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ORIGINAL ARTICLE
ABSTR ACT
RESULTS
BACKGROUND
Antiretroviral
therapy
was
high among
HIVinfected
children.
(Funded by
the
National
Institutes of
Health and
Secure the
Future;
ClinicalTria
ls.gov
number,
NCT00080
119.)
Drs.
Madhi,
McSherry,
and Mitchell
con-tributed
equally to this
article.
N Engl J Med
2011;365:2131.
Copyright 2011
Massachusetts
Medical Society.
21
otherwise
immunocompet
children,
UBERCULO ent
MTB
infection
SIS
IS
HIGHLY in the first 2
ENDEMI years of life is
associ-ated
C
INwith a 43% risk
subof
the
Saharan
Africa, adevelopment of
situation tuber-culosis
aggravatedduring the next
by
the
6
ongoing 12
months.
epidemic
of humanAlso, the risk of
cultureimmu-
nodeficiency
virus type
confirmed
1tuberculosis is
1
(HIV-1).
Theincreased by a
factor of more
increased
burden
ofthan 20 among
HIV-infected
tuberculosis
chil-dren under
among adults in
2 years
of
areas with a
7,8
high prevalenceage.
of HIV infectionFurthermore,
is also associ-post-mortem
have
ated with highstudies
identified
rates
of
transmission oftuberculosis as
a leading cause
Mycobacteof death in
rium
HIV-infected
tuberculosis
in
(MTB)
tochildren
Africa,
household
members
andaccounting for
2-12 to 18% of
other contacts. deaths in these
5
Therefore, itchildren.9,10
has
beenIsoniazid has
proposed that inshown
areas such aseffectiveness in
South
Africa,preventing
tuberculosisprogression to
prevention
tuberculosis
strategies withdisease
in
isoniazid
children who
chemoprophy- had
known
laxis, which socontact
with
far
havepersons
with
targeted
onlyinfectious
11household
tuberculosis,
contacts
of13
adults
with but its role in
positive sputumpreexposure
smears for MTBprophylaxis has
been
acid-fast bacilli,not
in
be expanded toevaluated
HIV-infected
include
other
infants
or
high-risk
uninfected
groups.
children
exAmong
posed to HIV
during
the
perinatal period
both groups
at
increased
risk
for
tuberculosis.
Our study
evaluated the
safety
and
efficacy
of
isoniazid versus
placebo
for
preexposure
prophy-laxis
against
tuberculosis in
HIV-infected
children
and
uninfected
children
exposed to HIV
during
the
perinatal
period, when
treatment was
started at 3 to 4
months of age
and continued
for 96 weeks.
M
ET
H
O
DS
STUDY SITES
This
multicenter,
phase
23,
randomized,
double-blind,
placebocontrolled trial
of
isoniazid
was
undertaken
in
three
South
African centers
(Chris
Hani
Baragwanath
Hospital,
Johannesburg;
Tygerberg
Hospital,
University of
Stellenbosch, sites
had
Cape Town; andexisting
King
Edwardprograms for
VII
Hospital,the prevention
Durban)
andof mother-toone center inchild
Botswana
transmission
(Princess
of
HIV.
Marina
Children
inHospital,
fected
with
Gaborone).
HIV
were
Enrollment atgiven
the
Botswanaantiretroviral
site
be-gantreatment,
shortly beforewhich
the study wasprimarily
terminated. All included
stavudine,
lamivudine,
and lopinavir
ritonavir, per
countryspecific guidelines,
or
zidovudine,
lamivudine,
and lopinavir
ritonavir.
means of HIV-1
DNA
polymerasechain-reaction
(PCR) testing.
HIV-uninfected
in-fants
had
their
negative
status confirmed
by a second
negative DNA
PCR assay 24
weeks
after
randomization
and a negative
HIV
enzymelinked
immunosorbent
assay (ELISA)
at 18 months of
age. Participants
were
enrolled
between the 91st
and 120th days
of
life.
Eligibility
criteria included
re-ceipt of the
BCG vaccine by
30 days of age;
no his-tory of
tuberculosis in
the
infant,
known exposure
to
a
microbiologicall
y
confirmed
case of tuberculosis, or active
antituberculosis
treatment in the
mother at the
time
of the
infants
birth;
and no evidence
of failure to
thrive, recurrent
pneumonia,
chronic diarrhea,
or
immunosuppress
ive condi-tions
other than HIV
infection.
STUDY
ENROLLMEN
T AND
PARTICIPANT
S
Enrollment
occurred
between
December 2004
and June 2008.
Enrollment of
the
HIVuninfected
cohort
was
completed
in
June
2006.
Infants born to
HIV-infected
women
were
identified
through
programs for the
prevention
of
mother-to-child
transmission of
HIV. The HIVInfants
infection status
were randomly
of infants was
assigned
to
determined by
receive
daily
uninfected
children
96
weeks after randomization.
The end point
for disease-free
survival
was
the
first
occurrence of
death from any
cause
or
tuberculosis
disease, and the
end point for
infec-tion-free
survival
was
the
first
occurrence of
death from any
(hereafter
cause,
referred to as tuberculosis
STUDY
OBJECTIVES infection-free
disease,
or
AND END
survival)
MTB inPOINTS
among
HIV22
N ENGL J
Score
0
<2
24
>80%
6080%
None
Reported by family
No
No
>4
<60% or a drop of
2 percentiles
Sputum-confirmed
Negative
Reactive (5 or
10 mm)
Yes
Yes
14
Study participants with a score of 4 or more (excluding the tuberculin skin test) during screenings at
their routine visits every 3 months were screened further by means of a tuberculin skin test and a chest
radiograph.
15
1
Evaluation for malnutrition was performed according to World Health Organization guidelines on the
basis of z scores and clinical and laboratory evaluations.
1
A reactive skin test was defined as an induration of at least 5 mm in horizontal diameter in HIVinfected children and an induration of at least 10 mm in HIV-uninfected children.
Participants were screened for symptoms of tuberculosis at each study visit and assessed further if
they had a score of 4 or more on the clinical algo14
rithm scale (Table 1), excluding scoring on the
tuberculin skin test. Children were also assessed
for pulmonary tuberculosis when presenting with
clinical or radiographic evidence of pneumonia or
at the discretion of the attending physician. For
children with MTB exposure, the study drug was
discontinued and open-label isoniazid was administered according to the guidelines in South
14
Africa.
Investigations for tuberculosis included collection of information on the status of sputum
smears in the index case, a history taking for
of active tuberculosis
disease, 96 weeks after
ran-domization. An endpoint review committee
of study-team clinicians
who were unaware of the
study-group assignments
reviewed all deaths and
23
Definite tuberculosis
Mycobacterium tuberculosis cultured from any site, or positive auramine staining of a cerebrospinal fluid specimen
Probable tuberculosis
The presence of at least two clinical criteria in the algorithm shown in Table 1, plus either
positive auramine staining of an induced-sputum or gastric-washing smear or suggestive
histologic findings (caseating granuloma); or positive auramine staining of a gastricwashing or induced-sputum smear and a chest radiograph suggestive of tuberculosis*
Possible tuberculosis
Latent M. tuberculosis
infection
A positive tuberculin skin test at week 96 after randomization in the absence of active
tuberculosis (definite, probable, or possible)
1*
Radiographic findings that were considered to be suggestive of pulmonary tuberculosis included hilar
lymphadenopathy, alveolar consolidation, a miliary pattern of lesions, and cavitations in the lung parenchyma.
RES
ULT
S
CHARACTERISTICS
OF THE
PARTICIPANTS
24
N ENGL J
MED 365;1
NEJM.ORG JULY 7,
2011
A HIV-Infected
B HIV-Uninfected
548 Children underwent randomization
359 Were from Johannesburg
132 Were from Cape Town
53 Were from Durban
4 Were from Botswana
75 Completed intervention
34 Were lost to follow-up
7Were unable to get to
the clinic
4Withdrew consent
5Were unwilling to adhere
to study requirements
18Could not be contacted
34 Discontinued intervention
11Had exposure to TB case
1Had laboratory toxicity
12Did not meet protocol
definition of clinical TB
1Had peripheral neuropathy
9Did not adhere to regimen
130 Did not complete intervention because of study
closure
81 Completed intervention
21 Were lost to follow-up
1Was unable to get to
the clinic
6Withdrew consent
1Was unwilling to adhere
to study requirements
13Could not be contacted
31 Discontinued intervention
11Had exposure to TB case
11Did not meet protocol
definition of clinical TB
2Disallowed concomitant
medication
1Discontinued following
hospitalization
6Did not adhere to regimen
141 Did not complete intervention because of study
closure
Figure 1. Enrollment, Randomization, and Follow-up of the HIV-Infected and HIV-Uninfected Study Cohorts.
Four HIV-infected children (one in the isoniazid group and three in the placebo group) who were positive for HIV at baseline were
sub-sequently confirmed to be HIV-uninfected. Six HIV-uninfected children (two in the isoniazid group and four in the placebo
group) who were negative for HIV at baseline were subsequently confirmed to be HIV-infected. The numbers of participants lost to
follow-up or who discontinued the intervention denote those who were lost to follow-up or discontinued the intervention before a
primary end point oc-curred. The reasons for discontinuing the intervention are enumerated only for those not lost to follow-up.
INH denotes isoniazid, and TB tuberculosis.
2011
25
HIV-Infected
Cohort
Primary
end
points
are
detailed in Table
4. Partici-pants
who
reached
more than one
end point were
categorized
according to the
tuberculosis
died, and only
tuberculosis
end points were
included in the
efficacy
analysis
for
these
participants.
Either protocoldefined
tuberculosis or
death occurred
in 52 children
(19.0%) in the
isoniazid group
as
compared
with
53
children (19.3)
in the placebo
group (hazard
ratio, 0.98; 95%
confidence
interval [CI],
0.67 to 1.44)
(Fig. 1 in the
Supplementary
Appendix).
Tuberculosis
ac-counted for
31 (59.6%) of
the primary end
points in the
isoniazid group
and for 38
(71.7%) in the
placebo group
(P=0.40);
death
accounted for
21 (40.4%) and
15 (28.3%) of
the primary end
points in the
two
groups,
respectively (P
=0.12). The results
were
similar
when
the
analysis
was
adjusted
for status with
respect
to
antiretroviral
treatment
at
baseline
and
results
of
analyses of the
secondary end
points
Characteristic
HIV-Infected Children
Total
(N=547)
HI
Isoniazid
Group
(N=273)
Placebo
Group
(N=274)
97
95
91 to 120
91 to 120
Total
(N=804)
Age days
Median
Range
96
91 to 120
96
91 to 120
Weight-for-age z score
Median
0.58
0.61
0.54
0.35
Range
4.29 to 3.07
3.44 to 3.07
4.29 to 3.03
2.83 to 3.9
237 (43.3)
114 (41.8)
123 (44.9)
411(51.1
536 (98.0)
264 (96.7)
272 (99.3)
775 (96.4
11(2.0)
9 (3.3)
2 (0.7)
29 (3.6)
504 (92.1)
254 (93.0)
250 (91.2)
792 (98.5
Brick house
345 (63.3)
162 (59.3)
183 (67.3)
468 (58.2
198 (36.3)
109 (39.9)
89 (32.7)
336 (41.8
2 (0.4)
2 (0.7)
Hostel
2 to 15
2 to 15
2 to 15
2 to 21
Ever breast-fed
73 (13.3)
37 (13.6)
36 (13.1)
48 (6.0)
Breast-fed at baseline
29 (5.3)
15 (5.5)
14 (5.1)
7 (0.9)
Range
26
Table 3. (Continued.)
Characteristic
HIV-Infected Children
Total
(N=547)
Isoniazid
Group
(N=273)
HIV-Uninfected Children
Placebo
Group
(N=274)
Total
(N=804)
Isoniazid
Group
(N=403)
Placebo
Group
(N=401)
2 (0.4)
2 (0.7)
6 (0.7)
4 (1.0)
2 (0.5)
37 (6.8)
14 (5.1)
23 (8.4)
51 (6.3)
29 (7.2)
22 (5.5)
39 (7.1)
14 (5.1)
25 (9.1)
57 (7.1)
33 (8.2)
24 (6.0)
513 (93.8)
255 (93.4)
258 (94.2)
787 (97.9)
395 (98.0)
34 (6.2)
18 (6.6)
16 (5.8)
17 (2.1)
354 (65.3)
178 (65.7)
176 (64.9)
142 (26.2)
74 (27.3)
68 (25.1)
37 (6.8)
16 (5.9)
21 (7.7)
5 (0.9)
2 (0.7)
3 (1.1)
HIV-uninfected
4 (0.7)
1 (0.4)
3 (1.1)
Missing data
8 (2.0)
9 (2.2)
CD4+ cells %
Median
Range
28
6 to 58
29
28
6 to 53
6 to 58
111(21.5)
56 (21.7)
55 (21.3)
2024%
86 (16.7)
40 (15.5)
46 (17.8)
2534%
187 (36.2)
90 (34.9)
97 (37.6)
35%
132 (25.6)
72 (27.9)
60 (23.3)
31
15
16
Median
625,000
710,000
482,000
Interquartile range
46,000 to
750,000
97,905 to
750,000
258,000 to
750,000
171 (31.5)
78 (28.7)
93 (34.3)
1*
Percentages may not add to 100 because of rounding. BCG denotes bacille CalmetteGurin, CDC Centers for
Disease Control and Prevention, HIV human immunodeficiency virus, and HIV-1 human immunodeficiency virus type 1.
Housing type was not provided for two HIV-infected participants in the placebo group.
Category N denotes asymptomatic, A mildly symptomatic, B moderately symptomatic, and C severely symptomatic.
Participants with missing data and HIV-uninfected participants were excluded from the percentages.
Excluded were seven and six HIV-infected participants with missing data from the isoniazid and placebo groups, respectively. HIVuninfected participants were excluded from the percentages. The range was 400 to 750,000 for both study groups.
HIV-uninfected participants were excluded from the percentages.
incidence of tuberculosis
isoniazid
group
(10 was 121 cases per 1000
were consistent with lack of efficacy. In addition, a post hoc participants, 3.7%) and child-years (95% CI, 95
analysis of the composite end point of probable or definite the pla-cebo group (11 to 153).
tuberculosis showed no significant difference in incidence participants, 4.0%; P=
between the
0.83).
The
overall
N ENGL J MED 365;1
27
Table 4. Summary of First End Point Met toward Primary Outcome Measures in Children Randomly Assigned to Isoniazid or Placebo.*
End Point
HIV-Infected Children
Total
(N=547)
Isoniazid
Group
(N=273)
105 (19.2)
HIV-Uninfected Children
Placebo
Group
(N=274)
P Value
Total
(N=804)
52 (19.0)
53 (19.3)
0.93
84 (10.4)
39 (9.7)
45 (11.2)
0.40
no. (%)
Primary end point: tuberculosis
disease or death
Isoniazid
Group
(N=403)
Placebo
Group
(N=401) P Value
no. (%)
0.44
69 (12.6)
31 (11.4)
38 (13.9)
59 (7.3)
28 (6.9)
31 (7.7)
Definite PTB
8 (1.5)
5 (1.8)
3 (1.1)
14 (1.7)
8 (2.0)
6 (1.5)
Probable PTB
8 (1.5)
5 (1.8)
3 (1.1)
9 (1.1)
3 (0.7)
6 (1.5)
Possible PTB
48 (8.8)
21 (7.7)
27 (9.9)
36 (4.5)
17 (4.2)
19 (4.7)
Definite EPTB
3 (0.5)
2 (0.4)
36 (6.6)
0
0
21 (7.7)
3 (1.1)
2 (0.7)
4 (0.5)
2 (0.5)
2 (0.5)
21 (2.6)
9 (2.2)
12 (3.0)
15 (5.5)
Latent tuberculosis
* Percentages for specific outcomes may not add to the total percentages because of rounding.
P values are for the log-rank test.
P=0.85 in an analysis adjusted for status with respect to antiretroviral treatment at baseline and maternal history of tuberculosis.
Protocol-defined tuberculosis included any episode that fulfilled the protocol-specified criteria for possible, probable, or definite
tuberculo-sis, as confirmed by the end-point review committee. EPTB denotes extrapulmonary tuberculosis, and PTB pulmonary
tuberculosis.
One HIV-infected participant with possible pulmonary tuberculosis later fulfilled the criteria for probable pulmonary tuberculosis.
Latent tuberculosis was evaluated at 96 weeks of age by means of a tuberculin skin test (with an induration 10 mm in
horizontal diameter considered to be reactive). The outcome was not evaluated for HIV-infected children because most children
had not completed 96 weeks in the study when the study ended.
d
e
a
t
h
.
T
h
e
e
s
ti
m
a
t
e
d
h
a
z
a
r
d
r
a
ti
o
f
o
the
Supplemen-tary
Appendix). Survival did not
differ significantly between
the study groups (P>0.99).
Self-reported compliance at
scheduled visits ranged from
62 to 82% across visits and
was similar in the two
groups.
r the
isonia
zid
group
as
comp
ared
with
the
placeb
o
group
was
0.85
(95%
C
I
,
0
.
5
5
t
o
1
.
3
0
28
DRUGSUSCEPTIBI
LITY
TESTING
Overall,
isoniazid
resistance was
identified in 5
of 19 children
(26.3%; 95%
CI, 9.2 to
51.2)
with
culture-
confirmed
tuberculosis
who
were
tested
for
susceptibility.
Of these 5
children,
2
children
(1
HIV-infected
and 1 HIVuninfected)
were in the
stratified
according
to
HIV
status
(Table 2 in the
Supplementary
SAFETY
Appendix).
Rates of grade 3 or With
the
higher clinical or exception of
laboratory
abnormalities
were NEJM.ORG JULY 7,
2011
similar in the two
study
groups,
v
s
.
0
%
)
,
w
e
r
e
m
o
r
e
l
i
k
e
l
y
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o
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e
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e
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e
r
e
l
y
i
m
m
u
n
o
c
o
m
p
r
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m
i
s
e
d
(
C
D
C
c
a
t
e
g
o
r
y
B
o
r
C
,
8
8
%
v
s
.
8
%
)
,
w
e
r
e
l
e
s
s
l
i
k
e
l
y
t
o
b
e
re
ce
iv
in
g
a
nt
ir
et
ro
vi
ra
l
tr
ea
tm
e
nt
at
st
u
d
y
e
nt
ry
(9
%
vs
.
3
1
%
),
h
a
d
lo
w
er
C
D
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p
er
ce
nt
a
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es
(2
0
%
vs
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8
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(
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d
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a
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r
e
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o
r
e
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r
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u
d
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c
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,
1
.
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6
v
s
.
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.
5
8
)
.
I
n
a
d
d
i
t
i
o
n
,
9
%
o
f
c
h
il
dr
e
n
in
th
e
st
u
d
y
b
y
Z
ar
et
al
.
h
a
d
a
re
ac
ti
v
e
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b
er
c
ul
in
sk
in
te
st
at
st
u
d
y
e
nt
ry
,
p
os
si
bl
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in
di
ca
ti
n
g
pr
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i
o
u
s
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s
i
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M
T
B
a
n
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t
u
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u
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e
c
t
i
o
n
.
C
o
n
t
r
a
r
y
t
o
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h
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f
i
n
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i
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s
o
f
t
h
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e
t
a
a
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a
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p
r
o
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V
i
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t
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d
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l
t
s
w
i
t
h
a
n
o
nr
ea
ct
iv
e
tu
be
rc
ul
in
sk
in
te
st,
17
th
e
st
u
d
y
b
y
Z
ar
et
al
.
sh
o
w
ed
a
4
9
%
re
d
uc
ti
o
n
in
m
or
ta
lit
y
an
d
a
6
8
%
re
d
uc
ti
o
n
i
n
v
e
t
h
e
t
u
b
e
r
c
u
l
i
n
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c
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c
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d
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e
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a
c
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i
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k
i
n
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e
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t
.
1
8
A
c
l
i
n
i
c
a
l
l
y
r
e
l
e
v
a
n
t
a
s
p
e
c
t
o
f
t
h
e
fi
n
di
n
gs
b
y
Z
ar
et
al
.
is
th
at
th
e
ca
us
es
of
de
at
h
in
b
ot
h
gr
o
u
ps
w
er
e
pr
i
m
ar
il
y
at
tri
b
ut
ed
to
se
ps
is
(4
4
%
),
p
ne
u
m
o
ni
a
(2
2
%
)
,
a
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19
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a
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H
I
V
in
fe
ct
ed
ch
il
dr
en
29
placebo group
would reach a
because
ofprimary
end
increased accesspoint over the
to antiretroviral96-week
treat-ment. Theperiod,
an
overall rate of aincidence
primary
endsimilar to that
point
amongobserved in our
HIV-infected study.
children in our In
study was 22%conclusion, in
over a period ofour
study
96
weeks,isoniazid
which is belowprophy-laxis as
the 40% ratecompared with
that
weplacebo
was
originally
safe but inefestimated. Wefective
as
therefore
preexposure
continued
prophylaxis
enrolling
against tubercuchildren
afterlosis in HIVthe initial targetinfected
and
enrollment
ofHIV-uninfected
500 participantschildren.
had
beenHowever, the
reached.
Theresults of our
futility analysis,study
are
nevertheless, specific to a
indicated
thatsetting such as
even with theSouth
Africa
most optimisticwith a high
estimates, it wasdual bur-den of
unlikely that thetuberculosis
HIV
study
wasand
infection. Much
adequately
has
powered
toin-sight
gained
show significantbeen
the
differences ininto
the primary endepidemiology
points betweenof tuberculosis
southern
the two groups.in
Our study wasAfrica in the
era
of
anadequately
tiretroviral
powered
(91.7%)
totreatment. In a
detect a 50%study
conducted
in
rela-tive
Cape
Town
reduction
in
primary
endfrom 2004 to
the
points
among2007,
incidence
of
HIV-infected
culturechildren on the
basis of anconfirmed
estimate
thattuberculosis
25% of thewas 1596 cases
100,000
children in theper
HIV-infected
7
infants.
In
addition,
the
incidence
of
hospitalization
for
cultureconfirmed and
all categories of
pulmonary
tuberculosis in
Johannes-
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