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Department of Pediatrics, Astrid Lindgren Childrens Hospital, Karolinska Hospital, SE-171 76 Stockholm, Sweden
b Department of Physiology and Pharmacology, Karolinska Institute, 171 77 Stockholm, Sweden
Received 6 July 2004; accepted 11 March 2005
Abstract
The ketogenic diet (KD) is an established treatment for medically refractory pediatric epilepsy. Its anticonvulsant mechanism
is still unclear. We examined the influence of the KD on the CSF levels of excitatory and inhibitory amino acids in 26 children
(mean age 6.1 years) with refractory epilepsy. Seventeen amino acids were determined before and at a mean of 4 months after
the start of the KD. Seizures were quantified. Highly significant changes were found in eight amino acids: increases in GABA,
taurine, serine, and glycine and decreases in asparagine, alanine, tyrosine and phenylalanine. However, aspartate, glutamate,
arginine, threonine, citrulline, leucine, isoleucine and valine/methionine remained unchanged. A significant correlation with
seizure response was found for threonine (P = 0.016). The GABA levels were higher in responders (>50% seizure reduction)
than in nonresponders during the diet (P = 0.041). In the very good responders (>90% seizure reduction), the GABA levels were
significantly higher at baseline as well as during the diet. Age differences were found with significantly larger decreases in
glutamate and increases in GABA in connection with the diet in younger children. Our results indicate that the KD significantly
alters the levels of several CSF amino acids that may be involved in its mechanism of action and the increase in GABA is of
particular interest.
2005 Elsevier B.V. All rights reserved.
Keywords: Amino acids; GABA; Ketogenic diet; Children; Cerebrospinal fluid; CSF
1. Introduction
The ketogenic diet (KD) is a high-fat, low-protein
and very low-carbohydrate diet that has been used in the
116
that one-half to two-thirds of the participating children achieve a >50% seizure reduction (Vining, 1999).
Despite its long use and satisfying efficacy, the mechanism of action by which the KD suppress seizures
remains unknown. Several hypotheses have been
proposed. The high-fat and low-carbohydrate intake
induces nonglycolytic pathways with subsequent ketosis. Animal studies have shown that ketosis is necessary for the anticonvulsant effect of the KD (Appleton
and DeVivo, 1974; Nakazawa et al., 1983). However,
further studies have suggested that the ketone betahydroxybuturic acid was not directly involved in the
anticonvulsant effect (Bough et al., 2000), indicating that ketosis may not be a sufficient prerequisite.
Changes in the brain energy reserve, alterations of the
brain acidbase balance and effects of changes in the
lipid profile have also been proposed as modes of action
(Stafstrom, 1999).
Alterations of the amino acid neurotransmitters,
including GABA, have been suggested as a mechanism of action. In a study of adult rats fed a ketogenic
diet, no changes were found in the total brain GABA
levels (Al-Mudallal et al., 1996). In animal studies,
ketones induced increases in GABA and decreases in
aspartate levels (Erecinska et al., 1996; Daikhin and
Yudkoff, 1998), but in mice fed a KD, reduced aspartate but unchanged GABA was found (Yudkoff et al.,
2001). These authors hypothesize that ketosis induces
changes in the brains handling of amino acids with
reduced transamination of glutamate to aspartate and
hence increased GABA. In a pilot study using magnetic
resonance spectroscopy (MRS), two out of three investigated children showed increased GABA levels (Wang
et al., 2003). However, studies in humans evaluating the
levels of amino acid neurotransmitters in relation to the
KD have not been conducted.
The aim of this study was to compare the levels of
excitatory and inhibitory amino acids in the CSF before
and after institution of the KD in a cohort of children
with medically refractory epilepsy.
117
Table 1
Demographic data on the study population
Patient
no.
Age
(years)
Sex Epilepsy
onset
(year)
Epilepsy
typea
Seizure
type(s)b
Etiology or epileptic
syndromec
Ton, myocl, Ab
Spasms, GTC
Ton, myocl, GTC
Ton, myocl
Ton, myocl, GTC
Ton, myocl, Ab,
GTC
Ton, myocl,
spasms
Ton, spasms
Myocl, GTC
Ton, myocl, Ab
Ton, myocl
Myocl, GTC
Aton
Myocl, GTC
Spasms, CP, GTC
Myocl, aton, Ab
Myocl, Ab, GTC
GTC
Ton, myocl, CP
Ohtahara syndrome
IS, LGS
Unknown
LGS
HIE, IS
Aicardi syndrome
Inverted duplicated
chrom15, LGS
Aicardi syndrome
Doose syndrome
LGS
Mb down, IS
Postinfectious
Unknown
Cortical dysplasia
LGS
Doose syndrome
IS, LGS
Unknown
Mitochondrial
disorder (complex 1)
Holoprosencephali
HC, corpus callosum
agenesis, IS
LGS
Hereditary
Unknown
Cortical dysplasia
Post-encephalitis
1
2
3
4
5
6
1.3
2.5
2.7
3.5
3.7
3.9
M
F
M
M
F
F
0.0
0.8
0.7
1.7
0.5
0.1
G
G
G
G
G
G
4.0
0.6
8
9
10
11
12
13
14
15
16
17
18
19
4.0
4.5
4.8
5.1
5.1
5.3
5.8
6.0
6.1
6.3
6.7
6.8
F
M
F
M
F
F
F
M
F
M
F
M
0.1
2.5
0.7
0.4
0.4
1.3
1.5
0.2
0.8
0.3
0.3
1.0
G
G
G
G
G
G
G
G
G
G
G
G
20
21
8.2
10.1
M
M
0.1
0.3
G
G
22
23
24
25
26
15.8
8.6
8.7
9.0
9.8
M
M
M
F
M
0.5
0.6
2.5
3.0
0.3
G
P
P
P
P
Ton, myocl, Ab
Myocl, aton,
spasms, CP
Ton, myocl, Ab
Myocl, GTC
Ton, CP
SP
CP, GTC
No.
previous
AEDs
Concomitant
AED(s)d
Seizure
reduction
(%)
7
4
6
5
6
7
>50
>50
>90
>50
>50
>50
LTG, TPM
<50
5
6
8
7
5
7
9
7
9
9
6
6
TPM, CZP
VPA, CZP
CLB
VPA, LTG
CLB
TPM
0
VPA, LTG
TPM, PRM
VPA, CLB
LTG, PB, TPM
VPA, LTG, CZP
>90
100
100
100
<50
>50
100
<50
>50
<50
<50
<50
4
8
>50
<50
>50
<50
>50
100
<50
7
8
10
8
10
frequency made by the epilepsy nurses during hospitalizations. Children with a <50% seizure reduction were
classified as nonresponders and those with a >50%
seizure reduction as responders. The responders were
further subclassified as good responders if they had a
5090% seizure reduction and as very good responders
if they had a >90% seizure reduction.
To initiate and maintain the KD, we followed a
standardized protocol for the classic KD, which is a
slightly modified version of the protocol of the Johns
118
3. Results
3.1. Amino acid levelsgeneral changes
At the time of the CSF sampling while on the KD,
19 children were at a KD ratio of 4:1, six at a ratio of
3:1 and one child had a ratio of 2.5:1.
The levels of protein in the CSF before and during
the diet were compared (n = 22). The mean protein level
before the KD was 0.21 0.1 and 0.22 0.1 S.D. g/l
during the KD and the comparison did not show any
significant changes (P = 0.43).
The mean serum concentration of protein (n = 21)
before and during the KD was 70.3 4.4 and
69.2 3.9 S.D. g/l, respectively, and of albumin
(n = 24), 40.8 3.5 and 40.6 3.8 S.D. g/l. The serum
protein or albumin levels were not significantly
changed in connection with the diet.
The CSF samples obtained at baseline immediately
before starting as well as during the KD were taken
with a mean interval between samples of 4.5 (S.D.
3.2) months. The concentrations of the 17 determined
amino acids from samples obtained before and during
the diet in all 26 children are given in Table 2 with
means and SDs. For each amino acid, the levels at
baseline and during the diet were compared statistically. As can be seen, highly significant changes were
found for asparagine, serine, taurine, GABA, glycine,
alanine, phenylalanine and tyrosine. Decreased levels
Before KD
Asparagine
Serine
Taurine
GABA
Glycine
Alanine
Phenylalanine
Tyrosine
11.6
39.7
3.98
3.33
6.9
25.3
8.9
12.6
3.1
10.5
1.16
1.57
1.4
6.7
2.1
4.5
Aspartate
Glutamate
Threonine
Citrulline
Arginine
Leucine
Isoleucine
Valine/methionine
0.39
0.84
31.2
5.6
25.4
12.8
5.2
14.2
0.47
0.97
10.9
2.9
5.8
2.2
0.9
3.1
During KD
P-value
10.4
44.6
5.50
3.71
8.9
20.4
6.9
6.9
2.5
9.4
1.67
1.66
2.8
4.1
1.5
1.4
0.0015
0.0038
0.0001
0.0050
0.0002
0.0003
0.0000
0.0000
0.28
0.63
34.1
5.0
24.9
12.2
5.6
13.3
0.15
0.25
11.0
1.9
5.9
2.0
1.2
3.1
0.68 (ns)
0.17 (ns)
0.08 (ns)
0.11 (ns)
0.61 (ns)
0.19 (ns)
0.15 (ns)
0.08 (ns)
The means S.D.s are presented. All amino acid levels are given in
mol/l.
in tyrosine were seen in all 26 children, in phenylalanine in 25 and in alanine in 22, and increased levels
were seen in taurine in 25 children, in glycine in 23
and in GABA in 21. On the other hand, no significant
changes were seen in the levels of aspartate, glutamate, threonine, citrulline, arginine, leucine, isoleucine
or valine/methionine.
3.2. Amino acid levels and seizure response
The seizure response to treatment with the KD is
given for the individual patient in Table 1. A comparison of the seizure frequency before and during the
diet showed that 17 children (65%) were responders
and nine were nonresponders. Seven of the responders
were very good responders (five being seizure-free) and
10 were good responders. The response groups did not
differ significantly in age.
The CSF levels of amino acids in responders and
in nonresponders before as well as during the KD are
given with means and S.D.s in Table 3. The table also
shows the means of the absolute differences in the
amino acid levels, i.e. the magnitude of the changes
from the baseline level before starting the diet, for the
respective response groups. The amino acid levels were
compared statistically in responders and nonresponders
119
before starting the diet as well as during the diet and also
the absolute differences. Threonine was significantly
different with increases in nonresponders compared to
responders during the KD (P = 0.016), but no differences at baseline and the absolute differences were significantly different (P = 0.036). The GABA levels were
significantly higher in responders than in nonresponders during the diet (P = 0.041), but before starting the
diet the levels were not significantly different although
there was a trend towards significance (P = 0.075). The
absolute differences in GABA levels obtained before
and during the diet were compared in the response
groups and were not significantly different.
In the light of these latter findings, the GABA levels were compared according to the subclassification of
seizure response as is presented in Fig. 1. The means,
S.D.s and ranges of the GABA levels are shown for the
respective response groups. In the very good responders, the mean GABA level before and during KD
was 4.47 and 4.80 mol/l, respectively, in the good
responders, it was 3.24 and 3.77 mol/l, and in the
nonresponders it was 2.55 and 2.79 mol/l. As can be
seen, the GABA levels increased in connection with
the diet in all response groups and higher GABA levels were seen in those with a better seizure response
before as well as during the diet. A comparison between
the GABA levels in very good responders and nonresponders showed a significant difference at baseline (P = 0.023) as well as during the diet (P = 0.023),
but a comparison of the absolute differences showed
no difference between the response groups. Similar
comparisons between very good responders and good
responders as well as between good responders and
nonresponders showed no differences.
Equivalent comparisons of all other amino acid levels in relation to the three response groups were made
and changes were found in asparagine. Fig. 2 shows the
mean, S.D. and range of asparagine levels in relation to
seizure response before and during the diet. The mean
asparagine level before and during KD was 9.5 and
8.7 mol/l, respectively, in the very good responders,
12.3 and 11.2 mol/l in the good responders, and 12.4
and 10.9 mol/l in the nonresponders. The asparagine
levels in very good responders, as compared to nonresponders showed a significant difference (P = 0.038)
before the KD and an increase, although not significant (P = 0.053), during the diet. In the comparison
between very good responders and good responders,
120
Table 3
Comparison of the CSF levels of determined amino acids in responders and nonresponders before as well as during the KD with means S.D.s
(n = 26). The absolute differences between levels before and during the diet in responders and nonresponders are also given. Values reaching
statistical significance are shown as bold values
Amino acid
Before KD
Responders
P-value During KD
Nonresponders
Responders
0.48
0.47
0.19
0.041
0.69
0.19
0.17
0.52
0.016
0.98
5.2
1.6
0.45
1.9
6.0
2.0
5.7
0.5
1.42
4.4
1.3
0.25
2.1
2.7
2.0
5.5
7.5
0.52
0.82
0.49
0.58
0.83
0.18
0.93
0.90
0.036
0.17
0.28
0.13
0.98
0.73
0.77
0.59
0.09
0.09
0.84
0.47
0.33
0.38
0.80
0.14
0.44
0.15
0.68
1.2
0.36
1.1
0.80
0.38
0.37
0.93
0.36
0.97
0.79
Nonresponders
Asparagine
Serine
Taurine
GABA
Glycine
Alanine
Phenylalanine
Tyrosine
Threonine
11.2
40.4
4.2
3.75
6.9
25.6
8.6
12.8
29.9
3.3
12.5
1.3
1.6
1.6
7.5
2.4
5.2
13.0
12.4
38.3
3.6
2.55
6.9
24.6
9.4
11.4
33.6
2.5
5.4
0.8
1.2
1.0
5.3
1.4
4.1
5.2
0.35
0.63
0.25
0.075
0.81
0.72
0.37
0.76
0.43
10.2
45.6
5.8
4.20
8.8
19.6
6.6
7.1
30.5
2.8
10.2
1.7
1.7
3.0
3.8
1.6
1.6
9.7
10.9
42.7
4.9
2.79
9.0
21.9
7.4
7.1
41.1
Aspartate
Glutamate
Citrulline
Arginine
Leucine
Isoleucine
Valine/methionine
0.35
0.66
5.4
25.3
12.4
5.2
13.8
0.4
0.2
3.6
6.9
2.5
1.0
3.8
0.45
1.18
5.9
25.5
13.6
5.3
14.8
0.5
1.6
1.1
2.8
1.4
0.6
1
0.29
0.57
0.68
0.95
0.21
0.66
0.46
0.26
0.58
4.6
24.9
12.1
5.5
13.0
0.2
0.2
2.2
6.4
2.2
1.2
3.5
0.31 0.1
0.74 0.3
5.8 1.10
24.8 5.1
12.4 1.4
5.7 1.1
13.7 2.2
2.1
7.8
1.5
1.3
2.7
4.6
1.1
1.7
10.4
P-value
Respondersa
Fig. 1. The CSF GABA concentrations related to seizure response before (open boxes) as well as during (striped boxes) the ketogenic diet. The
children with a seizure reduction of >90% are referred to in the text as very good responders (n = 7), a reduction of 5090% as good responders
(n = 10) and those with a reduction of <50% as nonresponders (n = 9). The box and whisker plots show the mean, S.D. and complete range of
the GABA concentrations for all 26 children in the study.
121
Fig. 2. The CSF asparagine concentrations related to seizure response before (open boxes) as well as during (striped boxes) the ketogenic
diet. The children with a seizure reduction of >90% are referred to in the text as very good responders (n = 7), a reduction of 5090% as good
responders (n = 10) and those with a reduction of <50% as nonresponders (n = 9). The box and whisker plots show the mean, S.D. and complete
range of the asparagine concentrations for all 26 children in the study.
Older
P-value
Aspartate
Before
KD
0.40 0.51a
0.20 0.09
0.37 0.46a
0.35 0.17
ns
0.007
Glutamate
Before
KD
0.66 0.25b
0.52 0.15
1.03 1.36a
0.75 0.28
ns
0.045
GABA
Before
KD
4.00 1.48b
4.58 1.33
2.66 1.40a
2.84 1.53
0.046
0.006
The means S.D.s are given. The younger children were <5.5 years
old (n = 13) and the older >5.5 years old (n = 13). The amino acid
levels are given in mol/l.
a Levels before KD compared to during KD were not significantly
different (P = ns).
b Levels before KD compared to during KD were significantly
different (P < 0.05).
122
4. Discussion
Studies of CNS amino acid levels in humans can be
made by analyzing material from brain biopsies, microdialyses and CSF or by MRS. The method available for
us was to obtain CSF samples by lumbar puncture. To
be able to draw conclusions, this would assume the
existence of a relationship between the amino acid levels in the CSF and in the brain. GABA levels in cisternal
CSF and whole-brain tissue were correlated in an animal study (Bohlen et al., 1979). In a human study on
GABA levels comparing suboccipital and lumbar sampling of the CSF, a rostro-caudal concentration gradient
of about 1%/ml CSF was found and the conclusion was
that a valid comparison of CSF amino acid levels is
restricted to similar fractions in the sampling procedure
(Grove et al., 1982). Since equivalent CSF fractions
were analyzed in the present study, we believe that, in
this respect, our amino acid levels should be reliable.
AEDs may induce changes in CSF amino acid levels. This has been reported regarding GABA during
vigabatrin treatment in humans (Ben-Menachem et al.,
1988), but no child in our study was on vigabatrin.
In epilepsy patients, valproate has been reported to
decrease aspartate and to increase GABA CSF levels
(Araki et al., 1988), but no such changes were found in
our cohort.
In the present study, a >50% seizure reduction was
seen in 65% of the children completing the study. If
the initally starting but later excluded children were
counted as nonresponders (i.e. on an intention-to-treat
basis), 49% of the children would have had such a
seizure reduction. These figures are in agreement with
those of earlier studies in which a >50% seizure reduction was found in 54% and 5355% of the children at 3
and 6 months, respectively, on KD in prospective studies (Freeman et al., 1998; Vining et al., 1998) and in
67% in a retrospective study (Hassan et al., 1999).
In our study, eight brain amino acids were significantly altered in connection with the KD. GABA, the
predominant inhibitory neurotransmitter in the CNS,
increased significantly. There is only one report in
humans on GABA levels during the KD in which
an increased GABA level was found, using MR
spectroscopy, in two out of a total of three investigated children (Wang et al., 2003). Animal studies on
adult rats fed the KD did not find significant changes in
brain levels of GABA, aspartate or glutamate (Appleton
and DeVivo, 1974), or in total brain GABA concentrations (Al-Mudallal et al., 1996). However, an in vitro
study on rat synaptosomes stimulated with ketones by
Erecinska et al. (1996) showed an increase in GABA
and a decrease in aspartate. In further studies by the
same group, the results were verified in mice injected
with ketones but, in mice fed the KD, aspartate was
changed but not GABA (Yudkoff et al., 2001) and
the authors hypothesize that ketosis induces changes
in brain amino acid handling with a decrease in the
rate of the transamination of glutamate to aspartate and
enhanced conversion of glutamate to GABA. Regarding glutamate, we found a significant decrease in the
subgroup of younger children (<5.5 years) and no
changes were found in aspartate. However, asparagine,
a precursor to aspartate, was decreased. Differences in
species, age, duration of time on the diet and methodology between our study and that of Yudkoff (2001)
may explain the differences in results.
On comparing the amino acid levels with the seizure
response, we found significant changes in threonine,
but the clinical significance of this finding as regards
seizure propensity still seems unclear. The responders
had significantly higher GABA levels than nonresponders during the diet and there was a trend towards
significance also at baseline, but the absolute differences were not significantly different. When the very
good responders were compared to nonresponders significantly higher GABA levels were found at baseline
as well as during the KD, but the absolute differences
were not significantly different. Similar findings were
seen regarding asparagine, but with lower levels in very
good responders. Thus, the magnitude of the changes
in these amino acid levels in connection with the diet
between response groups was not different and may not
directly explain the efficacy. However, one might speculate on the possibility that the mechanism for seizure
efficacy of the KD could involve a threshold level of
GABA or that, at a certain level, GABA influences other
factors that mediate the effect.
Our findings of significantly larger decreases in glutamate and increases in GABA in connection with
the diet in younger children may imply a more efficient metabolic handling of the GABA shunt at this
123
124
Acknowledgments
This study was supported financially by the Margaretahemmet Society and the Sunnerdahl Handicap
Fund.
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