novels (New
York, 1940); Vintage edition. This and subsequent page
references to "The Bear" are taken from this edition.
47
same section he remembers the time when he was eleven and
actually saw Old Ben for the first time (p. 198 and p. 202),
and then the future is also brought in when he compares
their surrey (when he is ten) in the wilderness to a boat
on the ocean-"after he /had/ seen the sea" (p. 189).
Additional complications of time are found in
greater complexity as the novel progresses.
Part II be-
In order to illustrate
48
and once even jump it by chance. . . . Once,
still-hunting with Walter Ewell's rifle, he
saw it . . . /and/ he realized then v/hy it
would take a dog not only of abnormal courage
but size and speed too. . . . He had a little
dog . . . of the sort called fyce. . . . He
brought it with him one June. . . .
So he should have hated and feared Lion.
It was in -the fourth summer, the fourth time
he had made one in the celebration of Major de
Spain's and General Compson's birthday
(pp. 203-206 passim).
The first part ,of the above passage concerns a time intermediate between the two broad segments of events in Part I,
when he is sixteen and when he is ten.
The phrase
The
Such an interpretation
49
Sam's burial.
Covering
50
A selection showing a number of these time variations follows below.
Ike and
51
Except for the beginning of the paragraph, not here quoted,
there is no interruption in Ike's flow of thought, ranging
in time from before his birth to events which have not
happened yet at the time of the conversation.
Other passages of similar nature could be taken from
almost any part of this long fourth section to show the
piled up time layers, many of them clues to events that
have been recordedin partearlier in the narration.
But, again, it may be noted that this tortuous approach
in relation to time is in keeping v/ith the characteristics
of reminiscence; also, this disjointed unraveling of his
thoughts parallels his need to explain to the head of his
family his reasons for repudiating his heritage.
These
In this
52
manner, Ike recalls, in the final section, his last visit
to the woods before society takes over, remembering his
realization of the irrevocable loss of the wilderness as
a way of life.
Other-techniques belonging in the stream-ofconsciousness category are to be found in the indirect
monologues and the Joycean epiphanies used in the novel.
Certainly many of the passages in the fourth section can
be properly considered as indirect interior monologues.
For instance, the extract quoted above (p. 23), concerning
the Civil War, is seen to be a third-person account of what
he is thinking as he talks with McCaslin.
has all the usual attributes;
The passage
aborted legacy is first triggered by thinking of his present treasured possessions in the boarding-house v/here he
has lived for nearly sixty years (p.288), and it ends with
the memory of McCaslin's bringing to him the first thirty
dollars from the estate (p. 296) . Perhaps the clearest
example of the indirect monologue, combined with other
techniques, is the long scene with his wife (pp. 297-301).
53
The first part of this particular memory sequence concerns
the early days of marriage when "it was the new country,
his heritage too as it was the heritage of all, out of
the earth, beyond the earth yet of the earth" (p. 298),
and the last part of it ends with what he first thinks
is her crying but is her bitter laughter (p. 301).
There is at least one direct interior monologue,
found also in the fourth section.
The in-
54
intervenes between his direct consciousness of that moment
seven years ago and its memory now.
These monologues, of both kinds, are helpful in
establishing the sincerity of Ike's actions and of his
words to McCaslin.
passage.
By noon he was far beyond the crossing on the
little bayou, farther into the new and alien country
than he had ever been, travelling now not only by
the compass but by the old, heavy, biscuit-thick
silver v/atch which had been his father's. . . .
He had already relinquished, of his will, because
of his need, in humility and peace and without
regret, yet apparently that had not been enough,
the leaving of the gun v/as not enough. He stood
for a momenta child, alien and lost in the
green and soaring gloom of the markless wilderness.
Then he relinquished completely to it. It was
the watch and the compass. He v/as still tainted. . .
he did what Sam had coached and drilled him as
the next and last, seeing as he sat down on the
55
log the crooked print, the warped indentation
in the wet ground which while he looked at it
continued to fill with water until it was level
. full and the water began to overflow and the
sides of the print began to dissolve away.
Even as he looked up he saw the next one, and,
moving, the one beyond it . . . and the v/ilderness
coalesced. It rushed, soundless, and solidified
the tree, -the bush, the compass and the watch
glinting where a ray of sunlight touched them.
Then he saw the bear. . . . Then it moved. It
crossed the glade without haste, walking for an
instant into the sun's full glare and out of it,
and stopped again and looked back at him across
one shoulder. Then it was gone. It didn't v/alk
into the woods. It faded, sank back into the
wilderness without motion as he had watched a
fish, a huge old bass, sink back into the dark
depths of its pool and vanish without even any
movement of its fins (pp. 201-203).
Here can be seen the impressionist use of imagery, especially
in the last part, as the bear, instead of walking into the
trees, fades and sinks into the wilderness, symbolizing its
complete oneness with the omnipresent myriad life of the
wilderness.
56
afternoon, he looked quietly down at the
rotted log scored and gutted with clawmarks and, in the v/et earth beside it, the
print of the enormous v/arped two-toed
foot (p. 194);
(3) a flavor like brass in the sudden run of
saliva in his mouth (p. 194);
(4) the gap of iron earth beneath the brilliant
and rigid night . . . tasting, tongue
palate and to the very bottom of his lungs,
the searing dark (p. 219) ;
(5) a walnut a little larger than a football
and with a machinist's hamTier had shaped
features into it and then painted it,
mostly red (p. 220);
(6) the v/oods . . . and the rain-heavy air
were one uproar. It rang and clamored;
it echoed and broke . . . and reformed and
clamored and rang (p. 231);
(7) then the bear surged erect . . . It didn't
collapse, crumple. It fell all of a piece,
as a tree falls (p. 232);
(8) toward the long wailing of the horn and
the shots which seemed to linger intact
somewhere in the thick streaming air (p. 236);
(9) the bear, the yearling . . . sitting up,
its forearms against its chest and its
wrists limply arrested as if it had been
surprised in the act of covering its face
to pray (p. 311);
(10) he could smell it nov/: the thin sick smell
of rotting cucumbers and something else
which had no name (p. 315).
Taken in sum, the examples show a full range of the sense,
allowing the reader to live what Ike perceives.
Such
57
The most profound depth, however, is revealed in
those scenes relating the near-epiphanies and the epiphany
itself.
Because of this
58
his naturalistic principles is much more believable, and
the resultant credibility from the reader is the effect
of having experienced with him the flashes of recognition
of eternal truths.
Thus, -having re-experienced the portions of his
life which he chooses to remember, Ike himself has created
a stream which the reader must navigate in order to reach
the sea of meaning.
CHAPTER II
ECHOES OF FAULKNER
In the novel Lie Down in Daxkness (1951), by
William Styron, there are several qualities which are
very similar to elements found in some of Faulkner's
works/ especially in The Sound and the Fury:
the use of
in Darkness reveal themselves in various interior monologues, of which one may be considered a soliloquy; but
the consciousnesses of several minor characters are also
presented.
60
but this is usually inextricable from the indirect monologues.
These techniques
In their attempts to
excessively proper and has turned all her love toward the
saintly Maudie, with a resulting increase in the amount
of natural antipathy which she already holds toward Peyton,
unwillingly recognizing in her a rivalry for Milton's
love.
61
Electra complex and tries to escape in alcoholism and
nymphomania.
the
These
The
As the party
62
is en route to the cemetery, various scenes of the countryside are presented, including the marshland, Negro sections
of town, the Negroes on their way to Daddy Faith's revival,
garbage dumps, a ramshackle gas station, and the shipyard.
Of the seven chapters, five begin in the present and four
end in the present, with brief scenes in the present time
interspersed, except for the last one, within the chapters.
Such a framewor'k proves most helpful because the transition
between the times of the memory sequences, which constitute
the bulk of the material, is very vaguemuch on the order
of some of the cinematic devices, such as fade-ins, closeups', and flashbacks.
Such an indefinite form of transition is used in
the following situation:
Again.
63
Again" (p. 72) . With this faint connection found in the
word "her," the narration immediately sv/itches to an
earlier time at the clubbut not in Dolly' s mindwith
the following sentence.
Peyton's birthday.
The first
4
Maxwell Geismar, American Moderns: From Rebellion
to Conformity (Nev/ York, 1958), p. 239. Also, Galloway,
The Absurd Hero, p. 54.
64
time, after all the waiting, they had ever made love"
(p. 72) . The details of "the first time" are revealed,
piecemeal, on pages 84 and 92, after the long section
devoted to Helen and an omniscient account of Peyton's
actions.
It is clear that
...
65
thinking of Helen . . . Charlottesville . . . Peyton.
. . . He opened his eyes. . . . The hearse had stalled. . .
It
66
hospital (pp. 178-79).
The
67
principals and the events, but they also serve at the same
time as intimate revelations of the speakers themselves.
An indirect interior monologue of Dolly's, quoted below,
reveals the activity in the presentthe tension generated
by the journey itself, Milton's indifference, and her ov/n
weak and selfish nature.
. 68
morning sunlight that there are miles to go
before we sleep and miles to go before v/e
sleep. . . (p. 71) .
This passage has the mechanical aid of italics, a lack
of punctuation, discontinuity, and privacy, all of which
clearly indicate the direct form of interior monologue.
It is also most revealing of her sensual, selfish, and
secretive qualities.
69
Another interior monologue of a minor character
is Mr. Casper's brief one (pp. 17-20), as he considers
what he expects from grief-stricken relatives and the
unnaturalness of the reactions of Helen Loftis earlier.
His monologue serves as an entry into the scene between
the two major participants, Helen and Milton, which takes
place early in the morning of the present, showing their
lack of communication, and what Mr. Casper considers to be
strange behavior.
70
In her disturbed emotional state of mind, Halen tries
to seek refuge in religion, but she succeeds only in
reaching a degree of self-understanding in the many talks
she has with Carey Carr.
following excerpt:
So, she told Carey, she yieldedto her pride,
her hurt, her ov/n abominable selfishness. She
got up and put her arm around Maudie and said to
Milton, quite without emotion: 'Something has
happened, Milton. Didn't I tell you? Peyton
let her fall. I'll have to stay here.' And
she turned and went upstairs v/ithout a word
, more, to Peyton or anyone.
After Helen had finished that part of her
story, Carey remembered, he had been inclined
at first to say: so what? He hadn't wanted to
make all these snap judgments, but his initial
pity for her had been tempered by a strong
irritation: here was a woman who had been the
dupe of life; but had been too selfish, too
unwilling to make the usual compromise, to be
happy. And although he didn't know her well,
he would like to venture that she was also a
complete prig. No wonder life had seemed a
trap. All she had needed to do at certain times
was to have a little charity, and at least
measure the results. And he had told her
so. . . . (pp. 118-19).
The above quotation is typical of a great deal of the
chapter (Chapter 4) devoted to Carey and Helen, though this
selection is disproportionate in the amount of the representation of Carey's reactions.
71
combined with a recorded audience-reaction from Carey.
The dramatic presentation, however, is compounded for the
reader in several ways:
In
This
72
indirect fonii but occasionally of the directare found in
a number of passages throughout the book.
"And
as she spoke she knew that it was not Dolly's legs, but
Peyton' s which had shown v/ith the rainbow of decay,
sprawled out so indecently in the dreaming, pestilential
dust" (p. 287) . Although she realizes the meaning of her
dream, never can she reconcile the tv/o worlds of inner
demand and external compulsion.
One of the best monologuesnotable for its richness
of detail; its comical overtones, which constitute a
travesty of Milton's desperate intensity; its bitter satire
on the importance of sex; and its depiction of a compulsive
search, v/hose object can offer only a deeper descent into
despairis a part of Milton's attempt to locate Peyton
in Charlottesville (pp. 186-205) . A fev/ selected passages
are given below, with identification appended and a liberal
use of ellipses;
73
In the KA house at noon there was an air
of intense gaiety. Young people . . . the
noise of horns and saxophones . . . calculated
darkness. . . . Solitude, tv/o lovers together
. . . piano . . . phonograph . . . girls'
flushed pink faces . . . (pp. 186-87).
The richness of detail shown above exists in many other
monologues within this section.
E.g.:
The
74
point he tries to will himself into sobriety, and
"murmuring I will be strong, I will be strong," he strikes
out for the KA houseonly to fall into a culvert (p. 202) ,
Another monologue of Milton's, this one showing
a deeper level of consciousness, occurs at Peyton's
wedding.
The
75
thought desperately, hopelessly, of something
he could not admit to himself, but did: of
now being abovemost animal and horrid, but
lovingsomeone young and dear that he had
loved ever since he v/as child enough to love
the face of v/oman and the flesh, too. Yes,
dear God, he thought (and he thought dear God,
what am I thinking?) the flesh, too, the wet
hot flesh, straining like a beautiful, bloody
savage. . . . And his hunger went forth again,
sending fingers through the crushed, vegetable
air; only this time, helplessly, his thoughts
became flaccid and wet and infantile . . .
(pp. 257-259).
Most of this passage is the indirect form of interior
monologue, though there are places v/here it comes very
close to the direct form.
But it is in the Peyton section, in the last
chapter of the book, that the purest form of stream of
consciousness is revealed.
Stripped bare
As
After their
76
dresses, and cleans the apartment.
She stops
place v/here Harry has been staying, she finds a note saying
that he and Lennie have gone to Albert Berger's apartment.
She takes a taxicab to Berger's place, where she begs
Lennie to tell her where Harry is.
She
77
to her death.
pages 316-368.)
This long passage has most of the characteristics
to be found in the accepted stream-of-consciousness method.
The entire section is one paragraph, with no hiatus in the
print except for the first ten lines
In
6
Robert Humphrey, Stream of Consciousness in the
Modern Novel (Berkeley, 1962), p. 30.
78
dying. That when I lay down in Richmond in
Grandmother's bed I saw her picture on the
wall so benignly smiling, even on that day I
heard the flov/er man clipclop along beneath
the cedars, moved and peered at it in my slumber
through half-closed eyes; a face that once
rushed Longstreet's beard preserved behind the
nacreous glass, still smiling and with a bulge
of snuff: and I reached out my arms,cried
mother mother mother, that image even then
twenty years before turned to.bones and dust.
The train stopped at a station . . . (p. 366).
This passage qualifies as a soliloquy because the manner
of expression implies an audience, and the content is
concerned v/ith her emotions and ideas relating to the plot
and action revealed in the foregoing pages of the novel.
In this excerpt the reader follows her thoughts back to
a time v/hen she v/as a child, with her father \7atching her
as she napped and dreamed, thinking of the old Negro
peddler, a process which makes her think of a strange bed,
which in turn reminds her of her father and of her sexual
relationships and v/hat a friend had remarked about them.
The phrase "when I lay down in Richmond" is a transformation of a recurrent thought, "when I lay dov/n in Darien
with Earl Sanders," related to one of her several affairs.
The reference to "a face that once brushed Longstreet's
beard" is to her grandfather, told about by Bunny much
earlier.
of her need for the mother-love v/hich she has never had.
79
In the passage as a whole, there are numerous
recordings of physical sensations, both present and past,
each usually with its own groups of associations.
The
Her
The sense
80
globed from the atoms in the swooning, slumbrous, eternal
light" (p. 364)and throws the clock into a drain.
Another symbol woven throughout the entire passage
is that of water, in various forms, and the connected
idea of drowning, ranging from "aqueous twilight" (p, 367)
and "gallons of water to drink" (p. 366) to her repeated
remark, "I's drowning,"
most often lead her into some specific memory of her father.
As she tells Harry in their last interview, speaking of
herself and Bunny, "Once I had belief.
When we v/alked
up as from the bottom of the sea" (p. 350); and the clock.
81
"perfect, complete, perpetual" (p. 319), makes her feel
"sheltered from the sky like drowning, only better:
the
..."
are intertwined.
both symbols are connected with the sex act, and that all
references to t'hese tv/o objects lead to thoughts of her
father Bunny or of Harry, her husband whom she tries to
make into a father-substitute.
The birds, however, are the most frequently used
symbol, both specific kinds of birds and her special
"wingless ones,"
is directly associated with sex, v/ith the men she has knov/n,
and with her father.
82
noise of their rustling and their approach across the sand
that she finds so disturbing, and it is the thought of
sexual relations that causes the birds to be animated in
her mind.
dreamed about birds was after she and Dickie had first
made love (p. 329) ; and because when they awoke Dickie
r
"dozing across the springs the wheels, the cogs and levers,
all these should give way, run down; then our womb v/ould
fall, we'd hear the fatal quiet, the dreadful flutter and
lurch earthward instead of the fine ascent" (p. 332), the
symbols are interlocked in the word flutter.
On other
83
In the scene in the bar when the soldier tries
to strike up a mutual acquaintance in Tony, the "poor
wingless ones" come again, as she thinks of Tony, Bunny,
and Harry (p. 333). In remembering her first time with
Earl Sanders, when he had hurt her physically, she recalls,
"It was the first time I saw the birds, alive, apart from
dreams . . . and I knew I v/as paying Harry back for his
defection so small, I drowned on the terrace and when I
slept afterwards I dreamt of drowning too" (p, 334). Thus
it can be seen that not only are the birds connected to
the clock but also to the recurrent drowning image.
As
she says, "Guilt is the very thing with feathers" (p. 335),
and it appears that hers is the best interpretation of
the symbolic birds; she also thinks of the clock as the
place where "all our guilt will disappear among the
ordered levers and wheels, in the aqueous ruby-glinting
sun" (p. 337).
But the source of guilt is even deeper, as revealed by her thoughts as she converses v/ith Albert Berger
about Harry, v/hen she silently cries:
own torture and my own abuse?
"Don't I know my
84
information a bit later, it is apparent that "he" is
Bunny.
That fright"
One is reminded
85
Loftis family:
With
Finally, there
The
novel is clear evidence of the continuance of the influences of Faulkner's incorporation of the stream-ofconsciousness techniques into the context of modern
American fiction.
7
William
Faulkner, The Sound and the Fury (New
York, 1946),
p. 313.
CHAPTER III
THE SEARCH OF THE ANTI-HERO
Continuing in the same vein as William Styron
earlier, John Updike, in the late fifties and early sixties,
uses an adaptation of the stream-of-consciousness technique,
especially in Rabbit, Run (1960) and The Centaur (1963).
David D. Galloway calls Updike "one of the most skillful
stylists of our age."
87
has succeeded both in producing sympathy for characters
who do not have strong virtues to recommend them and in
creating stronger characters than a more conventional
approach, restricted to surface action and external reality,
might have achieved.
One additional
83
The story is, essentially, that of Harry (Rabbit)
Angstrom.
Ah:
runs.
89
a violation of chronology, but there is to be found only
a limited use of this device in this novel.
What digression
90
simultaneously with those detailed in prior sections.
For example. Rabbit and Ruth, after a short visit to a
night club, return to her apartment, where Rabbit requires
her to perform a sexual act distasteful to her (pp. 153-57).
Following immediately with only a hiatus in the print, the
next section shows Lucy, the Reverend Eccles' wife,
telephoning various places trying to get in touch v\rith her
husband because Janice's mother has called to say that the
baby is about to be born (pp. 157-59) . These events,
although one follows the other, occur in point of time
concurrently with Rabbit's and Ruth's night club visit
and' the apartment scene following.
91
Rabbit and Ruth at the beach, the next passage focuses
on Eccles, with scattered portions of it concerned with
his consciousness (pp, 126-44),
See above, p. 4.
92
An outstanding elementand another device of the
stream-of-consciousness techniquesused in this book, is
sensory impression, often in connection with movement from
place to place.
93
The foregoing is one paragraph and one sentence; however,
the sentence gives an impression of being several, because
of the wealth of details.
7
Galloway, Absurd Hero, p. 31.
94
their twists they remain separate flesh.
. - . She floats through his blood as under
his eyelids a salt smell, damp pressure, the
sense of her smallness , , . and the ache at
the parched root of his tongue each register
their colors (p. 72), /Ellipses mine./
That such an ultimate spiritual union with the world as
that suggested in this passage is denied him does not
prevent him from continuing his search.
of spatial movement.
95
clapboards, weathered and white except for those
gaps which individual o\^mers have painted green
and barn-red and v/heat-color . . . (p. 10) .
This passage, typical of many others in the way it is
brought in and in the manner of expression, is a somev/hat
more formal type of montage than that displayed in montage
sections employed by many other writers.
Here, however,
96
As he walks along Potter Avenue the wires
at their silent height strike into and through
the crowns of the breathing maples (p. 17).
The passage continues, similarly at some length, until he
finally reaches his parents' duplex, at which point the
narration takes a definite inward turn into his memory.
Updike's consistent use of the cinematic device
is illustrated by a very brief excerpt, with ellipses
added, from a long passage in the middle division of the
book, as follows;
He runs most of the way to the hospital.
Up Summer one block, then down Youngquist, a
street parallel to Weiser on the north, a
street of brick tenements and leftover business
- places, shoe-repair nooks smelling secretively
of leather, darkened candy stores, insurance
agencies with photographs of tornado damage in
the v/indows, real estate offices lettered in
gold, a bookshop. . . . The railroad tracks
. . . slide between walls of blackened stone
soft with soot like moss through the center of
the city, threads of metal deep belov/ in a
dark.aess like a river, taking .narrov/ sunset
tints of pink from the neon lights. . . . Music
rises to him. The heavy boards of the old
bridge, waxed black v/ith locomotive smoke,
rumble under his feet. . . . He runs harder
. . . parking meters begin . . . a new drive-in
bank . . . a limestone church . . . the clicks
of a billiard game . . . an old Negro sweeping
up in green aquarium light. Now the pulpy
seeds of some tree are under his feet. . . .
The St. Joseph's parking lot is a striped
asphalt square. . . . He sees the moon . . .
stops stark on his small scrabbled shadow on
the asphalt to look up toward the heavenly
stone that mirrors with metallic brightness the
stone that has risen inside his hot skin.
Make .it be all right, he prays to it, and goes
in the rear entrance (p. 162).
97
Physical movement, detailed sensory perceptions, and
emotion are all presented here.
In a final passage of montage. Rabbit is not only
physically running but also running away, away from the
tangled emotions and misunderstanding of everyone at the
graveside.
98
impulse to keep turning his head . . . but
his fear fills the winding space betv/een the
tree-trunks with agile threats, (pp. 245-46),
In this excerpt can be seen traces of omniscient descriptionHumphrey's term to denote that which expresses the psychic
life of a character.
Montage, expressing
inner thoughts are presented at some length, and the consciousness of the main character is given in various forms
99
throughout the book.
A look at a
so God
100
like Mrs. Springer's "talk of the smiling gossip encircling
this affair , , . surrounding him with a dreadful reality,
like the reality of those hundred faces . , , on Sunday
mornings at 11:30" (p. 129). When Mrs. Springer at one
point mentions calling the police, he reacts silently as
follows;
He seems to hear that she is going to call the
police to arrest him. Why not? With his white
collar he forgets God's name on every word he
speaks. He steals belief from the children he
is supposed to be teaching. He murders faith
in the minds of any who really listen to his
babble. He commits fraud v/ith every schooled
cadence of the service, mouthing Our Father
when his heart knows the real father he is
trying to please, has been trying to please
- all his life. When he asks her, "What can the
police do?" he seems to himself to mean what
can they do to him, (pp. 129-30).
On leaving the Angstroms, Eccles "gets into his car thirsty
and vexed.
101
The several quotations just cited can be seen as
the words of the author in presenting Eccles' thoughts
and feelings.
102
prostitute; to certain forms of the sex act; to her high
school days and her first experiences; and then back to
Rabbit and her desire to tell him, "I can't, you dope,
don't you know you're a father 1" (p. 125). The passage
continues in her mind for a space and then comes back to
the present to the sound of Rabbit's answer to her earlier
question about paying:
That
103
the passage never reaches the incoherence of many instances
of the stream-of-consciousness mode is in keeping with
Ruth's nature of placidity and resignation.
The monologue
As a by-product of this
Harry runs away (this time after they have brought the
new baby home from the hospital) leaving Janice with the
care of the two children.
104
there was alv/ays that with Mother the feeling
she was dull and plain and a disappointment,
and she thought when she got a husband it would
be all over, all that. She would be a woman
v/ith a house on her o\m.
And she thought when
she gave this baby her name it would settle
her mother but instead it brings her mother against
her breast with her blind mouth poor thing and
she feels she's lying on top of a pillar where
everyone in the tovm can see she is alone. She
feels cold. The baby won't stay on the nipple
nothing will hold to her, (p, 208) ,
The run-on sentence structure clearly portrays the frantic
feeling underlying her actions; the content gives a clue
to the reason for her neurotic behavior and reveals the
shallov/ness of her thinking.
She is reminded of Harry v/hen her night govm blows
against her, and the passage then develops into an interior
monologue, which may be considered a direct one because
her language and her manner of expression are used, as seen
in the follov^ring excerpts.
105
changed her and how he must nurse her back not
just wade in through her skin v/ithout having
any idea of what was there. That was what made
her panicky ever since she was little this
thing of nobody knowing hov/ you felt and v/hether
nobody could knov/ or nobody cared she had no
idea. She didn't like her skin, never had it
was too dark made her look like an Italian even
if she never did get pimples like some of the
others /sic/ girls and then in those days both
working at Kroll's she on the salted nuts when
Harry would lie down beside her on Mary Hannacher's
bed the silver wallpaper he liked so much and
close his eyes it seemed to melt her skin and
she thought it was all over she v/as with somebody.
But then they were married. . . (p, 209) .
Farther on, she begins to feel as if there is someone
watching her, and this feeling becomes the conviction of
hallucination as "she determines to ignore him" (p. 217).
The section ends as "her sense of the third person with
them widens enormously, and she knows, knows, v/hile knocks
sound at the door, that the worst thing that has ever
happened to any woman in the world has happened to her"
(p. 220), These quotations show, first, incoherence,
indicated by the fragmentary sentence structure; second,
lack of inhibition, even though she is earlier shocked
v/hen Harry has made her feel "filthy they don't even have
decent names for parts of you" (p, 208); and third, the
neurotic tendencies of her thought and memory, all couched
in the hurried, frantic phrasing of her mind.
It is note-
worthy that all of the longer quotations are from the time
previous to her having a drink.
106
later develops, is cleverly built step by step, with her
first small drink, "with no ice cubes because the noise
of the tray might wake the children" (p. 211) ; then the
next one, "stronger than the first, thinking that after
all it's about time she had a little fun" (p. 211); and
the third one because Harry's "absence is a hole that
widens and she pours a little whisky into it but it's not
enough" (p, 212), This process continues until she is so
dazed that she drinks the stale glassful left in the bathroom while preparing to bathe the baby, who is drowned in
the bathtub shortly thereafter (pp,'218-220).
One can see in this extended section reasons for
much of Janice's behavior, as well as reflections of events
in the development of the plot, and motivation for future
action.
The greatest
In addition
107
These range from memory passages, such as the one that he
is reminded of as he goes to get his son, of the time when
he was a young boy at home where he dreaded the quarrels
of his parents ("when their faces v/ent angry and flat
and words flew, it was as if a pane of glass were put in
front of him"p. 21), to his hypnotic daze of anger while
playing golf with Eccles, where
in his head he talks to the clubs as if they're
women. The irons, light and thin yet somewho
treacherous in his hands, are Janice. Come on,
you dope, be calm; here we go, easy, , . ,
Anger turns his skin rotten, so the outside
seeps through; his insides go jagged with the
tiny dry forks of bitter scratching brambles,
the brittle silver shaft one more stick, where
words hang like caterpillar nests that can't
be burned av/ay (p. 109) .
A three-wood with its reddish head is Ruth and "he thinks,
0,K. i^ you're ^o smart, " and the rough is the khaki color
of Texas, which reminds him of the whore he met there who,
in his mind, says to him, "Oh, you moron go home" (p. 110),
Both of these passages are developed much more fully, but
these selctions should suggest the variety of type and of
place where interior monologues are employed.
Q
however, is to
8
See above, p. 4,
108
of ellipses has been made, begins with his memory of riding
such a bus after leaving Janice the night before. Unsuccessful in finding Ruth, he does not go to work the next
morning because:
Something .held him back all day. He tries to
think of what it was because whatever it was
murdered his daughter. Wanting to see Ruth
again was some of it but it was clear after he
went around to her address in the morning that
she wasn't there probably off to Atlantic City
with some madman and still he wandered around
Brev/er, going in and out of department stores
with music piping from the v/alls and eating a
hot dog at the five and ten and hesitating outside a movie house but not going in and keeping
an eye out for Ruth. . . . N o , v^hat kept him
in the city despite the increasing twisting
inside that told him something was wrong back
home, what kept him walking through the cold
, air breathed from the doors of movie houses
and up and dovm between counters of perfumed
lingerie . . . and jev/elry and salted nuts
poor old Jan and up into the park . . . and
then finally back dov/n Weiser to the drugstore
he called from, what kept him walking was the
idea that somev/here he'd find an opening. For
what made him mad at Janice v/asn't . . . that
she was right . . . but the closed feeling of
it, the feeling of being closed in. . . . What
held him back all day v/as the feeling that somewhere there was something better for him than
listening to babies cry and cheating people in
used-car lots and it's this feeling he tries
to kill . . . (p. 225).
This intense passage contrasts in terms of emotion v/ith
one at the end of the book, as he leaves Ruth's apartment.
The latter reflects a comparative calmness, a plateau
which he has reached in his quest.
mine.
109
Funny, ho-// what makes you move is so simple and
the field you must move in is so crowded.
Goodness lies inside, there is nothing outside,
those things he v/as trying to balance have no
weight. He feels his inside as very real
suddenly, a pure blank space in the middle of
a dense net. I don't know, he kept telling
Ruth; he doesn't know, \^/hat to do, where to go,
what will happen, the thought that he doesn't
know seems to make him infinitely small and
impossible to capture. . . , It's like when they
heard you were great and put two men on you
. . . so you passed and the ball belonged to
the others^ and your hands were empty and the
men on you' looked foolish because in effect
there v/as nobody there (pp. 254-55) .
From such selections and from the many others present
in the book. Rabbit is developed as a very complex character,
emerging from the reader's first impression of him as a
contemptible character into a fully sympathetic persona.
His quest, which reaches no end, is yet hopeful, as seen
when he thinks of telephoning Jack, "I'm on the v/ay. I
mean, I think there are several v/ays; don't v/orry.
Thanks
his need to affirm that hope in others, and his real sense
of appreciation.
110
the symbol of the net.
his features, and it obviously refers to his former quickness and speed on the basketball court. Ruth employs it
when she tries to understand their dwindling communication
and also when he evinces a certain timidity, when she thinks
of him as "her gentle rabbit" (p. 156), There are other
scattered references, such as that to the car as a "locked
windowed hutch" (p, 37) -and the "pale, limp pelt" of
Ruth's coat, which "sleeps in his lap" (p, 50), the latter
probably symbolic of his eventual triumph over her as a
victim of his mildness (p, 124), which she finds irresistible,
Perhaps a broader implication might be a parallel betv^een
the animal's procreative habits and his sexual relationships.
Ill
However, the more valid interpretation seems to reflect
his essential gentleness, his ability to escape capture,
and his propensity for runningav/ay from, but also into,
life,
A more compelling symbol is the church, in many
forms.
112
the service" (p. 129); and by Rabbit's turning away from
the darkened, stone fa9ade to the light of mankind represented by the streetlights which "retreat to the unseen
end of SumTier Street" (p, 254) ,
A more profound symbol is the mountain, at the
base of which the town of Brewer is built.
This mountain
113
parenthood, a kind of thin tube upright in time in which
our solitude is somewhat diluted" (p. 254). And it is in
the world of men, at the foot of the mountain, that the
story ends with Rabbit running toward his future.
From this examination, painstakingly detailed at
places, there seems ample evidence that this book will
find a lasting place among those v/hich present the antihero disillusioned v/ith society.
9
See above. Introduction, p. 8.
CHAPTER IV
ACCEPTANCE OF THE QUOTIDIAN
Evidence of the continued use of the stream-ofconsciousness technique in contemporary fiction may be
found in Saul Bellow's most recent novel, Herzog (1964).
This technique is used most effectively in detailing the
An
115
manipulation of time, a complex treatment important to the
whole of the novel.
These various approaches are used to portray Moses
Elkanah Herzog's attempt to accept the quotidian and his
quest for meaning when he finally finds himself faced with
the need "to explain, to have it out, to justify, to put
in perspective, to clarify, to make amends" (p, 8),"^
The
In addition,
116
remembers all of these people v/hile he casts back over
his life during the sojourn in the Berkshires.
The main
The
After a
117
own wife, he spends the night v/ith a scientist friend, Luke
Asphalter, and arranges to see Junie the next day.
Their
deceived,
The habit
118
The letters, as used by Bellow, represent a
sophisticated form of journal and serve a number of functions, among which are that of a link to the external v/orld,
that of a vehicle for expressing his far-ranging ideas, and
that of an outlet for his attempts to experience the
brotherhood of man.
119
is never finished, although three additions are made in
the remaining interval in the cab.
Spinoza, "I^ may Interest you to know that i^n the twentieth
' century random association is believed to yield up the
deepest secrets of the psyche" (p. 225). Perhaps the
ultimate yielding to be had from such random, or free,
association is found in a scene, near the end of the book,
where his brother Will has come to see about him:
Herzog
(p. 414)
Dressing to go
120
to Ramonas apartment, he looks at himself in the mirror
and feels "the primitive self-attachment of the human
creature," which feeling makes him think of the theory
attributed, mistakenly, to Professor Haldane and then to
Father Tailhard de Chardin, to whom he composes a letter.
A bit later, still in the course of dressing, he is
reminded of Ramona's remark about his clothes, about her
121
his former tutor (pp. 202-205).
Nevertheless, their
in some detail farther in the paper, but it may be advantageous at this point to see ho\^/ omniscient description
breaks into the coherence of the letters and yet helps to
retain for the reader the sense of direct participation
in Herzog's mental processes.
122
himself again in his striped jacket he was
gripping the legs of his desk betv/een his
knees, his teeth set, the straw hat cutting
his forehead. He v/rote. Reason exists 1
Reason . . . he then heard the soft dense
rumbling of falling masonry, the splintering
of wood and glass. And belief based on reason
/the letter resumes/ (p. 205).
The italics indicate the words of the letter; the other
portions describe his thoughts, as well as his appearance,
in third-person terminology, in the normal narrative voice
of an author.
The
123
feeling in this, too. No civil order . . .
/the letter goes on/ (p. 201).
Although this has a number of elements that might point
to the interruption as an interior monologue, such as the
language used to express his thoughts, it seems clear from
the directly third-person statement, "thought Herzog,"
and from the concluding sentence that the passage should
be placed within the range of omniscient description.
That the technique of the letters as soliloquies
also combines v/ith the method of the interior monologue
may be seen a bit farther on in this same letter to
Eisenhower.
124
unuttered, and it is much too coherent to display the
discontinuity associated with direct interior monologue.
However, it might be possible to classify the passage as
direct interior monologue on the basis of (1) no apparent
evidence of author, (2) the use of the first-person pronoun,
and (3) the images evoked by the words bent, violence, and
beast, parts of symbolic patterns to be found in the novel
as a whole.
125
face. But just to put it out instead to the
radiance of the sun. J_ want to send you, and
others, the most loving wish I have in my
heart. This is the only way I have to reach
out . . , (pp. 297-98),
Judging from the more fragmentary thought represented in
the choppy phrases, the lack of author interference or
guidelines, and from the use of the first-person pronoun
in portions not a part of the letter, the passage appears
to belong to th'e group which combines the lettersoliloquy with direct interior monologue.
As the fore-
the book, may be used to show how B.ellow uses such devices
as omniscient description, both kinds of monologues,
and external actionin combination, so blended that one
becomes an immediate part of the next.
The selection
at Walgreen's:
126
v/here he bought a bottle of Cutty Sark for
Luke and playthings for Junea toy periscope
through which she could look over the sofa,
around corners, a beach ball you inflated with
your breath. /This is external action combined
v/ith omniscient description, which turns into
indirect monologue briefly at the d a s h ^ He
even found time to send a v/ire to Ramona.
. . . Trust her, she'd find comfort while he
was away, not be despondent in "desertion" as
he would have beenhis childish disorder, that
infantile terror of death that had bent and
buckled his life into these curious shapes.
/Here may ,be seen the resumption of indirect
monologue which becomes very near to direct
monologue after the dashJ7 Having discovered
that everyone must be indulgent with bungling
child-men . . . he had set himself up v/ith his
emotional goodiestruth, friendship, devotion
to children (the regular American v/orship of
kids), and potato love. So much we knov/ nov/,
/At this point, the passage turns from indirect
interior monologue to direct monologue, which
continues as follov/s^/ But thiseven this
is not the whole story, either, /Notice the
present tense^/ It only begins to approach
the start of true consciousness. The necessary
premise is that a man is somehov/ more than his
"characteristics," all the emotions, strivings,
tastes, and constructions which it pleases him
to call "My Life," . . . This was by no means
a "general idea" with him now. . . . /The direct
monologue clearly reverts to the indirect form
with the last sentence. The passage continues
for a few lines^/ (p, 325).
Since the problem of voice is to be taken up later, it may
be sufficient to point out that these various devices and
their fusion provide a range of the levels of consciousness
and combine with external events having to do with the
minimal plot.
tion for the critical scene which is reached the next day
in the courtroom scenes and in the police station.
these events, he goes to the Berkshires,
After
127
Perhaps the best example of extended direct interior
monologue is to be found in the scene in the police station,
although others exist in the novel, and certain ones are
combined with the indirect form.
The quotation
Additional evidence
128
of the first-person pronoun in the quoted passage, which
comes to an end as the sergeant's question penetrates
Herzog's subliminal perception.
In addition to the stream-of-consciousness technique already-shovm, there are still other devices to be
found in the novel, and in abundance.
One of these is
129
russet color. So, thought Herzog, acknov/1 edging
that his imagination of the universe v/as elementary.
. . (p. 63).
This passage helps to establish the plot detail of his
brief trip to escape Ramona, making it a reality in the
external world v/ith which Herzog is seeking to reconcile
his inner world and simultaneously, it makes a recognition
of his acuity of perception of the "real" world,
A number
That dividend
130
by a short paragraph that depicts his difficulties in
repairing the house, summed up in a final, separate sentence,
"A year of work saved the house from collapse" (p. 150) .
The next two pages detail unconnected, brief scenes in
their undisciplined life.
It must
131
tenderness and love for children and for Junie in particular, carrying out the father-image v/hich he himself holds.
Perhaps this cutting device can be illustrated by the
following excerpt.
132
Montage, then, can be seen as an effective device
in conveying plot action in a short space and yet maintaining the inner life of the character, since the reader
perceives just as the character does.
layers, with each level concerned with a self or consciousness at a certain time.
133
and since a full appreciation of the book is based, at
least partly, on an understanding of this technique, further
discussion must be undertaken to illustrate this multiple
perspective.
The present time in the v/orld of Bellow' s novel
is the period of several days which he spends on his
twenty-acre estate in the Berkshires.
Nothing.
As he catches a glimpse
134
marked with a heavy black line, v/hich is used at numerous
other places in the bookat least in content, from his
looking in the windov/ (present) to his self-examination
of the past spring, after several pages the following,
passage is related, with ellipses added.
Satisfied with his ov/n severity, positively
enjoying the hardness and factual rigor of his
judgment, he lay on his sofa, his arms rising behind
him, his legs extended without aim.
But how charming we remain, notv/ithstanding.
Papa, poor man, could charm birds from the
trees, crocodiles from mud. Madeleine, too,
had great charm. . . . Valentine her lover,
was -a charming man, too. . . . Herzog himself
had no small amount of charm. But his sexual
powers had been damaged by Madeleine. . . .
The paltriness of these sexual struggles (p. 12).
Note the manipulation of voice here.
one, the Berkshires; and layer two, Herzog in the New York
apartment examining his past (not shown in the above quoted
passage).
135
the time in the apartment, or is it a part of his past
beyond the apartment?
(1) the
136
he had returned to the garden, he, in Nev/ York, watches
himself v/ith detachment:
as if he were looking through the front end of
a telescope at a tiny clear image.
That suffering joker (p. 19) ;
and then the section is closed by mechanical means of the
elongated bar.
The question of voice-time-distance, then, applies
to all three it'alicized statements.
It seems reasonable
that these statements are made--in Herzog's mind, of coursein the Berkshires, in the present, as he regards himself
during his period of introspection.
For example,
the opening lines of the book, noted above (p. 133), are
repeated much later, on page 384, after he has v/ritten
=-Nr-VjJ
137
Luke Asphalter predicting Luke's recovery from the shock
of losing his pet monkey; he refrains from mentioning
his o\m sense of v/ell-being because Asphalter "may think
you've simply gone off your nut" (p. 384) and the opening
statement (p. 7) is repeated except for the phrase "thought
Moses Herzog," and the word but added at the beginning.
Another such discrepancy is to be found in a reference to
Professor Mermelstein.
Go, and
Also, in this
138
same selection, the phrase "sexual struggles" first
appeared on page 12. Therefore, it appears to this
writer that the real action is confined to his psychic
processes during the week's stay in the Berkshires, with
the external action involving only Herzog; his brother
Will, who visits him; Ramona, who comes to Ludeyville;
and the Tuttles, the couple who act as temporary caretakers.
Perhaps the image in the v/ebbed windov/ is prophetic of his
webbed memories which gradually emerge, with the web being
held to the present framework of the pre sent-v/indow in
the Berkshires.
A simpler illustration of the time and distance
problem is to be seen in the following brief quotation.
He is in Ramona's apartment waiting for her to reappear,
and he returns to his mental probing of v/hat is means to
be a man; again, the ellipses are mine.
. . . Youyou yourself are a child of this
mass and a brother to all the rest. Or else
an ingrate, dilettante, idiot. There, Herzog,
thought Herzog, since you ask for the instance,
is the way it runs. . . . Strong natures, said
F. Nietzsche, could forget what they could not
master. . . . (p. 248).
He apparently is speaking to himself in Ramona's apartment,
but he is remembering, v/hile he is in the Berkshires,
having gone there; much later in the book, in the final
chapter which very clearly takes place at the estate, he
vnrites a letter to Nietzsche attacking his theories of
139
destruction (p. 388). So, again, the curve of the narrative
back upon itself keeps the reader confined to the circle
of the country estate.
Perhaps one other illustration will point out the
elaborate texture which time, distance, and voice cast
to form a web of cross reference.
140
again, the narration is brought back momentarily with the
follov/ing passage; ellipses have been added.
To haunt the past like thisto love the
dead! Moses warned himself not to yield so
greatly. . . . But somehov/ his heart had come
open at this chapter of his life and he didn't
have the strength to shut it. So it was again
a winter day in St. Anne, in 1923 . . , (p. 177).
The time of the events of memory is clear, but when is
"this chapter of his life?"
141
especially, the foregoing schematic reference seems to
offer an acceptable abridged interpretation.
Possibly, then, the conclusion can be arrived at
from this discussion that there is a most marked "intertwining" among the thematic strands, the plot action (past
and present); the speaking voice, and timeall of which
contribute in their own fashion in establishing the variable
distances to be experienced throughout the book.
corollary conclusion is that all these elements are inextricably webbed with the present time and setting of the
framework narrative of the novel. This latter condition,
of "course, provides the basic structural unity on which
the novel is constructed.
Nevertheless, there is very little value in
recognizing the many techniques and devices employed by
a writer unless, in the process, it- is shown that these all
work together to provide an aesthetic experience.
That
142
paper, the true resolution lies in his not finding a
definitive answer but in finding in himself a \7illingness
to accept a continuation of the search as a condition of
participating in life.
the family
143
of texture.
Employing the
Saul
CONCLUSION
The foregoing examination has produced abundant
evidence that the stream-of-consciousness technique is a
vital part of modern American fiction.
Introduced in
145
notably italics and fragmentary sentence structure, with
a lack of conventional paragraphing, punctuation, and
capitalization.
One advantage of the stream-of-consciousness technique is the involvement of the reader, often demanding
of him a certain amount of creative activity in order to
understand not only the immediate world of the novel but
also the larger implications which its totality projects.
Usually forced to form his own judgments, the casual reader
abandons such novels in frustration, but the careful reader,
especially v/ith some understanding of the stream-ofconsciousness method, finds the experience most rewarding.
The immediacy produced by the use of stream of consciousness
results in an empathy v/ith the character, which is rarely
encountered in the more traditional descriptive novel, and
a sense of a broader concept of humanity is not the least
of the advantages to be had from the experience of a
stream-of-consciousness account.
Ranging in degree of application of the technique
from that of its usage in one or two scenes to an exclusive
employment of it as the single technique of the work, modern
novels have continued to use the stream-of-consciousness
method.
w
146
valuable contribution to the existing body of modern
American literature.
Herzog.
Booth, Wayne-C
Comfort, Alex.
Chicago, 1961
London, 1948.
Faulkner, William.
As I Lay Dying.
Friedman, Alan.
London, 1955.
Technique in Fiction,
148
Prescott, Orville.
Ijn My Opinion.
Indianapolis, 1952.