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ITAB, Institute for Advanced Biomedical Technologies, G. DAnnunzio University Foundation, Chieti, Italy
Department of Clinical Sciences and Bioimaging, University of Chieti, Chieti, Italy
Department of Psychology, La Sapienza University, Rome, Italy
d
ECONA (Interuniversity Center for Cognitive Processing in Natural and Articial Systems), Rome, Italy
e
Perceptual Dynamics Laboratory, RIKEN Brain Science Institute, Wako-shi, Saitama, Japan
b
c
a r t i c l e
i n f o
Article history:
Received 4 September 2009
Received in revised form 1 March 2010
Accepted 2 March 2010
Available online 16 March 2010
Keywords:
Meditation
Attention
Consciousness
Prefrontal cortex
Cognitive control
a b s t r a c t
Meditation refers to a family of complex emotional and attentional regulatory practices, which can be
classied into two main styles focused attention (FA) and open monitoring (OM) involving different
attentional, cognitive monitoring and awareness processes. In a functional magnetic resonance study we
originally characterized and contrasted FA and OM meditation forms within the same experiment, by an
integrated FAOM design. Theravada Buddhist monks, expert in both FA and OM meditation forms, and
lay novices with 10 days of meditation practice, participated in the experiment. Our evidence suggests
that expert meditators control cognitive engagement in conscious processing of sensory-related, thought
and emotion contents, by massive self-regulation of fronto-parietal and insular areas in the left hemisphere, in a meditation state-dependent fashion. We also found that anterior cingulate and dorsolateral
prefrontal cortices play antagonist roles in the executive control of the attention setting in meditation
tasks. Our ndings resolve the controversy between the hypothesis that meditative states are associated
to transient hypofrontality or deactivation of executive brain areas, and evidence about the activation of
executive brain areas in meditation. Finally, our study suggests that a functional reorganization of brain
activity patterns for focused attention and cognitive monitoring takes place with mental practice, and
that meditation-related neuroplasticity is crucially associated to a functional reorganization of activity
patterns in prefrontal cortex and in the insula.
2010 Elsevier Inc. All rights reserved.
1. Introduction
Meditation can be conceptualized as a family of complex emotional and attentional regulatory practices, involving different
attentional, cognitive monitoring and awareness processes. Many
recent behavioral, electroencephalographic and neuroimaging
studies have revealed the importance of investigating meditation
states and traits to achieve an increased understanding of cognitive
and affective neuroplasticity, attention and self-awareness, as well
as for relevant clinical implications [7,28].
Given that regulation of attention is the central commonality
across the many different meditation methods [14], medita-
OM) meditation [10]. These extreme increases in perceptual dominance durations suggest that extensive training in FA meditation
might improve the abilities to sustain attention focus on a particular
object and to control the ow of items being attended for conscious
access. A recent fMRI study investigated the neural correlates of
FA meditation in experts (following Tibetan Buddhist traditions)
and novices, with meditation focus on an external visual point
[4]. FA meditation compared with a rest condition, was associated
with activation in multiple brain regions involved in monitoring,
such as dorsolateral prefrontal cortex (DLPFC), attentional orienting (e.g., the superior frontal sulcus and intraparietal sulcus) and
engaging attention (visual cortex). The meditation-related activation patterns depended on the level of expertise of the meditation
practitioners.
OM meditation involves no explicit attentional focus, and therefore does not seem associated to brain areas implicated in sustained
or focused attention, but to brain regions involved in vigilance,
monitoring and disengagement of attention from sources of distraction from the ongoing stream of experience [28]. OM practices
are based on an attentive set that is characterized by an open
presence and a nonjudgemental awareness of sensory, cognitive
and affective elds of experience in the present moment, and
involves a higher-order awareness or observation of the ongoing
mental processes [7]. The cultivation of this reexive awareness
in OM meditation is associated to a more vivid conscious access
to the rich features of each experience and enhanced metacognitive and self-regulation skills [28]. Behavioral studies have shown
a more distributed attentional focus [39], enhanced conict monitoring [37] and reduced attentional blink or more efcient resource
allocation to serially presented targets [34] in OM meditation practitioners.
Despite the increasing number of studies on neural correlates of
meditation states and traits, the differential brain activity patterns
in focused attention and open monitoring meditation forms have
not been contrasted yet in a neuroimaging experiment. Therefore,
in an fMRI experiment we studied the FA and OM meditationrelated brain activity patterns of Buddhist monks who are expert in
Samatha (FA) and Vipassana (OM) meditation forms, and follow the
oldest (Theravada) currently active Buddhist tradition. Vipassana
(insight) meditation is central in mindfulness-based clinical interventions and studies [8,38]. Although lay practitioners of Vipassana
have participated in recent research (e.g., [17,34]), to our knowledge this is the rst study in which Theravada Buddhist monks are
involved.
Our integrated FAOM experimental design allows testing of
whether FA and OM meditation styles enhance or, by contrast,
reduce brain activations in frontal and other executive areas, given
controversial evidence and theoretical stances. Indeed, it has been
recently argued that meditative states are associated to transient
hypofrontality or deactivation in executive networks [15,26]. In
contrast, other authors have emphasized the activation of executive areas in meditation [7,28]. We hypothesize that the brain
regions associated with conict monitoring, such as the dorsal anterior cingulate cortex (ACC) and DLPFC [9,40], selective attention,
such as the temporalparietal junction, ventrolateral prefrontal
cortex, intraparietal sulcus and frontal eye elds [12] and sustained attention, such as right frontal and parietal areas, and the
thalamus [13,32], were more involved in inducing and maintaining the state of FA meditation as compared to the conditions of
OM meditation and non-meditative rest [28]. Given neuropsychological [22] and psychophysical [18] evidence of dominance of
the left cerebral hemisphere in conscious access, and theoretical
bases to hypothesize a leading role of this hemisphere in conscious
experiences [2,22,27], we predict a leftward bias of activation in
fronto-parietal areas in OM meditation as compared to the other
conditions.
47
48
tal matrix = 256 256, FOV = 256 mm, slice thickness =1 mm, no gap, in-plane voxel
size = 1 mm 1 mm, ip angle = 12 , TR/TE = 9.7/4.0 ms).
2.4. Physiological measures
Respiration rate and ECG were recorded throughout each scanning session in all
subjects. EEG was also recorded, with data to be analyzed for a subsequent report.
2.5. Data analysis
Raw data were analyzed using Brain Voyager QX 1.7 software (Brain Innovation,
The Netherlands). The rst ve scans of each run were discarded to avoid the T1 saturation effect. Preprocessing consisted in a 3D motion correction and in a temporal
ltering of voxel time series. The data set of one of the monks was discarded from
further analysis due to excessive motion. Preprocessed functional volumes were
co-registered with the corresponding structural data set. Co-registration transformation was determined using the slice position parameters of the functional images
and the position parameters of the structural volume. Temporal ltering included
linear and non-linear (high-pass lter of two cycles per time course) trends removal.
Structural and functional volumes were than transformed into the Talairach space
[36]. No spatial or temporal smoothing was applied.
Statistical analysis was carried out for individual subjects and condition using
the General Linear Model [21]. To account for the hemodynamic delay, the boxcar waveform of each task condition was convolved with the Boynton empirically
founded hemodynamic response function [3]. In order to search for activated areas
common to the entire group of subjects, a voxel-wise random effect group analysis
was performed, distinguishing between monks and novice meditators (withingroup analysis). To this purpose, all the subjects time series were z-normalized
and individual betas computed by specifying subject-specic regressors in the GLM.
Moreover, to quantitatively evaluate differences between the brain activity patterns of monks and novices, and to include group as a factor in our statistical model
of the fMRI data, between-group inferences were also computed (between-group
analysis).
Group statistical maps were thresholded at an overall signicance level (the
probability of a false detection for the entire functional volume) of p < 0.01, corrected
for multiple comparisons. The correction for multiple comparisons was performed
using a cluster-size thresholding algorithm [19] based on Monte Carlo simulations
and implemented in the BrainVoyager QX software. A threshold of p < 0.01 at the
voxel level, a FWHM = 1 voxel as Gaussian kernel of the spatial correlation among
voxels and 5000 iterations were used as input in the simulations, yielding a minimum cluster size of 8 voxels ( < 0.01).
2.6. Activations
Clusters of activation were obtained from the group activation maps considering voxels showing a signicant response (p < 0.01, corrected) to any experimental
condition. The Talairach coordinates of Table 1 are referred to the most signicant
voxel in each activated cluster. A correlation analysis between these activations was
performed. Specically, the correlation between the time course of the mean BOLD
response (in a certain experimental condition) recorded from voxels belonging to
two given clusters was evaluated. In order to assess the signicance level for the
r-Pearson coefcient, the Bonferroni correction for multiple comparisons among
clusters was applied to the p-threshold.
Moreover, an additional correlation between BOLD estimated parameters (betaweights resulting from both contrasts, FA > Rest and OM > Rest) and both expertise
level and age was evaluated, with reference to the ROIs emerging from the withingroup analysis for the monks.
2.7. Respiration rate correlation
Since all subjects underwent physiological monitoring during scanning, a
correlation analysis between the average respiration rates recorded in different
meditation/rest conditions was performed; in addition, t-test across conditions was
evaluated for both monks and novices, to probe condition-related breathing behavior differences between expert and novice meditators.
3. Results
3.1. Within-group analysis
In order to test the involvement of differential brain activations
in FA and OM meditation styles, with reference to Rest, the FA
meditation vs. Rest condition (FA > Rest) and OM meditation vs.
Rest condition (OM > Rest) contrasts were considered. Complementarily, we analyzed brain activations in the OM meditation vs. FA
meditation (OM > FA) contrast. The results revealed by these contrasts for monks and novices are summarized in Table 1.
49
Table 1
Contrast results for monks and novices.
Group/contrast/area
10
9
48
47
12
12
54
48
0
41
57
42
42
41
Monks
FA meditation > Rest
Left SFG, BA10
Left dorsal ACC, BA24
Left MFG, BA46
Left MFG, BA9
Right MeFG, BA10
Right dorsal ACC, BA24
Right IFG, BA44
Right IFG, BA46
Left precuneus, BA7
Left TTG, BA41
Right STG, BA22
Left anterior insula, BA13
Left anterior insula, BA13
Left posterior insula, BA13
Novices
FA meditation > Rest
Left posterior cingulate, BA31
OM meditation > Rest
Left dorsal ACC, BA32
Right rostral ACC, BA32
Right MeFG, BA10
Right IFG, BA47
66
26
39
32
50
32
17
41
70
25
51
8
19
10
19
16
13
28
13
14
13
14
49
10
13
3
1
7
81
270
618
243
351
432
135
270
270
314
54
270
162
1458
5.579
6.832
5.706
6.338
8.821
6.639
5.174
8.225
3.806
8.552
6.439
5.627
3.581
8.714
***
***
***
***
****
***
**
****
*
****
***
***
*
****
41
3
27
26
48
24
12
15
51
48
39
54
6
30
32
44
38
48
59
32
41
30
48
29
31
31
20
73
55
23
25
29
31
13
13
22
14
10
14
5
13
13
46
61
5
108
162
54
57
81
54
270
351
108
297
513
189
297
108
513
7.319
8.993
4.333
5.201
4.311
5.386
9.525
4.726
4.683
4.157
5.183
8.367
6.957
3.69
7.76
***
****
**
**
**
**
****
**
**
**
**
****
***
*
***
3
18
54
53
64
37
10
43
7
216
108
297
7.867
4.503
5.63
23
25
37
216
8.889
****
12
12
15
21
20
39
56
23
22
4
14
5
117
378
243
2125
4.809
7.892
6.812
8.035
**
****
****
****
***
**
***
Contrast results for monks and novices. Single-voxel uncorrected p-value are denoted by *(p < 0.01), **(p < 0.005), ***(p < 0.001), ****(p < 0.0001).
lateral frontal areas in the left and right hemispheres. Finally, in this
correlation analysis we considered activated clusters in the insula,
given the observed massive deactivation of it in the FA > Rest condition, and its implication in meditation from previous studies (see
[7,28]).
Average positive and negative signicant correlations in each
of the groups, were computed. We considered clusters as correlated if the r-value was larger than 0.4 in at least four subjects
in the group, for positive correlations, and lower than -0.4 in at
least four subjects, for negative correlations. The positively or negatively correlated clusters, according to such criteria, are shown in
Table 2.
3.1.4. Correlations in the monk group
As regards clusters resulting from FA > Rest contrast, we found a
high positive correlation between the activated medial frontal areas
during FA, OM and Rest conditions (with the left dorsal ACC and the
right medial aPFC correlating only in the Rest condition). A negative
correlation, during the Rest condition, was found between these
activated right and left dorsal ACC clusters, and a deactivated left
DLPFC cluster, as well as between the left dorsal ACC and a right IFG
activation in the same contrast. A negative correlation between the
50
Fig. 2. Activations and deactivations revealed by the FA > Rest contrast, in the monks group. Note the deactivation of insula (BA13), MFG (BA46), TTG (BA41) and precuneus
(BA7) in the left hemisphere, and of IFG (BAs44/46) in the right hemisphere. Note also the activation of left/right dorsal ACC (BA24) and right medial aPFC (BA10). In this and
in all the gures the right hemisphere is on the left side (radiological convention).
Fig. 3. Activations revealed by the OM > Rest contrast, in the monks group, including medial aPFC (BA10), SPL/precuneus (BA7) and STG (BA22), in the left hemisphere.
Table 2
Correlations between activations resulting from the FA > Rest, OM > Rest and OM > FA contrasts, for both monks and novices. The percentage of subjects for which signicance
was displayed, is indicated.
Group
Contrast
Condition
Areas
Average r-value
Subjects percentage
Monks
Monks
Monks
Monks
Monks
Monks
Monks
Monks
Monks
Monks
Monks
Monks
Monks
Controls
Controls
FA > Rest
FA > Rest
FA > Rest
FA > Rest
FA > Rest
FA > Rest
FA > Rest
OM > Rest
OM > Rest
OM > Rest
OM > Rest
OM > Rest
OM > Rest
OM > Rest
OM > Rest
Rest
All
All
Rest
Rest
Rest
Rest
All
All
All
Rest
All
All
All
All
0.46
0.59
0.58
0.44
0.44
0.43
0.44
0.47
0.40
0.43
0.44
0.43
0.53
0.41
0.53
88%
100%
100%
62.5%
62.5%
62.5%
88%
62.5%
62.5%
62.5%
62.5%
62.5%
75%
63%
75%
51
Fig. 4. Activations and deactivations revealed by the OM > FA contrast, in the monks group. Note the activation of anterior insula (BA13), STG (BA22), TTG (BA41), MFG (BA46),
MeFG (BA9) and SPL (BA7) in the left hemisphere. Note the activation of IFG (BA46) in the right hemisphere as well. The deactivation of right dorsal ACC (BA24) and medial
aPFC (BA10), are also shown.
Fig. 5. Activations and deactivations revealed by the FA > Rest and OM > Rest contrasts, in the novice group. On the left, the deactivation of the left posterior cingulate (BA31)
in FA > Rest is shown. The other sections show the activation of the orbitofrontal IFG (BA47), medial aPFC (BA10) and rostral ACC (BA32), in the right hemisphere, and dorsal
ACC (BA32) in the left hemisphere. The orientation of the sections follows the radiological convention.
52
Fig. 6. Quantitative differences between monks and novices emerging from the between-group analysis during FA (left) and OM (right) meditations. The letter k indicates
the number of voxels, and p the signicance of the peak voxel.
OM and rest condition (Fig. 8(a) and (b), t-test across conditions).
This result attests a peculiar condition-related breathing behavior
of each group, and indicates that novice participants might reduce
their focus on respiration when they are asked to emphasize the
monitoring faculty.
4. Discussion
For the rst time brain activity patterns in FA and OM meditation were contrasted in a neuroimaging (fMRI) experiment,
in expert (Buddhist monks) and lay novices, with an integrated
FAOM paradigm. Overall, we found striking differences between
the patterns of brain activity of monks and novices, in OM and
FA meditation styles. The brain activity patterns of the monks
in OM meditation resembled their ordinary brain resting state,
whereas their brain activity in focused attention meditation
sharply contrasted with both these states. In the monks, the
larger differentiation between brain activity patterns in FA and
OM meditation conditions, as compared to the OM > Rest contrast, indeed suggests that open monitoring (mindfulness) is also
reected and thus practiced in ordinary non-meditative conditions.
It has been recently argued that meditative states are associated
to transient hypofrontality or deactivation in executive networks
[15,26]. In contrast, other authors have emphasized the activation of executive areas in meditation [7,28]. As expected, the
results with our experimental design resolve this controversy: we
conclude that FA meditation is associated to an enhanced (predom-
Fig. 7. Signicant correlation results between clusters emerging from the withingroup analysis in the monk group. The correlation between beta-weights recorded
in each condition (FA and OM) and both meditation expertise and age reveals that
during the FA meditation the right IFG (BA46) and the left posterior insula (BA13)
positively correlate with meditation expertise. No signicant correlation with age
was observed.
53
tions in FA > Rest and activations in OM > FA, and all the activations
in OM > Rest, were in the left hemisphere. These patterns include
a massive deactivation of left anterior and posterior insula in
FA > Rest, and a consistent activation of the left anterior insula
in OM > FA. We also found that the precuneus, which has been
associated to self-referential activations [11,26], was involved in
the left hemisphere in all contrasts. Specically, it was deactivated in FA > Rest, and activated in OM > Rest and OM > FA, as
hypothesized. The left precuneus was the only neural site to show
a similar pattern in our contrasts. This evidence suggests that
the left precuneus might plausibly act as a key brain region in
the self-induced transitions between brain resting states associated to meditative and non-meditative attentional sets, in the
monks.
The OM > Rest and OM > FA contrasts, with related correlation
analyses, also point out the relevance of the left SPL in BA7, which
might act in an inter-area circuitry with the left STG activated in
the OM > Rest contrast.
In asymmetry with the left hemisphere, in the right hemisphere
we did not nd activation or deactivation of (medial and lateral)
BA9, insula and posterior parietal areas, in any of the contrasts.
This evidence could not be predicted in light of the ndings of
a set of thicker cortical areas (including anterior insula) in the
right hemisphere of insight meditators [25]. This set of right hemisphere areas found in previous MRI structural studies might be
involved in an ongoing phenomenal awareness of the elds of
experience, independent on meditation-related attention focus and
open monitoring. Indeed, during FA and OM meditations (as well
as in rest), Buddhist monks experience an ongoing phenomenal
awareness of sensory elds, even though items in these elds may
not be intentionally accessed and investigated [28]. Conscious
access to selected contents of experience might instead take place
in fronto-parietal areas of the left hemisphere, consistent with psychophysical evidence about dominance of the left hemisphere in
perceptual awareness [18,29,31].
Finally, the activations found in the OM > Rest contrast in the
monks concern three main regions typically associated to selfreferential processing [32], with a peculiar left-lateralization. This
Fig. 8. Correlations between respiration frequencies recorded in different meditation/rest conditions: correlation matrix (left) and t-test evaluated for monks (a) and novices
(b). No signicant differences emerged in monks, i.e. individual differences in basal rates of respiration (e.g., during rest) are preserved in the other conditions (FA, OM); in
contrast, novices differentiated their respiration rates, above all between OM and Rest condition (a and b: t-test across conditions). This further result reveals condition-related
breathing behavior differences between expert and novice meditators.
54
55
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