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WHAT
WHY
The why of an appraisal is concerned with Creating and maintaining a satisfactory level of performance of employees
in their present jobs.
Highlighting employee needs and opportunities for personal growth and
development.
Promoting understanding between the supervisor and his subordinates.
Providing a useful criterion for determining the validity of selection and
training methods and techniques and forming concrete measures for
attracting individual of higher caliber to the enterprise.
WHEN
The when answers the query about the frequency of appraisal. It has been
suggested in formal counseling should occur continuously. The manager should
discuss an employees work as soon as possible after he has judged it.
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WHERE
The where indicates the location where an employee may be evaluated. It is
usually done at the place of work or office of the supervisor.
HOW
Under how the company must decide what different methods are available and
which of these may be used for performance appraisal. Based on the comparative
advantages and disadvantages it is decided which method suit the purpose best.
METHDS OF APPRAISAL
Rating scales
Checklist
Forced choice method
Forced distribution
Critical incident method
Behaviorally anchored scales
Field review method
Annual confidential report
Essay method
Cost accounting approaches
Comparative evolution approach
Ranking method
Paired-comparison method
Future oriented:
Management by objectives
Psychological appraisals
Assessment center
Rating scales:
This is the simplest and the most popular technique for employee
performance. The typical rating-scales system consists of several
numerical scales, each representing job related performance criterion
such as dependability, initiative output, attendance, attitude, cooperation and the like. Each scales ranges from excellent to poor. The
rater checks the appropriate performance level on each criterion, and
then computes the employees total numerical scores.
Checklist:
In this method, the raters dont evolutes employee performance, he
supplies reports about it and the personal department does the final
rating a series of question are presented concerning and employee to
his behavior. The rater then, to indicate if the answer to a question
about an employee in positive or negative. Generally, the questions
are on yes or no pattern.
Forced choice method:
In this the rate is given a series of statements about employee. These
statements are arranged in block of two or more, and the rater
indicates which statement is most or least disruptive of the employee.
Easy method:
In the essay method, the rater must describe the employee within a
number of broad categories such as:
The raters overall impression of the employees performance.
The promotability of the employee.
The jobs that the employee is now able or qualified to perform.
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The strength and weakness of the employee and the training and
development assistant required the employee.
Comparative evolution approaches:
These are a collection of a different method that compares one
workers performance with that his or her co-workers. Supervisors usually
conduct comparative appraisals. As these appraisals can result in a ranking
from best to worst they are useful on deciding merits-pay increases
promotions and organizational rewards.
We can classify it into Ranking method:
In this, the superior his or her sub-ordinates in the order of their
merits starting from the best to worst. This method is subject to the
hallo and regency effects, although ranking by two or more rates
can be averaged to help reduce biases. It advantages include ease of
administration and explanation.
Paired-comparison method:
Under this method the appraiser compares each employee with
every other employee, one at a time. The number of comparisons
may be calculated with the help of formula, which reads thus.
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Supervisors:
Supervisors include superiors of the employee other superiors having
knowledge about the work of the employee and department head or
manager. A general practice is that immediate superiors appraise the
performance, hitch in turn reviewed by the departmental head or manager.
Peers:
Peer appraisal may be reliable if the work group is stable over a
reasonably long period of time and perform tasks that require integration.
Subordinates:
The concept of having superiors rated by subordinates is being used in
most organizations today especially in developed countries. Such a novel
method can be useful in other organizational settings too provided the
relationship between superiors and subordinates are conditional.
Self-appraisal:
In individuals understand the objective they are expected to achieve and
the standard by which they are to be evaluated, they are to a great extend
in the best position to appraise their own performance.
Users of service customers:
Employee performance in service organization relating to behaviors,
promptness, speed in doing the job and accuracy, can be better judged by
the customers or users of services.
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Consultants:
Sometimes consultants may be engaged for appraisal when employees or
employers not trust supervisor and management does not trust the selfappraisal a peer appraisal or subordinate appraisal.
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This interview provides the employee the feedback information, and an opportunity to
the appraiser to employee his rating, the trail and behavior he has taken into
consideration etc.
Further it helps both the parties to review standards, set new standards based on the
reality factors and helps the appraisal to offer his suggestion, help, guide and coach
the employee for his advancement.
Thus, the post appraisal interview is designed to achieve the following objectives:
Performance improvement:
Performance feedback allows the employee, manager and personnel
specialists to interview with appropriate action to improve performance.
Compensation adjustments:
Performance evaluations help decision-makers determine who should
receive pay raises.
Many firms grants part or all of their pay increase and bonuses based upon merit,
which is determine mostly through performance appraisal.
Placement decisions:
Promotions, transfers, and demotions are usually based on past on
anticipated performance.
Training and development needs:
Poor performance may indicate the need for retraining. Likewise, good
performance indicates untapped potential that should be developed.
Career planning and development:
Performance feedback guides career decisions about specific career
paths.
Information inaccuracies:
Poor performance indicates errors in job analysis informations human
resource plan, or other parts, or the personal management informations systems.
Reliance on inaccurate information may have led to inappropriate hiring, training,
or counseling decisions.
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The Second Stage is to inform these standards to all the employees including
appraisers.
The Third Stage is following the instruction given for appraisal measurement
of employee performance by the appraiser through observations interview,
records and reports.
The Fourth Stage is finding out the influence of various internal and external
factors on actual performance.
The Fifth Stage is comparing the actual performance with that of other
employee and previous performance.
The Sixth Stage is comparing the actual performance with the standards and
finding out deviations.
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Rating Biases:
The problem subjective measure (is that rating which is not verifiable by others)
a)
a)
Halo effect
b)
c)
d)
Personal prejudice
e)
Halo Effect:
It is the tendency of the raters to excessively on the rating of one trait or
behavioral consideration in rating all other traits or behavioural consideration.
One way of minimizing the halo effect is appraising all the employee by one
trait before going to rate basis of another trait.
b)
c)
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The leniency bias crops when some raters have an tendency to be liberal in
their rating by assigning higher rates consistently such rating do not several any
purpose equally damaging one is assigning consistently low rates.
d)
Personal Prejudice:
If the rater dislike any employee or any group, he may rate them at the lower
them which may distort the rating purpose affect the career of these employee.
e)
ii)
iii)
iv)
v)
Performance appraisal
The supervisor plays dual and conflicting role of the both the judge and
the helper.
ii)
iii)
iv)
v)
vi)
vii)
About Employee:
*
Use of Employees:
Is the business maximizing it's use of employee to best suit the business needs?
Employee Knowledge
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How familiar (what knowledge) ate your employee with the running of
machine/ equipments, products of the companies? Does employee require
training?
*
Employee Happiness:
Are the employees happy with their wages, rewards and hours of work given?
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PERFORMANCE MATRIX
In principle the Individual Matrix (IPM) can be nationally divided into two
parts:
*
Team Matrix
Individual Matrix
KRA 1 to 5
*
For achievement of the set targets, the prescribed credit points would
accrue to all team members for the team performance and to an
individual for the individual performance.
Any drop/ deviation from the targets will lead to Debit to while the
overall debit points for the negative variance vis-a-vis has been
prescribed for the team the individual will be liable to the lose additional
points bin case of direct responsibility for deviation.
KRA 6
It is intended to cover every individual distinguishing contribution/ efforts made
in respect of either assigned projects or innovations, cost saving measures value
additions etc. this has been specifically design to acknowledgement and reward
excellence.
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KRA 7
(Health, Safety/ Fire, Environment) 'Debit will apply to an individual and his
superiors but his not peers/ others who not be connected with the safety
incident. Similarly there is scope to earn separate credit points for an individual
through safety suggestion and reporting of near misses and unsafe acts/
conditions.
KRA 8
(Training and HR) This is intended to cover self-training, training of
subordinates, for the training programs organized by learning centre are HRbased on individual need assessment of self and subordinates.
These also include quarterly review, counseling and maintaining of
performance diary.
KRA 9
(Quality System and Documentation) This include proper maintenance of each
and every documents of ISO 9000 and 14001 for surveillance audits, also
revision of SOPs/ SOCs decided
by the plant.
KRA 10
(Industrial Relations) There is a scope for a tem to earn separate credit points
based on the number of implement suggestions. In this the team means the
concern immediate supervisor, production/ department manager and plant
manager.
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Disciplinary Action
It will be deemed to be complete when the matter is brought to logical conclusion
resulting in either appropriate punishment or withdrawal of Charge sheet. However no
debit will be accrued in the event of prolonged enquiry beyond the control of the
employee. Further for the discipline violations not reported and discovered.
Tier II
The appraisal for managerial key dimension determined carder wise with 20%
weightage.
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Performance Diary
The performance diary is a meant to track/ capture the significant performance events
whether positive or negative (Credit or Debit). This is also the tool for recording the
personal contribution in terms of innovative ideas, suggestions, cost saving efforts etc.
The filling up the performance diary is most critical and important aspect on
which the entire system rests. Each and every individual has responsibility to highlight
event in the performance diary, timely
and properly.
While for an individual on the other hand, it may mean establishing clear
responsibility for a fault/ formal operation/ misjudgment etc. On the other hand it will
mean recording of credits worthy efforts/ contribution which may otherwise go
unnoticed.
It is also essential to mention the impact of the incident in the terms of
beneficial and detrimental consequences as the case may be. Where ever possible, the
consequence needs to be quantified. Two important factors which are likely to be
recorded in the performance diary are as follows:
Facilitating Factor:
Are those factors that are beyond the control of the appraise that have led to
better performance. Example: Availability of resources in time.
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Inhibiting Factor:
Are
those factors that are beyond the control of the appraise they have led to
poor performance. Example: Power failure that has led to loss of output.
Whom it will be Available:
The performance diary will remain in custody of the immediate superior and it
will be the joint responsibility of the appraise to maintain the sanctity of this
instrument through timely and meticulous recording. Infect, maintenance of
performance diary has been kept as the important parameter for performance
assessment.
Who will be the Appraiser:
The appraiser will be the sectional head/ departmental head.
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RESEARCH
METHODOLOGY
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RESEARCH
The research design of this project is exploratory. Though each research study
ahs it own specific purpose but the research design of this project on BSNL is
exploratory in nature as the objective is the development of the hypothesis rather than
their testing. The research designs methods of financial analysis. Through of
comparative balance sheet on comparative statement, I am studying on balance sheet
of BSNL of five year. So taking comparative statement, I am going to analyzed of five
years balance sheet of BSNL.
METHODOLOGY
Every project work is based on certain methodology, which is a way to
systematically solve the problem or attain its objectives. It is a very important
guideline and lead to completion of any project work through observation, data
collection and data analysis.
Research Methodology comprises of defining and redefining problems,
collecting, organizing and evaluating data, making deductions and researching to
conclusions.
RESEARCH DESIGN
Research Design refers to framework or plan for a study that guides the
collection and analysis of data. A typical research design of a company basically tries
to resolve the following issues:
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1)
a)
b)
c)
d)
e)
Developing Questionnaires
f)
EXPLORATIVE RESEARCH
Explorative studies are undertaken with a view to know more about the
problem. These studies help in a proper definition of the problem, and development of
specific hypothesis is to be tested later by more conclusive research designs. Its basic
purpose is to identify factors underlying a problem and to determine which one of
them need to be further researched by using rigorous conclusive research designs.
2)
CONCLUSIVE DESIGN:
Conclusive Research Studies are more formal in nature and are conducting
with a view to eliciting more precise information for purpose of making marketing
decisions.
These can be either:
a)
Descriptive, or
b)
Experimental
Thus, it was mix of both the tools of Research Design that is, Explorative as
well as Conclusive.
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SAMPLING PLAN:
Sample Size
= 50 Employees
Sample Area
Duration
= 6 weeks
RESEARCH PROBLEM
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QUESTIONNAIRES:
The term questionnaire usually refers to a self administered process whereby he
respondent himself read the question and records without the assistance of an
interviewer.
INTERVIEW:
The Interview method of collection data involves presentation of oral- verbal
stimuli and reply in terms of oral-verbal response.
EXPLORATORY RESEARCH
Exploratory Research studies are also termed as formulating studies. The main
purpose of such studies that of formulating of the problem for more precise
investigation or of developing the working hypotheses from an operational point of
view. An exploratory research focuses on the discovery of ideas and is generally based
on secondary data. It consists:
*
Survey
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QUESTIONNAIRE:
INTERVIEW
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PRIMARY DATA
Those that that have been observed and recorded by the researcher for the fist in
their knowledge.
Sources:
Questionnaire
Interview method
2.
SECONDARY DATA
Those data that have been compile by some agency other than user.
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Sources:
*
Company profile
Magazine
Internet
Books
Previous report
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DATA ANALYSIS
1.
No.
of
Respondent Percentage
37
Very Much
Some What
Dont Know
84
14
2
INTERPRETATION:
84% employees are aware of the object of the performance appraisal system.
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2.
Options
Yes
No
Dont Know
No.
of
Respondent
Percentage
76
20
4
INTERPRETATION:
76% employees say yes that performance appraisal helps the organization in
achieving goal.
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3.
Hold meeting in the beginning of the year to explain and clarify activity tasks
and goals to be achieved.
Options
Yes
No
No.
of
Respondent
Percentage
78
22
INTERPRETATION:
78% employees say that yes organized meetings helps goal and task. While the
other 22% employees that is not very much helpful.
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4.
Options
Yes
No
No.
of
Respondent
Percentage
80
20
INTERPRETATION:
80% employees agree with that is organization should have to make a fixed
duration for performance appraisal, while the other 20% employees do not agree with
this statement.
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5.
Satisfied for point allocation on the basis of KRAs and managerial dimension.
Options
Fully Satisfied
Satisfied
Dissatisfied
Uncertain
No.
of
Respondent
Percentage
40
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4
4
INTERPRETATION:
40% employees are fully satisfied for point allocation on the basis of KRAs and
managerial dimension.
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6.
Options
Yes
No
No.
of
Respondent
Percentage
84
16
INTERPRETATION:
84% employees say that yes performance appraisal system affect the working
efficiency of employee. While the other 16% employees do not agree with this
statement.
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7.
Options
Yes
No
No.
of
Respondent
Percentage
94
06
INTERPRETATION:
94% employees say that yes the appraisal system is able to develop high result
orientation approach. While the other 06% employees do not agree with us.
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8.
Options
Yes
No
Dont Know
No.
of
Respondent
Percentage
72
20
08
INTERPRETATION:
72% employees think that the systems will also contribution in potential
appraisal.
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9.
Options
Performance
Experience
Both
No.
of
Respondent
Percentage
04
12
84
INTERPRETATION:
04% employees say that promotion says that process in the organization is
based on performance, 12% employees say that based on experience and 84% say
both.
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10.
The present performance appraisal system is transparent and free from bias.
Options
Yes
No
No.
of
Respondent
Percentage
84
16
INTERPRETATION:
84% employees agree with this statement that the present performance appraisal
system is transparent and free from bias.
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11.
Options
Highly Satisfied
Satisfied
Dissatisfied
Just Satisfied
No.
of
Respondent
Percentage
54
36
2
8
INTERPRETATION:
54% employees are highly satisfied with the current performance appraisal
system. While 36% employees are satisfied with the current performance appraisa
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LIMITATION
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LIMITATIONS:
A few limitations and constraints came in way of conducting the study, under which
the researcher had to work are as follows:
*
Although all attempts were made to make this an objective study, biases on the
part of respondents might have resulted in some subjectivity.
Though, no effort was spared to make fee study most accurate and useful, the
"sample size" for the may not be the true representative of the Company,
resulting in biased results.
This being the maiden experience of the researcher of conducting study such as
this, the possibility of better results, using deeper statistical technique in
analyzing and interpreting data may not be ruled out
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SUGGESTIONS
AND
CONCLUSION
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SUGGESTIONS:
After having analyzed the data, it was observed that practically there was no
appraisal in the organization. To be an effective tool, it has to be on the continuous
basis. This is the thing that has been mention time and again in the report, as, in the
absence of continuity, it becomes a redundant exercise. Before actually deciding
drafting what should be the kind of appraisal the following things should be taken care
of:
1.
2.
3.
Further, at the of confirmation also, the appraisal form should not lead to
duplication of any information. Instead, detailed appraisal of the employee's
work must be done - which must incorporates both the work related as well as
the other personal attributes that are important for work performance.
4.
It should be noted that the appraisal for each job position should be different as
each job has different knowledge and skill requirements. These should not be a
common appraisal form for every job position in the organization.
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5.
Thee job and role expected from the employees should be decided well in
advance and that too with the consensus with them.
6.
7.
The time period for conducting the appraisal should be revised, so that the
exercise becomes a continuous phenomenon.
8.
Transparency into the system should be ensured through the discussion the
employee's performance with the employee concerned and trying to find out the
grey so that training can be implemented to improve on that.
Ideally in the present day scenario, appraisal should be done, taking the
views of all the concerned parties who have some bearing on the employee. But, since
a change in the system is required, it cannot be a drastic one. It ought to be gradual
and a change in the mindset of both the employees and the head is required.
QUESTIONNAIRE
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2)
3)
Very much
b)
Somewhat
c)
Don't know
Yes
b)
No
c)
Cant say
Do you hold meeting in the beginning of the explain and clarify activity task
and goals to be achieved.?
4)
5)
a)
Yes
b)
No
Yes
b)
No
To what extent are you satisfied for point allocation on the basis of KRA's and
managerial dimension?
a)
Fully satisfied
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6)
7)
8)
9)
10)
b)
Satisfied
c)
Dissatisfied
d)
Uncertain
Yes
b)
No
Yes
b)
No
Do you think that the system wills also contribution in potential appraisal?
a)
Yes
b)
No
c)
Cant say
Performance
b)
Experience
c)
Both
Do you think that the present performance appraisal system is transparent &
free bias?
a)
Yes
b)
No
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11)
Highly satisfied
b)
Satisfied
c)
Just satisfied
d)
Dissatisfied
56
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