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MeetingandMeasuring

ENERGYSTAR Requirements

LED Testing Standards Overview


Presented by: Andrew Bierman, MS and Jean Paul Freyssinier, MS
with contributions from Yiting Zhu, PhD and N. Narendran, PhD
Lighting Research Center, Rensselaer Polytechnic Institute, Troy, NY, USA

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Outline
Background
Relative vs. absolute photometry

LED photometric testing standards:

IES
IES
IES
IES

LM-79-08
LM-80-08
TM-21-11
LM-82-12

General questions and answers

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Relative and Absolute Photometry


Relative Photometry:

Output is relative to an easily-measured


condition
E.g., bare lamp operated on a reference
ballast, base up at 25C
Specific lamp performance doesnt matter

Absolute photometry:

Output is measured in calibrated units


under specific operating and environmental
conditions
Orientation
Input voltage
Ambient temperature

CFL

Lamp and system performance matters

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Relative and Absolute Photometry


Absolute is more difficult because:
Need to maintain flux standards and calibrate equipment
Calibrate with incandescent, measure other SPDs and directional light
sources

Sampling concerns
How many? How to choose? Are samples representative?

Must reproduce environmental and operating conditions


while maintaining calibrated equipment
Temperature, input voltage or current (driver)

Comfortable and accurate at 25 C, but


how to take measurements at 85 C?

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Relative and Absolute Photometry


Relative photometry is used to simplify testing
Works well when the system is well defined and characterized
E.g., linear fluorescent lamp systems
Flux = (rated lumens) x (ballast factor) x (luminaire efficiency)

Does not work well for making comparisons across different


systems
E.g., CFL replacements for incandescent lamps
Geometry issues, lack of reference ballast definitions, temperature
effects

Useful for measuring variations under different testing


conditions
Light output over time
Elevated temperature
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Standard Test Methods for LED Products


Standard

Method

Purpose

IES LM-79-08

Absolute

Light output, efficacy,


color for LED products

IES LM-80-08

Relative

Light output over time,


temperature for LED
packages

IES LM-82-12

Relative
(references LM-79)

Light output, efficacy,


color over temperature for
light engines

IES TM-21-11

Calculation, modeling

Extrapolating LM-80 test


data to predict life

ANSI/UL 153:2002 (Secs. Portable Electric


Luminaires
124-128A)
ANSI/UL 1574:2004 (Sec. Track Lighting Systems
54)
ANSI/UL 1598:2008 (Secs. Luminaires
19.7, 19.10-16)

Methods for in-situ


temperature method
(ISTM) testing for
EnergyStar

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IES LM-79-08

Approved method: Electrical and Photometric


Measurements of Solid-state Lighting Products

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Scope LM-79-08
Solid-state lighting products for illumination purposes
Complete systems with electrical drivers and heat sinks
Powered by AC mains or dc voltage

Measurements under standard conditions

Total luminous flux


Electrical power, input voltage and current
Luminous intensity distribution
Chromaticity, correlated color temperature (CCT), Color Rendering Index
(CRI)

Luminaires (including light source) and integrated LED lamps


e.g., recessed down lights (must include light source)
e.g., A-lamp replacements

Methods for individual product performance. Does not cover how


individual variations affect performance.

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Ambient Conditions
Air Temperature
25C 1C
Measured at the same height as the fixture
Shielded from direct radiation

Thermal Conditions for Mounting SSL Products


Heat conduction through supporting objects must be negligible
If sample is provided with a support structure used for thermal
management, then the sample shall be tested with the support structure
attached

Air Movement
Keep airflow around SSL sample to a minimum
Should only be natural convection air current from sample operation

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Power Supply Characteristics


Waveshape of AC power supply
Shall have a sinusoidal shape with 3% distortion of the
fundamental frequency

Voltage regulation
0.2% of the rated value
For a product rated at 120V
119.76V < Vin < 120.24V

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Seasoning of SSL Products


No seasoning of samples prior
to testing
The test committee determined
this method would produce the
most repeatable results

Initial lumen
maintenance of LEDs

Other light sources


Incandescent lamps: 0.5% of
rated life
Fluorescent lamps: 100 hrs
with 3-hr on and 20-min off
cycle
HID: 100 hrs with 11-hr on and
1-hr off operating cycle

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Stabilization of SSL Products


Stability based on both input power
and light output
Stability is when the variation of at
least 3 readings over a period of 30
min, taken 15 min apart, is less than
0.5 %

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Test of an SSL Downlight Product


12.6

10.50
10.45

Input Power (W)

10.35

12.4

10.30
12.3

10.25
10.20

12.2

10.15
10.10

12.1

10.05
10.00

12
0

10

20

30

40

50

60

70

80

Time (min)
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Relative Light Output

12.5

10.40

Input Power
Light Output

Test of an SSL Downlight Product


12.6

10.45

1.4%

Input Power (W)

10.40
10.35

12.5

12.4

0.9%

10.30

12.3

10.25

Efficacy by 2.3%
Over next 12 hours

10.20
10.15
10.10

12.2

12.1

10.05
10.00
0

200

400

600

800

12
1000

Time (min)
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Relative Light Output

10.50

Input Power
Light Output

Operating Orientation
Shall be evaluated in the orientation recommended by the
manufacturer for an intended use of the sample
Stabilization and photometric measurements of SSL
products shall be done in such operating orientation
Note:
The light emission process of an
LED is not affected by orientation
Orientation can change the thermal
conditions for the LEDs used in the
product, and so
The light output may be affected by
orientation of the SSL product
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Electrical Settings
Operated at rated voltage according to its normal
use
No pulsed operation

If the product has dimming capability,


measurements shall be performed at the maximum
input power condition
If the product has multiple modes of operation
including variable CCT, measurement may be made
at different modes of operation (and CCTs) if
necessary, and such setting conditions shall be
clearly reported
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Electrical Instrumentation
Instrumentation Calibration
Uncertainties (u)
Expanded uncertainty: 2-sigma, 95%
confidence

ac voltage and current u 0.2%


ac power u 0.5%
dc voltage and current u 0.1%

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17

Test Methods for Total Luminous Flux Measurement

Two options
1. Integrating Sphere
a) with spectroradiometer
b) with photometer head (requires spectral mismatch error
correction not trivial)

2. Goniophotometer
a) Most use photometer head
b) Spectroradiometer needed for color measurements

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Sphere geometry

4 Geometry

total SA of product should be <2% of


the total SA of the sphere wall (20 cm
cube for 2-m sphere!)
longest dimension of a product should
be < 2/3 sphere diameter

2 Geometry

opening diameter should be less than


1/3 of the sphere diameter
mounted within the circular opening in
such a way that its front edges are
flush with the edges of the opening

IES-LM-79-08

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Goniophotometer
Primarily used for the measurement of the
luminous intensity distribution of lamps and
luminaires

www.npl.co.uk
www.intertek-etlsemko.com

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Goniophotometer measurements
LM-79 specifies type C goniometers
Burning position of the sample is
unchanged relative to gravity
Minimal impact of thermal
performance of sample

Two sub-types
Moving detector
Moving mirror

The speed of rotation should be such


as to minimize the disturbance of the
thermal equilibrium of the sample
Relative photometry method,
commonly used in traditional
luminaire testing, cannot be used for
SSL products with integral lamps

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21

Colorimetric calculations
The chromaticity coordinates (x, y) and/or (u, v ), and
correlated color temperature (CCT, unit: kelvin) are
calculated from the relative spectral distribution
Commission Internationale de l'Eclairage, Colorimetry, 3rd edition,
CIE 15:2004

The Color Rendering Index (CRI) is calculated according to


the formulae defined in
Commission Internationale de l'Eclairage, Method of Measuring and
Specifying Colour Rendering of Light Sources, CIE 13.3-1995

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Spatial non-uniformity of chromaticity


Products may have variation of color with angle of emission
Spatial non-uniformity of chromaticity shall be evaluated
The spatial non-uniformity of chromaticity, uv , is determined as
the maximum deviation among all measured points from the
spatially averaged chromaticity coordinate
distance on the CIE (u, v ) diagram

For this evaluation, accuracy only in chromaticity differences


is critical, and thus, measurements may be made with a
tristimulus colorimeter if a spectroradiometer is not available
If uv < 0.001 a single, directional measurement with a
spectroradiometer suffices for color. Else
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12.2 Method using spectroradiometer or colorimeter spatially


scanned
Manually positioning the
instrument for given directions
at a constant distance
Shall be measured at

10 intervals for vertical


angle over the angle range
where light is intentionally
emitted from the source

Minimum two horizontal angles


=0 and 90

The chromaticity measurements


need to be made only for the
angles where the average
luminous intensity is >10% of
the peak intensity

IES-LM-79-08

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Method using spatially scanned spectroradiometer


or colorimeter
May be used when
Sphere-spectroradiometer system is not available
Test sample is too large for a sphere-spectroradiometer system

Can be achieved most efficiently by mounting the colormeasuring instrument on a goniometer


Called gonio-spectroradiometer, or gonio-colorimeter

Luminous intensity distribution and chromaticity coordinates


can be measured at the same time
taking readings at appropriate angle intervals over the entire angle
range where the light is intentionally emitted from the product
Then, the spatially averaged chromaticity is obtained from all
measured points by spatially-integrated tristimulus values
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25

IES LM-80-08

Approved Method for Lumen Maintenance


Testing of LED Light Sources

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Scope IES LM-80-08


Measuring lumen maintenance for LED
Packages
Arrays
Modules

Does not provide guidance or make any


recommendations regarding predictive estimations or
extrapolation beyond that from actual measurements
(TM-21 covers this)

CREE

LED Supply

CREE

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Definitions
LED light source
An LED package, array, or module that is operated via an auxiliary driver

Lumen maintenance
Luminous flux output at any selected elapsed operating time
Usually expressed as a percentage of the maximum output)

Lumen maintenance life


Elapsed operating time at which the specified lumen maintenance is reached

Rated lumen maintenance


L70: time to 70% lumen maintenance
L50: time to 50% lumen maintenance

Case temperature
Temperature of the thermocouple attachment point on the LED source
defined by manufacturer

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LED Life Definitions


70% for general lighting, illumination (L70)
L70 (hrs) = 30% reduction in light output

50% for decorative lighting, indicators (L50)


L50 (hrs) = 50% reduction in light output

Light Output

100%
70%
50%
0%

L70

Time

L50

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29

General Conditions
Conduct test in clean environment
Individual labeling of LED sources
Representative sampling of LEDs and report sampling
method
Minimize vibration (although not nearly as sensitive as other
lamp types)
Minimize airflow, but do not allow thermal stratification
Operating orientation and spacing
Orient as specified by manufacturer
Space to allow air flow around units
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Temperature and humidity


A minimum of 3 case temperatures
55C
85C
The third is at the discretion of the manufacturer

Temperature tolerance +0, -2 C


Air temperature surrounding case within +0, -5C
Relative humidity < 65%

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31

Electrical and instrumentation


Current maintained 3% during life test
0.5% during photometric testing

Thermocouple accuracy limits: 1.1C or 0.4%


Elapsed time uncertainty within 0.5%
Photometric measurements performed at 25 2C
Test duration
At least 6000 hours, preferably 10,000 hours
Photometry every 1000 hours minimum

Operating cycle
Constant current (no modulation, e.g. PWM)

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IES TM-21-11

Projecting Long Term Lumen Maintenance of


LED Light Sources

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IES TM-21-11

34

Scope:
Provides a recommendation for projecting long
term lumen maintenance of LED light sources
using LM-80-08 lumen maintenance data

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IES TM-21-11
Projection method:
Data: LM-80-08 report
6000-hour data with 1000-hour interval
Less than 1000-hour interval is encouraged
Data beyond 6000 hours is encouraged

Sample size:
20 units for a multiplication factor of 6
10-19 units for a multiplication factor of 5.5
Not applied for sample size less than 10

units

Normalization:
Normalize all collected data to 100% at 0

hour for each DUT

Average
Average the normalized measured data of

all samples

IESTM2111

Miller,C.,2011.IESTM2111Overview,HistoryandQ&ASession.EPAENERGYSTARLampRoundTable,SanDiego,CA,Oct.24,2011.

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IES TM-21-11
6 times rule based on confidence band, which is determined
by:
Number of samples
Uncertainty of measurement system over time

Miller,C.,2011.IESTM2111Overview,HistoryandQ&ASession.EPAENERGYSTARLampRoundTable,SanDiego,CA,Oct.24,2011.

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IES TM-21-11
Projection method (contd):
Data used for curve-fit
6,000 h <Test duration (D)< 10,000 h
Last 5000 hours of data is used
Data before 1000 hours shall not be used
since many LEDs experience rapid changes
during the first 1000 hours
Test duration (D)> 10,000 h
Last 50% of the total test duration shall be
used

Miller,C.,2011.IESTM2111Overview,HistoryandQ&ASession.EPAENERGYSTARLampRoundTable,SanDiego,CA,Oct.24,2011.
Tuttle,R.etal.,2011.TM21Update:MethodforProjectingLumenMaintenanceofLEDs.CORM2011TechnicalConference.

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(Miller,2011)

IES TM-21-11
Projection method (contd):
Data used for curve-fit
show that using 1000-6000 hour data vs.

5000-10,000 hour give different lifetime


predictions
later data show more characteristic decay
curve of interest
Non-semiconductor related decay
(encapsulant, etc.) occurs early on
Later decay is semiconductor
degradation-related and can be
considered as classic exponential decay
Long duration data sets (>10,000 h)
show better verification

Miller,C.,2011.IESTM2111Overview,HistoryandQ&ASession.EPAENERGYSTARLampRoundTable,SanDiego,CA,Oct.24,2011.
Tuttle,R.etal.,2011.TM21Update:MethodforProjectingLumenMaintenanceofLEDs.CORM2011TechnicalConference.

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(Miller,2011)

IES TM-21-11
Projection method:
Curve-fit

(t ) B exp(t )
t=operatingtimeinhours
(t)=averagednormalizedluminousfluxoutput
attimet
B=projectedinitialconstantderivedbytheleast
squarescurvefit
=decayrateconstantderivedbytheleast
squarescurvefit
IESTM2111
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IES TM-21-11
Projection method (contd):
Curve-fit

Forexample:

Lp

B
ln(100 )
p

B
ln( )
L70 0.7

Lp =lumenmaintenancelifeexpressedin
hourswherepisthepercentageofinitial
lumenoutputthatismaintained.

IESTM2111

When>0,theexponentialcurvefitdecaystozero,
Lp>0(validcalculation)
When<0,theexponentialcurvefitincreases,Lp<0
(invalidcalculation,6timesrulewillapply)
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IES TM-21-11
Temperature interpolation
Interpolate Lp (@Ts,i=70C) between Ts,1 (55C) and
Ts,2 (85C)
55C
70C??
85C

Arrheniusequationtocalculateinsitudecayrateconstant.

Ea
i A exp(
)
k BTs ,i

(AfterTuttleetal.,2011)

A=preexponentialfactor;
Ea =activationenergy(ineV);
Ts,i =insituabsolutetemperature(inK);
kB=Boltzmannsconstant(8.6173x105 eV/K)

Tuttle,R.etal.,2011.TM21Update:MethodforProjectingLumenMaintenanceofLEDs.CORM2011TechnicalConference.

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IES TM-21-11
(projection based on in-situ temperature entered)

Table 1: Report at each LM-80 Test Condition

Ts,1 (C)

Description of LED Light Source


Tested (manufacturer, model,
catalog number)

55C

Ts,1 (K)

Sample size

Sample size

Sample size

B1

Number of failures
DUT drive current used
in the test (mA)
Test duration (hours)

Number of failures
DUT drive current used
in the test (mA)
Test duration (hours)

Number of failures
DUT drive current used
in the test (mA)
Test duration (hours)

Ts,2 (C)

85C

Ts,2 (K)

B2

Ea /kb

B0

Tested case
temperature (C)

B
Calculated L70(Dk)
(hours)
Reported L70(Dk)
(hours)

55C

Test duration used for


projection (hour to hour)

Tested case
temperature (C)

www.energystar.gov/
TM21calculator

Calculated L70(Dk)
(hours)
Reported L70(Dk)
(hours)

(AfterTuttleetal.,2011)

Test duration used for


projection (hour to hour)

Test duration used for


projection (hour to hour)

Tested case
temperature (C)

85C

Calculated L70(Dk)
(hours)
Reported L70(Dk)
(hours)

Ts,i (C)

70C

Ts,i (K)

55C Projected L70(Dk)


70C?? (hours)
Reported L70(Dk)
85C (hours)

www.energystar.gov/TM21calculator

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IES LM-82-12

Approved method: Characterization of LED


Light Engines and LED Lamps for Electrical and
Photometric Properties as a Function of
Temperature

LED Light Engines

LED Lamps

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Decorative luminaires
Commonly used in residential and
hospitality applications
Can provide a coordinated look
while serving different functions
Sconces, chandeliers, pendants, table
and floor lamps
Available in a variety of shapes, styles
and finishes

Combine fashion with function,


.according to the American
Lighting Association
www.americanlightingassoc.com/about_news_detail.php?id=2

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LED industry trend


Manufacturers often design families of decorative luminaires:
Sconces, pendants, table and floor lamps
These luminaires can provide a coordinated look while serving
different functions

A large number of decorative luminaires can use a common


light source (LED light engine).
Photometric testing of complete fixtures is not a feasible
concept for such luminaires.

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Why LM-82-12?
1

Luminaire
photometry is less
meaningful for
end-users of
decorative
luminaires

CIE Chromaticity Diagram 1931

0.9

Black Body Locus


White Shade

0.8

Blue Shade
Amber Shade

0.7

Decorative Glass Shade

0.6
0.5
0.4
0.3
0.2
0.1
0
0

Glass shade

Vin (V)

Pin (W)

(lm)

White
Blue
Amber
Highly decorative

120.1
120.1
120.0
120.1

4.48
4.48
4.48
4.48

165.0
129.9
82.6
34.9

Efficacy
(lm/W)
36.8
29.0
18.4
7.8

0.1

0.2

0.3

WACLightingluminairestestedbyLRC
0.4 0.5 0.6 0.7 0.8 0.9
1
x

CCT (K)

CRI

0.3929
0.3468
0.4507
0.4499

0.3876
0.3698
0.4129
0.3942

3761
4998
2851
2711

73.6
72.0
69.0
78.1

AlexBakerandTaylorJantzSell,2011.ENERGYSTARLuminairesSpecification.ENERGYSTARLuminairesConferenceCall,March9,2011.
ASSIST,RecommendationsforTestingandEvaluatingWhiteLEDLightEnginesandIntegratedLEDLampsUsedinDecorativeLighting Luminaires,Volume4,Issue1,revisedApril,2009.

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IES LM-82-12
ASSIST recommends formed the basis for LM-82-12.
LED performance (luminous flux, life) largely depends on the
LED junction temperature, which varies depending on how the
LED is integrated into the luminaire and the installation
environment.

LM-82-12 requires testing the performance of the LED


light engine and the integrated lamp as a function of
temperature, so the performance at in situ temperature
can be predicted:
Power (W)
Luminous flux (lm)
Color
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LM-82-12 vs. LM-79-08


LM-82-12

LM-79-08

Scope

LED light engines


Integrated LED lamps

LED luminaires
Integrated LED lamps

ENERGY STAR
Luminaires v1.1

For non-directional luminaires


LED light engines

For directional luminaires

At different temperatures
(*UUT Tb: Tb2C)

25C1C

Testing ambient
temperature

GU24 integrated LED lamps

*UUTstandsforunitundertest;Tb standsforUUTmanufacturerspecifiedtemperaturemonitoringpointtemperature

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IES LM-82-12
Thermal environment
Mounting the UUT to a thermoelectric cooler (TEC)
Mounting the UUT in a temperature chamber that only
controls the local environment around the UUT

Temperature measurement
Tb: UUT
Td: driver

Td:driver

Tb:UUT

www.cree.com

http://m.grainger.com/mobile/details/;jsessionid=A011BDF9B
AE709D7BBC43E004EB6A7FF.prgav06?R=4HGL3

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Thermal test chamber: LED light engines

LED/LED array

Temperature
sensor (Ts)

Heat Sink
Driver

Temperature
sensor (Td)

Heater

Insulation

Test chamber painted white on the outside

ASSIST,RecommendationsforTestingandEvaluatingWhiteLEDLightEnginesandIntegratedLEDLampsUsedin
DecorativeLightingLuminaires,Volume4,Issue1,revisedApril,2009.

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Thermal test chamber: LED light engines


Example inside integrating sphere

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Proposed method
First, the LED light engine performance is measured as a
function of temperature.
LED light engine is placed inside a thermal test chamber.
The heater is turned on until Ts reaches 40% (and 60% and 80% )
of Tj max (specified by the LED manufacturer)
Photometric and electric quantities and life are measured at these
three temperatures.
Flux (lm)

Life (L70) (hrs)

CIE x,y

Ts (C)

Ts (C)

Capturing the Lighting Edge August 13, 2012 New York, NY


2012 Rensselaer Polytechnic Institute. All rights reserved.

Ts (C)

Proposed method
Estimating light engine performance in a
luminaire

Thermocouple
(Ts)

Temperature Ts is measured while the light engine is


operating in a luminaire in its operating environment.
The performance parameter is estimated from the
plots generated during the engines characterization.
Flux (lm)

Life (L70) (hrs)

CIE x,y

Ts (C)

Ts (C)

Capturing the Lighting Edge August 13, 2012 New York, NY


2012 Rensselaer Polytechnic Institute. All rights reserved.

Ts (C)

Tinsitu

Tinsitu

Troom Troom+25C Troom+T

Troom Troom+25C Troom+T

Simple curve fit


Linear
Exponential
Etc.

Tinsitu

Troom Troom+25C Troom+T

Tinsitu

CCT(K)

P(W)

(lm)

IES LM-82-12

Troom Troom+25C Troom+T

Capturing the Lighting Edge August 13, 2012 New York, NY


2012 Rensselaer Polytechnic Institute. All rights reserved.

Tinsitu

Troom Troom+25C Troom+T

IES LM-82-12:Test report


Test date, facility, equipment, and operator
UUT description (manufacturer, description, catalog number)
If applicable, UUT driver description (manufacturer, description, catalog number, input and output parameters)
Description of test method including testing configuration.
Internal procedure reference

Troom
Initial Temperature

Troom+25C
First Elevated
Temperature
(Initial+25C)

Measured temperature of Tb (or Td)


Input power (W)
Input voltage (V)
Input current (A)
Luminous flux (lm)
Luminous efficacy (lm/W)
CIE chromaticity (x,y or u,v)
(optional)
Correlated color temperature (K)
(as optional)
Uncertainties
Capturing the Lighting Edge August 13, 2012 New York, NY
2012 Rensselaer Polytechnic Institute. All rights reserved.

Troom+T
Second Elevated
Temperature (per Test
Requesters)

Summary
Heat management is critical to LED performance
Short and long term: color shift, lumen depreciation

Performance of bare LEDs is not predictive of the


systems performance
Testing luminaires under realistic conditions (as a
function of environment temperature) provides
more useful information to end users and designers
SSL testing standards aim to measure LEDs and
LED systems under repeatable conditions, but still
may not provide all the information needed in the
field.
Capturing the Lighting Edge August 13, 2012 New York, NY
2012 Rensselaer Polytechnic Institute. All rights reserved.

Acknowledgements
NYSERDA for sponsoring this event
Acuity Brands Lighting for
hosting the event
Jessica Lloyd

LRC faculty, staff, and students


ASSIST program sponsors
Capturing the Lighting Edge August 13, 2012 New York, NY
2012 Rensselaer Polytechnic Institute. All rights reserved.

Thank you

Capturing the Lighting Edge August 13, 2012 New York, NY


2012 Rensselaer Polytechnic Institute. All rights reserved.

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